2022-04-19T14:52:38-05:00 2020-12-31 161131146 BONADIO & CO LLP 171 SULLYS TRAIL PITTSFORD NY 14534 990PF 2020-01-01 472479174 THE KARPUS FAMILY FOUNDATION INC KARP 5853891643 183 SULLYS TRAIL PITTSFORD NY 14534 GEORGE KARPUS PRESIDENT 5853891643 2022-04-19 1 GEORGE KARPUS 999009999 EILEEN C SEMMLER P01239376 5853811000 2022-04-18 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 21506092 X 869604 786089 786089 1345162 17909850 1345162 3000855 2131251 0 0 0 5400 0 5400 208082 153082 55000 34057 0 0 4100 0 4100 637 0 612 252276 153082 65112 858850 858850 1111126 153082 923962 1889729 1978169 1088785 969406 969406 9173573 10595854 11697331 8229666 8422497 8839355 515500 0 0 19007524 19987757 21506092 0 0 X 0 0 0 0 19007524 19987757 19007524 19987757 19007524 19987757 19007524 1889729 0 20897253 909496 19987757 CALL CHIPOTLE MEXICAN P 2020-05-26 31762 7771 23991 23991 CALL CHIPOTLE MEXICAN P 2020-05-19 5984 25874 -19890 -19890 CALL CHIPOTLE MEXICAN P 2020-05-27 5984 26796 -20812 -20812 CALL CHIPOTLE MEXICAN P 2020-05-18 20842 4641 16201 16201 CALL DIREXION SHARES P 2020-05-15 950 940 10 10 CALL DIREXION SHARES P 2020-05-18 139 285 -146 -146 CALL DIREXION SHARES P 2020-05-18 209 428 -219 -219 CALL DIREXION SHARES P 2020-06-04 83 1427 -1344 -1344 CALL DIREXION SHARES P 2020-05-11 47 15 32 32 CALL DIREXION SHARES P 2020-05-11 47 25 22 22 CALL DIREXION SHARES P 2020-05-18 47 10 37 37 CALL DIREXION SHARES P 2020-05-19 99 43 56 56 CALL DIREXION SHARES P 2020-05-19 148 65 83 83 CALL DRXN LRGCAP BULL P 2020-06-02 1238 386 852 852 CALL DRXN LRGCAP BULL P 2020-03-20 291 -291 -291 CALL DRXN LRGCAP BULL P 2020-03-20 291 -291 -291 CALL DRXN LRGCAP BULL P 2020-03-20 261 -261 -261 CALL DRXN LRGCAP BULL P 2020-03-20 261 -261 -261 CALL DRXN LRGCAP BULL P 2020-03-20 291 -291 -291 CALL DRXN LRGCAP BULL P 2020-06-02 829 246 583 583 CALL DRXN LRGCAP BULL P 2020-06-02 3317 963 2354 2354 CALL DRXN LRGCAP BULL P 2020-06-04 4797 1203 3594 3594 CALL DRXN LRGCAP BULL P 2020-06-02 469 441 28 28 CALL DRXN LRGCAP BULL P 2020-06-02 469 155 314 314 CALL DRXN LRGCAP BULL P 2020-06-02 939 309 630 630 CALL DRXN LRGCAP BULL P 2020-06-04 589 151 438 438 CALL DRXN LRGCAP BULL P 2020-06-04 589 155 434 434 CALL DRXN LRGCAP BULL P 2020-06-04 2947 748 2199 2199 CALL DRXN LRGCAP BULL P 2020-06-04 880 197 683 683 CALL DRXN LRGCAP BULL P 2020-06-04 880 197 683 683 CALL DRXN LRGCAP BULL P 2020-06-04 1759 393 1366 1366 CALL DRXN LRGCAP BULL P 2020-06-04 1759 393 1366 1366 CALL DRXN LRGCAP BULL P 2020-06-04 1761 393 1368 1368 CALL DRXN LRGCAP BULL P 2020-06-04 1761 393 1368 1368 CALL DRXN LRGCAP BULL P 2020-06-04 8693 1967 6726 6726 CALL DRXN LRGCAP BULL P 2020-03-12 79 781 -702 -702 CALL DRXN LRGCAP BULL P 2020-03-12 79 781 -702 -702 CALL DRXN LRGCAP BULL P 2020-03-12 49 781 -732 -732 CALL DRXN LRGCAP BULL P 2020-03-12 49 781 -732 -732 CALL DRXN LRGCAP BULL P 2020-03-12 79 781 -702 -702 CALL DRXN LRGCAP BULL P 2020-03-31 71 56 15 15 CALL DRXN LRGCAP BULL P 2020-03-31 49 36 13 13 CALL DRXN LRGCAP BULL P 2020-03-31 59 36 23 23 CALL DRXN LRGCAP BULL P 2020-03-31 489 321 168 168 CALL DRXN LRGCAP BULL P 2020-04-13 79 61 18 18 CALL DRXN LRGCAP BULL P 2020-04-20 36 27 9 9 CALL DRXN LRGCAP BULL P 2020-04-20 79 65 14 14 CALL DRXN LRGCAP BULL P 2020-04-20 172 163 9 9 CALL DRXN LRGCAP BULL P 2020-04-30 70 116 -46 -46 CALL DRXN LRGCAP BULL P 2020-04-30 211 347 -136 -136 CALL DRXN LRGCAP BULL P 2020-04-30 428 694 -266 -266 CALL DRXN LRGCAP BULL P 2020-05-11 357 398 -41 -41 CALL DRXN LRGCAP BULL P 2020-05-11 357 398 -41 -41 CALL DRXN LRGCAP BULL P 2020-04-13 51 21 30 30 CALL DRXN LRGCAP BULL P 2020-04-13 50 21 29 29 CALL DRXN LRGCAP BULL P 2020-04-13 50 21 29 29 CALL DRXN LRGCAP BULL P 2020-06-01 122 203 -81 -81 CALL DRXN LRGCAP BULL P 2020-06-01 122 203 -81 -81 CALL DRXN LRGCAP BULL P 2020-06-04 4 13 -9 -9 CALL DRXN LRGCAP BULL P 2020-04-09 9 3 6 6 CALL PROSHARES TRUST II P 2020-04-13 992 85 907 907 CALL PROSHARES TRUST II P 2020-04-13 18854 1609 17245 17245 CALL PROSHARES TRUST II P 2020-04-20 9923 217 9706 9706 CALL PROSHARES TRUST II P 2020-04-15 1795 3 1792 1792 CALL PROSHARES TRUST II P 2020-04-09 47 829 -782 -782 CALL PROSHARES TRUST II P 2020-04-09 899 15745 -14846 -14846 CALL PROSHARES TRUST II P 2020-04-17 895 -895 -895 CALL PROSHARES TRUST II P 2020-04-14 6 1404 -1398 -1398 CALL PROSHARES TRUST II P 2020-05-01 15757 -15757 -15757 CALL SPDR S&P 500 P 2020-03-30 299 1146 -847 -847 CALL SPDR S&P 500 P 2020-03-03 2693 2491 202 202 CALL SPDR S&P 500 P 2020-03-04 8089 6905 1184 1184 CALL SPDR S&P 500 P 2020-03-13 3063 -3063 -3063 CALL SPDR S&P 500 P 2020-03-26 307 99 208 208 CALL SPDR S&P 500 P 2020-03-26 307 99 208 208 CALL SPDR S&P 500 P 2020-03-31 308 8 300 300 CALL SPDR S&P 500 P 2020-03-25 29 71 -42 -42 CALL SPDR S&P 500 P 2020-03-25 29 71 -42 -42 CALL SPDR S&P 500 P 2020-03-02 997 481 516 516 CALL SPDR S&P 500 P 2020-03-13 3047 3047 3047 CALL SPDR S&P 500 P 2020-01-07 2159 2181 -22 -22 CALL SPDR S&P 500 P 2020-06-04 7132 3288 3844 3844 CALL SPDR S&P 500 P 2020-06-04 7132 3288 3844 3844 CALL SPDR S&P 500 P 2020-03-03 235 499 -264 -264 CALL SPDR S&P 500 P 2020-03-03 98 99 -1 -1 CALL SPDR S&P 500 P 2020-03-02 380 258 122 122 CALL SPDR S&P 500 P 2020-03-03 1972 1288 684 684 CALL SPDR S&P 500 P 2020-03-03 2342 1546 796 796 CALL SPDR S&P 500 P 2020-01-27 1767 1971 -204 -204 CALL SPDR S&P 500 P 2020-02-03 1737 1281 456 456 CALL SPDR S&P 500 P 2020-01-27 2218 2031 187 187 CALL SPDR S&P 500 P 2020-01-27 2218 2031 187 187 CALL SPDR S&P 500 P 2020-02-03 2218 1359 859 859 CALL SPDR S&P 500 P 2020-02-03 2218 1361 857 857 CALL SPDR S&P 500 P 2020-02-06 2218 2202 16 16 CALL SPDR S&P 500 P 2020-02-06 2218 2221 -3 -3 CALL SPDR S&P 500 P 2020-02-13 1870 2718 -848 -848 CALL SPDR S&P 500 P 2020-02-28 172 496 -324 -324 CALL SPDR S&P 500 P 2020-02-28 345 987 -642 -642 CALL SPDR S&P 500 P 2020-02-28 517 1442 -925 -925 CALL SPDR S&P 500 P 2020-02-28 1034 2998 -1964 -1964 CALL SPDR S&P 500 P 2020-03-05 285 698 -413 -413 CALL SPDR S&P 500 P 2020-03-05 285 711 -426 -426 CALL SPDR S&P 500 P 2020-03-09 713 -713 -713 CALL SPDR S&P 500 P 2020-03-09 4302 -4302 -4302 CALL SPDR S&P 500 P 2020-03-09 711 -711 -711 CALL SPDR S&P 500 P 2020-03-13 207 -207 -207 CALL SPDR S&P 500 P 2020-02-21 2260 2337 -77 -77 CALL SPDR S&P 500 P 2020-03-06 812 338 474 474 CALL SPDR S&P 500 P 2020-06-03 163 278 -115 -115 CALL SPDR S&P 500 P 2020-06-03 163 278 -115 -115 CALL SPDR S&P 500 P 2020-06-03 327 551 -224 -224 CALL SPDR S&P 500 P 2020-06-03 327 555 -228 -228 CALL SPDR S&P 500 P 2020-06-03 327 557 -230 -230 CALL SPDR S&P 500 P 2020-06-03 327 557 -230 -230 CALL SPDR S&P 500 P 2020-06-05 163 437 -274 -274 CALL SPDR S&P 500 P 2020-06-05 163 437 -274 -274 CALL SPDR S&P 500 P 2020-06-05 163 438 -275 -275 CALL SPDR S&P 500 P 2020-06-05 163 438 -275 -275 CALL SPDR S&P 500 P 2020-06-05 163 438 -275 -275 CALL SPDR S&P 500 P 2020-06-05 163 439 -276 -276 CALL SPDR S&P 500 P 2020-06-05 653 1755 -1102 -1102 CALL SPDR S&P 500 P 2020-06-05 817 2155 -1338 -1338 CALL SPDR S&P 500 P 2020-06-05 817 2178 -1361 -1361 CALL SPDR S&P 500 P 2020-06-02 139 98 41 41 CALL SPDR S&P 500 P 2020-06-02 139 98 41 41 CALL SPDR S&P 500 P 2020-06-02 277 195 82 82 CALL SPDR S&P 500 P 2020-06-02 281 195 86 86 CALL SPDR S&P 500 P 2020-06-02 279 195 84 84 CALL SPDR S&P 500 P 2020-06-02 281 195 86 86 CALL SPDR S&P 500 P 2020-06-04 236 99 137 137 CALL SPDR S&P 500 P 2020-06-04 236 99 137 137 CALL SPDR S&P 500 P 2020-06-04 235 99 136 136 CALL SPDR S&P 500 P 2020-06-04 235 99 136 136 CALL SPDR S&P 500 P 2020-06-04 235 99 136 136 CALL SPDR S&P 500 P 2020-06-04 237 99 138 138 CALL SPDR S&P 500 P 2020-06-04 949 395 554 554 CALL SPDR S&P 500 P 2020-01-03 183 140 43 43 CALL SPDR S&P 500 P 2020-01-03 183 140 43 43 CALL SPDR S&P 500 P 2020-01-03 183 140 43 43 CALL SPDR S&P 500 P 2020-01-03 183 140 43 43 CALL SPDR S&P 500 P 2020-01-07 145 140 5 5 CALL SPDR S&P 500 P 2020-01-07 145 140 5 5 CALL SPDR S&P 500 P 2020-01-10 352 141 211 211 CALL SPDR S&P 500 P 2020-01-10 705 279 426 426 CALL SPDR S&P 500 P 2020-01-10 937 422 515 515 CALL SPDR S&P 500 P 2020-01-13 333 141 192 192 CALL SPDR S&P 500 P 2020-01-17 707 141 566 566 CALL SPDR S&P 500 P 2020-02-03 79 -79 -79 CALL SPDR S&P 500 P 2020-02-03 159 -159 -159 CALL SPDR S&P 500 P 2020-02-03 159 -159 -159 CALL SPDR S&P 500 P 2020-02-03 393 -393 -393 CALL SPDR S&P 500 P 2020-01-24 170 175 -5 -5 CALL SPDR S&P 500 P 2020-01-24 170 175 -5 -5 CALL SPDR S&P 500 P 2020-01-24 127 149 -22 -22 CALL SPDR S&P 500 P 2020-02-03 285 -285 -285 CALL SPDR S&P 500 P 2020-02-03 199 -199 -199 CALL SPDR S&P 500 P 2020-02-12 1431 391 1040 1040 CALL SPDR S&P 500 P 2020-02-12 617 147 470 470 CALL SPDR S&P 500 P 2020-01-31 92 1480 -1388 -1388 CALL SPDR S&P 500 P 2020-02-05 191 493 -302 -302 CALL SPDR S&P 500 P 2020-02-05 175 493 -318 -318 CALL SPDR S&P 500 P 2020-02-05 175 493 -318 -318 CALL SPDR S&P 500 P 2020-01-17 1052 1174 -122 -122 CALL SPDR S&P 500 P 2020-01-17 740 1174 -434 -434 CALL SPDR S&P 500 P 2020-01-17 530 922 -392 -392 CALL SPDR S&P 500 P 2020-01-22 129 105 24 24 CALL SPDR S&P 500 P 2020-01-22 257 211 46 46 CALL SPDR S&P 500 P 2020-01-27 386 178 208 208 CALL SPDR S&P 500 P 2020-02-20 99 213 -114 -114 CALL SPDR S&P 500 P 2020-02-20 24 75 -51 -51 PUT PROSHARES TRUST II P 2020-03-25 1199 886 313 313 PUT PROSHARES TRUST II P 2020-06-04 1292 886 406 406 PUT PROSHARES TRUST II P 2020-03-26 1510 2161 -651 -651 PUT PROSHARES TRUST II P 2020-06-05 3021 5069 -2048 -2048 PUT SPDR S&P 500 P 2020-06-04 5281 3184 2097 2097 PUT SPDR S&P 500 P 2020-06-02 33 439 -406 -406 PUT SPDR S&P 500 P 2020-03-03 237 187 50 50 PUT SPDR S&P 500 P 2020-03-04 159 482 -323 -323 PUT SPDR S&P 500 P 2020-03-04 317 655 -338 -338 PUT SPDR S&P 500 P 2020-03-04 397 818 -421 -421 PUT SPDR S&P 500 P 2020-03-04 851 1800 -949 -949 PUT SPDR S&P 500 P 2020-06-03 1084 95 989 989 PUT SPDR S&P 500 P 2020-04-13 1070 1070 1070 PUT SPDR S&P 500 P 2020-03-05 736 464 272 272 PUT SPDR S&P 500 P 2020-03-05 1567 533 1034 1034 PUT SPDR S&P 500 P 2020-03-05 1253 639 614 614 PUT SPDR S&P 500 P 2020-03-05 2193 1118 1075 1075 PUT SPDR S&P 500 P 2020-03-05 2507 1237 1270 1270 PUT SPDR S&P 500 P 2020-03-13 313 2367 -2054 -2054 PUT SPDR S&P 500 P 2020-03-13 1567 10168 -8601 -8601 PUT SPDR S&P 500 P 2020-04-13 3190 -3190 -3190 PUT SPDR S&P 500 P 2020-06-02 179 914 -735 -735 PUT SPDR S&P 500 P 2020-03-04 449 883 -434 -434 PUT SPDR S&P 500 P 2020-03-04 449 1042 -593 -593 PUT SPDR S&P 500 P 2020-03-09 2301 1042 1259 1259 PUT SPDR S&P 500 P 2020-03-09 2604 1042 1562 1562 PUT SPDR S&P 500 P 2020-03-09 2799 1042 1757 1757 PUT SPDR S&P 500 P 2020-03-12 4789 1042 3747 3747 PUT SPDR S&P 500 P 2020-03-12 4532 1475 3057 3057 PUT SPDR S&P 500 P 2020-03-12 18129 4167 13962 13962 PUT SPDR S&P 500 P 2020-02-04 57 -57 -57 PUT SPDR S&P 500 P 2020-02-04 57 -57 -57 PUT SPDR S&P 500 P 2020-02-04 1 113 -112 -112 PUT SPDR S&P 500 P 2020-02-04 2 397 -395 -395 PUT SPDR S&P 500 P 2020-02-04 4 737 -733 -733 PUT SPDR S&P 500 P 2020-02-04 5 907 -902 -902 PUT SPDR S&P 500 P 2020-02-05 1867 40 1827 1827 PUT SPDR S&P 500 P 2020-02-05 1493 48 1445 1445 PUT SPDR S&P 500 P 2020-02-05 2240 72 2168 2168 PUT SPDR S&P 500 P 2020-02-05 163 733 -570 -570 PUT SPDR S&P 500 P 2020-02-05 244 1100 -856 -856 PUT SPDR S&P 500 P 2020-02-04 95 593 -498 -498 PUT SPDR S&P 500 P 2020-02-04 95 593 -498 -498 PUT SPDR S&P 500 P 2020-02-04 95 593 -498 -498 PUT SPDR S&P 500 P 2020-02-04 284 1780 -1496 -1496 PUT SPDR S&P 500 P 2020-02-04 379 2373 -1994 -1994 PUT SPDR S&P 500 P 2020-02-07 13 311 -298 -298 PUT SPDR S&P 500 P 2020-02-07 20 466 -446 -446 SPDR S&P 500 P 2020-01-21 160936 162500 -1564 -1564 SPDR S&P 500 P 2020-01-24 32850 32801 49 49 SPDR S&P 500 P 2020-01-24 65699 65601 98 98 SPDR S&P 500 P 2020-01-24 65699 65601 98 98 TEMPLETON EMERGING MARKETS FUND P 2020-01-31 34028 33445 583 583 VANGUARD SMALL CAP INDEX FUND SHARES P 2020-01-24 86126 60150 25976 25976 NUVEEN QUALITY MUNI INCOME FUND P 2020-01-24 55538 47811 7727 7727 NUVEEN QUALITY MUNI INCOME FUND P 2020-01-28 416061 356656 59405 59405 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277154 -80223 -80223 EATON VANCE TAX MANAGED GLOBAL DIVERSIFIED EQUITY INCOME FUND P 2020-03-31 102186 104473 -2287 -2287 ISHARES CORE DIVIDEND GROWTH ETF P 2021-03-16 174927 202334 -27407 -27407 ISHARES EDGE MSCI USA QUALITY FACTOR P 2020-03-20 160583 222123 -61540 -61540 ISHARES MSCI CANADA ETF P 2020-03-25 12426 18110 -5684 -5684 ISHARES MSCI JAPAN ETF P 2020-03-20 65391 80685 -15294 -15294 LF CAPITAL ACQUISITION COR A P 2020-03-12 390704 366513 24191 24191 NETFIN AQUISITION CORP CL A P 2020-03-19 558130 576225 -18095 -18095 OPES ACQUISITION CORP P 2020-03-13 579687 562550 17137 17137 T ROWE PRICE GLOBAL STOCK FUND I CLASS #1071 P 2020-03-23 12680 15488 -2808 -2808 T ROWE PRICE GLOBAL STOCK FUND I CLASS #1071 P 2020-03-25 26740 30558 -3818 -3818 TOTTENHAM ACQUISITION I LTD P 2020-03-17 353252 328440 24812 24812 VANGUARD FTSE EUROPE INDEX FUND SHARES ETF P 2020-03-20 41372 43106 -1734 -1734 VANGUARD FTSE EUROPE INDEX FUND SHARES ETF P 2020-03-20 22540 33279 -10739 -10739 VANGUARD 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255055 40876 40876 PURE ACQUISITION CORP P 2020-03-11 519489 515500 3989 3989 EATON VANCE TAX ADV DVD INC P 2020-03-30 82196 60903 21293 21293 EATON VANCE TAX ADV GLBL DVD INCOME P 2020-03-27 9785 9675 110 110 NUVEEN QUALITY MUNI INCOME FUND P 2020-04-14 124448 124448 0 0 BLACKROCK HEALTH SCI TR II P 2020-04-22 56064 38943 17121 17121 KAYNE ANDERSON MDSTM ENERGY COM P 2020-04-06 7218 23003 -15785 -15785 KAYNE ANDERSON MDSTM ENERGY COM P 2020-04-16 20876 51659 -30783 -30783 VANGUARD S P 500 ETF P 2020-04-07 69223 78299 -9076 -9076 VANGUARD S P 500 ETF P 2020-04-08 45896 48122 -2226 -2226 CALAMOS STRATEGIC TOTAL RETURN FD P 2020-05-07 58840 38163 20677 20677 CORNERSTONE STRATEGIC VALUE P 2020-05-14 4 4 0 0 CORNERSTONE STRATEGIC VALUE P 2020-05-14 54731 49181 5550 5550 EATON VANCE ENH EQTY INC FD II P 2020-05-26 71831 49578 22253 22253 ISHARES MSCI CANADA ETF P 2020-05-08 16611 17995 -1384 -1384 NUVEEN NASDAQ 100 DYNAMIC OVERWRITE P 2020-05-06 70078 57535 12543 12543 NUVEEN NASDAQ 100 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101531 66092 35439 35439 CALAMOS STRATEGIC TOTAL RETURN FD P 2020-06-05 65400 38163 27237 27237 COHEN & STEERS QUALITY INCOME RLTY P 2020-06-16 49322 64224 -14902 -14902 CORNERSTONE STRATEGIC VALUE P 2020-06-04 19998 17054 2944 2944 CORNERSTONE STRATEGIC VALUE P 2020-06-10 59986 43917 16069 16069 CORNERSTONE STRATEGIC VALUE P 2020-06-15 2 2 0 0 CORNERSTONE STRATEGIC VALUE P 2020-06-15 59788 44059 15729 15729 EAGLE POINT CREDIT CO 6.687% PFD P 2020-06-16 155816 166064 -10248 -10248 EAGLE POINT CREDIT CO 6.687% PFD P 2020-06-17 34841 36937 -2096 -2096 EAGLE POINT CREDIT CO 6.687% PFD P 2020-06-18 65163 69020 -3857 -3857 EAGLE POINT CREDIT CO 6.687% PFD P 2020-06-19 34113 36407 -2294 -2294 EAGLE POINT CREDIT CO 6.687% PFD P 2020-06-22 21341 23255 -1914 -1914 EAGLE POINT CREDIT CO 6.687% PFD P 2020-06-23 48977 51280 -2303 -2303 EAGLE POINT CREDIT CO 6.687% PFD P 2020-06-24 16339 16818 -479 -479 EATON VANCE ENH EQTY INC FD II P 2020-06-16 31182 21147 10035 10035 EATON VANCE ENH EQTY INC FD 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ENDING 2016 IN THE AMOUNT OF $19,232. 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