2022-05-09T15:34:32-05:00 2021-12-31 390859910 BAKER TILLY US LLP 1570 FRUITVILLE PIKE SUITE 400 LANCASTER PA 17601 990 2021-01-01 232740843 ALTERNATIVES RESEARCH AND DEVELOPMENT FOUNDATION ALTE 2158878076 801 OLD YORK ROAD 218 JENKINTOWN PA 19046 SUE A LEARY PRESIDENT 2158878076 2022-05-09 1 SUE LEARY XXX-XX-XXXX KERRI N BOGDA CPA P00760402 7177404863 X 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X SUE A LEARY 801 OLD YORK ROAD 218 JENKINTOWN PA 19046 3178937 0 X WWW.ARDF-ONLINE.ORG X 1993 PA ARDF PROMOTES AND DEVELOPS ALTERNATIVE SCIENTIFIC SOLUTIONS TO THE PROBLEM OF ANIMAL TESTING. 7 6 1 10 0 0 74498 69409 0 0 869513 1506279 0 8505 944011 1584193 306604 285938 0 0 40557 42124 0 0 3348 179881 212315 527042 540377 416969 1043816 13902918 15528574 45380 45018 13857538 15483556 X THE MISSION OF THE ARDF IS TO FUND AND PROMOTE THE DEVELOPMENT, VALIDATION AND ADOPTION OF NON-ANIMAL METHODS IN BIOMEDICAL RESEARCH, PRODUCT TESTING, AND EDUCATION. 0 0 353399 285938 0 THE 'ANNUAL OPEN' GRANT PROGRAM FUNDED PROJECTS AT UNIVERSITIES THAT WILL ESTABLISH ENHANCEMENT FOR RESEARCHERS TO USE ADVERSE OUTCOME PATHWAYS INSTEAD OF ANIMAL TESTS, A COMPUTER BASED PIPELINE FOR ANTIBODY DISCOVERY, WHICH IS APPLICABLE TO MANY KINDS OF BIOMEDICAL RESEARCH, BUILDING COMPUTER DATABASES OF CHEMICAL INFORMATION BASED ON HUMAN EFFECTS, DEVELOPMENT OF A COMPLEX IN VITRO MODEL TO MEASURE PEDIATRIC EXPOSURE TO INHALED POLLUTANTS, AN ANIMAL-FREE APPROACH TO FOOD SAFETY TESTING, AND AN IN VITRO ANGIOGENESIS MODEL. TAKEN TOGETHER, THESE PROJECTS WILL ADVANCE ANIMAL WELFARE AND HUMAN HEALTH.ARDF ALSO SPONSORED SCIENTIFIC MEETINGS, AND EDUCATION AND OUTREACH ON ALTERNATIVE METHODS, INCLUDING ALTERNATIVES TO FETAL BOVINE SERUM, TO ACCELERATE UNDERSTANDING AND COLLABORATION. 353399 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 1 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 3 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 X 7 6 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 PA MN X X SUE LEARY PRESIDENT 2158878076 801 OLD YORK ROAD NO 218 JENKINTOWN PA 19046 SUE A LEARY PRESIDENT 12.00 35.00 X X 20000 54565 5270 JOSEPH LUDWIG VICE PRESIDENT 0.50 1.00 X X 0 0 0 AARON MCINTYRE TREASURER 0.50 1.00 X X 0 0 0 DENISE COWIE SECRETARY 0.50 1.00 X X 0 0 0 DOUGLAS R BARR SR BOARD MEMBER 0.50 0.50 X 0 0 0 FRANCIS KRAFCHIK BOARD MEMBER 0.50 0.50 X 0 0 0 ROBERT FINN BOARD MEMBER 0.50 0.50 X 0 0 0 20000 54565 5270 0 0 0 0 MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 INVESTMENT SERVICES 143356 1 1180 68229 69409 154090 154090 2946933 1594744 1352189 1352189 1352189 GRANT REFUNDS 900099 8505 8505 8505 1584193 0 0 1514784 135135 135135 150803 150803 20000 16000 4000 13591 7224 4139 2228 678 162 403 113 5804 2890 2245 669 2051 1104 742 205 27466 27466 90 90 143356 143356 12795 12795 3860 3553 182 125 5667 5667 17096 16525 571 820 820 300 300 670 331 331 8 RESEARCH & INFORMATION 195 195 540377 353399 183630 3348 376884 372643 403275 403309 0 11744 3318 2884 12396 9696 0 2700 12674289 14214680 445152 520614 13902918 15528574 39263 6907 6117 38111 45380 45018 X 12947896 14537017 909642 946539 13857538 15483556 13902918 15528574 X 1043816 545502 36700 X 0 1 X 1 0 X 83569 57870 136042 74498 69409 421388 83569 57870 136042 74498 69409 421388 100115 321273 137909 162465 162080 141897 154090 758441 15549 8505 24054 1203883 0.26690 0.40440 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: GRANT REFUNDS - 2019 AMOUNT: $ 15,549. 2021 AMOUNT: $ 8,505. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 13361 90 7116 90 20477 540287 2882840 540377 2903317 106057 295166 26514 73792 0 0 0 0 104056 106057 210113 315170 46 90 136 26014 26514 52528 78792 12674289 1890391 350000 14214680 10737802 2311583 375096 12674289 9074310 2033864 370372 10737802 9615924 -166192 375422 9074310 8490686 1425720 300482 9615924 1.00000 0.00000 0.00000 1 0 12396 9696 2700 2700 LEASE LIABILITY 38111 38111 X 2014534 545502 -106656 438846 1575688 8505 8505 1584193 388516 -8505 -8505 397021 143356 143356 540377 PART V, LINE 4: THE ORGANIZATION'S QUASI-ENDOWMENT FUNDS FUND THE VARIOUS ACTIVITIES OF ARDF. THIS INCLUDES FUNDING RESEARCH PROJECTS THAT DEVELOP NON-ANIMAL ALTERNATIVES TO TRADITIONAL ANIMAL EXPERIMENTS AND SPONSORSHIP OF SCIENTIFIC MEETINGS PROMOTING ALTERNATIVES. PART X, LINE 2: MANAGEMENT BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX PROVISIONS TAKEN, AND AS SUCH, THE FOUNDATION DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS. THE FOUNDATION'S FEDERAL RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX (FORM 990) FOR 2021, 2020 AND 2019 ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE, GENERALLY FOR THREE YEARS AFTER THE DATE THE RETURN WAS FILED. PART XI, LINE 2D - OTHER ADJUSTMENTS: UNREALIZED GAIN (LOSS) ON BENEFICIAL INTEREST IN PERPETUAL TRUST 36,700. INVESTMENT FEES -143,356. PART XI, LINE 4B - OTHER ADJUSTMENTS: REVENUE NET WITH EXPENSES 8,505. PART XII, LINE 2D - OTHER ADJUSTMENTS: REVENUE NET WITH EXPENSES -8,505. PART XII, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT FEES 143,356. 1 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES RESEARCH GRANTS 85803 NORTH AMERICA 0 0 PROGRAM SERVICES RESEARCH GRANTS 65000 0 0 0 0 0 0 150803 0 150803 EUROPE (INCLUDING ICELAND & GREENLAND) SUPPORT OF FSC-FREE.ORG DATABASE PROJECT 5803 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) DRS. FORTUNA AND GEREMIA RESEARCH GRANT - ALTERNATIVE METHOD 40000 WIRE TRANSFER 0 NORTH AMERICA DR. CHARU CHANDRASEKERA RESEARCH GRANT - ALTERNATIVE METHOD 40000 WIRE TRANSFER 0 NORTH AMERICA 12TH WORLD CONGRESS ON ALTERNATIVES SPONSORSHIP 25000 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) DR. MATHIEU VINKEN RESEARCH GRANT - ALTERNATIVE METHOD 40000 WIRE TRANSFER 0 5 0 0 0 0 0 0 PART I, LINE 2: PROGRESS REPORTS FOR RESEARCH GRANTS ARE REQUIRED AFTER 8 MONTHS AND THE FINAL REPORT IS DUE WHEN THE SUPPORTED PROGRAM IS COMPLETE. ANY UNUSED FUNDS MUST BE RETURNED OR USED FOR APPROVED PURPOSES ONLY. PART III ACCOUNTING METHOD: 1 JOHNS HOPKINS BLOOMBERG SCHOOL OF PUBLIC HEALTH 615 N WOLFE ST STE E2132 BALTIMORE MD 21205 520595110 501(C)(3) 10000 0 EDUCATION AND OUTREACH/COMMUNICATIONS ON ALTERNATIVE METHODS JOHNS HOPKINS UNIVERSITY OFFICE OF RESEARCH ADMINISTRATION 615 N WOLFE ST STE E2132 BALTIMORE MD 21205 520595110 501(C)(3) 36135 0 DR. ALEXANDRA MAERTENS RESEARCH GRANT - ALTERNATIVE METHOD; (2) MPS WORLD SUMMIT SPONSORSHIP SOUTH DAKOTA SCHOOL OF MINES AND TECHNOLOGY 500 E CAPITOL AVE PIERRE SD 57501 466000364 501(C)(3) 40000 0 DRS. TRAVIS WALKER, TUGBA OZDEMIR, TIMOTHY BRENZA RESEARCH GRANT - ALTERNATIVE METHOD UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL OFFICE OF SPONSORED RESEARCH 104 AIRPORT RD STE 2200 CHAPEL HILL NC 275991350 566001393 501(C)(3) 40000 0 DRS. ALYSHA SIMMONS AND PHILLIP CLAPP RESEARCH GRANT - ALTERNATIVE METHOD 4 PART I, LINE 2: PROGRESS REPORTS FOR RESEARCH GRANTS ARE REQUIRED AFTER 8 MONTHS AND A FINAL REPORT IS DUE WHEN THE SUPPORTED PROGRAM IS COMPLETE. ANY UNUSED FUNDS MUST BE RETURNED OR USED FOR APPROVED PURPOSES ONLY. FORM 990, PART VI, SECTION B, LINE 11B THE PRESIDENT, TREASURER, AND BOARD OF DIRECTORS REVIEW THE FORM 990 BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION FOLLOWS THE POLICIES OF ITS AFFILIATE, AMERICAN ANTI-VIVISECTION SOCIETY (AAVS), WITH WHICH IT SHARES ITS BOARD OF MANAGERS. THE BOARD OF MANAGERS MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICIES (AS DETERMINED BY AAVS). ANNUAL DISCLOSURE FORMS ARE COLLECTED FROM EACH BOARD MEMBER AND REVIEWED BY THE PRESIDENT WHO ENSURES THAT MEMBERS RECUSE THEMSELVES FROM VOTING ON ANY MATTERS IN WHICH THEY MAY HAVE A DUAL INTEREST. THE BOARD OF MANAGERS, EXCLUDING THE PRESIDENT, ENSURES THAT THE PRESIDENT RECUSES HERSELF IN CASE OF A POTENTIAL CONFLICT OF INTEREST. THE CONFLICT OF INTEREST POLICY EXPLICITLY DEEMS FAMILY AND BUSINESS RELATIONSHIPS TO HAVE POTENTIAL FOR CONFLICTS AND REQUESTS DETAILED INFORMATION ON ANY SUCH RELATIONSHIPS AS PART OF THE ANNUAL CONFLICT OF INTEREST POLICY PROCESS. FORM 990, PART VI, SECTION B, LINE 15A THE ORGANIZATION'S COMPENSATION POLICIES ARE DICTATED BY ITS AFFILIATE, AMERICAN ANTI-VIVISECTION SOCIETY (AAVS) WITH WHOM IT SHARES A BOARD OF MANAGERS. THE FULL BOARD OF MANAGERS ANNUALLY DETERMINES COMPENSATION OF THE PRESIDENT BY COMPARING WITH COMPENSATION OF EQUIVALENT POSITIONS USING PUBLICLY AVAILABLE DATA. NOTE THE PRESIDENT'S SALARY IS DETERMINED BY AAVS BUT IS REPORTED ON BOTH RETURNS. DECISIONS ARE RECORDED IN BOARD MINUTES AND MATERIALS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, THE CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: UNREALIZED GAIN (LOSS) ON BENEFICIAL INTEREST IN PERPETUAL TRUST 36,700. FORM 990, PART V, LINE 2A AND PART IX SALARIES REFLECTED ON THE STATEMENT OF FUNCTIONAL EXPENSES ARE ALLOCATIONS OF SALARIES AS A PORTION OF MANAGEMENT EXPENSES THAT THE ORGANIZATION PAYS TO ITS AFFILIATE, THE AMERICAN ANTI-VIVISECTION SOCIETY. NOTE THAT THE ONE EMPLOYEE, SUE LEARY, IS PAID BY A COMMON PAYMASTER, THE ORGANIZATION'S AFFILIATE AMERICAN ANTI-VIVISECTION SOCIETY. THERE IS NO W-3 REPORTED FOR THIS ENTITY; ALL FILING REQUIREMENTS ARE MET THROUGH THE AFFILIATE AS MENTIONED. AMERICAN ANTI-VIVISECTION SOCIETY 801 OLD YORK NOBLE PLAZA SUITE 204 JENKINTOWN PA 19046 230341990 EDUCATE THE PUBLIC ON PROBLEMS OF ANIMAL EXPERIMENTATION PA 501(C)(3) LINE 7 NONE 0 0 0 0 1 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0