2022-05-13T10:30:57-05:00 2021-06-30 134008324 PRICEWATERHOUSECOOPERS LLP 655 New York Avenue NW Suite 1100 WASHINGTON DC 20001 990 2020-07-01 350868188 University of Notre Dame du Lac UNIV 5746317575 Controllers Office 724 Grace Hall Notre Dame IN 46556 Shannon B Cullinan Executive Vice President 2022-05-13 true Shannon B Cullinan 999009999 TRAVIS PATTON P00369623 2024141000 2020 2022-09-23 18:48:47Z Rev John I Jenkins CSC Controllers Office 724 Grace Hall Notre Dame IN 46556 13047187676 false 5067 X www.nd.edu X 1844 IN See Schedule O. 40 38 16525 2153 -13483331 0 616826545 466309113 999204671 1015229601 886252178 2029004823 16151066 3996196 2518434460 3514539733 401027756 415737559 0 0 777588209 772106981 0 40480817 510509659 517585538 1689125624 1705430078 829308836 1809109655 18413618903 26263144687 3920126056 4784567682 14493492847 21478577005 See Schedule O. See explanation for Form 990, Part I, Line 1- Organization's Mission above. false false 1109669507 404100446 775789762 Academic Programs & Research - Provided academic instruction, support services, and public service and research opportunities to nearly 13,000 undergraduate and graduate students pursuing courses of study within six undergraduate colleges, a business school, a law school, an architecture school, a school of global affairs, and graduate school. Instructional activities resulted in the conferral of over 3,600 baccalaureate, master's, doctoral, and professional degrees. Academic support services included providing world-class library facilities, the publishing of numerous academic periodicals and volumes, and the operation of a museum of art. Public service activities included programs aimed at providing students with service opportunities as well as University financial support for other non-profit organizations, both directly and through its donor advised fund program. Finally, University researchers administered nearly 1,100 awards for studies based within the disciplines of engineering, science, and humanities. 241382502 11637113 242828262 Auxiliary enterprises - Provided services to the University community, its guests and other patrons including food services, student and visitor lodging, laundry services, event management services, and multiple recreational facilities. Administered the University Intercollegiate athletics program that enabled student-athletes to compete in twenty-six sports programs at the NCAA Division I level. 1351052009 true true false true true false true false true true true false false true false false true true true true true true false true false false true true true false false false false true false false true true true false false true true true true false false true X 19459 0 true 16525 true true true true EI IS IT KE LU AS MP MX SW UK BR CA CI CH false false false true true true 2 false false false false false false true true X 40 38 true false true false false false false true true false false true true true true true true true true true true CA IN X Andrew Paluf 5746317575 Controllers Office 724 Grace Hall Notre Dame IN 46556 Rev John I Jenkins CSC PhD President & Trustee 40.0 0 X X 1164429 0 77019 Andrew J McKenna Jr Trustee 2.0 0 X 0 0 0 Ann C Williams Trustee 2.0 0 X 0 0 0 Anne E Thompson Trustee 3.0 0 X 0 0 0 Byron O Spruell Trustee 3.0 0 X 0 0 0 Carlos J Betancourt Trustee 2.0 0 X 0 0 0 Carol Hank Hoffmann Trustee 2.0 0 X 0 0 0 Celeste Volz Ford Trustee 2.0 0 X 0 0 0 Cindy K Parseghian Trustee 2.0 0 X 0 0 0 Clare Stack Richer Trustee 2.0 0 X 0 0 0 Danielle W Merfeld Trustee 2.0 0 X 0 0 0 Diana Lewis Trustee 2.0 0 X 0 0 0 Dorene C Dominguez Trustee 2.0 0 X 0 0 0 J Christopher Reyes Trustee 3.0 0 X 0 0 0 James C Parsons Trustee 2.0 0 X 0 0 0 James E Rohr Trustee 3.0 0 X 0 0 0 James F Flaherty III Trustee 3.0 0 X 0 0 0 James J Dunne III Trustee 2.0 0 X 0 0 0 Jennifer F Scanlon Trustee 2.0 0 X 0 0 0 John B Veihmeyer Trustee 2.0 0 X 0 0 0 John J Brennan Trustee 4.0 0 X 0 0 0 Justin R Liu Trustee 2.0 0 X 0 0 0 Karen McCartan DeSantis Trustee 2.0 0 X 0 0 0 Kenneth C Ricci Trustee 2.0 0 X 0 0 0 Kevin J Buckley Trustee 2.0 0 X 0 0 0 Michael G O'Grady Trustee 2.0 0 X 0 0 0 Phyllis W Stone Trustee 2.0 0 X 0 0 0 Rev Austin I Collins CSC MDiv MFA VP for Mission Engagement and Church Affairs & Trustee 40.0 0 X 177164 0 17073 Rev Daniel G Groody CSC MDiv PhD VP & Associate Provost & Trustee 40.0 0 X 262850 0 70342 Rev John J Ryan CSC Trustee 2.0 0 X 0 0 0 Rev Jose E Ahumada F CSC Trustee 2.0 0 X 0 0 0 Rev Paul V Kollman CSC Professor and Trustee 40.0 0 X 134294 0 70423 Rev Robert A Dowd CSC MDiv PhD Assistant Provost for Internationalization & Trustee 40.0 0 X 149434 0 17073 Rev William M Lies CSC Trustee 2.0 0 X 0 0 0 Sara Martinez Tucker Trustee 3.0 0 X 0 0 0 Shayla Keough Rumely Trustee 2.0 0 X 0 0 0 Stephanie A Gallo Trustee 3.0 0 X 0 0 0 Stephen J Brogan Trustee 3.0 0 X 0 0 0 Thomas G Maheras Trustee 3.0 0 X 0 0 0 Thomas J Crotty Jr Trustee 2.0 0 X 0 0 0 Timothy F Sutherland Trustee 2.0 0 X 0 0 0 Marianne Corr JD VP & General Counsel 40.0 2.0 X 710523 0 42677 Marie Lynn Miranda PhD Provost 40.0 0 X 347850 0 54154 Michael D Donovan JD MBA VP & Chief Investment Officer 40.0 1.0 X 2686630 0 37682 Shannon B Cullinan MBA Executive Vice President 40.0 2.0 X 568684 0 167894 John B Swarbrick Jr JD VP & Director of Athletics 40.0 0 X 1480361 0 256381 Brian Kelly Head Coach, Football 40.0 0 X 2202466 0 1114970 Clark D Lea Jr Defensive Coordinator, Football 40.0 0 X 1499005 0 55300 Mark C Krcmaric JD MBA Managing Director & Chief Operating Officer, Investment Office 40.0 0 X 1399874 0 47859 Michael P Brey Head Coach, Basketball 40.0 0 X 2311970 0 188617 Scott C Malpass MBA Former VP & Chief Investment Officer 2.0 0 X 4769181 0 32935 John F Affleck-Graves PhD Former Executive VP & Professor 40.0 0 X 382719 0 49623 Thomas G Burish PhD Former Provost 0.0 0 X 726072 0 419940 20973506 0 2719962 1393 true true false Ziolkowski Construction Inc 4050 Ralph Jones Drive South Bend IN 466289408 Construction 17448522 Walbridge Aldinger LLC 777 Woodward Avenue Suite 300 Detroit MI 482263582 Construction 16544831 Pepper Construction 411 Lake Zurich Road Barrington IL 600103179 Construction 11859038 Premise Health Employer Solutions LLC Post Office Box 402142 Atlanta GA 303842142 Medical 11739344 Barton Malow Company 26500 American Drive Southfield MI 480342252 Construction 9503413 168 0 0 195965 0 96974500 369138648 106455704 466309113 Student tuition and fees 611310 718506806 718506806 0 0 Auxiliary enterprises 611710 241506967 238501349 3005618 0 Research contracts (gov't and non-gov"t) 611310 32957023 32768373 188650 0 Educational programs 900099 9414060 9414060 0 0 Student services 611710 4535402 4535402 0 0 8309343 7519255 790088 0 1015229601 111808395 0 -17708482 129516877 0 0 0 0 2919165 0 220000 2699165 9425853 0 11687748 0 -2261895 0 -2261895 0 0 -2261895 11432479883 5418548 9515576903 5125100 1916902980 293448 1917196428 0 0 1917196428 187900 195965 258192 -70292 0 -70292 0 0 0 0 0 0 0 0 0 0 0 0 Alumni Association 900099 208348 197947 10401 0 Marketing Communications 519190 1977810 1977810 0 0 Parking 812930 311592 301198 10394 0 911468 911468 0 0 3409218 3514539733 1014633668 -13483331 2047080283 33850797 33850797 372581944 372581944 9304818 9304818 0 0 9403822 3062674 6075940 265208 0 0 0 0 580947387 480652604 75547671 24747112 46996056 37562553 6956247 2477256 101208519 63581208 34139720 3487591 33551197 27182392 4720734 1648071 0 0 0 0 1722125 324739 1397386 0 1530908 242666 1288242 0 216175 0 216175 0 0 0 64840735 0 64840735 0 26990997 19536634 4820445 2633918 4616935 4536496 70020 10419 53162754 46307850 6022957 831947 20856257 10335092 9785855 735310 813294 462591 350703 0 64532594 56400239 7225207 907148 11133035 10653007 325544 154484 0 0 0 0 2710295 1633492 917981 158822 45609401 35751288 8037621 1820492 0 0 0 0 102429788 96167546 6020447 241795 736690 736690 0 0 Food and entertainment 18808789 17884125 825354 99310 Investment Office expenses 39252773 0 39252773 0 Library books and serials 13272568 13272568 0 0 COVID-19 mitigation expenses 34720755 0 34720755 0 9628670 9027996 338740 261934 1705430078 1351052009 313897252 40480817 0 0 214495380 148031203 573814806 515473841 69796895 68010912 0 0 0 0 20544508 19012709 5373535 5296795 21091241 22229874 3685420495 1136135117 2528718071 2549285378 1768873869 2992094513 13192518614 19853677482 0 6454713 6454713 11937271 83577267 18413618903 26263144687 173267230 254251917 9450000 6800000 135393013 160974499 7890000 7890000 0 0 0 0 42707172 41685799 1215000000 1215000000 2336418641 3097965467 3920126056 4784567682 X 6449993016 9756217561 8043499831 11722359444 0 0 0 0 0 0 14493492847 21478577005 18413618903 26263144687 X 1809109655 4979078058 196896445 X false true X true true true X 472008270 604423145 431769100 616826545 466309113 2591336173 0 0 0 0 0 0 0 0 0 0 0 0 472008270 604423145 431769100 616826545 466309113 2591336173 35870190 2555465983 146567877 123612928 139631423 112966188 124153413 646931829 0 0 0 0 0 0 5602939 2563083 4254844 2204531 3597118 18222515 3256490517 4959220497 0.7847 0.7894 X Schedule A, Part II, Line 10 Other Income DESCRIPTION - MISC FEES & COMMISSIONS, COLUMN A - 5602939.0, COLUMN B - 2563083.0, COLUMN C - 4254844.0, COLUMN D - 2204531.0, COLUMN E - 3597118.0, COLUMN F - 18222515.0; RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X 0 0 241221 0 241221 0 1715804704 0 1716045925 0 1000000 0 250000 0 0 0 0 0 1000000 1000000 1000000 1000000 4000000 6000000 406296 376850 251874 241221 1276241 250000 250000 250000 250000 1000000 1500000 0 0 0 0 0 Schedule C, Part II-A, Line 2 501(H) Election The University of Notre Dame filed Form 5768 (election under section 501(h)) for the fiscal year ending June 30, 2013 and all subsequent tax years and this election was not revoked at any time subsequently. 124 0 16828658 0 9612830 0 245570498 0 true true X X X X false 12319422270 221020540 6335903104 181221864 309769655 0 18385354395 11565964003 422471002 822244833 137642635 353614933 0 12319422270 11065057730 261246505 765578576 130944418 394974390 0 11565964003 9684936261 662176446 1163921488 124814669 321161796 0 11065057730 8748265671 252183661 1064158115 116509007 263162179 0 9684936261 0.399 0.166 0.435 false false 9300000 47590752 56890752 84786044 2814584414 781092989 2118277469 34289135 10122005 24167130 374799 409765742 248892964 161247577 284729609 96027159 188702450 2549285378 2444481 F 8929359 F Short-term investments 1369849821 F Public equities - U.S. 937518021 F Public equities - Non-U.S. 3235604891 F Public equities - Long/short strategies 480136034 F Private equity 10291427569 F Opportunistic F Core diversifiers 2196306973 F Fixed income 1107538799 F Defined benefit pension plan assets 223921534 F 19853677482 Short-term borrowing 43003000 Government advances for student loans 7494629 Liabilities associated with investments 2494891771 Obligations under split-interest agreements 311956900 Conditional asset retirement obligations 26452859 Pension and other accrued postretirement benefits 104217963 Debt-related derivative instruments 57639660 Student organization funds and other deposits 9223523 Self-insurance reserves 2598176 Operating lease liabilities 36711399 Other liabilities 3775587 3097965467 8219666086 4979078058 -168100544 4810977514 3408688572 106685775 -834614 105851161 3514539733 1234581928 834614 834614 1233747314 106685775 364996989 471682764 1705430078 Schedule D, Part III, Line 1a Collections of art - financial statement footnote THE UNIVERSITY DOES NOT CAPITALIZE THE COST OF LIBRARY BOOKS, NOR THE COST OR FAIR VALUE OF ITS ART COLLECTION. THE LATTER IS HELD FOR EXHIBITION AND EDUCATIONAL PURPOSES ONLY AND NOT FOR FINANCIAL GAIN. Schedule D, Part III, Line 4 Collections of art - description of collections THE SNITE MUSEUM OF ART MAINTAINS A COLLECTION OF OVER 30,000 ORIGINAL WORKS OF ART WHICH ARE UTILIZED FOR EXHIBITION, TEACHING, RESEARCH, AND EDUCATIONAL OUTREACH PROGRAMS. Schedule D, Part V, Line 4 Intended uses of endowment funds Endowment distributions are used to fund a variety of operational needs, including scholarships & fellowships, faculty chairs, academic, religious and student programs, libraries, capital projects and renewals, athletics, other endowment programs, and general operations. Schedule D, Part XI, Line 2(d) Other revenues in audited financial statements not in form 990 Tuition scholarships and fellowships - -XXX-XX-XXXX Room & board scholarships - -8428076 Net gain/(loss) on debt-related derivative instruments - 83063343 Net pension and postretirement benefits-related changes - 62937909 Change in value of split-interest agreements - 49542038 OTHER (CONTRA-EXPENSE) - 765156 Other non-operating changes in net assets - 1353155 Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statements Expenses associated with generating rental income - -576422 Direct expenses of fundraising events - -258192 Schedule D, Part XII, Line 2(d) Other expenses in audited financial statements not in form 990 Expenses associated with generating rental income - 576422 Direct expenses of fundraising events - 258192 Schedule D, Part XII, Line 4(b) Other expenses in form 990 not in audited financial statements Tuition scholarships and fellowships - XXX-XX-XXXX Room & board scholarships - 8428076 OTHER (CONTRA-EXPENSE) - -765156 true true true true true true true false false false false false false false false true false true Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY The University's policy of non-discrimination is accessible on the University's homepage at www.nd.edu, as well as on its admissions and human resources pages, reflecting the University's commitment to this moral imperative. The University draws a substantial percentage of its students from around the U.S. and world, enrolls students of racial minority groups in meaningful numbers, and follows a racially nondiscriminatory policy as to all students, faculty, and staff in satisfaction of the applicable requirements of IRS revenue procedure 75-50, 1972-2 C.B. 587, and related IRS guidance. Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT The University receives financial assistance from various governmental agencies within the Federal Government and local jurisdictions. The governmental grants and contracts support certain research projects and student financial aid. true Central America and the Caribbean Investments 7551223618 East Asia and the Pacific Investments 268660056 Europe (Including Iceland and Greenland) Investments 1748034951 Middle East and North Africa Investments 14186161 North America (Canada & Mexico only) Investments 287979630 Russia and Neighboring States Investments 2492869 South America Investments 13584053 South Asia Investments 333548351 Sub-Saharan Africa Investments 595429699 East Asia and the Pacific 1 4 Program Services International Study Program 927278 Europe (Including Iceland and Greenland) 4 76 Program Services International Study Program 11948268 Middle East and North Africa 1 3 Program Services International Study Program 443142 North America (Canada & Mexico only) 1 2 Program Services International Study Program 169867 South America 2 5 Program Services International Study Program 349048 South Asia 1 Program Services International Study Program 90190 Sub-Saharan Africa Program Services International Study Program 12641 Central America and the Caribbean Program Services International Study Program 16000 East Asia and the Pacific ,Investment Operations 5460 Europe (Including Iceland and Greenland) ,Investment Operations 997772 North America (Canada & Mexico only) ,Investment Operations 220 South Asia ,Investment Operations 40044 Sub-Saharan Africa ,Investment Operations 24023030 Europe (Including Iceland and Greenland) Fundraising -1438 North America (Canada & Mexico only) Fundraising -169 South Asia Fundraising 48 East Asia and the Pacific Grantmaking 374613 Europe (Including Iceland and Greenland) Grantmaking 919905 Middle East and North Africa Grantmaking 1987588 North America (Canada & Mexico only) Grantmaking 160804 South America Grantmaking 899843 South Asia Grantmaking 35405 Sub-Saharan Africa Grantmaking 2004304 Central America and the Caribbean Grantmaking 2912609 Central America and the Caribbean Program Services Instruction 3182 Central America and the Caribbean Program Services Management & General 31 Central America and the Caribbean 10 Program Services Other 1932 Central America and the Caribbean 9 Program Services Research 66073 East Asia and the Pacific Program Services Auxillary Enterprises 134 East Asia and the Pacific Program Services Instruction 1125 East Asia and the Pacific Program Services Management & General 684 East Asia and the Pacific 5 Program Services Other 2297 East Asia and the Pacific Program Services Research 7418 Europe (Including Iceland and Greenland) Program Services Auxillary Enterprises -137 Europe (Including Iceland and Greenland) Program Services Instruction 23471 Europe (Including Iceland and Greenland) Program Services Management & General 2831 Europe (Including Iceland and Greenland) 7 Program Services Other 13301 Europe (Including Iceland and Greenland) 18 Program Services Research 264334 Middle East and North Africa Program Services Auxillary Enterprises 175 Middle East and North Africa Program Services Instruction 907 Middle East and North Africa Program Services Management & General 1010 Middle East and North Africa Program Services Other -190 Middle East and North Africa Program Services Research 1299 North America (Canada & Mexico only) Program Services Auxillary Enterprises 308 North America (Canada & Mexico only) Program Services Instruction 2132 North America (Canada & Mexico only) Program Services Management & General 354 North America (Canada & Mexico only) 4 Program Services Other 412 North America (Canada & Mexico only) Program Services Research 598 Russia and Neighboring States Program Services Instruction 432 Russia and Neighboring States Program Services Management & General 104 Russia and Neighboring States Program Services Other 414 Russia and Neighboring States Program Services Research 604 South America Program Services Instruction 402 South America Program Services Management & General 121 South America 19 Program Services Other 802 South America 4 Program Services Research 517 South Asia Program Services Instruction 701 South Asia Program Services Management & General 11 South Asia 13 Program Services Other 58 South Asia Program Services Research 1251 Sub-Saharan Africa Program Services Auxillary Enterprises -271 Sub-Saharan Africa 1 Program Services Instruction 12622 Sub-Saharan Africa Program Services Management & General 2766 Sub-Saharan Africa 1 Program Services Other 506 Sub-Saharan Africa 2 23 Program Services Research 155080 9 91 2 114 11 205 10829079822 34945839 10864025661 Middle East and North Africa see Part V 19500 Check/Wire East Asia and the Pacific see Part V 14800 Check/Wire Sub-Saharan Africa see Part V 6425 Check/Wire Central America and the Caribbean see Part V 2906109 Check/Wire Sub-Saharan Africa see Part V 277142 Check/Wire Europe (Including Iceland and Greenland) see Part V 64267 Check/Wire East Asia and the Pacific see Part V 125337 Check/Wire South Asia see Part V 11304 Check/Wire Europe (Including Iceland and Greenland) see Part V 75000 Check/Wire Sub-Saharan Africa see Part V 1507106 Check/Wire Sub-Saharan Africa see Part V 57813 Check/Wire Sub-Saharan Africa see Part V 45207 Check/Wire Sub-Saharan Africa see Part V 10000 Check/Wire Europe (Including Iceland and Greenland) see Part V 251695 Check/Wire North America (Canada & Mexico only) see Part V 9204 Check/Wire North America (Canada & Mexico only) see Part V 87000 Check/Wire South America see Part V 862280 Check/Wire Europe (Including Iceland and Greenland) see Part V 166138 Check/Wire Middle East and North Africa see Part V 1787970 Check/Wire Sub-Saharan Africa see Part V 8500 Check/Wire South America see Part V 33633 Check/Wire Europe (Including Iceland and Greenland) see Part V 77948 Check/Wire Sub-Saharan Africa see Part V 12000 Check/Wire Middle East and North Africa see Part V 164293 Check/Wire Sub-Saharan Africa see Part V 6000 Check/Wire East Asia and the Pacific see Part V 100000 Check/Wire Europe (Including Iceland and Greenland) see Part V 19125 Check/Wire North America (Canada & Mexico only) see Part V 22325 Check/Wire Europe (Including Iceland and Greenland) see Part V 27105 Check/Wire Sub-Saharan Africa see Part V 70054 Check/Wire 2 28 Housing and Other Assistance Central America and the Caribbean 1 4500 CHECK/WIRE/DIRECT DEPOSIT Housing and Other Assistance East Asia and the Pacific 30 49755 CHECK/WIRED/DIRECT DEPOSIT Housing and Other Assistance Europe (Including Iceland and Greenland) 4 17700 CHECK/WIRE/DIRECT DEPOSIT Housing and Other Assistance Middle East and North Africa 1 200 CHECK/WIRE/DIRECT DEPOSIT Housing and Other Assistance North America (Canada & Mexico only) 3 15400 CHECK/WIRE/DIRECT DEPOSIT Housing and Other Assistance South America 1 70 CHECK/WIRE/DIRECT DEPOSIT Housing and Other Assistance South Asia 1 3232 CHECK/WIRE/DIRECT DEPOSIT Housing and Other Assistance Sub-Saharan Africa 1 3000 CHECK/WIRE/DIRECT DEPOSIT Prizes and Awards East Asia and the Pacific 4 54026 CHECK/WIRE/DIRECT DEPOSIT Prizes and Awards Europe (Including Iceland and Greenland) 3 213085 CHECK/WIRE/DIRECT DEPOSIT Prizes and Awards Middle East and North Africa 1 15625 CHECK/WIRE/DIRECT DEPOSIT Prizes and Awards North America (Canada & Mexico only) 2 26875 CHECK/WIRE/DIRECT DEPOSIT Prizes and Awards South Asia 1 16009 CHECK/WIRE/DIRECT DEPOSIT Research/Travel Central America and the Caribbean 1 2000 CHECK/WIRE/DIRECT DEPOSIT Research/Travel East Asia and the Pacific 2 30695 CHECK/WIRE/DIRECT DEPOSIT Research/Travel Europe (Including Iceland and Greenland) 13 7842 CHECK/WIRE/DIRECT DEPOSIT Research/Travel South America 3 3859 CHECK/WIRE/DIRECT DEPOSIT Research/Travel South Asia 3 4860 CHECK/WIRE/DIRECT DEPOSIT Research/Travel Sub-Saharan Africa 2 1057 CHECK/WIRE/DIRECT DEPOSIT true false true true true true Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds ALL GRANTS MADE FOR RESEARCH ACTIVITIES ARE INITIATED BY A FORMAL SUB-CONTRACT EXECUTED BY BOTH PARTIES. THE TERMS AND CONDITIONS OF EACH GRANT CONTAIN ALL THE GUIDELINES FOR INVOICING, BILLING, RECORD RETENTION, AUDITS, ETC. RESEARCH AND SPONSORED PROGRAMS ACCOUNTING ("RSPA") AND THE NOTRE DAME RESEARCH OFFICE WORK IN TANDEM TO ENSURE THE GUIDELINES ARE ADHERED TO. ALMOST ALL SUBCONTRACTS FOR RESEARCH ACTIVITIES ARE PAID ON A COST REIMBURSEMENT BASIS. ALL INVOICES PAID FOR COSTS ARE APPROVED BY THE PRINCIPAL INVESTIGATOR BASED ON COMPLETION OF WORK, DELIVERABLES MET, ETC. IN ADDITION, RSPA MONITORS THE PAYMENTS AGAINST THE TOTAL BUDGET TO ENSURE PAYMENT IS NOT MADE ABOVE THE STIPULATED CEILING. THE UNIVERSITY HAS A POLICY CONTAINING GUIDELINES SURROUNDING SUB-CONTRACTS, SOME OF WHICH WERE ADDRESSED ABOVE. THIS POLICY CAN BE FOUND AT: HTTPS://CONTROLLER.ND.EDU/assets/91679/SUBRECIPIENT_MONITORING.PDF. THE UNIVERSITY PROVIDES FUNDING TO STUDENTS AND OTHER RELATED INDIVIDUALS FOR RESEARCH AND OTHER ACTIVITIES TO SUPPORT THE FURTHERANCE OF THEIR EDUCATION. FUNDS PROVIDED ARE MONITORED THROUGH APPLICATIONS, BUDGETS, AND A REQUIREMENT TO DOCUMENT THE USE OF FUNDS EITHER PRIOR TO THE DISTRIBUTION OF FUNDS OR UPON COMPLETION OF THE ACTIVITY. Schedule F, Part II, Line 1(d) Purpose of Grant Payments related to work performed on research subcontract related to federal, state or private grant originally made to the University and other assistance in accordance with the University's exempt mission. Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS ALL GRANTS MADE FOR RESEARCH ACTIVITIES ARE INITIATED BY A FORMAL SUB-CONTRACT EXECUTED BY BOTH PARTIES. THE TERMS AND CONDITIONS OF EACH GRANT CONTAIN ALL THE GUIDELINES FOR INVOICING, BILLING, RECORD RETENTION, AUDITS, ETC. RESEARCH AND SPONSORED PROGRAMS ACCOUNTING ("RSPA") AND THE NOTRE DAME RESEARCH OFFICE WORK IN TANDEM TO ENSURE THE GUIDELINES ARE ADHERED TO. ALMOST ALL SUBCONTRACTS FOR RESEARCH ACTIVITIES ARE PAID ON A COST REIMBURSEMENT BASIS. ALL INVOICES PAID FOR COSTS ARE APPROVED BY THE PRINCIPAL INVESTIGATOR BASED ON COMPLETION OF WORK, DELIVERABLES MET, ETC. IN ADDITION, RSPA MONITORS THE PAYMENTS AGAINST THE TOTAL BUDGET TO ENSURE PAYMENT IS NOT MADE ABOVE THE STIPULATED CEILING. THE UNIVERSITY HAS A POLICY CONTAINING GUIDELINES SURROUNDING SUB-CONTRACTS, SOME OF WHICH WERE ADDRESSED ABOVE. THIS POLICY CAN BE FOUND AT: HTTPS://CONTROLLER.ND.EDU/assets/91679/SUBRECIPIENT_MONITORING.PDF. THE UNIVERSITY PROVIDES FUNDING TO STUDENTS AND OTHER RELATED INDIVIDUALS FOR RESEARCH AND OTHER ACTIVITIES TO SUPPORT THE FURTHERANCE OF THEIR EDUCATION. FUNDS PROVIDED ARE MONITORED THROUGH APPLICATIONS, BUDGETS, AND A REQUIREMENT TO DOCUMENT THE USE OF FUNDS EITHER PRIOR TO THE DISTRIBUTION OF FUNDS OR UPON COMPLETION OF THE ACTIVITY. Golf Outing 306540 124700 181840 0 1789 235000 0 13835 Annual Dinner 77325 71265 6060 0 4781 0 2787 0 383865 195965 187900 0 1789 235000 4781 0 16622 258192 -70292 true 412 Food Rescue Inc 6140 Station St Pittsburgh PA 15206 473476140 501(c)(3) 100000 see Part IV Adaptive Sports Ctr PO Box 1639 Crested Butte CO 81224 841063447 501(c)(3) 100000 see Part IV Alaska Ocean Observing System 301 Railway Ave Seward AK 99664 920132479 501(c)(3) 77688 see Part IV Albert Einstein College of Medicine 1300 Morris Park Ave Bronx NY 10461 472209056 501(c)(3) 165000 see Part IV All Faiths Food Bank Inc 8171 Blaikie Ct Sarasota FL 34240 650115814 501(c)(3) 40000 see Part IV American Battlefield Trust 1156 15th Street NW Washington DC 20005 541426643 501(c)(3) 10000 see Part IV American Cancer Society 250 Williams Street NW Atlanta GA 30303 131788491 501(c)(3) 7600 see Part IV Ancilla College 9601 Union Rd Donaldson IN 46513 356071917 501(c)(3) 50000 see Part IV Angels Place 29299 Franklin Rd Southfield MI 48034 383068201 501(c)(3) 10000 see Part IV AnitaBorg 1301 Shoreway Rd Belmont CA 94002 770480427 501(c)(3) 8000 see Part IV Applied Tech Council 201 Redwood Sh Redwood City CA 94065 237231360 501(c)(3) 14183 see Part IV Arizona State University 660 South Mill Avenue Tempe AZ 85281 860196696 State of Arizona 17357 see Part IV Aspen Institute 2300 N Street Suite 700 Washington DC 20037 840399006 501(c)(3) 50000 see Part IV Association of Graduates USMA 698 Mills Rd West Point NY 10996 141260763 501(c)(3) 10000 see Part IV Assumption of the Blessed Virgin Mary 4101 Old Bethlehem Pike Bethlehem PA 180159097 231536963 501(c)(3) 30000 see Part IV Athenai Institute 1020 N Rodney St Wilmington DE 19806 850895172 501(c)(3) 15000 see Part IV Auburn University 208 M White Smith Hall Auburn AL 368490001 636000724 501(c)(3) 8727 see Part IV B Strong Ride 954 8th St Boulder CO 80302 452675512 501(c)(3) 10000 see Part IV Ball State University 2000 West University Avenue Muncie IN 473060001 356000221 State of Indiana 13583 see Part IV Barnard College 3009 Broadway New York NY 100276598 131628149 501(c)(3) 63599 see Part IV Bethel University 1001 Bethel Circle Mishawaka IN 465452232 350935587 501(c)(3) 50000 see Part IV Big BrothersBig Sisters 2502 N Rocky Point Dr Suite 550 Tampa FL 33607 231365190 501(c)(3) 25000 see Part IV Bloomsburg University Foundation Inc 50 Main Street Bloomsburg PA 17815 237088491 501(c)(3) 103266 see Part IV Boise State University 1910 University Drive Boise ID 837251135 820290701 501(c)(3) 11834 see Part IV Boston University 595 Commonwealth Ave Boston MA 02215 042103547 501(c)(3) 50641 see Part IV Boys & Girls Club of Goshen Post Office Box 614 Goshen IN 465270614 311156334 501(c)(3) 10000 see Part IV Boys & Girls Club of the Lewis Clark Valley Inc 1021 Burrell Avenue Lewiston ID 835015467 826001432 501(c)(3) 6000 see Part IV Boys & Girls Club-St Joseph County 502 E Sample Street South Bend IN 46601 351329625 501(c)(3) 22740 see Part IV Braun Analytics 51285 Bittersweet Road Granger IN 46530 810880476 15000 see Part IV Brigham Young University 75 Francis Street Boston MA 02115 042312909 501(c)(3) 64610 see Part IV Brothers of Holy Cross PO Box 460 Notre Dame IN 46556 350868938 501(c)(3) 25000 see Part IV BuildOn PO Box 16741 Stamford CT 06905 223128648 501(c)(3) 50000 see Part IV C24 7 Fathers Arms Ministries 1348 West Howard Street Chicago IL 606267177 813116501 501(c)(3) 10000 see Part IV California Institute of Technology 1200 East California Boulevard Pasadena CA 911250001 951643307 501(c)(3) 83779 see Part IV Campaign for Catholic Schools 66 Brooks Drive Braintree MA 021843839 262290458 501(c)(3) 7500 see Part IV Cardinal Glennon Foundation 3800 Park Avenue Saint Louis MO 63110 431754347 501(c)(3) 10000 see Part IV Casie Center Inc 533 N Niles Ave South Bend IN 46617 351899479 501(c)(3) 10000 see Part IV Catholic Charities Dallas 1421 W Mockingbird Lane Dallas TX 75247 752745221 501(c)(3) 15000 see Part IV Catholic Charities Fort Worth Post Office Box 15610 Fort Worth TX 761190610 750808769 501(c)(3) 7500 see Part IV Catholic Charities of Archdiocese of Chicago 721 North La Salle Drive Chicago IL 606543751 362170821 501(c)(3) 30000 see Part IV Catholic Charities of the Archdiocese of Galveston-Houston 2900 Louisiana Street Houston TX 77006 741109733 501(c)(3) 15000 see Part IV Catholic Charities of the Archdiocese of Washington DC 924 G Street Northwest Washington DC 200014532 530196524 501(c)(3) 150000 see Part IV Catholic Church Extension Society 150 South Wacker Drive Chicago IL 606064214 366000520 501(c)(3) 10000 see Part IV Catholic Education Foundation 401 West Main Street Louisville KY 402022937 611294640 501(c)(3) 25000 see Part IV Catholic Student Center at Washington University 20 Archbishop May Dr St Louis MO 63105 430653244 501(c)(3) 10000 see Part IV Center for Disease Control 1600 Clinfton RD NE Mailstop D-42 Atlanta GA 30329 586051157 Federal 51980 see Part IV Center for the Homeless 813 S Michigan Street South Bend IN 46601 351768544 501(c)(3) 121945 see Part IV Chicago Community Trust 225 N Michigan Ave Ste 2200 Chicago IL 606017672 362167000 501(c)(3) 100000 see Part IV Chicago Council on Global Affairs 180 N Stetson Ave Suite 1400 Chicago IL 60601 362181969 501(c)(3) 70000 see Part IV Children's Home & Aid Society of Illinois 125 South Wacker Drive Chicago IL 606064429 362167743 501(c)(3) 10000 see Part IV Cold Spring Harbor Laboratory 1 Bungtown Road Cold Spring Harbor NY 117242202 112013303 20000 see Part IV College of Charleston 66 George St Charleston SC 294240001 576000265 501(c)(3) 5629 see Part IV College of St Benedict 37 College Avenue South Saint Joseph MN 563742099 410969244 501(c)(3) 5531 see Part IV Colorado School of Mines 1500 Illinois St Golden CO 80401 846000551 501(c)(3) 25383 see Part IV Colorado State University 601 South Howes St Fort Collins CO 805212807 846000545 State of Colorado 161634 see Part IV Columbia University 622 West 113th Street New York NY 100257982 135598093 501(c)(3) 54998 see Part IV Combined Arms 2929 McKinney Houston TX 77003 475648923 501(c)(3) 15000 see Part IV Community Foundation of St Joseph PO Box 837 South Bend IN 46624 237365930 501(c)(3) 1000000 see Part IV Community InitiativesThe Carpentries 1000 Broadway Oakland CA 946074044 943255070 501(c)(3) 7500 see Part IV Conesus Fest for Charity Inc 11 Cynthia Circle Orchard Park NY 141271671 161439738 501(c)(3) 10000 see Part IV Congregation of Holy Cross PO BOX 774 NOTRE DAME IN 465560774 320344245 501(c)(3) 265075 see Part IV Construction Education Trust 31800 Sherman Avenue Madison Heights MI 480715604 386624867 501(c)(3) 82600 see Part IV Cornell University 377 PINE TREE ROAD Ithaca NY 14850 150532082 501(c)(3) 588066 see Part IV Corporation for Supportive Housing 61 Broadway Suite 2300 New York NY 10006 133600232 501(c)(3) 24961 see Part IV Corvilla Inc 3620 Deahl Court South Bend IN 466289771 356062577 501(c)(3) 7000 see Part IV County of Santa Clara 70 W Hedding St San Jose CA 95110 946000533 501(c)(3) 50676 see Part IV Cristo Rey Network 11 East Adams Street Suite 800 Chicago IL 60603 043730980 501(c)(3) 10000 see Part IV Cultivate Food Rescue 701 North Niles Avenue South Bend IN 466171923 813306113 501(c)(3) 21000 see Part IV Cure Alzheimer's Fund 34 Washington Street Suite 200 Wellesley Hills MA 02481 522396428 501(c)(3) 250000 see Part IV Cuyahoga County Public Library 2111 Snow Road Parma OH 441342728 346000819 501(c)(3) 50000 see Part IV Dartmouth College 6066 Development Office Hanover NH 03755 020222111 501(c)(3) 14663 see Part IV Dawn Brancheau Foundation Inc 2903 Flossmoor Rd Flossmoor IL 60422 273700500 501(c)(3) 15000 see Part IV Declan Drumm Sullivan Memorial Fund 3539 Long Grove Road Long Grove IL 60047 276886934 501(c)(3) 25000 see Part IV Desales University 2755 Station Avenue Center Valley PA 180349568 231653718 501(c)(3) 10000 see Part IV Diocese of Fort Wayne-So Bend 915 S Clinton Street Fort Wayne IN 46802 350876373 501(c)(3) 75000 see Part IV Diocese of Metuchen 146 Metlars Lane Piscataway NJ 088544303 222385423 501(c)(3) 10000 see Part IV Dog Tag Inc 3206 Grace Street NW Washington DC 200073613 452130904 501(c)(3) 25000 see Part IV Downtown South Bend Inc 217 S Michigan Street South Bend IN 46601 351546291 15000 see Part IV Duke University 2200 West Main St Durham NC 277084677 560532129 501(c)(3) 243943 see Part IV Dynamic Catholic Institute 901 Adams Crossing Cincinnati OH 45202 264549213 501(c)(3) 25000 see Part IV Early Childhood Development Center 10 Child Care Center Notre Dame IN 46556 311188922 501(c)(3) 200000 see Part IV East Carolina University 2200 South Charles Blvd Greenville NC 278581821 566093187 501(c)(3) 135687 see Part IV Eisenhower Medical Center 39000 Bob Hope Drive Rancho Mirage CA 922703221 956130458 501(c)(3) 600000 see Part IV Empower Illinois 200 North La Salle Street Chicago IL 60601 272479414 501(c)(3) 25000 see Part IV enFocus Inc 635 South Lafayette Boulevard South Bend IN 466012219 455638209 501(c)(3) 932000 see Part IV Epibone 760 Parkside Avenue Brooklyn NY 112261785 800952865 76554 see Part IV EqPrin to Archdiocese of Washington 5001 Eastern Ave Hyattsville MD 20782 530196550 501(c)(3) 46126 see Part IV Eye to Eye 50 Broad Street Suite 1702 New York NY 10004 510570498 501(c)(3) 250000 see Part IV Family & Children's Center 300 S Saint Louis Boulevard South Bend IN 466173094 350869031 501(c)(3) 17400 see Part IV Family Justice Center of St Joseph County 533 N Niles Avenue South Bend IN 46617 020736475 501(c)(3) 10200 see Part IV Feeding America 161 North Clark Street Chicago IL 606013389 363673599 501(c)(3) 35000 see Part IV FeedMore WNY Inc 100 James E Casey Drive Buffalo NY 142062368 222470820 501(c)(3) 7500 see Part IV Fellowship of Catholic University Students Post Office Box 17408 Denver CO 80217 841522811 501(c)(3) 25000 see Part IV Fidelity Investment Charitable Gift 200 Seaport Boulevard Boston MA 022102031 110303001 501(c)(3) 266944 see Part IV Fischoff National Chamber Music Association 119 Haggar Hall Notre Dame IN 465565636 351650154 501(c)(3) 33108 see Part IV Food Bank of Northern Indiana PO Box 11365 South Bend IN 46634 351898055 501(c)(3) 11375 see Part IV Fordham University 441 E Fordham Road Bronx NY 10458 131740451 501(c)(3) 16423 see Part IV Forging Industry Education & Research Foundation 1111 Superior Avenue East Cleveland OH 441142568 346556992 501(c)(3) 10000 see Part IV Forte Foundation 9600 Escarpment Blvd Austin TX 78749 611457145 501(c)(3) 20500 see Part IV Forty Carrots of Sarasota Inc 1500 South Tuttle Avenue Sarasota FL 342392615 650405988 501(c)(3) 20000 see Part IV Foster America Post Office Box 220080 Boston MA 021220010 384011253 501(c)(3) 25000 see Part IV Foundation of St Joseph Health Systems 707 East Cedar Street South Bend IN 466172056 351654543 501(c)(3) 10000 see Part IV Fred Hutchinson Cancer Research Cen 1100 Fairview Avenue North Seattle WA 981094433 237156071 501(c)(3) 25000 see Part IV Friends of the Juvenile Justice Center 1000 S Michigan Street South Bend IN 46601 352097175 501(c)(3) 9600 see Part IV Furman University 3300 Poinsett Highway Greenville SC 296131000 570314395 501(c)(3) 10000 see Part IV General Electric Corporation (GE) dba GE Aviation PO Box 641027 Pittsburgh PA 152641027 140689340 218475 see Part IV Georgia Tech 926 Dalney St NW Atlanta GA 30318 580603146 State of Georgia 1694108 see Part IV Global Citizen Year Inc 1625 Clay Street Oakland CA 946121564 263161342 501(c)(3) 200000 see Part IV Gonzaga University 502 East Boone Ave Spokane WA 992581774 910236600 501(c)(3) 21293 see Part IV Gordon College 255 Grapevine Road Wenham MA 01984 042104258 501(c)(3) 17226 see Part IV Goshen College 1700 South Main St Goshen IN 46526 352158366 501(c)(3) 54173 see Part IV Grassroot Soccer Inc 15 Lebanon St Hanover NH 03755 431957920 501(c)(3) 500000 see Part IV Healing Emergency Aid Response Team 614 Frelinghuysen Avenue Newark NJ 071141356 208583681 501(c)(3) 10110 see Part IV Henry M Jackson Foundation 6720A Rockledge Dr Bethesda MD 20817 521317896 501(c)(3) 444466 see Part IV Holy Cross College 54515 State Road 933 North Notre Dame IN 46556 351148835 501(c)(3) 50000 see Part IV Holy Cross School 1020 Wilber Street South Bend IN 46628 350992113 501(c)(3) 5175 see Part IV HomeFirst of Santa Clara County 507 Valley Way Milpitas CA 95035 942684272 501(c)(3) 34058 see Part IV Horizon Education Alliance 124 E WASHINGTON ST Goshen IN 465283727 460803293 501(c)(3) 59616 see Part IV Horizons for Youth 703 West Monroe Street Chicago IL 60661 363796784 501(c)(3) 80000 see Part IV icstars 415 N Dearborn Chicago IL 60654 364253411 501(c)(3) 6250 see Part IV Illinois Institute of Technology 3424 S State St Chicago IL 60616 362170136 501(c)(3) 202563 see Part IV Immaculate Conception Church 316 Old Allerton Road Annandale NJ 088013215 221508582 501(c)(3) 10000 see Part IV Indian River Hospital Foundation Inc 1000 36th Street Vero Beach FL 329604862 590760215 501(c)(3) 10000 see Part IV Indiana State University 200 N 7th St Terre Haute IN 47809 356001670 State of Indiana 8426 see Part IV Indiana University 400 E 7th St Bloomington IN 482780001 356001673 State of Indiana 718416 see Part IV Industrial Arts Institute Inc 20902 Washington Avenue Onaway MI 497658868 463997543 501(c)(3) 96250 see Part IV International Research & Exchanges Suite 600 1275 K Street Northwest Washington DC 200054064 223087809 501(c)(3) 183573 see Part IV Issue One 1401 K Street Northwest Washington DC 200054574 320384285 501(c)(3) 25000 see Part IV Ivy Tech Community College 50 W Fall Creek Pkwy North Drive Indianapolis IN 462085752 237073977 501(c)(3) 737427 see Part IV Jewish Family Services 4131 S Braeswood Houston TX 77025 741152607 501(c)(3) 15000 see Part IV Joan & Sanford I Weill Medical College 1300 York Avenue New York NY 100654805 131623978 501(c)(3) 106464 see Part IV Johns Hopkins University 3910 Keswick Road Baltimore MD 21211 520595110 501(c)(3) 754337 see Part IV Joyful Heart Foundation 25 Broadway New York NY 10004 721519537 501(c)(3) 12500 see Part IV Junior Achievement of Northern Indiana 550 E Wallen Rd Fort Wayne IN 46825 351458558 501(c)(3) 7500 see Part IV Kipp New Jersey A NJ Nonprofit Corp Suite 802 60 Park Place Newark NJ 071025508 462792701 501(c)(3) 25000 see Part IV La Casa de Amistad 3423 S Michigan St South Bend IN 46614 351350013 501(c)(3) 7500 see Part IV Landon School Corporation 6101 Wilson Lane Bethesda MD 208173107 520635092 501(c)(3) 25000 see Part IV Little Traverse Conservancy 3264 Powell Road Harbor Springs MI 497409469 237267810 501(c)(3) 25000 see Part IV Logan Community Resources 2505 E JEFFERSON BLVD South Bend IN 46615 350965639 501(c)(3) 89975 see Part IV Louisiana State University 204 Thomas Boyd Hall Baton Rouge LA 708030110 726000848 501(c)(3) 86207 see Part IV Loyola University Chicago 820 North Michigan Avenue Chicago IL 606112196 361408475 501(c)(3) 402607 see Part IV Mathematica Policy Research Post Office Box 2393 Princeton NJ 085432393 222112296 281147 see Part IV Mayo Clinic 200 First St SW Rochester MN 55902 416011702 501(c)(3) 25000 see Part IV Meals on Wheels for Western New York 100 James E Casey Drive Buffalo NY 142062368 160959060 501(c)(3) 10000 see Part IV Metropolitan Family Service (MFS) 1808 SE Belmont St Portland OR 97214 930397825 501(c)(3) 18883 see Part IV Michiana Partnership Inc 635 S Lafayette Blvd South Bend IN 46601 800688483 501(c)(6) 129235 see Part IV Michigan State University 535 Chestnut Rd East Lansing MI 48824 386005984 State of Michigan 55394 see Part IV Misericordia Home 6300 North Ridge Chicago IL 60660 362170153 501(c)(3) 30100 see Part IV Montana State University 211 MT Hall Bozeman MT 597172470 816010045 State of Montana 181603 see Part IV Munson Healthcare Foundations 1150 Sixth St Traverse City MI 496847800 471161992 501(c)(3) 100000 see Part IV Nantucket Project Academy Inc 4 North Water Street Nantucket MA 025542361 821949598 501(c)(3) 25000 see Part IV National Institute of Health 2115 E Jefferson St MSC 8500 Bethesda MD 208928500 520859115 Federal 97500 see Part IV Naval Postgraduate School PO Box 8626 Monterey CA 93943 237098729 501(c)(3) 215000 see Part IV New Day Foundations for Families 245 Barclay Circle Rochester Hills MI 483075825 260609040 501(c)(3) 80000 see Part IV Norfolk State University Foundation 700 Park Avenue HBW Suite 410 Norfolk VA 23504 237235954 501(c)(3) 25000 see Part IV Northwestern University 633 Clark St Evanston IL 602080001 362167817 501(c)(3) 444145 see Part IV NYU Langone Hospitals 1 Park Avenue New York NY 100165818 133971298 501(c)(3) 10000 see Part IV Oregon State University Post Office Box 960 Corvallis OR 97331 611730890 State of Oregon 158875 see Part IV Our Lady of Joy Roman Catholic Parish PO Box 11359 Carefree AZ 853771359 364644261 501(c)(3) 20000 see Part IV Part of the Solution (POTS) 2759 Webster Avenue Bronx NY 104583708 133425071 501(c)(3) 10000 see Part IV Pennsylvania Ballet Association 100 S Broad Street Philadelphia PA 191071025 231629970 501(c)(3) 10000 see Part IV Performance Zone Inc 75 Maiden Lane New York NY 100384614 133357408 501(c)(3) 10000 see Part IV Pokagon Band of Potawatomi 3733 Locust Road South Bend IN 46614 383278535 Fed Recogn'd Tribe 14861 see Part IV Polaris Post Office Box 65323 Washington DC 200355323 030391561 501(c)(3) 25000 see Part IV Potawatomi Zoo 500 South Greenlawn Avenue South Bend IN 46615 351183974 501(c)(3) 50000 see Part IV Princeton University 701 Carnegie Center Princeton NJ 085445292 210634501 501(c)(3) 171202 see Part IV Purdue University 403 West Wood St West Lafayette IN 479072040 356002041 State of Indiana 788206 see Part IV Quantum Leap Farm Inc 10401 Woodstock Road Odessa FL 335565011 593469464 501(c)(3) 9500 see Part IV Real Services 1151 South Michigan Street South Bend IN 466013427 351157606 501(c)(3) 5100 see Part IV Rescue Inc Post Office Box 4488 South Bend IN 466344488 351038532 501(c)(3) 10000 see Part IV Research Foundation of CUNY 230 W 41st St New York NY 10036 131988190 501(c)(3) 14795 see Part IV Research Foundation of SUNY Post Office Box 9 Albany NY 122010009 141368361 501(c)(3) 36698 see Part IV Research Triangle Institute 3040 E Cornwallis Rd Research Triangle Park NC 27709 560686338 501(c)(3) 16263 see Part IV Rice University PO Box 1892 Houston TX 77251 741109620 501(c)(3) 185027 see Part IV Roman Catholic Diocese of Charlotte 1123 South Church Street Charlotte NC 282034003 561000633 501(c)(3) 100000 see Part IV Ronald McDonald House of Dallas 4707 Bengal Street Dallas TX 752358007 751609401 501(c)(3) 25000 see Part IV Roosevelt University 430 South Michigan Avenue Chicago IL 606051394 362167854 501(c)(3) 111000 see Part IV Rutgers 100 Struble RD Branchville NJ 07826 226001086 State of New Jersey 35000 see Part IV Saint Mary's College 110 Le Mans Hall Notre Dame IN 46556 350868158 501(c)(3) 136244 see Part IV San Jose State University Research 210 N 4th St San Jose CA 95112 946017638 501(c)(3) 18765 see Part IV Schwab Charitable Fund 211 Main Street San Francisco CA 941051905 311640316 501(c)(3) 556761 see Part IV Seattle Children's Hospital Post Office Box 5371 Seattle WA 981245005 911156519 501(c)(3) 1326385 see Part IV Sisters of the Holy Cross 407 Bertrand Hall - St Marys Notre Dame IN 465565000 350868159 501(c)(3) 15000 see Part IV Smithsonian Institution PO Box 37012 MRC 035 Washington DC 20013 530206027 501(c)(3) 53648 see Part IV South Bend Alumni Association 215 S St Joseph Street South Bend IN 46601 351674506 501(c)(3) 7500 see Part IV South Bend Elkhart Regional Partner 635 S Lafayette Blvd South Bend IN 46601 351893288 501(c)(3) 261164 see Part IV South Bend Regional Chamber 101 N Michigan St South Bend IN 46601 350153330 501(c)(6) 124616 see Part IV South Bend Symphony Orchestra 127 North Michigan Street South Bend IN 466011603 356042189 501(c)(3) 20000 see Part IV South Bend Venues Parks & Arts 321 E Walter St South Bend IN 466173011 273843043 501(c)(3) 9000 see Part IV South Dakota School of Mines and Technology 500 E Capitol Ave Pierre SD 57501 466000364 State of SD 36610 see Part IV Southern Methodist University 3140 Dyer St Dallas TX 75205 750800689 501(c)(3) 45750 see Part IV Special Camps for Special Kids 4925 Greenville Ave Dallas TX 75206 752205242 501(c)(3) 10000 see Part IV St Adalbert's School 519 S Olive Street South Bend IN 46619 351095958 501(c)(3) 10000 see Part IV St Ann School 2211 West 18th Place Chicago IL 60608 362284297 501(c)(3) 15000 see Part IV St Ann's Catholic Church 1906 West Texas Avenue Midland TX 797016564 751444946 501(c)(3) 20000 see Part IV St Clare of Assisi Catholic Church 15642 Clayton Road Ellisville MO 630112398 430792494 501(c)(3) 15000 see Part IV St Francis of Assisi Catholic Church 1025 South Union Street Traverse City MI 496843298 381360910 501(c)(3) 25000 see Part IV St Francis Xavier Parish 524 9th Street Wilmette IL 600912714 362171003 501(c)(3) 15000 see Part IV St John the Evangelist Catholic School 2401 Lake Park Drive Smyrna GA 30080 581097003 501(c)(3) 12000 see Part IV St Joseph County Parks & Rec Dept 50651 Laurel Road South Bend IN 466371004 351459569 501(c)(3) 10000 see Part IV St Joseph County Public Library 304 South Main Street South Bend IN 46601 351479645 501(c)(3) 70000 see Part IV St Joseph County Right to Life 2004 Ironwood Circle Suite 130 South Bend IN 46635 351594988 501(c)(3) 5500 see Part IV St Joseph County Treasurer 227 W Jefferson Blvd South Bend IN 46601 356000194 Govt 54694 see Part IV St Joseph Peruvian Mission Fund Post Office Box 6693 Edmond OK 730836693 743053321 501(c)(3) 6000 see Part IV St Margaret's House 117 N Lafayette Boulevard South Bend IN 46601 351913328 501(c)(3) 37685 see Part IV St Patrick's Church 126 Woodland Ave Malvern PA 193552747 231353342 501(c)(3) 10000 see Part IV St Paul Catholic Church and School 1425 East Shelby Drive Memphis TN 381167219 620528603 501(c)(3) 10000 see Part IV St Pius X Catholic Church 52553 Fir Road Granger IN 465308865 350940397 501(c)(3) 25000 see Part IV Stanford University 326 Galvez Street Stanford CA 94305 941156365 501(c)(3) 1389469 see Part IV Summits Education 800 Boylston St Boston MA 02199 472768711 501(c)(3) 137649 see Part IV Syracuse University 640 Skytop Road Syracuse NY 132440001 150532081 501(c)(3) 10419 see Part IV TERC 2067 Massachusetts Ave Cambridge MA 02140 046134355 501(c)(3) 53451 see Part IV Texas Biomedical Research Institute Post Office Box 760549 San Antonio TX 782450549 741109630 501(c)(3) 617343 see Part IV The Goodwill Excel Center 1015 Norwood Park Blvd Austin TX 78753 741322808 501(c)(3) 15000 see Part IV The History Museum 808 West Washington Street South Bend IN 466011439 351124156 501(c)(3) 11000 see Part IV The Institute for College Access and Success 405 14th Street Oakland CA 94612 201368860 501(c)(3) 161980 see Part IV The Ohio State University 901 Woody Hayes Dr Columbus OH 43210 316025986 State of Ohio 67073 see Part IV The Rock of Kingsley Inc 115 BLAIR ST Kingsley MI 496490207 261548274 501(c)(3) 8000 see Part IV The Wistar Institute 3601 Spruce Street Philadelphia PA 191044265 236434390 501(c)(3) 309999 see Part IV Think of Us 700 Pennsylvania Avenue SE Washington DC 200032493 821157215 501(c)(3) 20000 see Part IV Third Coast Percussion 4045 N Rockwell St Chicago IL 60618 421744369 501(c)(3) 122250 see Part IV UNICEF USA 125 Maiden Lane New York NY 100384999 131760110 501(c)(3) 10000 see Part IV United States Geological Survey 12201 Sunrise Valley Reston VA 20192 530196958 Federal 14700 see Part IV United Way of Indian River County Inc PO Box 1960 Vero Beach FL 329600620 591087090 501(c)(3) 10000 see Part IV United Way of Metropolitan Chicago 333 South Wabash Avenue Chicago IL 606044503 300200478 501(c)(3) 54225 see Part IV United Way of the Battle Creek and Kalamazoo Region 709 S Westnedge Avenue Kalamazoo MI 49007 381359193 501(c)(3) 42500 see Part IV United Way of the Greater Lehigh Valley 1110 American Parkway NE Allentown PA 181099117 232657933 501(c)(3) 25000 see Part IV United Way Suncoast Inc 5201 West Kennedy Blvd Tampa FL 33609 593725701 501(c)(3) 12000 see Part IV University Corporation at Monterey 100 Campus Center Seaside CA 939558001 770387459 501(c)(3) 35001 see Part IV University Corporation for Atmospheric Research Post Office Box 3000 Boulder CO 803073000 742439386 501(c)(3) 110005 see Part IV University of California - Los Angeles 10889 Wilshire Boulevard Los Angeles CA 900951406 956006143 State of California 656453 see Part IV University of California at Berkeley 2195 Hearst Avenue Berkeley CA 947201103 946002123 State of California 1261172 see Part IV University of California San Diego 9500 Gilman Drive MC 0954 La Jolla CA 920930954 956006144 State of California 759281 see Part IV University of California-Davis 202 Cousteau Pl Davis CA 95618 946036494 State of California 273298 see Part IV University of California-Irvine 120 Theory St Irvine CA 92617 952226406 State of California 309083 see Part IV University of California-Santa Barbara 3227 Cheadle Hall Santa Barbara CA 931062050 956006145 State of California 321402 see Part IV University of Chicago 5235 S Harper Court 4th Floor Chicago IL 60615 362177139 501(c)(3) 118777 see Part IV University of Colorado 1800 N Grant St Denver CO 80203 846000555 State of Colorado 493558 see Part IV University of Denver 2601 E Colorado Ave Denver CO 80208 840404231 501(c)(3) 21830 see Part IV University of Florida 207 Grinter Hall Gainesville FL 326113001 596002052 State of Florida 33411 see Part IV University of Illinois 506 S Wright St Urbana IL 61801 376000511 State of Illinois 301013 see Part IV University of Iowa 105 Jessup Hall Iowa City IA 52242 426004813 State of Iowa 7858 see Part IV University of Kansas 2385 Irving Hill Road Lawrence KS 660457568 480680117 State of Kansas 155936 see Part IV University of Kansas Center for Research 3901 Rainbow Blvd Kansas City KS 661608500 481108830 501(c)(3) 155239 see Part IV University of Kentucky 301 Peterson Service Building Lexington KY 405060001 616033693 State of Kentucky 182802 see Part IV University of Maryland 7809 Regents Dr College Park MD 20742 526002033 State of Maryland 140096 see Part IV University of Memphis PO Box 1000 Dept 238 Memphis TN 38148 626048540 501(c)(3) 137347 see Part IV University of Michigan 500 S State Street Ann Arbor MI 48109 386006309 State of Michigan 336869 see Part IV University of Minnesota 1300 S 2nd St Minneapolis MN 554855957 416007513 State of Minnesota 610687 see Part IV University of Missouri 407 Reynolds Alumni Center Columbia MO 65211 436003859 State of Missouri 26321 see Part IV University of North Carolina 103 South Building Chapel Hill NC 27599 566001393 State of NC 239848 see Part IV University of Pennsylvania 3451 Walnut Street Philadelphia PA 191034330 231352685 501(c)(3) 88403 see Part IV University of Southern Indiana 8600 University Blvd Evansville IN 47712 351308176 501(c)(3) 10823 see Part IV University of Tennessee 1331 Circle Park Drive Knoxville TN 379960001 626001636 State of Tennessee 35579 see Part IV University of Texas at Austin Post Office Box 7458 Austin TX 787137159 746000203 State of Texas 74232 see Part IV University of Texas Dallas 800 West Campbell Road Richardson TX 75080 751305566 State of Texas 504293 see Part IV University of Texas Southwestern 5323 Harry Hines Blvd Dallas TX 753909020 756002868 State of Texas 100000 see Part IV University of Texas System 210 West 7th Street Austin TX 787012903 300710145 501(c)(3) 10000 see Part IV University of Utah 332 South 1400 East Salt Lake City UT 84112 876000525 State of Utah 335325 see Part IV University of Vermont 85 S Prospect St Burlington VT 054051704 030179440 State of Vermont 17419 see Part IV University of Virginia 1001 N Emmet St Charlottesville VA 229044195 546001796 State of Virginia 216550 see Part IV University of Washington 4333 Brooklyn Ave NE Seattle WA 981959505 916001537 State of Washington 358895 see Part IV University of Wisconsin 222 West Washington Avenue Madison WI 537061415 396006492 State of Wisconsin 23447 see Part IV University of Wyoming 1000 E University Avenuee Laramie WY 820712000 836000331 State of Wyoming 27503 see Part IV Van Buren Conservation District 1035 East Michigan Avenue Paw Paw MI 490798698 383028225 501(c)(3) 89124 see Part IV Vanderbilt University 2301 Vanderbilt Place Nashville TN 37235 620476822 501(c)(3) 65263 see Part IV Vascugen 1800 N Capital Ave Indianapolis IN 46202 822058844 26768 see Part IV Virginia Polytechnic Institute and State University 300 Turner Street Suite 4200 Blacksburg VA 24061 546001805 State of Virginia 47492 see Part IV Washington State University Post Office Box 641025 Pullman WA 991641025 916001108 State of Washington 93372 see Part IV Wayne State University 5700 Cass Avenue Detroit MI 482020788 386028429 State of Michigan 341763 see Part IV Wesleyan University 212 College Street Middletown CT 06459 060646959 501(c)(3) 6345 see Part IV Wittenberg University 200 West Ward St Springfield OH 45504 310537177 501(c)(3) 29600 see Part IV WNIT Public Television 300 W Jefferson South Bend IN 46601 351155594 501(c)(3) 15500 see Part IV Women's Care Center 360 N Notre Dame Avenue South Bend IN 46617 351609945 501(c)(3) 68000 see Part IV Women's Care Center Foundation 360 N Notre Dame Avenue South Bend IN 46617 383651599 501(c)(3) 25000 see Part IV World Central Kitchen Inc 655 New York Ave NW Washington DC 20001 273521132 501(c)(3) 20000 see Part IV Wright State University 3640 Colonel Glenn Highway Dayton OH 454350001 310732831 State of Ohio 29518 see Part IV Yale University Post Office Box 2038 New Haven CT 06521 060646973 501(c)(3) 15000 see Part IV YWCA 1102 S Fellows Street South Bend IN 46601 350868226 501(c)(3) 7500 see Part IV 270 9 Tuition Scholarships, Fellowships, and Room and Board Scholarships 8661 365762145 Athletics Grant-in-Aid 296 2849842 Housing and Other Assistance 314 475879 Prizes and Awards 984 1592888 Research/Travel Grant 2224 1901190 Schedule I, Part II, Line 1(h) Explanation of purpose of grant or assistance Payments related to work performed on research subcontract related to federal, state or private grant originally made to the University and other assistance in accordance with the University's exempt mission. Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. ALL GRANTS MADE FOR RESEARCH ACTIVITIES ARE INITIATED BY A FORMAL SUB-CONTRACT EXECUTED BY BOTH PARTIES. THE TERMS AND CONDITIONS OF EACH GRANT CONTAIN ALL THE GUIDELINES FOR INVOICING, BILLING, RECORD RETENTION, AUDITS, ETC. RESEARCH AND SPONSORED PROGRAMS ACCOUNTING ("RSPA") AND THE NOTRE DAME RESEARCH OFFICE WORK IN TANDEM TO ENSURE THE GUIDELINES ARE ADHERED TO. ALMOST ALL SUBCONTRACTS FOR RESEARCH ACTIVITIES ARE PAID ON A COST REIMBURSEMENT BASIS. ALL INVOICES PAID FOR COSTS ARE APPROVED BY THE PRINCIPAL INVESTIGATOR BASED ON COMPLETION OF WORK, DELIVERABLES MET, ETC. IN ADDITION, RSPA MONITORS THE PAYMENTS AGAINST THE TOTAL BUDGET TO ENSURE PAYMENT IS NOT MADE ABOVE THE STIPULATED CEILING. THE UNIVERSITY HAS A POLICY CONTAINING GUIDELINES SURROUNDING SUB-CONTRACTS, SOME OF WHICH WERE ADDRESSED ABOVE. THIS POLICY CAN BE FOUND AT: HTTP://CONTROLLER.ND.EDU/ASSETS/91679/SUBRECIPIENT_MONITORING.PDF. CHARITABLE ORGANIZATIONS THAT RECEIVE CONTRIBUTIONS FROM THE UNIVERSITY ARE CAREFULLY SELECTED AND REQUIRE DOCUMENTATION TO SUPPORT THE UNIVERSITY'S INTEREST IN THE ORGANIZATION TO ENSURE CONSISTENCY WITH THE CORE VALUES OF THE UNIVERSITY. CHARITABLE CONTRIBUTIONS ALSO REQUIRE THE APPROVAL OF THE EXECUTIVE VICE PRESIDENT, EXCEPT FOR THOSE CHARITABLE CONTRIBUTIONS MADE THROUGH THE UNIVERSITY'S DONOR ADVISED FUND PROGRAM, WHICH UNDERGO A THOROUGH VETTING PROCESS BY THE UNIVERSITY'S TAX DEPARTMENT TO ENSURE THE RECIPIENT ORGANIZATION MEETS THE IRS'S DEFINITION OF A 501(C)(3) NOT FOR PROFIT CHARITABLE ORGANIZATION. THE UNIVERSITY PROVIDES FUNDING TO STUDENTS AND OTHER RELATED INDIVIDUALS FOR RESEARCH AND OTHER ACTIVITIES TO SUPPORT THE FURTHERANCE OF THEIR EDUCATION. FUNDS PROVIDED ARE MONITORED THROUGH APPLICATIONS, BUDGETS AND A REQUIREMENT TO DOCUMENT THE USE OF FUNDS EITHER PRIOR TO THE DISTRIBUTION OF FUNDS OR UPON COMPLETION OF THE ACTIVITY. X X X X X true true X X X X false true false true false false false false false Rev John I Jenkins CSC PhD President & Trustee 1058287 0 0 0 106142 0 0 0 77019 0 1241448 0 0 0 Rev Daniel G Groody CSC MDiv PhD VP & Associate Provost & Trustee 238670 0 0 0 24180 0 0 0 70342 0 333192 0 0 0 Rev Paul V Kollman CSC Professor and Trustee 121793 0 0 0 12501 0 0 0 70423 0 204717 0 0 0 Rev Austin I Collins CSC MDiv MFA VP for Mission Engagement and Church Affairs & Trustee 160773 0 0 0 16391 0 0 0 17073 0 194237 0 0 0 Rev Robert A Dowd CSC MDiv PhD Assistant Provost for Internationalization & Trustee 135564 0 0 0 13870 0 0 0 17073 0 166507 0 0 0 Thomas G Burish PhD Former Provost 675676 0 0 0 50396 0 398238 0 21702 0 1146012 0 0 0 John F Affleck-Graves PhD Former Executive VP & Professor 362943 0 0 0 19776 0 28500 0 21123 0 432342 0 0 0 Michael D Donovan JD MBA VP & Chief Investment Officer 646520 0 2003735 0 36375 0 28500 0 9182 0 2724312 0 0 0 Marianne Corr JD VP & General Counsel 671122 0 0 0 39401 0 28500 0 14177 0 753200 0 0 0 Shannon B Cullinan MBA Executive Vice President 542004 0 0 0 26680 0 138500 0 29394 0 736578 0 0 0 Marie Lynn Miranda PhD Provost 317003 0 0 0 30847 0 28500 0 25654 0 402004 0 0 0 John B Swarbrick Jr JD VP & Director of Athletics 1111104 0 250000 0 119257 0 228500 0 27881 0 1736742 0 0 0 Scott C Malpass MBA Former VP & Chief Investment Officer 555626 0 4060781 0 152774 0 28500 0 4435 0 4802116 0 0 0 Brian Kelly Head Coach, Football 1366793 0 608500 0 227173 0 1028500 0 86470 0 3317436 0 0 0 Michael P Brey Head Coach, Basketball 1159578 0 1037386 0 115006 0 178500 0 10117 0 2500587 0 0 0 Clark D Lea Jr Defensive Coordinator, Football 1194598 0 188000 0 116407 0 28500 0 26800 0 1554305 0 0 0 Mark C Krcmaric JD MBA Managing Director & Chief Operating Officer, Investment Office 402891 0 977207 0 19776 0 28500 0 19359 0 1447733 0 0 0 Schedule J, Part I, Line 1a First-class or charter travel Type of benefit- First class travel: Air travel other than coach class (typically business class) is allowed for travel to Alaska, Hawaii and destinations outside North America, or for necessary medical reasons (accompanied by appropriate supporting documentation), if the situation warrants it and with approval from a Dean or President's Leadership Council Member. Type of benefit-Charter travel: Travel on any private plane requires approval by the President's Office. Recipients of the benefit and tax treatment: First class or charter travel was provided to 15 persons listed on Form 990, Part VII, Section A in 2020. Of this first class or charter travel, none was reported as taxable compensation since a University business purpose was established for the travel. Schedule J, Part I, Line 1a Travel for companions Type of benefit: Family members of University employees are occasionally asked to travel on University business. Family members travel reimbursement by the University requires approval by a Dean or President's Leadership Council Member or their authorized representative, and if the business purpose of the family members travel is not properly documented, it is treated as taxable compensation to the employee. Recipients of the benefit and tax treatment: Travel for companions was provided to 4 persons listed on Form 990, Part VII, Section A in 2020 and if the business purpose of the family travel was not properly documented, it was treated as taxable compensation to the employee. Schedule J, Part I, Line 1a Tax indemnification and gross-up payments Type of benefit: Tax indemnification and gross-up payments may occasionally be provided to University employees . Recipients of the benefit and tax treatment: Gross-up payments were provided to 4 persons listed on Form 990, Part VII, Section A in 2020 and were reported as taxable compensation in these instances. Schedule J, Part I, Line 1a Housing allowance or residence for personal use Type of Benefit: Housing is provided to members of the CSC religious order who live in University Dormitories or campus apartments and housing may occasionally be provided to University employees. Recipients of the benefit and Tax treatment: Housing was provided to 6 persons listed on Form 990, Part VII, Section A in 2020. 5 persons were members of the CSC religious order and the benefit was excluded from taxable compensation of the recipients under the convenience of the employer exception (IRS Code Section 119). 1 person received the housing benefit in their capacity of an employee that was treated as taxable compensation. Schedule J, Part I, Line 1a Health or social club dues or initiation fees Type of benefit: Social club dues are occasionally paid on behalf of employees of the University and the value of personal use (as reported on an annual basis) is added to the individual's income. Recipients of the benefit and tax treatment: Social club dues were provided to 4 persons listed on Form 990, Part VII, Section A in 2020 and were reported as taxable compensation in all of those instances. Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan Scott C. Malpass, Former Vice President and Chief Investment Officer, Brian Kelly, Head Coach Football, Michael D. Donovan, Vice President and Chief Investment Officer, Michael P. Brey, Head Coach Basketball, John B. Swarbrick, VP & Director of Athletics, Mark C. Krcmaric, Managing Director & Chief Operating Officer, Investment Office, Thomas Burish, Former Provost, and Shannon B. Cullinan, Executive Vice President, participated in nonqualified deferred compensation arrangements under Internal Revenue Code Section 457(f) during calendar year 2020. Malpass received an accrued benefit of $0 due to his retirement on June 30, 2020. Kelly received an accrued benefit of $1,000,000. Brey received an accrued benefit of $150,000. Swarbrick received an accrued benefit of $200,000. Burish received an accrued benefit of $369,738. Cullinan received an accrued benefit of $110,000. The accrued benefit and related earnings vest to Kelly, Brey, Swarbrick, Burish and Cullinan at the end of the term of each plan (3, 7, 3, 6, and 5 years respectively). The accrued benefit and related earnings to Donovan and Krcmaric are fully vested and taxable in calendar year 2020 because of reaching the retirement age and years of service required in 2017 and 2013, respectively. Schedule J, Part I, Line 5a Compensation contingent on revenues of the organization 5a(i)-Scott C. Malpass, Former Vice President and Chief Investment Officer received incentive compensation which was in part calculated contingent on the performance of the University's unitized investment pool. Malpass received $6,327,121 in calendar year 2020 related to this program, which included previously taxed amounts totaling $ 2,266,340 as a result of being fully vested in the plan due to meeting the age and years of service requirements. 5a(ii) -Michael D. Donovan, Vice President and Chief Investment Officer received incentive compensation which was in part calculated contingent on the performance of the University's unitized investment pool. Donovan received $1,603,816 in calendar year 2020 related to this program, and was taxed on unpaid amounts totaling $399,919 as a result of being fully vested in the plan due to meeting the age and years of service requirements. 5a(iii) - Mark C. Krcmaric, Managing Director & Chief Operating Officer, Investment Office received incentive compensation which was in part calculated contingent on the performance of the University's unitized investment pool. Krcmaric received $894,945 in calendar year 2020 related to this program, and was taxed on unpaid amounts totaling $82,263 as a result of being fully vested in the plan due to meeting the age and years of service requirements. 28596 Qualified Tuition Reduction Employee Benefit Kara Brennan Daughter of Trustee John J. Brennan 13005 Compensation from University to Ms. Kara Brennan as a Regional Engagement Coordinator for Career Center false FlexJet (Directional Aviation) FlexJet is at least a 35% controlled entity of Trustee Kenneth C. Ricci 1070186 FlexJet provides flight hours to the University. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy. false X 20 0 NONE X 0 NONE X 870 103898066 Other - QUOTED SHARE PRICES X 1 537058 Other - APPRAISAL X 3 1567116 Other - PARTNERSHIP DOCUMENTS X 2 453464 Other - LIQUIDATION PROCEEDS X SEE STATEMENT 28 0 NONE 10 false true true Schedule M, Part I Column (b) The amounts shown for "Number of contributions or items contributed" represents number of contributions, not the number of items contributed. Schedule M, Part I, Line 33 Column (c) Explanation AS A MATTER OF POLICY, THE UNIVERSITY DOES NOT RECOGNIZE CONTRIBUTIONS REVENUE FOR GIFTS OF ART, BOOKS, AND OTHER PROPERTY THAT ARE HELD FOR EXHIBIT AND/OR EDUCATIONAL PURPOSES. GIFTS OF SUPPLIES, EQUIPMENT, AND OTHER MATERIALS ARE RECOGNIZED AS CONTRIBUTIONS REVENUE SUBJECT TO THEIR RELATIVE MATERIALITY. Schedule M, Part I, Line 25 Column (b) THE OTHER CATEGORY INCLUDED THE FOLLOWING TYPES OF PROPERTY: (1) EDUCATIONAL MATERIALS/SUPPLIES: 9 CONTRIBUTIONS (2) MISCELLANEOUS SUPPLIES: 6 CONTRIBUTIONS (3) GIFT CERTIFICATES/CARDS: 6 CONTRIBUTIONS (4) COMPUTER AND OTHER EQUIPMENT: 5 CONTRIBUTIONS (5) MUSICAL INSTRUMENTS: 2 CONTRIBUTIONS FOR A TOTAL OF 28 CONTRIBUTIONS. Schedule M, Part I, Line 32b Third parties used to solicit, process, or sell noncash contributions THE UNIVERSITY USES BROKERAGE FIRMS TO SELL SECURITIES AND USES OTHER THIRD PARTIES TO SELL OTHER TYPES OF PROPERTY SUCH AS REAL ESTATE. Form 990, Part I, Line 1 Organization's Mission The University of Notre Dame is a Catholic academic community of higher learning, animated from its origins by the Congregation of Holy Cross. The University is dedicated to the pursuit and sharing of truth for its own sake. As a Catholic university, one of its distinctive goals is to provide a forum where, through free inquiry and open discussion, the various lines of Catholic thought may intersect with all the forms of knowledge found in the arts, sciences, professions, and every other area of human scholarship and creativity. The intellectual interchange essential to a university requires, and is enriched by, the presence and voices of diverse scholars and students. The Catholic identity of the University depends upon, and is nurtured by, the continuing presence of a predominant number of Catholic intellectuals. This ideal has been consistently maintained by the University leadership throughout its history. What the University asks of all its scholars and students, however, is not a particular creedal affiliation, but a respect for the objectives of Notre Dame and a willingness to enter into the conversation that gives it life and character. Therefore, the University insists upon academic freedom that makes open discussion and inquiry possible. The University prides itself on being an environment of teaching and learning that fosters the development in its students of those disciplined habits of mind, body, and spirit that characterize educated, skilled, and free human beings. In addition, the University seeks to cultivate in its students not only an appreciation for the great achievements of human beings but also a disciplined sensibility to the poverty, injustice and oppression that burden the lives of so many. The aim is to create a sense of human solidarity and concern for the common good that will bear fruit as learning becomes service to justice. Notre Dame also has a responsibility to advance knowledge in a search for truth through original inquiry and publication. This responsibility engages the faculty and students in all areas of the University, but particularly in graduate and professional education and research. The University is committed to constructive and critical engagement with the whole of human culture. The University encourages a way of living consonant with a Christian community and manifest in prayer, liturgy and service. Residential life endeavors to develop that sense of community and of responsibility that prepares students for subsequent leadership in building a society that is at once more human and more divine. Notre Dame's character as a Catholic academic community presupposes that no genuine search for the truth in the human or the cosmic order is alien to the life of faith. The University welcomes all areas of scholarly activity as consonant with its mission, subject to appropriate critical refinement. There is, however, a special obligation and opportunity, specifically as a Catholic university, to pursue the religious dimensions of all human learning. Only thus can Catholic intellectual life in all disciplines be animated and fostered and a proper community of scholarly religious discourse be established. In all dimensions of the University, Notre Dame pursues its objectives through the formation of an authentic human community graced by the Spirit of Christ. Form 990, Part VI, Line 15 Description of Officers/Identifying of Officers The Compensation Committee of the Board of Trustees develops, in conjunction with the President, Executive Vice President, and Vice President of Human Resources, an overall Total Reward Philosophy for Key Employees, which supports the University's overall mission, and shall recommend such Total Reward Philosophy to the Board for approval. The Committee acts on behalf of the Board to implement the executive compensation policy, approve executive compensation levels, adopt a benefit and perquisite policy, and justify reasonable compensation paid to the President, Executive Vice President, and Provost of the University, and other persons who are "disqualified persons" under Internal Revenue Code Section 4958 (intermediate sanctions). The Committee researches competitive and reasonable annual base salary levels, annual incentive plans, executive benefit plans, welfare benefits and supplemental benefits of the named executives and other key individuals. Upon completion of the research, the Committee approves the specific levels and amounts of total rewards that will be paid to, or provided for the benefit of, the named executives and other key individuals. The Committee examines the reasonableness of compensation levels. In so doing, the Committee assesses the nature and scope of the position by reviewing the basis on which compensation was paid. This includes a review of compensation for, but not limited to, exceptional performance, additional duties, and/or the unique background, experiences, personal skills and the abilities of the executive, as well as special challenges facing the University that require the use of such attributes or skills. The Committee's evaluation includes valid market data provided by an independent third party consultant that details each compensation component and the total package in light of the University's executive compensation philosophy. The Committee conducts such examination to be able to establish a presumption under Section 4958 that the total reward package offered to "disqualified persons" is reasonable. Form 990, Part VI, Line 2 Family/business relationships amongst interested persons John B. Veihmeyer, Trustee and Kenneth C. RIcci, Trustee - Business relationship Form 990, Part VI, Line 4 Significant changes to organizational documents The University's bylaws were amended to allow the University to elect a trustee with relevant experience as a President or Chancellor at another University to serve a single three-year term even though the individual may be over the retirement age. Form 990, Part VI, Line 11b Review of form 990 by governing body AFTER INTERNAL REVIEW OF THE COMPLETED FORM 990 AND EXTERNAL REVIEW BY THE UNIVERSITY'S OUTSIDE TAX ACCOUNTANTS (PRICEWATERHOUSECOOPERS), THE RETURN IS PRESENTED TO THE UNIVERSITY'S TAX STRATEGY COMMITTEE, WHICH INCLUDES UNIVERSITY OFFICERS (EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL), THE VICE PRESIDENT FOR FINANCE, THE DIRECTOR OF AUDIT AND ADVISORY SERVICES, THE ASSOCIATE VICE PRESIDENT AND CONTROLLER AND MEMBERS OF THE TAX AND COMPLIANCE STAFF, AND REPRESENTATIVES FROM PRICEWATERHOUSECOOPERS. FOLLOWING THIS INTERNAL PROCESS, THE RETURN IS PRESENTED FOR REVIEW TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES, WHO REVIEW THE RETURN AND DISCUSS IT AT A MEETING PRIOR TO FILING THE RETURN. UPON COMPLETION OF THEIR REVIEW, IT IS PROVIDED TO THE FULL BOARD OF TRUSTEES, ALSO PRIOR TO THE FILING OF THE RETURN. Form 990, Part VI, Line 12c Conflict of interest policy All faculty, staff and students who are in a position to influence or commit resources of the University of Notre Dame are considered "constituents" who must complete and submit on no less than an annual basis a Conflict of Interest Disclosure Survey. Such surveys are evaluated by the appropriate "Reviewer". Each constituent's Reviewer depends on whether they are faculty, staff, department chair, or dean but ultimately all actual, potential, and perceived conflicts of interest are reviewed by the University Conflicts Committee. The Reviewer determines whether an actual, potential, or perceived conflict of interest exists and makes a recommendation to the University Conflicts Committee as to what conditions or restrictions, if any, should be imposed by the University to manage, reduce, or eliminate such conflicts. The Reviewer, with input from the constituent if needed develops a Management Plan for submission to the University Conflicts Committee. The University Conflicts Committee then makes a decision regarding disposition of a disclosure based on the Reviewer's recommendation, the details regarding the Constituent's actual, potential, or perceived conflict of interest, and the proposed Management Plan. Members of the University's Board of Trustees are governed by a separate conflict of interest policy and must disclose all financial interests and material facts pertinent to any potential conflict on their annual Conflict of Interest statement (or whenever potential conflicts arise) to the Audit Committee of the Board. This policy is coordinated, administered, reviewed, and monitored by the University's internal Audit & Advisory Services department. After any discussion or presentation of the financial interests and material facts to the Audit Committee, the individual must recuse himself/herself during the discussion of, and voting on, the potential conflict. The Audit Committee shall assess whether the potential conflict is reasonable and the result of arms-length negotiation conforming to the University's written policies, as well as if the action furthers the University's charitable purposes and is in the best interests of the University. The Chairman of the Audit Committee shall, if appropriate, appoint a disinterested person or Committee to investigate alternatives to the proposed transaction or arrangement. Should the Audit Committee have reason to believe a Trustee has failed to disclose all financial interests and material facts pertinent to a potential conflict of interest, it shall inform the individual of such, and afford the individual the opportunity to further explain all interests and facts pertinent to the potential conflict. If it is determined that an individual has not disclosed all financial interests and material facts pertinent to an actual or potential conflict of interest, corrective action shall be taken as deemed appropriate. The minutes of any meeting of the University's Board of Trustees or other governing board of the University considering a conflict of interest including committees and sub-committees of such boards, shall include the names of those present for discussion and voting, as well as those recused from the discussion and voting, on any transaction, arrangement, relationship, or other action involving a potential conflict of interest. Form 990, Part VI, Line 19 Required documents available to the public The University makes its governing documents (https://www.nd.edu/assets/docs/bylaws.pdf, https://www.nd.edu/assets/docs/statutes.pdf) and financial statements (http://controller.nd.edu/annual-reports/) available to the public on the University's website. The University makes its conflict of interest policy that applies to all employees available to the public by posting it on the University's website (http://generalcounsel.nd.edu/conflict-of-interest-policy). The University does not make its trustees' conflict of interest policy available to the public . Form 990, Part VII, Section A, Line 5 Compensation from an Unrelated Organization The head football coach is permitted to receive compensation from external sources with prior written approval from the University however, the University is not a party to any agreements between the coach and any third party for the payment of compensation to the coach, and the coach does not provide services to the University as a result of any such agreements. Form 990, Part VII, Section A Highest Compensated Employees During calendar year 2020, the University made payments to an LLC owned by the Head Football Coach, which are not reportable compensation for purposes of Form 990. Therefore, the payments are excluded from Form 990 Part VII and Schedule J, Part II. Form 990, Part VII, Section A Payments to Congregation of Holy Cross, United States Province, Inc. Rev. John I. Jenkins, Rev. Daniel G. Groody, Rev. Paul V. Kollman, Rev. Austin J. Collins and Rev. Robert A. Dowd are employees of the University and members of the Congregation of Holy Cross, United States Province, Inc. religious order. As members of a religious order who have taken the vow of poverty, compensation earned as employees is paid directly to their religious order and is not required to be reported on a Form W-2. However, the University treats such amounts as reportable compensation in Form 990 Part VII and Schedule J, Part II. Amounts reported as nontaxable benefits in Schedule J, Part II, Column D may include qualified tuition benefits and housing offered to members of the religious order. Rev. John I. Jenkins received his compensation as President of the University, and not in his position as Trustee. Form 990, Part VIII, Line 2f Other Program Service Revenue All other program service revenue - Total Revenue: 8309343, Related or Exempt Function Revenue: 7519255, Unrelated Business Revenue: 790088, Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Form 990, Part VIII, Line 11d Other Miscellaneous Revenue All other revenue - Total Revenue: 911468, Related or Exempt Function Revenue: 911468, Unrelated Business Revenue: 0, Revenue Excluded from Tax Under Sections 512, 513, or 514: 0; Form 990, Part X, Line 20 The University is reporting tax exempt bond liabilities of $7,890,000 at the End of year (column B) on Part X, line 20. This amount represents liabilities for tax exempt bonds issued prior to December 31, 2002. Accordingly, Schedule K is not required to be attached to Form 990 for the tax year ending June 30, 2021. Form 990, Part XI, Line 9 Other changes in net assets or fund balances Net gain/(loss) on debt-related derivative instruments - 83063343; Change in value of split-interest agreements - 49542038; Net pension and postretirement benefits-related changes - 62937909; Other non-operating changes in net assets - 1353155; BCMR Feeder-TE GP LLC 518 17th Street Suite 1700 Denver CO 802024130 Feeder fund DE 1026 27846 University of Notre Dame du Lac Dynamo Brasil III LLC Corporation Trust Center 1209 Orange St Wilmington DE 19801 Investments DE 0 139078019 University of Notre Dame du Lac NDI Gateway LLC 203 Main Building Notre Dame IN 46656 472320410 Foreign educational activities IN 150500 218793 University of Notre Dame du Lac Santa Fe Interests LLC Controllers Office 724 Grace Hall Notre Dame IN 46556 203977995 Rental real estate DE -3313331 45641414 University of Notre Dame du Lac ND Pit Road LLC 1400 E Angela Blvd South Bend IN 46617 823967175 Investments DE 679500 1273 University of Notre Dame du Lac Association of Notre Dame Clubs Inc Controllers Office 724 Grace Hall Notre Dame IN 46556 311050144 Alumni association IN 501(c)(3) Type III-FI University of Notre Dame du Lac true Fundacion University of Notre Dame Chile Study abroad program CI 501(c)(3) University of Notre Dame du Lac true The University of Notre Dame (USA) in England Study abroad program UK 501(c)(3) University of Notre Dame du Lac true Voice of the Fighting Irish Inc Controllers Office 724 Grace Hall Notre Dame IN 46556 311135580 Radio station IN 501(c)(3) Type I University of Notre Dame du Lac true Independent Colleges of Indiana Inc 30 South Meridian Street Suite 800 Indianapolis IN 46204 310901001 Higher education advocacy IN 501(c)(3) Type I NA false Indiana Biosciences Research Institute Inc 1210 Waterway Blvd Suite 2000 Indianapolis IN 46202 462882271 Life sciences research IN 501(c)(3) Type I NA false Merit Energy Partners VIII LP 13727 Noel Rd Suite 1200 Dallas TX 75240 752530212 Direct energy investments DE Merit Management Partners I LP Excluded 5045540 155562423 false false 0.99 Qiming II Investor Holdings LLC 11100 NE 8th Street Suite 200 Bellevue WA 98004 270464551 Feeder fund WA University of Notre Dame du Lac Excluded 53550 1643863 false true 1 Thor Palmer House Co-Investor LP 25 West 39th Street 11th Floor New York NY 10018 203283109 Real estate investment DE Thor Palmer House Co-Investor GP LLC Excluded -1814729 33487140 false false 0.6872 Bridgewater Corporate Bond Fund LLC One Glendinning Place Westport CT 06880 522317130 Investments DE Bridgewater Associates LP Excluded 962606 0 false false 0.00 NDFPR LP PO Box 194170 San Francisco CA 941194170 611769730 Investments DE BART Partners VIII LLC Excluded -60704894 121134346 false false 0.994 VMG Stone Brewing Coinvestment LP 39 Mesa Street Suite 310 San Francisco CA 94129 812802402 Investments DE VMG Partners III GP LP Unrelated -1942607 52164851 false -1942607 false 0.648 Schroder Adveq EEM I LP 981272313 Investments UK Schroder Adveq EEM Management I LP Excluded 1215565 61088018 false false 0.99 22NW Fund LP 1455 NW Leary Way Suite 400 Seattle WA 98107 473303449 Investments DE 22NW Fund Group LLC Excluded -189523 74102797 false false 0.4876 Endries Co-Invest LLC c/o Nautic Partners LLC 50 Kennedy Plaza 12th Floor Providence RI 02903 821556028 Investments DE Nautic Capital VIII LP Excluded 27913 435401 false false 0.9103 Mile Rock Capital Fund I LP 700 Larkspur Landing Circle Larkspur CA 94939 825049944 Investments DE Mile Rock Capital Excluded 144104 10539328 false false 0.50 Level Equity-IMN Investors LLC Two Grand Central Tower New York NY 10017 830757153 Investments DE Level Equity Management LLC Excluded 0 10191527 false false 0.9976 EEM II LP Investments UK EEM Management II LP Excluded 0 0 false false 0.99 EEM Opportunities LP 981430893 Investments UK EEM Opportunities Management II LP Excluded 10668 20760262 false false 0.99 Founder Collective SG SPV LP 1 Mifflin Place Suite 300 Cambridge MA 02138 851490689 Investments DE Founder Collective SG GP LLC Excluded 0 14990799 false false 0.8721 Needle 2020-1 LLC 38 Miller Avenue 123 Mill Valley CA 94941 853317382 Investments DE Needle 2020-1 Manager LLC Excluded 0 10014271 false false 1.00 BCMR Feeder-TE LP 518 17th Street Suite 1700 Denver CO 80202 980582629 Feeder fund CA University of Notre Dame du Lac C Corporation -1145805 3063012 0.99 true Sorin Management Ltd Investments MP University of Notre Dame du Lac C Corporation 234 17462121 1.00 true TDR Capital II C Holdings LP 980648852 Feeder fund UK University of Notre Dame du Lac C Corporation 204 25777389 1.00 true ND Renewable Energy Inc Controllers Office 724 Grace Hall Notre Dame IN 46556 814675664 Finance IN University of Notre Dame du Lac C Corporation 0 5000 1.00 true ND-Structured Immunity Inc 1400 E Angela Blvd South Bend IN 46617 822731805 Health care DE University of Notre Dame du Lac C Corporation 0 1438 1.00 true Safa Inc (FKA ND-Origin Oncology Inc) 1400 E Angela Blvd South Bend IN 46617 824167966 Health care DE University of Notre Dame du Lac C Corporation 0 220 1.00 true PMD Migration Inc (FKA ND-Prevallergy Inc) 1400 E Angela Blvd South Bend IN 46617 824269472 Health care DE University of Notre Dame du Lac C Corporation 0 0 1.00 true ND-Vital View Technologies Inc 1400 E Angela Blvd South Bend IN 46617 825296303 Health care DE University of Notre Dame du Lac C Corporation 3625 836 0.25 true Charitable remainder trusts (85) Split-interest trusts where University of Notre Dame du Lac is trustee and remainder beneficiary IN University of Notre Dame du Lac Trust false Blue Stamp Trust 1 Breakfast Creek Road Building 1 Level 1 Newstead QLD AS 4006 Investments AS University of Notre Dame du Lac C Corporation 52384 227226903 0.7245 true Fairmount Healthcare Feeder Fund II Ltd 981465488 Feeder fund CJ University of Notre Dame du Lac C Corporation -1267305 194441046 0.6605 true Feeder Vehicle US AB Feeder fund SW University of Notre Dame du Lac C Corporation 0 6764395 0.7143 true Notre Dame (Beijing) Consulting Co Ltd Rm 1401-13 14th Flr Bldg 4 Courtyard 8 Xin Yuan Nan Rd Beijing Chaoyang Dist CH Consulting CH NDI Gateway LLC C Corporation 333 197132 1.00 true Adapta Education Inc (FKA ND-DiagenomiX Inc) 1400 E Angela Blvd South Bend IN 46617 611890512 Education DE University of Notre Dame du Lac C Corporation 20000 20031 1.00 true false true false false false false false false false false false false false false true false false true true BCMR Feeder - TE LP S 101563 Amount received Bridgewater Corporate Bond Fund LLC S 163343694 Amount received 22NW Fund LP B 10000000 Funding provided Fairmount Healthcare Feeder Fund II Ltd B 10000000 Funding provided Founder Collective SG SPV LP B 15056550 Funding provided NDFPR LP S 55042092 Amount received Needle 2020-1 LLC B 10019597 Funding provided Level Equity-IMN Investors LLC B 3241081 Funding provided Merit Energy Partners VIII LP B 5346000 Funding provided Merit Energy Partners VIII LP S 15345000 Amount received Mile Rock Capital Fund I LP B 16844158 Funding provided Feeder Vehicle US AB B 7416152 Funding provided Qiming II Investor Holdings LLC S 3042537 Amount received Schroeder Adveq EEM I LP B 7456182 Funding provided EEM Opportunities LP B 64015445 Funding provided EEM Opportunities LP S 5101239 Amount received VMG Stone Brewing Coinvestment LP B 612402 Funding provided Fundacion University of Notre Dame Chile B 247497 Funding provided The University of Notre Dame (USA) in England B 1319370 Funding provided/expenses incurred The University of Notre Dame (USA) in England R 3464611 Remittance of revenue collected on behalf of org Charitable remainder trusts (9) S 2470914 Remainder interests received Sorin Management Ltd B 3245000 Funding provided Voice of the Fighting Irish Inc B 108032 Funding Provided University of Notre Dame du Lac Controllers Office 724 Grace Hall Notre Dame IN 46556 350868188 X 0 241221 241221 1715804704 1716045925 1000000 250000 0 0 0 Voice of the Fighting Irish Inc Controllers Office 724 Grace Hall Notre Dame IN 46556 311135580 0 0 0 118279 118279 23656 5914 0 0 0