2022-05-16T10:14:33-05:00 2021-06-30 861065772 DELOITTE TAX 111 MONUMENT CIRCLE SUITE 4200 INDIANAPOLIS IN 462045108 990 2020-07-01 310537516 XAVIER UNIVERSITY XAVI 5137453445 3800 VICTORY PARKWAY CINCINNATI OH 452074531 STEPHEN STORCK VP, FINANCIAL ADMIN & CBO 5137453445 2022-05-16 1 STEPHEN STORCK 999009999 JEFFREY D FRANK P00287234 3174648600 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z PHILIP G CHICK 3800 VICTORY PARKWAY CINCINNATI OH 452074531 607799815 0 X WWW.XAVIER.EDU X 1842 OH XAVIER IS A JESUIT CATHOLIC UNIVERSITY ROOTED IN THE LIBERAL ARTS TRADITION. OUR MISSION IS TO EDUCATE EACH STUDENT INTELLECTUALLY, MORALLY, AND SPIRITUALLY. WE CREATE LEARNING OPPORTUNITIES THROUGH RIGOROUS ACADEMIC AND PROFESSIONAL PROGRAMS INTEGRATED WITH CO-CURRICULAR ENGAGEMENT. IN AN ENVIRONMENT OF OPEN AND FREE INQUIRY, WE PREPARE STUDENTS FOR A WORLD THAT IS INCREASINGLY DIVERSE, COMPLEX AND INTERDEPENDENT. DRIVEN BY OUR COMMITMENT TO THE COMMON GOOD AND TO THE EDUCATION OF THE WHOLE PERSON, THE XAVIER COMMUNITY CHALLENGES AND SUPPORTS STUDENTS AS THEY CULTIVATE LIVES OF REFLECTION, COMPASSION AND INFORMED ACTION. 35 31 3757 400 178980 0 28377437 30728166 271042416 279105241 8761595 12026787 51842 8939 308233290 321869133 95132449 106194863 0 0 109143971 107378366 0 0 5156347 88730037 88372899 293006457 301946128 15226833 19923005 682170280 765571257 260810344 260208368 421359936 505362889 X XAVIER IS A JESUIT CATHOLIC UNIVERSITY ROOTED IN THE LIBERAL ARTS TRADITION. OUR MISSION IS TO EDUCATE EACH STUDENT INTELLECTUALLY, MORALLY, AND SPIRITUALLY. WE CREATE LEARNING OPPORTUNITIES THROUGH RIGOROUS ACADEMIC AND PROFESSIONAL PROGRAMS INTEGRATED WITH CO-CURRICULAR ENGAGEMENT. IN AN ENVIRONMENT OF OPEN AND FREE INQUIRY, WE PREPARE STUDENTS FOR A WORLD THAT IS INCREASINGLY DIVERSE, COMPLEX AND INTERDEPENDENT. DRIVEN BY OUR COMMITMENT TO THE COMMON GOOD AND TO THE EDUCATION OF THE WHOLE PERSON, THE XAVIER COMMUNITY CHALLENGES AND SUPPORTS STUDENTS AS THEY CULTIVATE LIVES OF REFLECTION, COMPASSION AND INFORMED ACTION. 0 0 138219742 102021794 238071133 XAVIER UNIVERSITY IS A PRIVATE, COEDUCATIONAL UNIVERSITY THAT EDUCATES STUDENTS IN THE JESUIT CATHOLIC TRADITION. XAVIER'S FOUR COLLEGES OFFER 90 UNDERGRADUATE MAJORS, 60 MINORS AND 30 GRADUATE PROGRAMS TO 7,061 STUDENTS, INCLUDING 5,272 UNDERGRADUATES. XAVIER HAS BEEN RECOGNIZED AS ONE OF THE TOP 10 UNIVERSITIES IN THE MIDWEST FOR THE LAST 20 YEARS BY SEVERAL INDEPENDENT REVIEWS. A 11:1 STUDENT TO FACULTY RATIO ENCOURAGES INTERACTIVE AND SUPPORTIVE LEARNING. XAVIER STUDENTS HAVE HIGH GRADUATION AND CAREER PLACEMENT RATES. 116104584 3950122 41034108 XAVIER UNIVERSITY OFFERS STUDENT SERVICES WHICH CONTRIBUTE TO THE STUDENT'S EMOTIONAL AND PHYSICAL WELL BEING AS WELL AS INTELLECTUAL, CULTURAL AND SOCIAL DEVELOPMENT OUTSIDE THE CONTEXT OF FORMAL INSTRUCTION. THESE SERVICES INCLUDE STUDENT GOVERNMENT, RESIDENTIAL LIFE, STUDENT INVOLVEMENT, CAREER SERVICES CENTER, OFFICE OF MULTICULTURAL AFFAIRS, INTERCOLLEGIATE AFFAIRS, RECREATIONAL SPORTS, RETAIL SERVICES, DINING SERVICES, CAMPUS POLICE, AND OTHERS. 22115159 222947 ACADEMIC SUPPORT INCLUDES THE OPERATION OF THE LIBRARY, THE CONATON LEARNING COMMONS AND DIVISION OF INFORMATION RESOURCES. IN ADDITION TO THE RESOURCES IN THE LIBRARY COLLECTIONS, THE FACILITIES PROVIDE STUDY, LOUNGE, CONFERENCE, INSTRUCTION SPACE, TECHNOLOGIES, AND SERVICES TO HELP STUDENTS MASTER ESSENTIAL SKILLS AND GAIN A COMPETITIVE ADVANTAGE IN THEIR RESPECTIVE DISCIPLINES AND CAREERS. 276439485 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 1 1 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 1 1 1 0 0 0 1 1 1 1 1 0 1 456 8 1 3757 1 1 1 1 CJ 0 0 1 1 1 1 0 0 0 0 1 0 X 35 31 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 0 1 1 1 1 CO KY MA MD MI NH OR WA X X X PHILIP G CHICK 5137453445 3800 VICTORY PARKWAY CINCINNATI OH 452074531 ANN FINEFROCK HOFFMAN TRUSTEE 0.50 0.00 X 0 0 0 BARBARA J HOWARD ESQ TRUSTEE 0.50 0.00 X 0 0 0 DAMON D JONES TRUSTEE 0.50 0.00 X 0 0 0 DAVID L JOYCE TRUSTEE 0.50 0.00 X 0 0 0 DEBORAH A HENRETTA TRUSTEE (END 5/21) 0.50 0.00 X 0 0 0 DONNA JONES BAKER TRUSTEE 0.50 0.00 X 0 0 0 DR JANET BUTLER REID TRUSTEE 0.50 0.00 X 0 0 0 DR MICHAEL R FORTIN TRUSTEE 0.50 0.00 X 0 0 0 GREGORY G JOSEPH TRUSTEE 0.50 0.00 X 0 0 0 JODI ALLEN TRUSTEE (END 5/21) 0.50 0.00 X 0 0 0 JOHN B MAYDONOVITCH TRUSTEE 0.50 0.00 X 0 0 0 JOHN S PROUT TRUSTEE 0.50 0.00 X 0 0 0 JOHN THIEDE SJ TRUSTEE 0.50 0.00 X 0 0 0 JUSTIN DAFFRON SJ TRUSTEE 0.50 0.00 X 0 0 0 KATHERINE S NAPIER ZANOTTI TRUSTEE 0.50 0.00 X 0 0 0 KATHLYN R WADE TRUSTEE 0.50 0.00 X 0 0 0 KEVIN M CRAWFORD MD TRUSTEE 0.50 0.00 X 0 0 0 MICHAEL D CLASS SJ TRUSTEE 0.50 0.00 X 0 0 0 MICHAEL E MCCAW TRUSTEE 0.50 0.00 X 0 0 0 MICHAEL J CONATON TRUSTEE 0.50 0.00 X 0 0 0 MICHAEL J GRAHAM SJ PRESIDENT (END 6/21) 40.00 0.00 X X 0 0 0 NATASHA A HOLIDAY TRUSTEE 0.50 0.00 X 0 0 0 PENNY KEREIAKES POMERANZ TRUSTEE 0.50 0.00 X 0 0 0 RALPH S MICHAEL III VICE CHAIR 0.50 0.00 X X 0 0 0 REBECCA KOHLHEPP SCULLIN TRUSTEE 0.50 0.00 X 0 0 0 REV DANIEL S HENDRICKSON SJ PHD TRUSTEE 0.50 0.00 X 0 0 0 ROBERT S HEIDT JR MD VICE CHAIR 0.50 0.00 X X 0 0 0 SHAKILA T AHMAD TRUSTEE 0.50 0.00 X 0 0 0 STEPHEN G CUNTZ TRUSTEE 0.50 0.00 X 0 0 0 THEODORE H TORBECK TRUSTEE 0.50 0.00 X 0 0 0 THOMAS F SEDLER TRUSTEE 0.50 0.00 X 0 0 0 TIMOTHY J REILLY TRUSTEE 0.50 0.00 X 0 0 0 TIMOTHY J SCHROEDER TRUSTEE 0.50 0.00 X 0 0 0 VINCENT C CAPONI CHAIR 0.50 1.50 X X 0 0 0 W RODNEY MCMULLEN TREASURER 0.50 0.00 X X 0 0 0 WALTER C DEYE SJ TRUSTEE 0.50 0.00 X 0 0 0 WILLIAM VEBRYKE SJ TRUSTEE 0.50 0.00 X 0 0 0 GREGORY A CHRISTOPHER VP, ADMIN & DIRECTOR OF ATHLETICS 40.00 2.00 X 419109 0 54695 GARY R MASSA VP, UNIVERSITY RELATIONS 40.00 0.00 X 358926 0 43537 MELISSA J BAUMANN PROVOST/CHIEF ACADEMIC OFFICER 40.00 0.50 X 307590 0 20687 PHILIP G CHICK VP, FINANCIAL ADMIN AND CBO 40.00 2.00 X 263704 0 35110 AARON MEIS VP, ENROLLMENT MANAGEMENT 40.00 0.00 X 238591 0 45170 JOSEPH H FELDHAUS SECRETARY (END 9/20), SENIOR COUNSEL 40.00 0.00 X 245566 0 31717 REBECCA L CULL JD SECRETARY (START 9/20), GEN. COUNSEL 40.00 0.00 X 247333 0 9994 JEFFREY D COLEMAN VP, RISK MANAGEMENT 40.00 0.00 X 171847 0 41643 JOHN F KUCIA VICE PRESIDENT EMERITUS (END 6/21) 40.00 2.00 X 159409 0 7469 TRAVIS A STEELE HEAD COACH, MEN'S BASKETBALL 40.00 0.00 X 1597839 0 49682 MELANIE S MOORE HEAD COACH, WOMEN'S BASKETBALL 40.00 0.00 X 315240 0 37388 JONAS L HAYES ASST COACH, MEN'S BASKETBALL 40.00 0.00 X 257360 0 19257 BENJAMIN L JOHNSON ASST COACH, MEN'S BASKETBALL 40.00 0.00 X 256049 0 19484 DR THOMAS J HAYES DEAN-WILLIAMS COLLEGE OF BUSINESS 40.00 0.00 X 245180 0 31730 5083743 0 447563 185 0 1 0 PEPPER CONSTRUCTION COMPANY OF OHIO LLC 5185 BLAZER PARKWAY STE 101 DUBLIN OH 430173308 CONSTRUCTION SERVICES 10823499 ORBIS EDUCATION SERVICES LLC 301 PENNSYLVANIA PARKWAY INDIANAPOLIS IN 462801397 EDUCATIONAL SERVICES 8455147 CHARTWELLS DINING SERVICES 1624 HEARALD AVENUE STE 200 CINCINNATI OH 452071099 DINING SERVICES 6405378 INTEGRITY SPECIALTY CONTRACTORS 7324 KIRKRIDGE DRIVE CINCINNATI OH 452334233 CONSTRUCTION SERVICES 2536286 FOLLETT HIGHER EDUCATION GROUP INC 3146 SOLUTIONS CENTER CHICAGO IL 606770001 EDUCATIONAL SERVICES - BOOKSTORE 2479561 95 53325 13041605 17633236 1370458 30728166 TUITION AND FEES 611710 238071133 238071133 AUXILIARY ENTERPRISES 611710 38717064 38617044 100020 EDUCATIONAL ACTIVITIES 611710 2317044 2317044 279105241 4877119 78960 4798159 292974229 285310647 513914 7663582 -513914 7149668 7149668 107340 53325 101868 5472 5472 7720 4253 3467 3467 321869133 279005221 178980 11956766 222947 222947 105971916 105971916 2841484 2561854 189811 89819 1596211 1439128 106627 50456 78093203 70408051 5216626 2468526 7156270 6452021 478039 226210 11816662 10653784 789353 373525 5874536 5296423 392419 185694 370713 92678 278035 308680 77170 231510 787887 196972 590915 4135699 3763486 248142 124071 2293433 1344447 644594 304392 10588401 9580795 682957 324649 2752088 2535425 145131 71532 2669317 2627314 28278 13725 1018740 949845 46770 22125 8186719 6140039 2046680 14658865 10994149 3664716 1710027 1574837 90127 45063 ALL OTHER EXPENSES 20039038 18236869 1201446 600723 REPAIRS AND MAINTENANCE 9841620 9075504 510744 255372 AUXILIARY COST OF SALES 6915977 4149586 2766391 STUDENT GOVT ACTIVITIES 1093536 1093536 1002159 1000709 985 465 301946128 276439485 20350296 5156347 14676276 19191906 49149075 27959101 42265008 38485846 3602126 3923177 1637233 1379299 5890836 6930944 500516066 227936992 268285704 272579074 294559901 387481700 2104121 7640210 682170280 765571257 29838551 37828550 12055878 13202133 190081666 186506488 28834249 22671197 260810344 260208368 X 179929636 263932589 241430300 241430300 421359936 505362889 682170280 765571257 X 19923005 58291000 5788948 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 0 198612956 5805531 61871000 4383099 2574201 259332187 199275185 7422009 -1533238 4127130 2423870 198612956 179577044 9887236 15635905 3669750 2155250 199275185 169382739 5085418 10643464 3486784 2047793 179577044 150899045 6458380 18757683 4241392 2490977 169382739 0.20300 0.45600 0.34100 0 0 14715417 14715417 387931509 171519721 216411788 46545606 29536131 17009475 38113494 26881140 11232354 13210040 13210040 272579074 US GOVERNMENT & AGENCY OBLIGATIONS 17759622 F CORPORATE STOCKS & STOCK FUNDS 200403043 F CORPORATE BONDS & BOND FUNDS 126264510 F ALTERNATIVE INVESTMENTS 42083671 F MORTGAGE AND ASSET-BACKED SECURITIES 783239 F REAL ASSETS 187615 F 387481700 INTEREST RATE SWAPS 19905137 REFUNDABLE ADVANCES 630299 OPERATING LEASE LIABILITY 2135761 22671197 X PART III, LINE 4: THE UNIVERSITY'S COLLECTIONS OF ART, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE ORGANIZATION'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS ON THE STATEMENTS OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED OR AS TEMPORARILY OR PERMANENTLY RESTRICTED NET ASSETS IF THE ASSETS USED TO PURCHASE THE ITEMS ARE RESTRICTED BY DONORS. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED ON THE FINANCIAL STATEMENTS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN THE APPROPRIATE NET ASSET CLASSES. PART V, LINE 4: THE ENDOWMENT CONSISTS OF APPROXIMATELY 600 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES, SUCH AS SCHOLARSHIPS, ENDOWED CHAIRS, AND DEPARTMENTAL AND OPERATING BUDGET SUPPORT. PART X, LINE 2: THE UNIVERSITY IS A QUALIFYING ORGANIZATION UNDER SECTION 501(C)(3) OF THE CODE AND IS, THEREFORE, EXEMPT FROM FEDERAL INCOME TAXES ON RELATED INCOME PURSUANT TO SECTION 501(A) OF THE CODE. THE UNIVERSITY IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS AND THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. THE UNIVERSITY BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR YEARS PRIOR TO 2017. AS OF JUNE 30, 2021, THE UNIVERSITY HAS NO UNCERTAIN TAX POSITIONS. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY IS IN COMPLIANCE WITH REV. PROC. 75-70. SCHEDULE E, PART I, LINE 6 A FEDERAL PROCESS IS IN PLACE THAT REQUIRES UNIVERSITIES TO VERIFY SELECTED STUDENT FAFSA FORMS FOR COMPLETENESS AND ACCURACY. WHEN STUDENTS ARE SELECTED FOR THE FEDERAL VERIFICATION, THE OFFICE OF FINANCIAL AID COLLECTS ACCEPTABLE TAX DOCUMENTATION AND HAS THE STUDENT COMPLETE A STANDARD VERIFICATION WORKSHEET TO SUPPORT THE FEDERAL PROCESS. AFTER SIGNATURES AND COMPLETENESS OF THE SUBMITTED DOCUMENTATION IS CONFIRMED, A FINANCIAL AID COUNSELOR WILL AUDIT THE INFORMATION. THE FINANCIAL AID COUNSELOR WILL COMPARE THE FAFSA INFORMATION TO TAX INFORMATION TO CHECK FOR VARIANCES. IF A VARIANCE OCCURS, THE FINANCIAL AID COUNSELOR WILL CORRECT THE DATA ELEMENT IN THE FAFSA RECORD WITHIN THE BANNER RECORD. AFTER CORRECTING THE DATA ELEMENT, THE ISIR RECORD IS SENT TO THE FEDERAL PROCESSOR FOR CORRECTIONS. AFTER THE FEDERAL VERIFICATION PROCESS IS COMPLETED, A FINANCIAL AID COUNSELOR WILL CHECKMARK AN INDICATOR IN THE FINANCIAL AID SYSTEM TO ALLOW DISBURSEMENT OF FEDERAL AID. 1 EUROPE (INCLUDING ICELAND & GREENLAND) 0 4 PROGRAM SERVICES STUDY ABROAD/EDUCATION 22391 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 20489960 0 4 0 0 0 4 20512351 0 20512351 1 0 1 1 0 0 PART III ACCOUNTING METHOD: PART I, LINE 3: THE TOTAL OF THE WIRE AMOUNTS SENT TO THE FOREIGN COUNTRIES AND OTHER FUNDS SPENT TRAVELING TO AND IN THE FOREIGN COUNTRIES FOR THE STUDY ABROAD AND EDUCATIONAL PROGRAMS. PART IV, LINE 3: THE UNIVERSITY DID NOT HAVE AN OWNERSHIP OF ANY FOREIGN CORPORATION THAT WOULD BE GREATER THAN THE 10% OWNERSHIP FILING THRESHOLD. ACCORDINGLY, IRS FORM 5471 IS NOT REQUIRED TO BE FILED. PART IV, LINE 4: THE UNIVERSITY MEETS THE EXCEPTIONS FOR TAX-EXEMPT ORGANIZATIONS WITH RESPECT TO FILING FORM 8621. FORM 8621 IS NOT REQUIRED TO BE FILED. ALL FOR ONE GOLF OUTING 136194 51525 84669 672 88000 WCB GOLF OUTING 14275 1800 12475 1090 4160 4230 3716 1 10196 10196 160665 53325 107340 1090 672 92160 4230 3716 101868 5472 7720 3462 791 1 1.00000 7720 3462 791 4253 3467 OH 0 PER OHIO CHARITABLE GAMING LAWS, NO LICENSE IS REQUIRED TO BE ADMINISTERED FROM THE OHIO ATTORNEY GENERAL OFFICE FOR A QUALIFIED CHARITABLE ORGANIZATION TO CONDUCT A RAFFLE. 0 1 0 1.00000 XAVIER UNIVERSITY 3800 VICTORY PARKWAY CINCINNATI OH 452074531 1 3464 791 BUMP WORLDWIDE INC 600 LONG WHARF DRIVE NEW HAVEN CT 06511 ANDY BARRY 0 DIRECTOR OF BUSINESS OPERATIONS, DEPARTMENT OF INTERCOLLEGIATE ATHLETICS X 1 3462 SCHEDULE G, PART III, LINE 16: NO COMPENSATION HAS BEEN REPORTED FOR ANDY BARRY AS HIS ROLE AS GAMING MANAGER WAS A DE MINIMIS FUNCTION OF HIS EMPLOYMENT WITH XAVIER UNIVERSITY. 1 BOY SCOUTS - DANIEL BEARD 10078 READING ROAD CINCINNATI OH 45241 310536651 501(C)(3) 5300 GENERAL SUPPORT DEPAUL CRISTO REY HIGH SCHOOL 1133 CLIFTON HILLS AVE CINCINNATI OH 45220 272417727 501(C)(3) 30000 GENERAL SUPPORT UNITED WAY 2400 READING ROAD CINCINNATI OH 45202 310537502 501(C)(3) 25288 GENERAL SUPPORT A SPECIAL WISH FOUNDATION INC - DAYTON CHAPTER 741 VALLEY ST DAYTON OH 45404 311234314 501(C)(3) 42179 GENERAL SUPPORT 4 0 EDUCATIONAL GRANTS TO UNIVERSITY STUDENTS 4669 105971916 0 PART I, LINE 2: EVERY FULL-TIME TRADITIONAL UNDERGRADUATE STUDENT IS CONSIDERED FOR MERIT-BASED FINANCIAL AID. MERIT-BASED AID IS DETERMINED BY THE ADMISSIONS AND FINANCIAL AID DEPARTMENT'S ANALYSIS OF A STUDENT'S ACADEMIC CREDENTIALS, SUCH AS STANDARDIZED TEST SCORES AND HIGH SCHOOL TRANSCRIPTS. A STUDENT INTERESTED IN RECEIVING NEED-BASED FINANCIAL AID IS REQUIRED TO SUBMIT A FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA) FOR EACH SCHOOL YEAR. ONCE ALL THE ELIGIBILITY CRITERIA ARE MET AND ALL NECESSARY DOCUMENTS ARE OBTAINED, EITHER THROUGH REVIEW OF THE ISIR OR BY EFFORTS OF THE FINANCIAL AID COUNSELOR, THE FINANCIAL NEED OF THE STUDENT IS DETERMINED BY THE DIFFERENCE BETWEEN THE COST OF ATTENDANCE AT XAVIER AND THE EFC TOWARD THOSE COSTS. AFTER THE FINANCIAL NEED FOR THE STUDENT IS CALCULATED, THE FINANCIAL AID PACKAGE FOR EACH STUDENT IS DETERMINED BY THE BANNER SYSTEM BASED ON THE STUDENT'S FINANCIAL NEED, ACADEMIC MERIT, TALENT, ENROLLMENT STATUS, LEVEL IN SCHOOL, AND DEPENDENCY STATUS. AWARD LETTERS (VIA E-MAIL OR REGULAR MAIL) ARE THEN PREPARED AND SENT TO EACH STUDENT, NOTIFYING THEM OF WHAT TYPES OF AWARDS THEY ARE DEEMED ELIGIBLE TO RECEIVE. THE STUDENT THEN HAS THE OPTION TO DECLINE ANY AID THAT IS OFFERED TO THEM. XAVIER USES PASSIVE ACCEPTANCE OF AID OFFERED. X X X X X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 TRAVIS A STEELE HEAD COACH, MEN'S BASKETBALL 405486 0 0 0 1192353 0 15225 0 34457 0 1647521 0 0 0 GREGORY A CHRISTOPHER VP, ADMIN & DIRECTOR OF ATHLETICS 386133 0 19153 0 13823 0 14312 0 40383 0 473804 0 0 0 GARY R MASSA VP, UNIVERSITY RELATIONS 328160 0 4530 0 26236 0 13125 0 30412 0 402463 0 0 0 MELANIE S MOORE HEAD COACH, WOMEN'S BASKETBALL 198261 0 15000 0 101979 0 7088 0 30300 0 352628 0 0 0 MELISSA J BAUMANN PROVOST/CHIEF ACADEMIC OFFICER 304181 0 0 0 3409 0 10770 0 9917 0 328277 0 0 0 PHILIP G CHICK VP, FINANCIAL ADMIN AND CBO 256612 0 0 0 7092 0 9361 0 25749 0 298814 0 0 0 AARON MEIS VP, ENROLLMENT MANAGEMENT 229471 0 0 0 9120 0 9106 0 36064 0 283761 0 0 0 JOSEPH H FELDHAUS SECRETARY (END 9/20), SENIOR COUNSEL 232094 0 0 0 13472 0 10336 0 21381 0 277283 0 0 0 DR THOMAS J HAYES DEAN-WILLIAMS COLLEGE OF BUSINESS 237906 0 0 0 7274 0 9508 0 22222 0 276910 0 0 0 JONAS L HAYES ASST COACH, MEN'S BASKETBALL 252962 0 0 0 4398 0 8944 0 10313 0 276617 0 0 0 BENJAMIN L JOHNSON ASST COACH, MEN'S BASKETBALL 251968 0 0 0 4081 0 8944 0 10540 0 275533 0 0 0 REBECCA L CULL JD SECRETARY (START 9/20), GEN. COUNSEL 239425 0 0 0 7908 0 8438 0 1556 0 257327 0 0 0 JEFFREY D COLEMAN VP, RISK MANAGEMENT 169653 0 0 0 2194 0 6637 0 35006 0 213490 0 0 0 JOHN F KUCIA VICE PRESIDENT EMERITUS (END 6/21) 149529 0 0 0 9880 0 5850 0 1619 0 166878 0 0 0 PART I, LINE 1A: CHARTER TRAVEL ARRANGEMENTS ARE USED ON A LIMITED BASIS FOR CERTAIN ATHLETIC TEAM TRAVEL AND REDUCES MISSED CLASS TIME BY STUDENT ATHLETES. CHARTER TRAVEL ARRANGEMENTS ARE ALSO USED ON A LIMITED BASIS FOR ATHLETIC RECRUITING PURPOSES WHEN COMMERCIAL TRAVEL OPTIONS ARE NOT EFFICIENT. TRAVEL FOR COMPANIONS OCCURS ON A LIMITED BASIS BUT IS A TAXABLE BENEFIT TO THE EMPLOYEE. THE PRESIDENT OF THE UNIVERSITY LIVES IN CAMPUS HOUSING FOR THE CONVENIENCE OF THE UNIVERSITY. THE HOUSING IS NOT TREATED AS A TAXABLE BENEFIT. BUSINESS DUES ARE PAID FOR THE VICE PRESIDENT OF UNIVERSITY RELATIONS, PROVOST, MEN'S BASKETBALL COACH, AND VP ADMIN & DIRECTOR OF ATHETICS. THE AMOUNTS ARE GROSSED-UP TO COVER ANY APPLICABLE TAXES. PART I, LINE 7: CERTAIN ATHLETIC EMPLOYEES RECEIVE COMPENSATION BASED ON TEAM PERFORMANCE. FORM 990, PART VII, SECTION A: FORM 990, PART VII DOES NOT INCLUDE ANY COMPENSATION FOR THE PRESIDENT OF XAVIER UNIVERSITY, MICHAEL J. GRAHAM, S.J. FATHER GRAHAM'S ANNUAL SALARY IS $487,366 WHICH WAS PAID DIRECTLY TO HIS RELIGIOUS ORDER IN ACCORDANCE WITH HIS VOW OF POVERTY. A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756DKW5 2016-12-15 25189238 RENOVATING AND FURNISHING EDUCATIONAL FACILITIES 0 0 0 B OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 000000000 2015-02-10 23475000 REFUNDING OF SERIES 2008A, BOND ISSUED 4/30/2008 0 0 0 C OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756DDT0 2015-03-25 55187114 ADVANCE REFUND OF CALLABLE SERIES 2008C BONDS ISSUED 12/4/2008 0 0 0 D OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 000000000 2016-05-01 47380000 REFUNDING OF SERIES 2015B BONDS, ISSUED 2/10/2015 0 0 0 A 2105000 25199468 189238 25010230 2017 0 0 1 1 B 900000 23475000 23475000 1 0 1 1 C 7395000 55187114 163880 53023234 0 1 1 1 D 6195000 47380000 47380000 1 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 D 0 0 0 0 0 0 1 A 0 0 1 0 0 0 0 0 1 B 0 0 1 1 1 1 DEUTSCHE BANK 26.200000000000 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 0 1 1 1 1 BARCLAYS BANK 26.000000000000 0 0 0 0 1 A 1 B 1 C 1 D 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION DATE THE REBATE COMPUTATION WAS PERFORMED: 06/18/2021 SCHEDULE K, PART I, BOND ISSUES: (A) ISSUER NAME: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION (F) DESCRIPTION OF PURPOSE: REFUNDING OF SERIES 2008A, BOND ISSUES 04/30/2008 (A) ISSUER NAME: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION (F) DESCRIPTION OF PURPOSE: ADVANCE REFUND OF CALLABLE OF SERIES 2008C, BONDS ISSUED 12/4/2008 SCHEDULE K, PART II, LINE 3, ISSUE A: TOTAL PROCEEDS DIFFER FROM ISSUE PRICE DUE TO INVESTMENT EARNINGS. SCHEDULE K, PART IV, LINE 6 3/25/2015 BONDS THIS QUESTION IS BEING ANSWERED WITHOUT REGARD TO THE YIELD-RESTRICTED ADVANCE REFUNDING ESCROW FINANCED WITH PROCEEDS OF THE BONDS. A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756DWH5 2020-07-30 58205168 REFUNDING OF 2010 BONDS ISSUED 01/25/10 AND 2013 BONDS ISSUED 12/19/13 0 0 0 A 58205168 598846 57606322 1 0 1 1 A 0 0 1 1 0 0 0 1 A 0 0 1 0 0 0 0 0 1 A 1 TRAVIS STEELE TRUSTEE, MICHAEL E. MCCAW 1584061 SALARY FROM XAVIER UNIVERSITY TO SON-IN-LAW OF MBB HEAD COACH 0 BRAD EARLY TRUSTEE, MICHAEL, R. FORTIN 12150 SALARY FROM XAVIER UNIVERSITY TO BROTHER-IN-LAW OF TRUSTEE 0 JOSEPH AUTO GROUP TRUSTEE, GREGORY G. JOSEPH 100011 VEHICLES LEASES AND PURCHASES 0 X 28055 REPLACEMENT COST X 48 1323848 COST OR SELLING PRICE X ATHLETIC TRAVEL 1 8652 COST OR SELLING PRIC X BILLBOARD ADVERTISEMENTS 1 7403 COST OR SELLING PRIC X CHRISTMAS NATIVITY SET 1 2500 COST OR SELLING PRIC 0 0 1 0 PART I, COLUMN (B): PART I, COLUMN (B) IS REPORTING THE NUMBER OF CONTRIBUTIONS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY DELOITTE TAX LLP USING THE INFORMATION PROVIDED BY XAVIER UNIVERSITY MANAGEMENT. THE COMPLETED FORM 990 WAS REVIEWED BY THE CHIEF BUSINESS OFFICER AND THE CONTROLLER OF XAVIER UNIVERSITY. THE RETURN WILL BE MADE AVAILABLE TO ALL BOARD MEMBERS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY REQUIRES ALL OFFICERS, DIRECTORS, AND KEY EMPLOYEES TO COMPLETE AN ANNUAL QUESTIONNAIRE PERTAINING TO CONFLICTS OF INTEREST. DISTRIBUTION AND COLLECTION OF THE QUESTIONNAIRES ARE ADMINISTERED BY THE GENERAL COUNSEL AND SECRETARY TO THE BOARD FOR THE MEMBERS OF THE BOARD OF TRUSTEES. HUMAN RESOURCES ADMINISTERS DISTRIBUTION AND COLLECTION FOR EMPLOYEES. DISCLOSED CONFLICTS AND POTENTIAL CONFLICTS BY TRUSTEES ARE REVIEWED BY THE GOVERNANCE COMMITTEE OF THE BOARD OF TRUSTEES, AND BY THE AUDIT AND RISK MANAGEMENT COMMITTEE OF THE BOARD OF TRUSTEES FOR EMPLOYEE OFFICERS AND KEY EMPLOYEES. TRUSTEES WITH A TRANSACTIONAL CONFLICT ARE REQUIRED TO RECUSE THEMSELVES FROM ANY DISCUSSION AND/OR VOTE PERTAINING TO THE CONFLICTED TRANSACTION, AND THIS IS REFLECTED IN THE MINUTES OF THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 15 ALTHOUGH THE FOLLOWING PROCEDURES WERE FOLLOWED REGARDING THE DETERMINATION OF THE PRESIDENT OF XAVIER UNIVERSITY'S COMPENSATION, THE COMPENSATION REPORTED ON THE FORM 990 WAS NOT ACTUALLY RECEIVED BY THE PRESIDENT OF THE UNIVERSITY, BUT RATHER BY HIS RELIGIOUS ORDER IN ACCORDANCE WITH HIS VOW OF POVERTY. IN DETERMINING COMPENSATION OF THE ORGANIZATION'S PRESIDENT, OTHER OFFICERS AND KEY EMPLOYEES, THE PROCESS INCLUDES A REVIEW AND APPROVAL BY THE INDEPENDENT PERSONS ON THE BOARD OF TRUSTEES WHO EVALUATE PERFORMANCE, COMPARABILITY DATA, AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION. THE COMPENSATION WAS REVIEWED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES AND THE COMPENSATION COMMITTEE. IN THE REVIEW OF THE COMPENSATION, THE PRESIDENT, OTHER OFFICERS AND KEY EMPLOYEES WERE COMPARED TO INDIVIDUALS THAT HOLD SIMILAR POSITIONS AT SIMILAR UNIVERSITIES. THE DETERMINATION OF SIMILAR UNIVERSITIES WAS MADE BY THE C0MPENSATION COMMITTEE OF THE BOARD OF TRUSTEES WITH THE ASSISTANCE OF A PROFESSIONAL CONSULTING FIRM. DURING THE REVIEW AND APPROVAL OF THE COMPENSATION, DOCUMENTATION OF THE DECISION WAS RECORDED IN THE COMMITTEE MINUTES. INDIVIDUALS WERE NOT PRESENT WHEN THEIR COMPENSATION WAS DECIDED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION WILL PROVIDE ANY DOCUMENTS REQUIRED TO BE OPEN TO PUBLIC INSPECTION UPON REQUEST. FORM 990 IS AVAILABLE TO PUBLIC ON XAVIER'S WEBSITE. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE INTEREST RATE SWAP 7,803,215. ACTUARIAL CHANGE IN POST RETIREMENT HEALTH CARE BENEFITS 151,496. PURCHASE OF CONTROLLING INTEREST IN XU STUDENT HEALTH AND WELLNESS CENTER -150,422. LOSS ON DEFEASANCE -1,953,077. FUND RAISING AND GAMING ACTIVITIES (NET) -62,264. FORM 990, PART XII, LINE 2C: THE AUDIT AND RISK MANAGEMENT COMMITTEE IS RESPONSIBLE FOR THE OVERSIGHT OF THE AUDIT. THE PROCESS HAS NOT CHANGED IN THE CURRENT YEAR. 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