2022-08-23T11:01:23-05:00 2021-12-31 340677006 MALONEY NOVOTNY LLC 1111 SUPERIOR AVE SUITE 700 CLEVELAND OH 441142540 990 2021-01-01 341520995 THE ROCK AND ROLL HALL OF FAME AND MUSEUM INC ROCK 2167817625 1100 ROCK AND ROLL BOULEVARD CLEVELAND OH 441141022 TIM OFFTERMATT VP-FINANCE 2167817625 2022-08-19 1 TIM OFFTERMATT 999009999 CHRISTOPHER B ANDERSON P00226559 2163630100 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z GREG HARRIS 1100 ROCKROLL BLVD CLEVELAND OH 44114 63691021 0 X WWW.ROCKHALL.COM X 1985 OH THE MISSION OF THE MUSEUM IS TO ENGAGE, TEACH, AND INSPIRE THROUGH THE POWER OF ROCK AND ROLL. SEE SCHEDULE O FOR FURTHER DETAILS. 10 9 211 2 2400628 972721 12827623 32528853 3147213 12221652 634679 2908412 1376398 4951060 17985913 52609977 0 0 0 0 9469621 10378369 181426 60000 1112018 13203347 22965741 22854394 33404110 -4868481 19205867 136154520 155983812 7509247 8181312 128645273 147802500 X SEE SCHEDULE OTHE ROCK AND ROLL HALL OF FAME AND MUSEUM'S MISSION IS TO "ENGAGE, TEACH, AND INSPIRE THROUGH THE POWER OF ROCK AND ROLL". IT CARRIES OUT THIS MISSION THROUGH ITS OPERATION OF A WORLD-CLASS MUSEUM THAT COLLECTS, PRESERVES, EXHIBITS, AND INTERPRETS THIS ART FORM THROUGH ITS LIBRARY AND ARCHIVES AS WELL AS ITS EDUCATIONAL PROGRAMS. 0 0 16947378 0 10721881 SEE SCHEDULE OMUSEUM OPERATIONS: THE ROCK AND ROLL HALL OF FAME HAS ESTABLISHED ITSELF AS THE PRE-EMINENT HOME FOR THE CELEBRATION AND STUDY OF ROCK AND ROLL. IT IS A WORLD-CLASS MUSEUM AND LIBRARY AND ARCHIVES THAT EDUCATES ITS VISITORS ABOUT THE HISTORY OF ROCK AND ROLL, FROM ITS ROOTS TO THE PRESENT, AND ABOUT ROCK AND ROLL'S IMPACT ON OUR CULTURE AND SOCIETY. IT ACCOMPLISHES ALL OF THIS WITH SEVEN FLOORS OF EXHIBITS FEATURING THOUSANDS OF HISTORIC ARTIFACTS, AS WELL AS NUMEROUS FILMS AND INTERACTIVE EXHIBITS. IN ADDITION TO THE PERMANENT EXHIBITS, THE ROCK HALL CURATES SEVERAL NEW TEMPORARY EXHIBITS EACH YEAR WHICH FOCUS ON INDIVIDUAL ARTISTS, VARIOUS GENRES OF MUSIC OR IMPORTANT ANNIVERSARIES OF HISTORIC EVENTS. IN 2021, THE TEMPORARY EXHIBITS FEATURED TOM PETTY WILDFLOWERS, ICONIC: BARON WOLMAN IMAGES OF AN ERA, JANIS JOPLIN: 50TH ANNIVERSARY OF PEARL, IT'S BEEN SAID ALL ALONG: VOICES OF RAGE, HOPE AND EMPOWERMENT, INDUCTION ALL ACCESS: PHOTOGRAPHY BY KEVIN MAZUR, 2021 NEW INDUCTEES, AND IN MEMORIAM. THE ROCK HALL ALSO CURATES AN INVENTORY OF TRAVELING EXHIBITS THAT ARE FEATURED AT OTHER MUSEUMS AND VISITOR ATTRACTIONS. FURTHER, THE LIBRARY AND ARCHIVES, FOR WHICH THE ROCK HALL HAS BEEN COLLECTING ARTIFACTS SINCE IT OPENED IN 1995, HELPS THE ROCK HALL FULFILL ITS MISSION BY MAKING ONE-OF-A-KIND AUDIO AND VIDEO RECORDINGS, PROMOTIONAL MATERIALS, PERSONAL PAPERS AND BUSINESS RECORDS OF POPULAR MUSIC'S MOST INFLUENTIAL FIGURES ACCESSIBLE TO THE PUBLIC FOR THE FIRST TIME. THE LIBRARY AND ARCHIVES ALSO ENHANCES THE MUSEUM'S EDUCATION PROGRAMS AT THE UNIVERSITY LEVEL. 10551389 0 3119022 SEE SCHEDULE O2021 ROCK AND ROLL HALL OF FAME INDUCTION CEREMONY: HISTORICALLY HELD TRI-ANNUALLY IN CLEVELAND, THE 2021 INDUCTION CEREMONY WAS HOSTED BY THE ROCK AND ROLL HALL OF FAME AT ROCKET MORTGAGE FIELDHOUSE IN CLEVELAND, OHIO. THE 2021 CEREMONY HONORED TINA TURNER, FOO FIGHTERS, JAY-Z, CHARLEY PATTON, CLARENCE AVANT, TODD RUNDGREN, BILLY PRESTON, RANDY RHODES, GIL SCOTT-HERON, THE GO-GOS, CAROLE KING, LL COOL J, AND KRAFTWERK. THE ROCK HALL ALSO HOSTED A WEEK OF EVENTS LEADING UP TO CEREMONY INCLUDING FILM SCREENINGS, EXHIBITS, AND A COMMUNITY CELEBRATION. ALL EVENTS WERE OPEN TO THE PUBLIC AND THE COMMUNITY CELEBRATION OFFERED FREE ADMISSIONS TO ALL VISITORS. IN ORDER TO BE NOMINATED FOR INDUCTION INTO THE ROCK AND ROLL HALL OF FAME, AN ACT MUST HAVE RELEASED ITS FIRST SINGLE OR ALBUM AT LEAST 25 YEARS PRIOR TO THE YEAR OF NOMINATION. 126545 0 0 SEE SCHEDULE OBIGGEST SHOW ON TURF: 55 YEARS OF HALFTIME SHOWS: THE SUPER BOWL IS THE MOST VIEWED TELEVISION EVENT OF THE ENTIRE YEAR, AND MORE PEOPLE WATCH THE HALFTIME SHOW THAN THE GAME. WITH A WORLDWIDE AUDIENCE THAT EXCEEDS 100 MILLION, THE SUPER BOWL HALFTIME SHOW REMAINS ONE OF THE RARE EVENTS THAT PEOPLE STILL ENJOY TOGETHER IN REAL TIME, AND THE POWER OF THIS SHARED EXPERIENCE CANNOT BE OVERSTATED. THIS EXHIBIT EXPLORES THE CULTURAL PHENOMENON THAT IS THE SUPER HALFTIME SHOW, HIGHLIGHTING ITS EVOLUTION OVER TIME AND THE ICONIC PERFORMANCES THAT MAKE IT ONE OF THE FEW REMAINING MASSIVE LARGE-SCALE EXPERIENCES EVERY YEAR. 69746 0 282098 OTHER EDUCATIONAL PROGRAMS, COMMUNITY PARTNERSHIPS, AND EXHIBITIONS, AS DESCRIBED ON SCHEDULE O. 69746 0 282098 27695058 1 1 0 1 0 0 0 1 0 1 1 0 0 0 0 1 0 1 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 0 0 1 79 0 1 211 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 10 9 1 0 0 0 0 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 AL AK AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS MO NH NJ NM NY NC ND NV OH OK OR PA RI SC TN UT VA WA WV WI X TIM OFFTERMATT 2167817625 1100 ROCK AND ROLL BLVD CLEVELAND OH 44114 ART ANTON TRUSTEE/MEMBER 1.00 0.00 X 0 0 0 RICK CHIRICOSTA TRUSTEE/MEMBER 1.00 0.00 X 0 0 0 PAUL CLARK TRUSTEE/MEMBER, CO-CHAIR 8.00 0.00 X 0 0 0 CHRIS CONNOR TRUSTEE/MEMBER 1.00 0.00 X 0 0 0 ROB LIGHT TRUSTEE/MEMBER 1.00 0.00 X 0 0 0 PAM KAUFFMAN TRUSTEE/MEMBER 1.00 0.00 X 0 0 0 JOEL PERESMAN TRUSTEE/MEMBER 1.00 40.00 X 0 513462 41244 CURTIS SCHENKER TRUSTEE/MEMBER 1.00 0.00 X 0 0 0 JOHN SYKES TRUSTEE/MEMBER, CO-CHAIR 2.00 0.00 X 0 0 0 ALEC WIGHTMAN TRUSTEE/MEMBER 1.00 0.00 X 0 0 0 GREG HARRIS PRESIDENT & CEO 40.00 0.00 X 441034 0 52477 TIM OFFTERMATT VP-FINANCE 40.00 0.00 X 218887 0 26520 LAURIE KOSANOVICH GENERAL COUNSEL 32.00 0.00 X 132644 0 15962 DAWN WAYT VP-SALES & MARKETING 40.00 0.00 X 203079 0 7347 JASON HANLEY VP-EDUCATION 40.00 0.00 X 179691 0 31500 LIZ PESCHGES VP-CULTURE & STRATEGY 40.00 0.00 X 195945 0 6243 NWAKA ONWUSA VP-CURATORIAL AFFAIRS 40.00 0.00 X 175459 0 13414 TIM PARNIN VP - DIGITAL TECHNOLOGY 40.00 0.00 X 175097 0 36539 CRAIG INCIARDI CURATOR AND DIRECTOR OF AC 40.00 0.00 X 153825 0 29026 STEVE DOBO DIRECTOR OF STRATEGIC PART 40.00 0.00 X 128303 0 29549 BEN NYX DIRECTOR OF SOFTWARE DEV. 40.00 0.00 X 131801 0 16942 ROB WEIL SR. DIRECTOR OF PRODUCTION 40.00 0.00 X 126732 0 22677 2262497 513462 329440 13 0 1 0 SPOTLIGHT MEDICAL LLC 4831 YOSEMITE WAY LOS ANGELES CA 90041 COVID TESTING SERVICES 436081 GREENDAY SYSTEMS LLC 35595 CURTIS BLVD UNIT A EASTLAKE OH 44095 ORDER FULFILL.&STORAGE 233947 RSM US LLP 5155 PAYSPHERE CIRCLE CHICAGO IL 60674 AUDIT&SOFTWARE CONSULTING 207043 BLUEBRIDGE NETWORKS 1255 EUCLID AVE STE 500 CLEVELAND OH 44115 NETWORK SECURITY&DIG.STORAGE 174604 PRODUCT MANAGEMENT CONSULTANTS 127 PUBLIC SQUARE STE 3900 CLEVELAND OH 44114 CONSTRUCTION PROJECT MGMT. 150569 5 1113726 2094761 1140150 14731317 13448899 610596 32528853 ADMISSIONS 900099 8870873 8870873 PROGRAM ADMISSIONS&FEES 900099 3095536 3095536 CAFE REVENUE 722210 210966 210966 MEMBER BENEFITS 900099 34362 34362 EXHIBIT RENTAL 900099 9915 9915 12221652 1066153 1066153 67266 67266 1047474 306698 740776 740776 740776 8661791 6819532 1842259 1842259 1842259 911225 2094761 711440 199785 199785 6764545 3243374 3521171 1900252 1620919 SATELLITE TOWER 900099 171066 171066 CAPITAL INVESTMENT 900099 151181 151181 PROMOTIONS REVENUE 900099 38933 38933 60882 60882 422062 52609977 14123001 2400628 3557495 2280230 1125124 720410 434696 6055976 4378815 1497807 179354 139267 104627 30046 4594 1305410 1016350 210084 78976 597486 404798 154233 38455 150337 71 150266 75900 75900 60000 60000 143769 143769 50700 50700 318153 318153 1130990 905244 179768 45978 506364 151909 329137 25318 1962148 1712657 222826 26665 1508550 1435837 52545 20168 16504 2115 14389 5611175 5323135 259618 28422 128647 113432 14312 903 INDUCTION CEREMONY COST 9222154 9108515 113639 CURATORIAL&EXH.EXP. 593255 593255 MERCHANDISING EXP. 527460 263730 263730 EDUC.&PROG.EXPENSES 524299 523723 535 41 495336 213568 277659 4109 33404110 27695058 4597034 1112018 49098 734495 29048309 23824252 13682304 12845024 488474 1314877 2355749 1208134 442334 410397 141263874 76611824 68048734 64652050 22039518 50994583 136154520 155983812 2100127 4193860 3284520 3987452 2124600 7509247 8181312 X 51016441 71370740 77628832 76431760 128645273 147802500 136154520 155983812 19205867 -48640 0 X 0 1 X 1 1 1 X 18268754 25072456 18723103 12827623 32528853 107420789 18268754 25072456 18723103 12827623 32528853 107420789 5550420 101870369 1890529 1157507 905569 889944 1304485 6148034 1128841 1209580 1177219 67834 973722 4557196 118126019 59360007 0.86240 0.82670 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 27695058 27695058 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 71000 10000 7500 88500 250000 250000 250000 250000 1000000 1500000 X X X X 0 12376130 66978 1420495 13863603 10656140 484792 1235198 12376130 8571726 278108 1806306 10656140 9096634 193000 -717908 8571726 7903270 1193364 9096634 0.91536 0.07641 0.00823 0 0 113331682 54172678 59159004 10006503 8890895 1115608 17925689 13548251 4377438 64652050 X 53585975 -48640 6500 1018138 975998 52609977 0 52609977 34428748 6500 1018138 1024638 33404110 0 33404110 PART III, LINE 1A: FINANCIAL STATEMENT FOOTNOTE FOR COLLECTION: THE ROCKHALL EXHIBITS, COLLECTS, PRESERVES, AND INTERPRETS THE ARTISTIC AND SOCIO-CULTURAL MILIEU OF ROCK AND ROLL MUSIC. THE CURATORIAL COLLECTION CONSISTS OF RECORDINGS AND TWO- AND THREE-DIMENSIONAL ARTIFACTS INCLUDING LYRICS, CORRESPONDENCE, STAGE COSTUMES, AND INSTRUMENTS. THE COLLECTION IS HELD FOR PUBLIC EXHIBITION AND EDUCATION. IT IS THE ROCKHALL'S POLICY NOT TO CAPITALIZE ITEMS THAT ARE DONATED TO OR PURCHASED FOR ITS CURATORIAL COLLECTION. PART V, LINE 4: INTENDED USE OF ENDOWMENT FUNDS: THE MUSEUM'S ENDOWMENTS CONSIST OF BOARD-DESIGNATED ENDOWMENT FUNDS ESTABLISHED TO SUPPORT THE MUSEUM'S MISSION. PART X, LINE 2: FIN 48 (ASC 740) FOOTNOTE: THE MUSEUM DOES NOT HAVE ANY MATERIAL UNCERTAIN TAX RETURN POSITIONS IN ITS FINANCIAL STATEMENTS. THE FOOTNOTE FROM THE AUDITED FINANCIAL STATEMENTS REGARDING FIN 48 (ASC 740) IS AS FOLLOWS: THE ROCKHALL HAS ADOPTED THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE CONSOLIDATED FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, THE ROCKHALL MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. AT DECEMBER 31, 2021 AND 2020, MANAGEMENT HAS EVALUATED THE MUSEUM'S TAX POSITIONS AND HAS CONCLUDED THAT THE MUSEUM HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE CONSOLIDATED FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 306,698. SPECIAL EVENT EXPENSES 711,440. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 306,698. SPECIAL EVENT EXPENSES 711,440. X X X X X X X 1 COMMUNITY COUNSELLING SERVICE CO LLC 527 MADISON AVE 5TH FLOOR NEW YORK NY 10022 CAPITAL CAMPAIGN CONSULTING-SEE PART IV 0 0 60000 0 60000 AL AK AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS MO NH NJ NM NY NC ND NV OH OK OR PA RI SC TN UT VA WA WV WI INDUCTIONS 3005986 2094761 911225 711440 3005986 2094761 911225 711440 711440 199785 PART I, LINE 2B - ADDITIONAL INFORMATION REGARDING FUNDRAISER: COMMUNITY COUNSELING SERVICE (CCS) PROVIDED ONLY CONSULTING SERVICES TO THE MUSEUM FOR ITS CAPITAL CAMPAIGN. CCS DID NOT SOLICIT CONTRIBUTIONS FROM DONORS NOR DID IT HAVE CUSTODY OF FUNDS AT ANY TIME. X X X X 0 0 0 1 0 0 0 0 0 JOEL PERESMAN TRUSTEE/MEMBER 0 513462 0 0 0 0 0 0 0 41244 0 554706 0 0 GREG HARRIS PRESIDENT & CEO 413808 0 0 0 27226 0 8700 0 43777 0 493511 0 0 0 TIM OFFTERMATT VP-FINANCE 218540 0 0 0 347 0 6675 0 21910 0 247472 0 0 0 JASON HANLEY VP-EDUCATION 179570 0 0 0 121 0 5565 0 27976 0 213232 0 0 0 TIM PARNIN VP - DIGITAL TECHNOLOGY 174976 0 0 0 121 0 5506 0 32607 0 213210 0 0 0 DAWN WAYT VP-SALES & MARKETING 203000 0 0 0 79 0 6090 0 2950 0 212119 0 0 0 LIZ PESCHGES VP-CULTURE & STRATEGY 195898 0 0 0 47 0 5877 0 1549 0 203371 0 0 0 NWAKA ONWUSA VP-CURATORIAL AFFAIRS 175412 0 0 0 47 0 5280 0 9186 0 189925 0 0 0 CRAIG INCIARDI CURATOR AND DIRECTOR OF AC 153599 0 0 0 226 0 4824 0 25188 0 183837 0 0 0 STEVE DOBO DIRECTOR OF STRATEGIC PART 128182 0 0 0 121 0 3598 0 26732 0 158633 0 0 0 PART I, LINE 5 COMPENSATION CONTINGENT ON REVENUE: STEVE DOBO IS THE DIRECTOR OF STRATEGIC PARTNERSHIPS, AND A PORTION OF HIS COMPENSATION INCLUDES A SMALL COMMISSION ON CERTAIN REVENUE GENERATED. PART I, LINE 7 NON-FIXED PAYMENTS: THE MUSEUM CREATES A BONUS POOL FOR ROCK HALL STAFF IF OPERATING CASH FLOW OF THE ORGANIZATION SIGNIFICANTLY EXCEEDS THE PLAN. DISTRIBUTIONS FROM THE POOL ARE APPROVED BY THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS. THERE WERE NO BONUS DISTRIBUTIONS IN 2021 DUE TO THE IMPACT OF COVID-19. X 17 610596 FAIR MARKET VALUE X 416 0 N/A 0 0 1 1 PART I, LINE 32B: USE OF THIRD PARTIES: THE MUSEUM USES A SECURITIES BROKER TO SELL DONATED SECURITIES. THE FEES CHARGED BY THE BROKER ARE AT OR BELOW THE FAIR MARKET VALUE FOR SUCH SERVICES. PART I, LINE 33: REPORTING OF HISTORICAL ARTIFACTS: UNDER FINANCIAL ACCOUNTING STANDARDS, THE MUSEUM HAS ELECTED TO NOT RECORD REVENUE OR THE CORRESPONDING ASSETS FOR ITS COLLECTION OF ARTIFACTS, MEMORABILIA, AND CERTAIN OTHER NON-CASH ITEMS. THIS METHOD OF ACCOUNTING IS ALLOWABLE UNDER GENERALLY ACCEPTED ACCOUNTING PRINCIPLES. FORM 990, PART III, LINE 4 - OTHER PROGRAM SERVICES: EDUCATIONAL PROGRAMMING: THE MUSEUM'S EDUCATION AND VISITOR ENGAGEMENT DIVISION PRODUCES SCORES OF ACTIVITIES AND EVENTS EACH YEAR THAT REINFORCE THE MUSEUM'S COMMITMENT TO THE STUDY AND INTERPRETATION OF ROCK AND ROLL MUSIC AND ITS ROOTS. THE CONTENT OF THESE PROGRAMS HIGHLIGHTS NOT ONLY THE WORK OF ROCK AND ROLL HALL OF FAME INDUCTEES, BUT ALSO A BROAD SPECTRUM OF POPULAR MUSIC RANGING FROM THE BLUES, COUNTRY, AND GOSPEL OF THE EARLY 1900S TO THE CLASSIC ROCK OF THE 1960S TO THE HIP HOP AND POP SOUNDS OF TODAY. THESE PROGRAMS ARE PRESENTED IN A VARIETY OF FORMATS INCLUDING INTERVIEWS, PERFORMANCES, LECTURES, FILM SCREENINGS, MASTER CLASSES, CONFERENCES AT VENUES BOTH ON- AND OFF-SITE, AND ONLINE. THE ROCK & ROLL HALL OF FAME'S EDUCATION TEAM CREATED AND CURATED ASSETS ON ROCK HALL EDU AS SUPPORT FOR THE ROCK HALL'S COMMUNITY PARTNERSHIPS, TEACHER PROFESSIONAL DEVELOPMENT AND INSTITUTIONAL PRIORITIES. A PARTNERSHIP WITH MALTZ MUSEUM OF JEWISH HERITAGE WAS SUPPORTED WITH A CURATED COLLECTION SUPPORTING AND INFORMING NORTHEAST OHIO STUDENTS WRITING PROTEST SONGS AS PARTICIPANTS IN THE MALTZ MUSEUM'S "STOP THE HATE: YOUTH SING OUT" CONTEST. STUDENTS LEARN THROUGH THE ASSETS IN THE COLLECTION HOW ROCK AND ROLL AND OTHER POPULAR ARTISTS HAVE USED THEIR MUSIC AS A TOOL FOR SPREADING THEIR CALLS FOR SOCIAL JUSTICE AROUND THE WORLD. IN JULY 2021, ROCK HALL EDUCATION HOSTED 25 TEACHERS FOR A VIRTUAL SUMMER TEACHER SUMMIT. THESE 2 DAYS OF PROGRAMMING INCLUDED TRAINING ON HOW TO EXPLORE AND USE ROCK HALL EDU'S PLATFORM, INSTRUCTION ON THINKING ABOUT MUSIC'S ROLE IN HOW WE EXPERIENCE AND REMEMBER HISTORY, AND INTERVIEWS WITH ROCK HALL CURATORS, LIBRARIANS AND ARCHIVISTS WHO SHARED HOW ROCK HALL EDU HELPS THEM SHARE ALL THE WAYS WE PRESERVE AND PRESENT THE HISTORY OF ROCK AND ROLL. COLLABORATING WITH THE ROCK & ROLL HALL OF FAME'S STRATEGY & CULTURE AND LIBRARY & ARCHIVES DIVISIONS, THE ROCK HALL EDUCATION DEPARTMENT HELPED CURATE A COLLECTION OF ROCK HALL EDU ASSETS AND LIBRARY RESEARCH GUIDES WHICH SERVES AS THE SOURCE MATERIAL FOR ROCK HALL TEAM TRAININGS SUPPORTING OUR INITIATIVES IN PROMOTING DIVERSITY, STRIVING FOR EQUITY, ENSURING INCLUSION, AND EXPANDING ACCESSIBILITY. EXHIBITIONS: THE ROCK HALL DEVELOPS AND PRESENTS WORLD-CLASS EXHIBITS AND PROGRAMS THAT HELP ADVANCE ITS MISSION OF EDUCATING THE WORLD ABOUT THE HISTORY AND SIGNIFICANCE OF ROCK AND ROLL MUSIC. IN ORDER TO PROVIDE A DYNAMIC ENVIRONMENT FOR THIS TO OCCUR, IN ADDITION TO ITS PERMANENT EXHIBITS, THE ROCK HALL PRESENTED EIGHT (8) TEMPORARY EXHIBITS DURING 2020. THE MUSEUM'S LIBRARY AND ARCHIVES HOUSES THE MOST COMPREHENSIVE REPOSITORY OF MATERIALS RELATING TO THE HISTORY OF ROCK AND ROLL. 2021 MUSEUM EXHIBITIONS: 2020 INDUCTEES AUGUST 14, 2020 OCTOBER 1, 2021 THE EXHIBIT HIGHLIGHTS THE 2020 CLASS (WHITNEY HOUSTON, DEPECHE MODE, NINE INCH NAILS, IRVING AZOFF, DOOBIE BROTHERS, T-REX, JON LANDAU, NOTORIOUS B.I.G) AND THEIR IMPACT ON MUSIC HISTORY BY SHOWCASING MANY ICONIC ITEMS THAT SPAN THE ARTISTS' CAREERS. 2021 INDUCTEES OCTOBER 22, 2021 PRESENT THE EXHIBIT HIGHLIGHTS THE 2021 CLASS (TINA TURNER, CHARLEY PATTON, CLARENCE AVANT, TODD RUNDGREN, JAY-Z, BILLY PRESTON, FOO FIGHTERS, RANDY RHODES, GIL SCOTT-HERON, THE GO-GOS, CAROLE KING, KRAFTWERK, LL COOL J) AND THEIR IMPACT ON MUSIC HISTORY BY SHOWCASING MANY ICONIC ITEMS THAT SPAN THE ARTISTS' CAREERS. IN MEMORIAM APRIL 7, 2018 PRESENT INSIDE THE HALL OF FAME GALLERY, THE IN MEMORIAM EXHIBIT IS DEDICATED TO DISPLAYING ITEMS FROM RECENTLY DEPARTED HALL OF FAME INDUCTEES AND ARTISTS. TOM PETTY WILDFLOWERS NOVEMBER 19, 2021 PRESENT IN 1992, TOM PETTY WAS TRULY AT A CROSSROADS. THE SINGER-SONGWRITER'S MARRIAGE WAS FALLING APART AND THERE WERE TENSIONS WITH HIS BAND THE HEARTBREAKERS. HE HAD ALSO PARTED WAYS WITH HIS LONGTIME RECORD LABEL MCA FOR A NEW DEAL WITH WARNER BROS. WITH SO MANY CHANGES, IT WAS FITTING THAT PETTY DECIDED HIS NEXT RECORD WOULD BE A SOLO PROJECT. WILDFLOWERSWAS AN ECLECTIC WORK THAT INCLUDED MUCH MORE THAN PETTY'S FOLK-ROCK STOMPING GROUND. INCLUDED THEREIN WERE ALSO BLUESY NUMBERS AND CELTIC-FLAVORED BALLADS. PETTY INTENDED WILDFLOWERS TO BE A DOUBLE ALBUM; HOWEVER, THE RECORD LABEL PREFERRED A STANDARD COMMERCIAL LENGTH. THIS EXHIBIT TAKES A CLOSER LOOK AT THOSE WILDFLOWERS SESSIONS, CELEBRATING THE MONUMENTAL ALBUM'S 25TH ANNIVERSARY. BIGGEST SHOW ON TURF: 55 YEARS OF HALFTIME SHOWS APRIL 22, 2021 JANUARY 3, 2022 THE SUPER BOWL IS THE MOST VIEWED TELEVISION EVENT OF THE ENTIRE YEAR, AND MORE PEOPLE WATCH THE HALFTIME SHOW THAN THE GAME. WITH A WORLDWIDE AUDIENCE THAT EXCEEDS 100 MILLION, THE SUPER BOWL HALFTIME SHOW REMAINS ONE OF THE RARE EVENTS THAT PEOPLE STILL ENJOY TOGETHER IN REAL TIME, AND THE POWER OF THIS SHARED EXPERIENCE CANNOT BE OVERSTATED. THIS EXHIBIT EXPLORES THE CULTURAL PHENOMENON THAT IS THE SUPER HALFTIME SHOW, HIGHLIGHTING IT'S EVOLUTION OVER TIME AND THE ICONIC PERFORMANCES THAT MAKE IT ONE OF THE FEW REMAINING MASSIVE LARGE-SCALE EXPERIENCES EVERY YEAR. ICONIC: BARON WOLMAN IMAGES OF AN ERA OCTOBER 17, 2020 PRESENT THIS EXHIBITION FEATURES PHOTOGRAPHS AND ARTIFACTS FROM THE COLLECTION OF BARON WOLMAN, ROLLING STONE MAGAZINE'S FIRST CHIEF PHOTOGRAPHER. AN ODD LITTLE PLACE: THE DIGITAL WORKS OF JERRY GARCIA (1992-1995) NFT COLLECTION AUGUST 5, 2021 - PRESENT THROUGHOUT HIS LIFE, GARCIA PAINTED WITH A PLAYFUL ENERGY AND A PALETTE OF VIBRANT COLORS. HIS WORKS DEPICTED ANIMALS, PEOPLE, LANDSCAPES, AND PSYCHEDELIC ABSTRACTIONS, INFLUENCED BY YEARS OF TOURING THE WORLD. JERRY GARCIA WAS AN EARLY ADOPTER OF DIGITAL ART, PAVING THE WAY FOR THE CURRENT DIGITAL AND NFT LANDSCAPE. THIS RARE AND NEVER-BEFORE-SEEN ARTWORK IS PRESENTED BY YELLOWHEART WHICH OPERATES ON LAYER 2 ON THE ETHEREUM BLOCKCHAIN. JANIS JOPLIN: 50TH ANNIVERSARY OF PEARL AUGUST 6, 2021 PRESENT JANIS JOPLIN LEFT BIG BROTHER IN DECEMBER 1968. HER FIRST SOLO ALBUM, I GOT DEM OL' KOZMIC BLUES AGAIN MAMA!, WAS RELEASED IN 1969, AND SHE TOURED EXTENSIVELY WITH HER KOZMIC BLUES BAND. BY MID-1970, HOWEVER, SHE'D DISSOLVED THAT GROUP AND FORMED A NEW ONE, THE FULL TILT BOOGIE BAND. THEY GELLED OVER THE COURSE OF SEVERAL MONTHS OF TOURING AND ENTERED THE STUDIO TO RECORD WHAT WOULD TURN OUT TO BE JOPLIN'S SWAN SONG. JOPLIN HAD OFTEN SOUGHT REFUGE IN DRUGS AND ALCOHOL, AND SHE WAS FOUND DEAD OF A HEROIN OVERDOSE IN A HOLLYWOOD HOTEL ROOM ON OCTOBER 4, 1970. THE POSTHUMOUSLY RELEASED PEARL INCLUDED NINE FINISHED TRACKS AND ONE INSTRUMENTAL TO WHICH SHE WAS SUPPOSED TO HAVE ADDED VOCALS ON THE DAY SHE DIED. IT WAS PROPHETICALLY TITLED "BURIED ALIVE IN THE BLUES." THIS EXHIBIT CELEBRATES THE 50TH ANNIVERSARY OF PEARL'S RELEASE. IT'S BEEN SAID ALL ALONG: VOICES OF RAGE, HOPE AND EMPOWERMENT JULY 26, 2020 PRESENT THIS IS AN INTERACTIVE EXHIBIT SHOWCASING ROCK-THEMED, PLAYABLE PINBALL MACHINES COMBINED WITH HISTORIC MERCHANDISE AND ARTIFACTS TO EXPLORE THE ARTISTIC PORTRAYAL OF ARTISTS AND BANDS. ROCK & ROLL AND PINBALL HAVE A LOT IN COMMON. LOUD, COLORFUL AND REBELLIOUS, IT WAS INEVITABLE THAT THE TWO WOULD COMBINE TO CELEBRATE ROCK'S ICONS. INSIDE THE EXHIBIT VISITORS WILL FIND MACHINES FEATURING ICONS SUCH AS KISS, GUNS 'N' ROSES, ALICE COOPER, DOLLY PARTON, THE WHO, ELTON JOHN AND MORE. ALL OF THE MACHINES ON DISPLAY ARE PLAYABLE BY VISITORS. INDUCTION ALL ACCESS: PHOTOGRAPHY BY KEVIN MAZUR OCTOBER 31, 2020 JUNE 28, 2021 KEVIN MAZUR HAS BEEN THE OFFICIAL PHOTOGRAPHER FOR ALL BUT TWO OF THE ROCK & ROLL HALL OF FAME INDUCTION CEREMONIES. THIS SPECIAL EXHIBITION FEATURES MAZUR'S PERSONALLY CURATED SELECTION OF HIS INTIMATE BACKSTAGE PORTRAITS AND EPIC ONSTAGE IMAGES, PROVIDING FANS WITH AN UP-CLOSE AND PERSONAL LOOK AT PAST INDUCTION MOMENTS. LEGENDS OF ROCK EXHIBITS JANUARY 2021 ONGOING STARTING IN JANUARY OF 2021 WE BEGAN TO SWAP ARTISTS INTO THE LEGENDS OF ROCK AREAS OF THE MAIN EXHIBIT HALL/L5/L6 THAT HAD NOT PREVIOUSLY HAD DISPLAYS IN THOSE AREAS TO GIVE THEM MORE OF A PRESENCE IN THE MUSEUM AND TO REST SOME OF THE ARTIFACTS THAT HAD BEEN ON DISPLAY FOR AN EXTENDED PERIOD. THE FOLLOWING IS THE LIST OF ARTISTS THAT HAD DISPLAYS CREATED DURING THE 2021 CALENDAR: ALICE COOPER, DEPECHE MODE, DEF LEPPARD, JOHNNY "GUITAR" WATSON, TAYLOR SWIFT, BON JOVI, JOHN CIPOLLINA, E STREET BAND AND EARTH, WIND AND FIRE. WE ALSO DURING THIS TIME REVAMPED THE JIMI HENDRIX PERMANENT DISPLAY IN CONJUNCTION WITH THE JANIS JOPLIN 50TH ANNIVERSARY OF PEARL EXHIBIT. THE GARAGE JULY 1, 2019 - PRESENT PICK UP AN INSTRUMENT, CRANK UP THE VOLUME AND MAKE YOUR OWN MUSIC IN THE MUSEUM. DESIGNED TO EVOKE THE BIRTHPLACE OF ROCK BANDS FOR DECADES, THE GARAGE IS WHERE IT'S YOUR TURN TO PLAY! THE GARAGE CONSISTS OF FIVE MAIN AREAS WHERE FOR THE FIRST TIME, FANS CAN PICK UP REAL INSTRUMENTS, LEARN TO PLAY, JAM WITH FRIENDS, BRAND THEIR BAND WITH CUSTOM MERCHANDISE AND CHECK OUR GREAT GEAR AND INSTRUMENTS FROM THE MUSEUM'S COLLECTION. FORM 990, PART III, LINE 4 - OTHER PROGRAM SERVICES (CONT.): COMMUNITY PROGRAMS & PARTNERSHIPS: THIS YEAR BROUGHT BACK SOME OF OUR CHERISHED IN-PERSON PROGRAMMING, WHILE ALSO STILL CONTINUING WITH THE WELL-RECEIVED VIRTUAL PROGRAMMING. THE ROCK HALL HOSTED A TREMENDOUS, DAY-LONG, FREE EVENT FOR JUNETEENTH, WHERE SEVERAL LOCAL GROUPS AND PERFORMERS WERE FEATURED. THE DAYS FESTIVITIES ENDED WITH A CULMINATING PERFORMANCE BY THE GROUP DJAPO. WE ALSO BROUGHT BACK OUR IN PERSON FAM JAM PLAZA EVENT, WHILE STILL OFFERING OUR VIRTUAL FAM JAM DURING THE SCHOOL YEAR, WITH SUCH PARTNERS AS THE BECK CENTER FOR THE ARTS, CLEVELAND PUBLIC LIBRARY AND THE CHILDREN'S MUSEUM OF CLEVELAND TO BRING MUSIC FOCUSED EDUCATIONAL ACTIVITIES INTO FAMILY HOMES. PARTNERSHIPS SUCH AS STOP THE HATE WITH THE MALTZ MUSEUM, ROCK YOUR WORLD WITH STEAM WITH CMSD AND OUR ONGOING CPL COLLABORATION, CONTINUED IN THEIR VIRTUAL FORM, LEANING ON OUR ROCK HALL EDU RESOURCES. WE CONTINUED TO HOST COMMUNITY GROUPS, SUCH AT RAINEY INSTITUTE, MUSIC SETTLEMENT, CUYAHOGA COUNTY AND CITY OF CLEVELAND SUBSTANCE USE COURT, TO HOST THEIR CLASSES, PERFORMANCES AND OUTREACH EFFORTS. THE ROCK HALL'S ANNUAL DR. MARTIN LUTHER KING, JR. CELEBRATION DAY WAS AN EXCITING ONE THIS YEAR AS WE WERE REOPENING OUR DOORS TO THE PUBLIC. WHILE IN-MUSEUM PROGRAMMING FOCUSED ON THE EXHIBITS AND ARTIFACTS, HIGHLIGHTING THE IT'S BEEN SAID ALL ALONG EXHIBIT, WE LEANED HEAVILY INTO VIRTUAL PROGRAMMING WHICH WAS AN AMAZING ADDITION TO THE CELEBRATIONS. WE WERE ABLE TO REACH A MUCH WIDER AUDIENCE WITH THE VIRTUAL PROGRAM, WHILE STILL BEING ABLE TO WELCOME THE LOCAL COMMUNITY INTO THE MUSEUM FOR FREE. THE ROCK HALL'S ANNUAL BLACK HISTORY MONTH CELEBRATION IS A CORNERSTONE OF ITS PROGRAMMING AND OUTREACH, RECOGNIZING THE EXTRAORDINARY CONTRIBUTIONS THAT AFRICAN-AMERICANS HAVE MADE TO ROCK AND ROLL MUSIC. SINCE 1996, HIGHLIGHTS HAVE INCLUDED CONVERSATIONS WITH SOLOMON BURKE, HOLLAND-DOZIER-HOLLAND, RUTH BROWN, AL GREEN, BOBBY WOMACK, BOOTSY COLLINS, CHUCK D, RAHIEM, AND LITTLE ANTHONY AND THE IMPERIALS. ROCK HALL LIVE! POWERED BY PNC RETURNED IN 2021 WITH WEEKLY LIVE MUSIC FEATURING HOMEGROWN TALENT AND NATIONALLY TOURING ARTISTS, ALONG WITH NEW EXHIBITS AND PROGRAMMING FOR MUSEUM MEMBERS AND VISITORS. ROCK HALL LIVE! POWERED BY PNC IS ONE OF SEVERAL IMPORTANT COMMUNITY ENGAGEMENT AND EDUCATIONAL INITIATIVES SUPPORTED BY PNC BANK AND THE PNC FOUNDATION UNDER A MULTI-YEAR RELATIONSHIP FORMED IN 2018. - LUNCH BY THE LAKE: OUR LUNCH BY THE LAKE SERIES CONSISTED OF OUR INHOUSE MUSICIANS AND OUR RESIDENT ROCKER ARTISTS. THESE PRIMARILY TOOK PLACE ON THURSDAYS, FRIDAYS AND SATURDAYS AND ADDED SOME ATMOSPHERIC MUSIC TO OUR GUESTS VISITS AND THEIR LUNCH ON OUR PLAZA. - LIVE AND LOCAL: LIVE AND LOCAL WAS A FREE SERIES THAT TOOK PLACE ON THURSDAY AND SATURDAY EVENINGS AND RAN FROM JULY THROUGH EARLY SEPTEMBER. WE HOSTED SEVERAL LOCAL MUSICIANS AND BANDS, WHO EACH BROUGHT THEIR DIVERSE MUSICAL STYLES AND TALENTS TO OUR EXTERIOR PNC AND BEER GARDEN STAGES. - NATIONAL TOURING BANDS: WE HOSTED NATIONAL TOURING ACTS ON DESIGNATED FRIDAY EVENINGS THROUGH THE SUMMER. VIRTUAL PROGRAMMING WHILE OUR SUMMER FOCUS WAS LIVE MUSIC ON OUR PLAZA, DURING THE COLDER MONTHS WE SHIFTED OUR FOCUS TO CREATING ENGAGING AND EXCITING VIRTUAL EVENTS THAT OUR AUDIENCES WOULD LOVE. WE HOSTED INTERVIEWS AND PERFORMANCES WITH ARTISTS SUCH AS CHRIS HILLMAN, MARTY STUART, JOHN DENSMORE AND JEWEL, HAD INTERVIEWS WITH AUTHORS, AND PARTNERED ADAM WEINER OF LOW CUT CONNIE ON A FEW OF HIS TOUGH COOKIES PROGRAMS. FORM 990, PART VI, SECTION A, LINE 2 REPORTABLE RELATIONSHIPS: THE FOLLOWING INDIVIDUALS HAVE A BUSINESS RELATIONSHIP: JOHN SYKES AND ROB LIGHT. FORM 990, PART VI, SECTION A, LINE 7A ELECTION OF TRUSTEES: THERE ARE 10 TRUSTEES OF THE ROCK AND ROLL HALL OF FAME AND MUSEUM, INC. ("THE CORPORATION"). ROCK AND ROLL HALL OF FAME FOUNDATION, INC., A CHARITY RECOGNIZED BY THE INTERNAL REVENUE SERVICE (IRS) AS AN ORGANIZATION DESCRIBED IN INTERNAL REVENUE CODE (IRC) SECTION 501(C)(3), DESIGNATES INDIVIDUALS FOR NOMINATION FOR 5 OF THE 10 TRUSTEE POSITIONS AS CLASS A TRUSTEES, AND CLEVELAND ROCK AND ROLL, INC., A CHARITY RECOGNIZED BY THE IRS AS AN ORGANIZATION DESCRIBED IN IRC SECTION 501(C)(3), DESIGNATES INDIVIDUALS FOR NOMINATION FOR 5 OF THE 10 TRUSTEE POSITIONS AS CLASS B TRUSTEES. THE TRUSTEES OF THE CORPORATION THEN ELECT CLASS A AND CLASS B TRUSTEES FROM THOSE NOMINATED. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 PROVIDED TO GOVERNING BODY: THE MUSEUM HAS DISTRIBUTED FORM 990 TO THE FULL BOARD OF DIRECTORS WITH THE EXCEPTION OF DONOR INFORMATION ON SCHEDULE B, WHICH IT DEEMS TO BE PRIVATE AND CONFIDENTIAL. AS SUCH, WE ARE REQUIRED TO ANSWER "NO" TO THE QUESTION ON LINE 11A EVEN THOUGH A COPY OF FORM (WITH REDACTED DONOR INFORMATION ON SCHEDULE B) WAS PROVIDED TO THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B REVIEW OF FORM 990: FORM 990 IS REVIEWED INTERNALLY BY THE PRESIDENT AND CEO, THE VICE PRESIDENT OF FINANCE, AND THE DIRECTOR OF FINANCIAL PLANNING AND ANALYSIS. IT IS SUBMITTED FOR REVIEW TO THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS AND TO THE ROCK AND ROLL HALL OF FAME AND MUSEUM'S BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C MONITORING AND ENFORCEMENT OF CONFLICT POLICY: AN ANNUAL QUESTIONNAIRE IS SENT TO ALL OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES. IF A TRANSACTION ARISES IN WHICH AN INDIVIDUAL HAS A CONFLICT, THE PERSON IS EXCUSED FROM THE MEETING FOR THE DISCUSSION AND VOTE BY DISINTERESTED TRUSTEES OR COMMITTEE MEMBERS. THE TRUSTEES AND/OR COMMITTEE MEMBERS BASE THEIR DECISION ON ALL THE FACTS AND CIRCUMSTANCES PRESENTED AND CONSIDER WHETHER THE TRANSACTION IS IN THE BEST INTERESTS OF THE MUSEUM. PROPER RECORDS OF THE BOARD, COMMITTEE, OR SUBCOMMITTEE ARE MAINTAINED TO VERIFY THAT THE CONFLICT OF INTEREST POLICY HAS BEEN FOLLOWED. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION REVIEW AND APPROVAL: IN 2020, THE ROCK HALL'S COMPENSATION COMMITTEE HIRED AN OUTSIDE CONSULTANT TO REVIEW THE JOB DESCRIPTIONS AND ASSOCIATED COMPENSATION FOR THE CHIEF EXECUTIVE OFFICER AND TWENTY HIGHEST-PAID EMPLOYEES OF THE ORGANIZATION. THE CONSULTANT'S FINDINGS ARE REVIEWED AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS. THE COMPENSATION COMMITTEE MEMBERS ARE INDEPENDENT OF THE CEO AND VICE PRESIDENTS. THE COMMITTEE'S DELIBERATIONS AND APPROVAL OF COMPENSATION ARE COMMUNICATED TO SENIOR MANAGEMENT BY THE COMPENSATION COMMITTEE CHAIR. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY OF DOCUMENTS: THE MUSEUM MAKES ITS CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. ALSO, A BROAD MAILING IS MADE TO MANY CONSTITUENTS. THE MUSEUM DOES NOT MAKE ITS GOVERNING DOCUMENTS AVAILABLE TO THE PUBLIC. CMJ ROCK HALL MUSIC FEST LLC 1100 ROCK AND ROLL BLVD CLEVELAND OH 44114 593796917 MUSIC EVENTS OH 0 0 RRHOFM ROCK AND ROLL HALL OF FAME PRODUCTIONS 1100 ROCK AND ROLL BLVD CLEVELAND OH 44114 133846461 MUSIC PRODUCTION OH 0 0 RRHOFM ROCK & ROLL HALL OF FAME FOUNDATION INC 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 133171867 MUSIC EDUC NY 501(C)(3) LINE 10 N/A 0 CLEVELAND ROCK AND ROLL INC 1100 ROCK AND ROLL BLVD CLEVELAND OH 44114 341597956 MUSIC EDUC OH 501(C)(3) LINE 7 N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0