2022-02-15T13:43:47-06:00 2020-12-31 WITHUMSMITHBROWN PC 1411 BROADWAY 9TH FLOOR NEW YORK NY 10018 990PF 2020-01-01 133383348 THE HAROLD & MIMI STEINBERG CHARITABLE TRUST C/O SCHULTE ROTH & ZABEL LLP % SCHULTE ROTH & ZABEL LLP HARO 2127580404 919 THIRD AVENUE NEW YORK NY 10022 WILLIAM ZABEL TRUSTEE 2127562000 2022-02-15 true WILLIAM ZABEL 999009999 ALFRED LAROSA CPA P00103808 2127519100 2022-02-15 3 2020 2022-09-23 18:48:47Z X 70106879 X 139500 125971 62285 668073 656011 -3528739 25429913 0 -45441 1066 -2640636 719362 0 126866 126866 24863 24863 375254 125085 0 250169 46996 23498 0 23498 278529 278529 106976 6405 3038 760 2278 1162693 763853 398840 2125215 1198130 0 826514 5134334 5134334 7259549 1198130 0 5960848 -9900185 0 1154335 0 0 11715022 6904985 6904985 59931838 55996025 63201894 72801195 62901010 70106879 0 0 X 62000 62000 72739195 62839010 72801195 62901010 72801195 62901010 72801195 -9900185 62901010 62901010 ST COVERED GAIN/LOSS FROM CS #6031 2020-12-31 3295 3354 -59 -59 ST COVERED GAIN/LOSS FROM CS #3485 2020-12-31 1011665 1025103 -13545 -13438 ST NON-COVERED GAIN/LOSS FROM CS #3485 2020-12-31 50000 50025 -25 -25 ST COVERED GAIN/LOSS FROM CS #3554 2020-12-31 30125 28876 1203 1249 ST COVERED GAIN/LOSS FROM CNR #0372 2020-12-31 1136902 1634759 -494556 -497857 ST COVERED GAIN/LOSS FROM TD #4659 2020-12-31 16008 16009 -1 -1 ST COVERED GAIN/LOSS FROM TD #5899 2020-12-31 625094 614868 10226 10226 ST COVERED GAIN/LOSS FROM TD #2955 2020-12-31 15095359 15395638 -279254 -300279 ST COVERED GAIN/LOSS FROM TD #2812 2020-12-31 46153 46106 47 47 LT GAIN FROM ITE RAIL FUND LP 2020-12-31 31 31 31 LT GAIN FROM REDEMPTION OF ECHO STREET CAPITAL PARTNERS 2020-10-01 1737982 1600000 137982 137982 LT GAIN FROM REDEMPTION OF THE CHILDREN'S INV FUND 2020-11-01 600000 439268 160732 160732 LT GAIN FROM REDEMPTION OF LONG POND CAPITAL 2020-10-01 200000 218620 -18620 -18620 LT GAIN FROM REDEMPTION OF SQZ INVESTORS OFFSHORE LTD 2020-10-01 400000 331837 68163 68163 LT GAIN FROM REDEMPTION OF ELLINGTON ENHANCED INCOME 2020-11-30 2019382 2000000 19382 19382 LT CAP GAIN DISTRIBUTION CS #6031 2020-12-31 706 706 706 LT COVERED GAIN/LOSS FROM CS #3485 2020-12-31 35000 35700 -700 -700 LT COVERED GAIN/LOSS FROM CNR #0372 2020-12-31 276371 300988 -22752 -24617 LT CAP GAIN DISTRIBUTION CNR #0372 2020-12-31 568 568 568 LT CAP GAIN DISTRIBUTION CS #2955 2020-12-31 133293 133293 133293 LT COVERED GAIN/LOSS FROM TD #2812 2020-12-31 288255 288161 94 94 LT GAIN FROM ITE RAIL FUND LP 2020-12-31 178261 178261 178261 LT LOSS FROM STEINBERG PARTNERS FUND 2020-12-31 3221961 -3221961 -3221961 LT GAIN FROM SPRUCE PRIVATE INVEST FUND 2020-12-31 29781 29781 29781 ST LOSS FROM RENAISSANCE INSTITUTIONAL EQUIT 2020-12-31 341211 -341211 -341211 LT GAIN FROM RENAISSANCE INSTITUTIONAL EQUIT 2020-12-31 134453 134453 134453 LT GAIN FROM REDEMPTION OF TWO CIGMA COMPASS 2020-12-31 1381229 1392206 -10977 -10977 -3528739 0 0 0 132610 571 133181 133181 133181 false false false false false false false true true NY true false true false false true SCHULTE ROTH & ZABEL LLP 2127580404 919 THIRD AVENUE NEW YORK NY 10022 false false false false true false false false false false false false false false false false true false false false false false false false JAMES D STEINBERG C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 DIRECTOR 3.0 0 0 0 WILLIAM D ZABEL C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 TRUSTEE 3.0 0 0 0 SETH WEINGARTEN C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 TRUSTEE 3.0 0 0 0 MICHAEL A STEINBERG C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 DIRECTOR 3.0 0 0 0 CAROLE A KRUMLAND C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 DIRECTOR 3.0 0 0 0 SUSAN C FRUNI C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 TRUSTEE 3.0 0 0 0 DEBORAH E MARTIN 163 RUMFORD AVENUE MANSFIELD MA 02048 ADMIN ASSISTANT 40.0 126866 SCHULTE ROTH & ZABEL LLP 919 THIRD AVE NEW YORK NY 10022 LEGAL 375254 CNR SECURITIES 400 PARK AVENUE NEW YORK NY 10022 INVESTMENT ADVISORY 64562 TD AMERITRADE PO BOX 2209 OMAHA NE 68103 INVESTMENT ADVISORY 163128 WITHUMSMITHBROWN PC 1411 BROADWAY 9TH FL NEW YORK NY 10018 ACCOUNTING 46996 STEINBERG DISTINGUISHED PLAYWRIGHT AWARD (THE MIMI) FOR ARTISTIC ACHIEVEMENT IN THE THEATER. (INCLUDES AWARD RELATED EXPENSES OF 47,200) 398840 56806355 10611880 0 67418235 0 67418235 1011274 66406961 3320348 3320348 0 0 3320348 3320348 3320348 5960848 0 0 0 0 5960848 0 5960848 3320348 0 2018 2017 2016 0 4106342 3837299 3754399 4944660 3153616 19796316 5960848 0 3320348 2640500 22436816 0 0 0 0 4106342 18330474 3837299 3754399 4944660 3153616 2640500 X SEE ATTACHED SCHEDULE 919 THIRD AVENUE NEW YORK NY 10018 N/A PC UNRESTRICTED GRANTS 5134334 5134334 14 125971 14 668073 18 -3528739 SPRUCE PRIVATE INVESTMENT FUND 900099 -14975 14 ITE RAIL FUND 900099 -31532 14 INVEST INCOME - BROOKFIELD INFRAS 14 2 OTHER INVESTMENT INCOME 14 1064 -46507 -2733629 -2780136 false false false false false false false false false false X X 1 ESTATE OF HAROLD STEINBERG CO SHULTE ROTH 919 THIRD AVE NEW YORK NY 10022 139500 X ACCOUNTING FEES 46996 23498 23498 SPRUCE PRIVATE INVESTMENTS FD AT COST 5207632 3193591 SPRUCE PRIVATE INVEST. FUND II AT COST 5487336 6015365 STEINBERG PARTNERS FUND LP AT COST 10747249 14423948 LONG POND CAPITAL AT COST 1581380 1790086 SQN INVESTORS OFFSHORE LTD AT COST 1468163 2023129 ECHO STREET CAPITAL AT COST 51899 51899 TWO SIGMA COMPASS CAYMAN FUND AT COST 0 0 RENAISSANCE INSITUTIONAL EQUIT AT COST 339120 921055 THE CHILDRENS INVESTMENT FUND AT COST 1078691 1718280 KYLIN OFFSHORE FUND LTD AT COST 311976 193928 DE SHAW COMPOSITE INTL FUND AT COST 1190681 1679182 AIDENLAIR FARMSTED 1 LLC AT COST 635778 643709 BROOKFIELD INFRASTRUCTURE AT COST 17002 23712 INV IN SECURITIES-CNR #0372 AT COST 9367643 10844030 MUNI BONDS-CHARLES SCHWAB 3554 AT COST 0 0 MUNI BONDS-CHARLES SCHWAB 3485 AT COST 1265075 1264159 ELLINGTON EPO II OFFSHORE AT COST 1205019 1341642 ELLINGTON ENHANCED INCOME AT COST 0 0 PODAREL 180 NORTH 4TH LLC AT COST 265500 250000 EX TRADED FUNDS-TD 4659 AT COST 0 0 INV. IN SECURITIES-CS 6375 AT COST 0 0 EX TRADED FUNDS-TD 5899 AT COST 0 0 ECHO STREET GOODCO SELECT AT COST 700000 805014 HANACO II LP 80000 80000 ECV IL OPP 34630 34630 SOUND POINT DISCOVERY FUND LLC 1000000 1015243 KYLIN OFFSHORE LONG FUND 1000000 1000000 HAWK RIDGE PARTNERS OFFSHORE 1000000 1044617 ITE RAIL FUND, LP 522730 522730 SECURITIES - CS #6031 249717 306480 EX TRADED FUNDS -TD #2812 3077035 3377134 EX TRADED FUNDS -TD #2955 8111769 8638331 LEGAL FEES 375254 125085 250169 AWARD RELATED EXPENSES 398840 398840 INVEST EXP - SPRUCE PRIV II 204466 204466 INVEST EXP - RENAISSANCE INST 45013 45013 INVEST EXP - STEINBERG PART 207621 207621 INVEST EXP - SPRUCE PRIV FUND 298682 298682 INVEST EXP - PODAREL 180 NORTH 3530 3530 INVEST EXP - AIDENLAIR FARMSTE 4068 4068 INVEST EXP - ITE RAIL FUND LP 448 448 BANK CHARGE 25 25 SPRUCE PRIVATE INVESTMENT FUND, LP UBTI -14975 ITE Rail Fund, LP UBTI -31532 INVEST INCOME - Brookfield Infras 2 2 OTHER INVESTMENT INCOME 1064 1064 BANK CUST.&INVEST. ADVIS. FEE 270723 270723 CONSULTANTS 7806 7806 FEDERAL TAXES PAID 100571 FOREIGN TAXES PAID 6405 6405