2022-03-01T09:43:16-06:00 2021-06-30 135565207 KPMG LLP 1021 EAST CARY STREET SUITE 2000 RICHMOND VA 23219 990PF 2020-07-01 460459671 HARVEY W PETERS RESEARCH FOUNDATION C/O FIRST PREMIER BANK TRUST DEPT HARV 5407748800 500 S MINNESOTA AVENUE SIOUX FALLS SD 57104 JOHN G ROCOVICH JR CHAIRMAN OF DIRECTORS 5407748800 2022-02-25 1 JOHN ROCOVICH JR 999009999 CHRISTINE G TAUCHEN P01320000 8047824200 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 128485107 X 441000 1710 1710 90187 90187 6292089 6292089 492723 684016 3451910 684016 32506264 154790 0 40015266 7222792 0 0 0 0 0 5772 5772 0 0 278541 255252 0 0 1141152 185274 0 955878 2581943 2581943 0 0 6948 148 0 0 2444709 2444709 0 485761 485761 0 0 506568 505314 0 0 7451394 6464173 0 955878 15000 15000 7466394 6464173 0 970878 32548872 758619 0 2661130 3100626 3100626 3295849 4208390 4208390 1349452 5540636 5540636 115970336 13291670 79190202 102678666 102678666 11334263 12956789 12956789 97830896 128485107 128485107 1612390 607888 57117116 51578278 26418365 30452241 85147871 82638407 X 7813894 26324361 4869131 19522339 12683025 45846700 97830896 128485107 12683025 32548872 1614810 46846707 1000007 45846700 ST CAPITAL GAIN - TMI TRUST CO 9009 2021-06-30 1253542 1052361 201181 201181 LT CAPITAL GAIN - TMI TRUST CO 9009 2021-06-30 2020629 1715533 305096 305096 ST CAPITAL GAIN - VIA GROUP 2021-06-30 177739 177739 177739 684016 378920 10545 0 10545 0 10545 12779 0 4500 0 17279 0 6734 6734 0 0 0 0 0 0 0 0 0 0 0 1 1 SC SD 1 0 0 1 0 1 N/A THE FOUNDATION CO FPB 6053351786 500 S MINNESOTA AVE SIOUX FALLS SD 57104 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ELIZABETH R CLINE PO BOX 797 FINCASTLE VA 24090 DIRECTOR 1.00 0 0 0 DAVID G HOTTMANN 708 ST ANDREWS DR SIOUX FALLS SD 57108 TRUSTEE 1.00 0 0 0 FREDERICK P STRATTON JR 9608 N JUNIPER CIRCLE MEQUON WI 50392 TRUSTEE 1.00 0 0 0 JOHN G ROCOVICH 5264 FALCON RIDGE ROAD ROANOKE VA 24014 CHAIRMAN 1.00 0 0 0 WILLIAM F FOX 622 NORTH WATER STREET MILWAUKEE WI 53202 TRUSTEE 1.00 0 0 0 DON H DAVIS JR 777 EWISCONSIN AVENUE STE 3015 MILWAUKEE WI 53202 TRUSTEE 1.00 0 0 0 MICHAEL HOLLAND ONE GREENLEY RD NEW CANAAN CT 06840 TRUSTEE 1.00 0 0 0 SUE ELLEN ROCOVICH PHD DO 5264 FALCON RIDGE RD ROANOKE VA 24014 TRUSTEE 1.00 0 0 0 NONE 0 KPMG LLP 1021 EAST CARY STREET SUITE 2000 RICHMOND VA 23219 AUDIT & TAX SERVICES 232890 ROBERT C BEST CONSULTING LLC 9718 CRAGMONT DR RICHMOND VA 23238 FINANCIAL CONSULTING 121270 BROWN EDWARDS & COMPANY LLP 319 MCCLANAHAN STREET ROANOKE VA 24014 ACCOUNTING SERVICES 66391 0 0 5412709 2293588 109338 7815635 0 0 7815635 117235 7698400 384920 384920 10545 10545 374375 0 374375 0 374375 970878 0 970878 0 970878 374375 254092 2018 2017 2016 0 0 970878 254092 0 236000 374375 106411 0 0 342411 0 0 0 0 0 236000 0 106411 106411 JOHN G ROCOVICH CO MOSS ROCOVICH 4415 ELECTRIC ROAD ROANOKE VA 24018 5407748800 THE SUBMISSIONS MUST BE SUBMITTED IN WRITTEN FORM BY MAIL OR EMAIL THERE IS NO SET DEADLINE FOR SUBMISSIONS THERE ARE NO RESTRICTIONS OR LIMITATIONS ON AWARDS BLUEFIELD COLLEGE 3000 COLLEGE AVE BLUEFIELD VA 24605 PC FINANCIAL ASSISTANCE 15000 15000 0 14 1710 14 90187 492723 14 154790 18 684016 ACQUISITION INHERENT CONTRIBUTION 27382337 DEBT EXTINGUISHMENT INCOME ON SD 4969137 0 930703 32844197 33774900 5A THE HARVEY W. PETERS RESEARCH FOUNDATION (THE FOUNDATION) IS ORGANIZED EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL AND SCIENTIFIC PURPOSES WITHIN THE MEANING OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED OR ANY CORRESPONDING SECTION OF ANY FUTURE FEDERAL TAX CODE. THE FOUNDATION'S PURPOSE IS TO SUPPORT EDWARD VIA VIRGINIA COLLEGE OF OSTEOPATHIC MEDICINE, BLUEFIELD COLLEGE, AND APPALACHIAN COLLEGE OF PHARMACY, ALL VIRGINIA NONSTOCK CORPORATIONS, BY PROVIDING FINANCIAL ASSISTANCE TO SUPPORT THEIR PROGRAMS, CONSISTING OF PROVIDING PROGRAMS OF INSTRUCTION FOR UNDERGRADUATE EDUCATION, CONDUCT OF MEDICAL AND SCIENTIFIC RESEARCH, AND TRAINING IN THE ART, SCIENCE AND PRACTICE OF OSTEOPATHIC MEDICINE AND PHARMACOLOGY. THE LEASE OF PROPERTY TO THE COLLEGE IS IN FURTHERANCE OF THE FOUNDATION'S EXEMPT MISSION. THE FOUNDATION ACQUIRED A PARCEL OF LAND IN AUBURN, AL, SPARTANBURG, SC AND MONROE, LA AND CONSTRUCTED BUILDINGS TO HOUSE THE CAMPUSES OF THE EDWARD VIA VA COLLEGE OF OST 0 0 0 0 0 0 1 0 0 1b(5) 6397899 HARVEY W PETERS (VIRGINIA) HOLDING CORPORATION A LOAN WAS GUARANTEED BY THE REPORTING ENTITY. 1b(5) 3284848 HARVEY W PETERS (VIRGINIA) HOLDING CORPORATION LOAN GIVEN TO REPORTING ENTITY. 1b(5) 736421 HARVEY W PETERS (VIRGINIA) HOLDING CORPORATION LOAN GIVEN BY REPORTING ENTITY. 1 HARVEY W PETERS (VIRGINIA) HOLDING CORPORATION 501(C)(2) THE REPORTING ENTITY IS THE SOLE MEMBER OF THE HARVEY W. PETERS (VIRGINIA) HOLDING CORPORATION. X X 1 EDWARD BECHER VIA 6541 TALLWOOD DRIVE ROANOKE VA 24018 245000 X 2 MARION BRADLEY VIA MEMORIAL FOUNDATION C/O FIRST PREMIER BANK TRUST DEPT 5 SIOUX FALLS SD 57108 196000 X ACCOUNTING FEES - HWP 186336 171247 0 0 ACCOUNTING FEES - VCOME 51705 47555 0 0 ACCOUNTING FEES - SD 40500 36450 0 0 CASH DEEMED HELD FOR CHARITABLE ACTIVITIES (1.5%) AS TO THE TREATMENT OF QUALIFYING DISTRIBUTIONS PURSUANT TO IRC SECTION 4942(H)(2) ANDREGULATION 53.4942(A)-3(D)(2), HARVEY W. PETERS RESEARCH FOUNDATION HEREBY ELECTS TOTREAT $40,000 OF TOTAL CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THEIMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AS BEING MADE OUT OF CORPUS. COMMON AND OTHER STOCKS 4208390 4208390 INV - VIA GROUP FIDUCIARY MGMT FMV 1859298 1859298 INV - AXON CONNECTED LLC FMV 109338 109338 INV - SUMMIT COMMUNITY BK CD FMV 2046836 2046836 INV - NEW PEOPLE BANK CD FMV 1525164 1525164 OTHER LEGAL FEES 5772 5772 0 0 TD BANK 10000000 6500000 2010-12 2027-12 MONTHLY INTEREST AND PRINCIPAL PAYMENTS 3.260000000000 CERTAIN ASSETS OF VCOM ENTERPRISES; GUARANTEED UNCONDITIONALLY FINANCE CONSTRUCTION OF CAMPUS IN SOUTH CAROLINA. CASH 10000000 DAKOTAS XXVII LLC 10032500 10032500 2018-10 2050-10 QUARTERLY INTEREST AND PRINCIPAL PAYMENTS, PLUS ACCRUED INTEREST DUE 4/31/26 3.750000000000 GUARANTEED UNCONDITIONALLY BY THE COLLEGE OF ENGINEERING FOUNDATION FINANCE CONSTRUCTION OF CAMPUS IN LOUISIANA CASH 10032500 DAKOTAS XXVII LLC 4367500 4367500 2018-10 2050-10 QUARTERLY INTEREST AND PRINCIPAL PAYMENTS, PLUS ACCRUED INTEREST DUE 4/31/26 3.750000000000 GUARANTEED UNCONDITIONALLY BY THE COLLEGE OF ENGINEERING FOUNDATION FINANCE CONSTRUCTION OF CAMPUS IN LOUISIANA CASH 4367500 DAKOTAS XIV LLC 4867000 0 2013-12 2043-12 QUARTERLY INTEREST AND PRINCIPAL PAYMENTS, PLUS ACCRUED INTEREST DUE 1/1/21 1.000000000000 GUARANTEED UNCONDITIONALLY BY THE VIA-BRADLEY COLLEGE OF ENGINEERING FINANCE CONSTRUCTION OF CAMPUS IN ALABAMA CASH 4867000 DAKOTAS XIV LLC 2854000 0 2013-12 2043-12 QUARTERLY INTEREST AND PRINCIPAL PAYMENTS, PLUS ACCRUED INTEREST DUE 1/1/21 1.000000000000 GUARANTEED UNCONDITIONALLY BY THE VIA-BRADLEY COLLEGE OF ENGINEERING FINANCE CONSTRUCTION OF CAMPUS IN ALABAMA CASH 2854000 DAKOTAS XIV LLC 2279000 0 2013-12 2043-12 QUARTERLY INTEREST AND PRINCIPAL PAYMENTS, PLUS ACCRUED INTEREST DUE 1/1/21 1.000000000000 GUARANTEED UNCONDITIONALLY BY THE VIA-BRADLEY COLLEGE OF ENGINEERING FINANCE CONSTRUCTION OF CAMPUS IN ALABAMA CASH 2279000 TMI BANK 15000000 9398308 2010-03 LINE OF CREDIT DUE ON DEMAND 3.040000000000 INVESTMENT ASSETS HELD BY THE MARION BRADLEY GLASS AND PARTITION TRUST FUND VARIOUS EXPENSES OF THE EDWARD VIA VIRGINIA COLLEGE OF OSTEOPATHIC CASH 15000000 VIA-BRADLEY COLLEGE OF ENGINEERING FOUNDATION RELATED PARTY THROUGH COMMON CONTROL 1000000 1000000 2018-10 2023-10 PRINCIPAL AND ACCRUED INTEREST DUE AND PAYABLE AT MATURITY 2.830000000000 NONE FINANCE CONSTRUCTION OF CAMPUS IN LOUISIANA CASH 1000000 LOUISIANA PUBLIC FACILITIES AUTHORITY 20800000 20279970 2018-10 2038-10 LINE OF CREDIT INTEREST DUE QUARTERLY 4.400000000000 GUARANTEED UNCONDITIONALLY BY THE VIA-BRADLEY COLLEGE OF ENGINEERING FINANCE CONSTRUCTION OF MONROE, LOUISIANA CAMPUS. 20800000 DUE FROM HARVEY W. PETERS HOLD 736420 736420 736420 DIVIDENDS & INTEREST RECEIVABLE 12662 2753 2753 BOND CLOSING COSTS 1352111 1290510 1290510 CURRENT CAPITAL LEASE RECEIVABLE 171680 657638 657638 DEF. FINANCING COSTS - VCOME 186338 161493 161493 DEF. FINANCING COSTS - SD 344203 352421 352421 DUE FROM EDWARD VIA VA COLLEGE 4579258 4446880 4446880 INTANGIBLES 1424800 1424800 DUE FROM BROKERS 42272 42272 OTHER CURRENT ASSETS 3951591 3841602 3841602 DISTRIBUTION TO SUBSIDIARY 1000000 ROUNDING 7 INVESTMENT MANAGEMENT FEES 83475 83475 0 0 UTILITIES/RENT EXPENSE 301 301 0 0 CUSTODIAN FEES 4294 4294 0 0 AMORTIZATION EXPENSE 398676 398676 0 0 OTHER EXPENSES 2366 1112 0 0 MISCELLANEOUS 15091 15091 0 0 INSURANCE 2365 2365 0 0 INTEREST INCOME - COE 141164 141164 0 INTEREST INCOME - SOUTH DONAHUE 4296 4296 0 INTEREST INCOME - COE-BLUEFIELD 1392 1392 0 OTHER INCOME 7938 7938 0 ACQUISITION INHERENT CONTRIBUTION 27382337 0 DEBT EXTINGUISHMENT INCOME ON SD 4969137 0 UNREALIZED GAIN - SOUTH DONAHUE 295939 UNREALIZED GAIN - HWP 1318871 DUE TO HARVEY W. PETERS (VA) HOLDING CO 3284818 3284848 CAPITAL LEASE OBLIGATION - SOUTH DONAHUE PROPERTIES 14480000 19000000 UNEARNED RENTAL REVENUE 7225307 6799198 DERIVATIVE INSTRUMENT 295939 0 DEFERRED GROUND LEASE 1132301 1368195 PROFESSIONAL FEES - HWP 1082019 126141 0 955878 PROFESSIONAL FEES - SD 59133 59133 0 0 FOREIGN TAX 141 141 0 0 FEDERAL EXCISE TAX 6800 0 0 0 OTHER TAXES AND FEES 7 7 0 0 BLUEFIELD COLLEGE 3000 COLLEGE AVE BLUEFIELD VA 24605 540568200 PER IRC SECTION 4942(G)(3)(A) QUALIFYING CONTRIBUTIONS TOTALING $15,000 15000 15000