2022-03-22T16:40:15-05:00 2020-12-31 420714325 RSM US LLP 80 CITY SQUARE BOSTON MA 02129 990PF 2020-01-01 463904605 HARBORONE FOUNDATION RHODE ISLAND HARB 5088951347 770 OAK STREET BROCKTON MA 02301 MAUREEN WILKINSON TREASURER 5088951347 2022-03-21 1 MAUREEN WILKINSON XXX-XX-XXXX DAVID MARSH P00036573 6179129000 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X X 2367628 X X 32903 32903 -283902 739230 0 -250999 32903 0 0 0 22000 0 0 963 963 0 38342 20916 0 61305 21879 0 290000 290000 351305 21879 290000 -602304 11024 145147 28264 28264 2604816 2339364 2339364 2749963 2367628 2367628 92500 25000 92500 25000 X 0 0 0 0 2657463 2342628 2657463 2342628 2749963 2367628 2657463 -602304 287469 2342628 0 2342628 DFQTX, 3,710.11 SHARES P 2019-08-20 2020-04-02 63144 80000 -16856 -16856 SLYV, 1,344 SHARES P 2020-04-03 2020-08-18 71949 49437 22512 22512 QCERX, 6,623.03 SHARES P 2018-12-03 2020-04-02 86013 116565 -30552 -30552 BOSVX, 19,477.62 SHARES P 2018-12-03 2020-04-02 167098 346896 -179798 -179798 DFCEX, 967.856 SHARES P 2018-12-03 2020-08-18 19990 19516 474 474 DFIEX, 3,448.27 SHARES P 2018-12-03 2020-08-18 43990 43931 59 59 DFQTX, 16,817.35 SHARES P 2018-12-03 2020-04-02 286223 366787 -80564 -80564 CAPITAL GAIN DISTRIBUTION P 823 823 823 -283902 153 0 153 0 153 7435 0 0 0 7435 0 7282 7282 0 0 0 0 0 0 0 0 0 0 0 1 1 DE 0 0 0 0 0 1 WWW.HARBORONE.COM/ABOUT-US/COMMUNITY/HARBORONE-FO MAUREEN WILKINSON 5088951347 770 OAK STREET BROCKTON MA 02301 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 WILLIAM A WHITE 770 OAK STREET BROCKTON MA 02301 PRESIDENT 1.00 0 0 0 PHILLIP KYDD 770 OAK STREET BROCKTON MA 02301 COMMUNITY REPRESENTATIVE 1.00 0 0 0 MAUREEN WILKINSON 770 OAK STREET BROCKTON MA 02301 DIRECTOR, TREASURER 3.00 0 0 0 JENNIFER L WHITE 770 OAK STREET BROCKTON MA 02301 DIRECTOR, SECRETARY 3.00 0 0 0 NONE 0 NONE 0 0 2206380 129689 0 2336069 0 0 2336069 35041 2301028 115051 115051 153 153 114898 0 114898 0 114898 290000 0 290000 0 290000 114898 0 0 64586 86369 64678 108582 70413 394628 290000 0 0 0 114898 175102 0 0 569730 0 0 0 0 0 0 64586 505144 86369 64678 108582 70413 175102 X BOYS AND GIRLS CLUB OF NEWPORT COUNTY 95 CHURCH STREET NEWPORT RI 02840 N/A NOT RELATED 501(C)3 YOUTH SERVICES 2500 CAPITAL GOOD FUND 22 A ST PROVIDENCE RI 02907 N/A NOT RELATED 501(C)3 OTHER 5000 CHILDRENS FRIEND AND SERVICE 153 SUMMER STREET PROVIDENCE RI 02903 N/A NOT RELATED 501(C)3 YOUTH SERVICES 2500 COLLEGE VISIONS 131 WASHINGTON STREET SUITE 205 PROVIDENCE RI 02903 N/A NOT RELATED 501(C)3 YOUTH SERVICES 5000 COMPREHENSIVE COMMUNITY ACTION PROGRAM (CCAP) 311 DORIC AVENUE CRANSTON RI 02910 N/A NOT RELATED 501(C)3 COMMUNITY DEVELOPMENT 2500 FRIENDS OF RHODE ISLAND CASA INC PO BOX 20059 CRANSTON RI 02920 N/A NOT RELATED 501(C)3 COMMUNITY DEVELOPMENT 5000 GENESIS CENTER 620 POTTERS AVENUE PROVIDENCE RI 02907 N/A NOT RELATED 501(C)3 OTHER 3000 INSPIRING MINDS 190 BROAD STREET 2W PROVIDENCE RI 02903 N/A NOT RELATED 501(C)3 YOUTH SERVICES 2500 OLNEYVILLE HOUSING CORP 66 CHAFFEE STREET PROVIDENCE RI 02909 N/A NOT RELATED 501(C)3 HOUSING 25000 PAWTUCKET CENTRAL FALLS DEVELOPMENT 204 BROAD STREET PAWTUCKET RI 02860 N/A NOT RELATED 501(C)3 HOUSING 5000 SMITH HILL COMMUNITY DEVELOPMENT CORPORATION 400 SMITH STREET PO BOX 28122 PROVIDENCE RI 02908 N/A NOT RELATED 501(C)3 COMMUNITY DEVELOPMENT 10000 SEVEN HILLS PEDIATRIC CENTER 81 HOPE AVENUE WORCESTER MA 01603 N/A NOT RELATED 501(C)3 HOUSING 15000 YOUTHBUILD PREPARATORY ACADEMY 66 CHAFFEE STREET PROVIDENCE RI 02909 N/A NOT RELATED 501(C)3 YOUTH SERVICES 50000 INSTITUTE FOR NONPROFIT PRACTICE 89 SOUTH STREET LL02 BOSTON MA 02111 N/A NOT RELATED 501(C)3 OTHER 5000 BUTTON HOLE ONE BUTTON HOLD DR SUITE ONE PROVIDENCE RI 02909 N/A NOT RELATED 501(C)3 YOUTH SERVICES 2500 DARE DIRECT ACTION FOR RIGHTS & EQUALITY INC 340 LOCKWOOD STREET PROVIDENCE RI 02907 N/A NOT RELATED 501(C)3 HOUSING 5000 FARM FRESH RHODE ISLAND 1005 MAIN ST UNIT 8130 PAWTUCKET RI 02860 N/A NOT RELATED 501(C)3 COMMUNITY DEVELOPMENT 10000 FIRSTWORKS 275 WESTMINSTER STREET SUITE 501 PROVIDENCE RI 02903 N/A NOT RELATED 501(C)3 YOUTH SERVICES 2500 GIRL SCOUTS OF SOUTHEASTERN NEW ENGLAND 500 GREENWICH AVENUE WARWICK RI 02886 N/A NOT RELATED 501(C)3 YOUTH SERVICES 2500 PROVIDENCE CITYARTS FOR YOUTH PO BOX 27691 PROVIDENCE RI 02907 N/A NOT RELATED 501(C)3 YOUTH SERVICES 2500 READ TO SUCCEED 6 WATER VALLEY ROAD HOPE RI 02831 N/A NOT RELATED 501(C)3 YOUTH SERVICES 2500 RHODE ISLAND COALITION AGAINST DOMESTIC VIOLENCE 422 POST ROAD SUITE 102 WARWICK RI 02888 N/A NOT RELATED 501(C)3 OTHER 5000 SOJOURNER HOUSE INC 386 SMITH STREET PROVIDENCE RI 02908 N/A NOT RELATED 501(C)3 HOUSING 10000 WESTBAY COMMUNITY ACTION 224 BUTTONWOODS AVENUE WARWICK RI 02886 N/A NOT RELATED 501(C)3 OTHER 5000 YEAR UP RHODE ISLAND 40 FOUNTAIN ST FLOOR 7 PROVIDENCE RI 02903 N/A NOT RELATED 501(C)3 OTHER 10000 ADOPTION RHODE ISLAND 2 BRADFORD STREET PROVIDENCE RI 02903 N/A NOT RELATED 501(C)3 YOUTH SERVICES 5000 HOUSE OF HOPE COMMUNITY DEVELOPMENT CORPORATION 3188 POST ROAD WARWICK RI 02886 N/A NOT RELATED 501(C)3 HOUSING 2500 MENTOR RHODE ISLAND THE RI MENTORING PARTNERSHIP INC 2065 WARWICK AVENUE UNIT 1 WARWICK RI 02889 N/A NOT RELATED 501(C)3 YOUTH SERVICES 20500 MOUNT HOPE LEARNING CENTER 140 CYPRESS STREET PROVIDENCE RI 02906 N/A NOT RELATED 501(C)3 YOUTH SERVICES 2500 REACH OUT AND READ RI 1 RICHMOND SQUARE SUITE 121K PROVIDENCE RI 02906 N/A NOT RELATED 501(C)3 YOUTH SERVICES 1000 WOMEN'S FUND OF RHODE ISLAND 245 WATERMAN ST 503 PROVIDENCE RI 02906 N/A NOT RELATED 501(C)3 OTHER 3000 AS220 95 MATHEWSON STREET UNIT 204 PROVIDENCE RI 02903 N/A NOT RELATED 501(C)3 COMMUNITY DEVELOPMENT 10000 CHILD & FAMILY 31 JOHN CLARKE ROAD MIDDLETOWN RI 02842 N/A NOT RELATED 501(C)3 YOUTH SERVICES 10000 RHODE ISLAND COMMUNITY FOOD BANK ASSOCIATION 200 NIANTIC AVENUE PROVIDENCE RI 02907 N/A NOT RELATED 501(C)3 COMMUNITY DEVELOPMENT 10000 MEETING STREET 1000 EDDY STREET PROVIDENCE RI 02905 N/A NOT RELATED 501(C)3 OTHER 30000 290000 0 14 32903 18 -283902 0 -250999 0 -250999 0 0 0 0 0 0 0 0 0 0 THERE IS NO FILING REQUIREMENT FOR THE STATE OF DELAWARE. COMMON STOCK - HARBORONE BANCORP, INC. 254473 254473 MUTUAL FUNDS 2084891 2084891 INVESTMENT ACCOUNT FEES 20916 20916 0 MISCELLANEOUS EXPENSE 797 0 0 BANK SERVICE CHARGES 175 0 0 SOFTWARE-ANNUAL LICENSE/MAINT 8859 0 0 DUES AND MEMBERSHIPS 1500 0 0 CHARITY GOLF EXPENSES 6095 0 0 CHANGE IN UNREALIZED GAIN/LOSS ASC 3 287469 FOREIGN TAX PAID 963 963 0