2022-04-08T14:30:35-05:00 2021-05-31 135565207 KPMG LLP 345 PARK AVENUE NEW YORK NY 10154 990 2020-06-01 111630830 ST JOHN'S UNIVERSITY NEW YORK STJO 7189903369 8000 UTOPIA PARKWAY JAMAICA NY 11439 SHARON HEWITT WATKINS VP BUS. AFRS., CFO, TREASURER 7189903369 2022-04-08 1 SHARON HEWITT WATKINS XXX-XX-XXXX DAVID M HIGHFILL P01517891 2127589700 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z REV BRIAN J SHANLEY OP 8000 UTOPIA PARKWAY JAMAICA NY 11439 874253821 0 X WWW.STJOHNS.EDU X 1871 NY ST. JOHN'S UNIVERSITY IS A CATHOLIC, VINCENTIAN, METROPOLITAN, AND (CONTINUED ON SCHEDULE O).ST. JOHN'S UNIVERSITY IS A CATHOLIC, VINCENTIAN, METROPOLITAN, AND GLOBAL INSTITUTION OF HIGHER EDUCATION THAT STRIVES TO PROVIDE EXCELLENT EDUCATION FOR ALL PEOPLE; ESPECIALLY THOSE LACKING ECONOMIC AND SOCIAL ADVANTAGES. THE VINCENTIAN TRADITION AT ST. JOHN'S UNIVERSITY IS THE FOUNDATION AND THE SOURCE OF THE CORE VALUES ITS MEMBERS STRIVE TO EMBODY: TRUTH, LOVE, RESPECT, OPPORTUNITY, EXCELLENCE, AND SERVICE. 24 23 5405 195 -790518 -828558 48652476 57290343 696912177 629876485 65123093 47177976 0 -24531 810687746 734320273 291813216 278154280 0 0 285415541 274269828 0 0 7259641 178218221 153734407 755446978 706158515 55240768 28161758 1490909375 1798485894 555058631 658701103 935850744 1139784791 X ST. JOHN'S UNIVERSITY IS A CATHOLIC, VINCENTIAN, METROPOLITAN, AND GLOBAL INSTITUTION OF HIGHER EDUCATION (CONTINUED ON SCHEDULE O).ST. JOHN'S UNIVERSITY IS A CATHOLIC, VINCENTIAN, METROPOLITAN, AND GLOBAL INSTITUTION OF HIGHER EDUCATION THAT STRIVES TO PROVIDE EXCELLENT EDUCATION FOR ALL PEOPLE; ESPECIALLY THOSE LACKING ECONOMIC AND SOCIAL ADVANTAGES. THE VINCENTIAN TRADITION AT ST. JOHN'S UNIVERSITY IS THE FOUNDATION AND THE SOURCE OF THE CORE VALUES ITS MEMBERS STRIVE TO EMBODY: TRUTH, LOVE, RESPECT, OPPORTUNITY, EXCELLENCE, AND SERVICE. 0 0 656515815 278154280 629876485 HIGHER EDUCATION: ST. JOHN'S UNIVERSITY IS A CATHOLIC, VINCENTIAN, METROPOLITAN, AND GLOBAL NON-PROFIT INSTITUTION OF HIGHER EDUCATION LEARNING. ST. JOHN'S UNIVERSITY OFFERS MORE THAN 100 UNIQUE DEGREE PROGRAMS AT THE ASSOCIATE, BACHELOR'S, MASTER'S, AND DOCTORAL LEVELS. THE DEGREE PROGRAMS, WHICH ARE HOUSED IN SIX SCHOOLS AND COLLEGES, SPAN A WIDE RANGE OF DISCIPLINES FROM THE LIBERAL ARTS TO PROFESSIONAL PROGRAMS. APPROXIMATELY 15,693 UNDERGRADUATE AND 4,450 GRADUATE STUDENTS ARE ENROLLED IN COURSES. (20,143 STUDENTS) 656515815 1 1 0 1 0 0 0 0 0 1 1 1 0 1 1 1 0 1 1 1 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 24222 0 1 5405 1 1 1 1 FR IT 0 0 0 1 1 0 0 0 0 1 0 X 24 23 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK IN KY MD MA MI NH NJ OR PA VA X SHARON HEWITT WATKINS 7189903369 8000 UTOPIA PARKWAY JAMAICA NY 11439 X CONRADO M GEMPESAW PHD PRESIDENT - THRU 1/31/21 40.00 0.00 X X 893697 0 83991 REV ELMER BAUER III CM BOARD MEMBER 1.00 0.00 X 0 0 0 PAUL M CARROLL BOARD MEMBER 1.00 0.00 X 0 0 0 REV GREGORY P COZZUBBO CM BOARD MEMBER - THRU 5/12/21 1.00 0.00 X 0 0 0 REV KEVIN G CREAGH CM ED D BOARD MEMBER 1.00 0.00 X 0 0 0 MARGARET LAROSA D' ANGELO BOARD MEMBER 1.00 0.00 X 0 0 0 PASCAL DESROCHES BOARD MEMBER - THRU 12/15/20 1.00 0.00 X 0 0 0 BARBARA M DONNELLAN BOARD MEMBER - BEGAN 5/12/21 1.00 0.00 X 0 0 0 MARGARET M FITZPATRICK SC ED D BOARD MEMBER 1.00 0.00 X 0 0 0 JAMES E GALOWSKI BOARD MEMBER - BEGAN 5/12/21 1.00 0.00 X 0 0 0 ANITA GOMEZ-PALACIO BOARD MEMBER 1.00 0.00 X 0 0 0 VERY REV STEPHEN M GROZIO CM PROVINCIAL VICE CHAIR 3.00 0.00 X X 0 0 0 WILLIAM J JANETSCHEK CHAIR OF BOARD 5.00 0.00 X X 0 0 0 ROBERT F KALENKA BOARD MEMBER 1.00 0.00 X 0 0 0 MARGARET M KEANE ELECTED VICE CHAIR 3.00 0.00 X X 0 0 0 SR CAROL KEEHAN DC BOARD MEMBER - THRU 5/3/21 1.00 0.00 X 0 0 0 REV GERARD H LUTTENBERGER CM STD BOARD MEMBER 1.00 0.00 X 0 0 0 REV ROBERT P MALONEY CM STD BOARD MEMBER - THRU 12/15/20 1.00 0.00 X 0 0 0 JOSEPH M MATTONE SR ESQ BOARD MEMBER 1.00 0.00 X 0 0 0 MARTIN A MBUGUA BOARD MEMBER - BEGAN 5/12/21 1.00 0.00 X 0 0 0 REV THOMAS F MCKENNA CM STD BOARD MEMBER 1.00 0.00 X 0 0 0 REV MICHAEL M NGUYEN CM BOARD MEMBER 1.00 0.00 X 0 0 0 LEWIS RICE JR BOARD MEMBER 1.00 0.00 X 0 0 0 REV BRIAN J SHANLEY OP PHD PRESIDENT - BEGAN 2/1/21 40.00 0.00 X X 0 0 0 JAMES J SHANNON BOARD MEMBER 1.00 0.00 X 0 0 0 PATRICIA CASTEL SKARULIS BOARD MEMBER 1.00 0.00 X 0 0 0 JOSEPH A TARANTINO BOARD MEMBER 1.00 0.00 X 0 0 0 TARIK S TURNER BOARD MEMBER 1.00 0.00 X 0 0 0 CATHERINE M VERRELLI BOARD MEMBER 1.00 0.00 X 0 0 0 JOSEPH E OLIVA ESQ VP FOR ADMIN, SEC & GEN COUNSEL 40.00 0.00 X 400351 0 100018 SHARON HEWITT WATKINS VP FOR BUS AFFAIRS, CFO & TREA 40.00 0.00 X 389851 0 79038 SIMON MOLLER PHD PROVOST & VP ACAD AFFAIRS 40.00 0.00 X 383434 0 68913 REV BERNARD M TRACEY CM EXECUTIVE VP FOR MISSION 40.00 0.00 X 0 0 0 MICHAEL A ANDERSON HEAD COACH MEN'S BASKETBALL 40.00 0.00 X 2438657 0 60388 JOSEPH L TARTAMELLA HEAD COACH WOMEN'S BASKETBALL 40.00 0.00 X 512006 0 84313 MARK J BROWNE PHD PROFESSOR 40.00 0.00 X 433355 0 71506 MICHAEL A SIMONS JD DEAN LAW SCHOOL 40.00 0.00 X 411169 0 75112 NOREAN SHARPE PHD DEAN TOBIN COLLEGE OF BUSINESS 40.00 0.00 X 406518 0 29775 ROBERT A MANGIONE PVST & VP ACA AFF - THRU 6/30/18 0.00 0.00 X 278638 0 268526 6547676 0 921580 663 1 1 0 COLLINS BUILDING SERVICES INC CT SQ PL 24-01 44TH RD LONG ISLAND CITY NY 11101 BLDG MAINTENANCE 18760377 CHARTWELLS 91337 COLLECTIONS DRIVE CHICAGO IL 60693 FOOD SERVICE 8204594 KORDUN CONSTRUCTION CORP 69-41 76TH STREET MIDDLE VILLAGE NY 11379 CONSTRUCTION 3828367 UNITEC ELEVATOR COMPANY 97-20 99TH STREET OZONE PARK NY 11416 ELEVATOR MAINTENANCE 1307582 PRATT CONSTRUCTION & RESTORATION INC 310 NASSAU AV STE 201 BROOKLYN NY 11222 CONSTRUCTION 1256390 61 X 1003754 28635523 27651066 645577 57290343 TUITION AND FEES 611600 592967171 592967171 AUXILIARY ENTERPRISES 611710 31528509 31528509 OTHER REVENUE 900099 5380805 5380805 629876485 9834617 -790518 10625135 2347 2347 177232549 139891537 37341012 37341012 37341012 17480 1003254 42011 -24531 -24531 734320273 629876485 -790518 47943963 0 278154280 278154280 0 0 2896435 523270 1936721 436444 0 199266423 180997419 14307575 3961429 11077997 10353400 502385 222212 47162246 42577190 3421750 1163306 13866727 12416039 1159258 291430 0 1033197 544651 460985 27561 345874 345874 7695 7695 0 8448205 8448205 0 907010 794970 105650 6390 9669831 7424707 2063962 181162 7138228 5080223 1939291 118714 0 13904612 13490378 391086 23148 1620184 1599003 18162 3019 0 70249 69491 715 43 14010212 12816376 1126487 67349 0 39123499 37657792 1383021 82686 2764248 1301584 1380149 82515 REPAIRS AND MAINTENANCE 24998771 24160491 791435 46845 PROFESSIONAL SERVICES 5871198 4665213 919562 286423 MEAL PLAN&FOOD SVC COST 5268120 5268120 LIBR PER/BKS/ONL RES 3250075 3250075 15303199 13371143 1673091 258965 706158515 656515815 42383059 7259641 0 12628471 12084436 47785602 53661018 36316406 34141094 16488497 14072700 0 0 0 0 0 0 0 0 1836409 1848419 1083245969 518459114 591160267 564786855 242581115 343453860 503962867 632432967 9560666 7668881 0 0 28589075 134335664 1490909375 1798485894 74241600 81258340 0 0 24216494 13380855 433480810 454089728 0 0 0 0 0 0 5195000 49177113 17924727 60795067 555058631 658701103 X 689768679 825155143 246082065 314629648 935850744 1139784791 1490909375 1798485894 X 28161758 175577365 194924 X X 0 1 X 1 1 1 X 36047419 55710446 36339209 48652476 57290343 234039893 36047419 55710446 36339209 48652476 57290343 234039893 19754036 214285857 8355159 9577059 12182065 10337121 9834617 50286021 0 0 0 0 0 0 25379 81852 254062 341841 2347 705481 285031395 3404762910 0.75180 0.73440 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: REPRESENTS INCOME FROM INVESTMENTS OF TAX-EXEMPT BOND PROCEEDS RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 1 0 0 1 14135 0 1 7695 21830 0 PART II-B, LINE 1: THE UNIVERSITY'S OFFICE OF GOVERNMENT RELATIONS AND THE PRESIDENT ARE THE PRIMARY LIAISONS TO LOCAL, STATE AND FEDERAL GOVERNMENT THROUGH THEIR REGULAR COMMUNICATION REGARDING THE UNIVERSITY'S MISSION, GOALS AND PROGRAMS. THE OFFICE OF GOVERNMENT RELATIONS ALSO APPRISES THE UNIVERSITY'S OFFICIALS ABOUT PERTINENT GOVERNMENT ACTIVITIES TO ENSURE THE UNIVERSITY IS SUFFICIENTLY INFORMED. THE PRIMARY FOCUS OF THE UNIVERSITY'S EFFORT IS DIRECTED TOWARD HELPING GOVERNMENT REPRESENTATIVES LEARN MORE ABOUT ST. JOHN'S UNIVERSITY. THE UNIVERSITY'S PARTICIPATION IN THE LEGISLATIVE PROCESS IS PRIMARILY THROUGH ITS MEMBERSHIPS IN THE COMMISSION ON INDEPENDENT COLLEGES AND UNIVERSITIES (CICU) AND THE NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES (NAICU). THE UNIVERSITY DOES NOT HAVE ANY OTHER LOBBYING ACTIVITIES OTHER THAN THOSE LISTED ON LINES 1A, 1B, 1D, 1G AND 1I. 719681038 37591000 222229903 8691508 24425757 8698461 937686215 748872999 13021690 23077921 6496099 53425966 5369507 719681038 756098839 13886272 15888125 6322089 26296590 4381558 748872999 716485533 12266086 64182689 6217187 26758633 3859649 756098839 643376223 18305353 90816318 6085412 26381175 3545774 716485533 0.73210 0.17920 0.08870 0 0 27708117 27708117 551472137 220779548 330692589 26033338 14743593 11289745 111769543 59277316 52492227 366262834 223658657 142604177 564786855 ALT INV & COMM FUNDS 630661491 F SPLIT INTEREST AGREEMENTS 1771476 F 632432967 FUNDS HELD BY BOND TRUSTEES 103337172 OPERATING LEASE RIGHT-OF-USE ASSETS, NET 24567999 OTHER ASSETS 6430493 134335664 REFUNDABLE U.S. GOVERNMENT ADVANCES 9923764 OPERATING LEASE LIABILITIES 32962428 PRESENT VALUE OF ANNUITIES PAYABLE 4218544 FORWARD DELIVERY BOND PURCHASE AGREEMENTS, NET 13690331 60795067 X 633890371 175577365 -267601073 -92023708 725914079 8448205 -42011 8406194 734320273 429956324 1329199 1329199 428627125 8448205 269083185 277531390 706158515 PART V, LINE 4: THE UNIVERSITY'S ENDOWMENT FUNDS ARE INVESTED FOR THE LONG-TERM TO GENERATE INVESTMENT INCOME WHICH IS USED TO SUPPORT OPERATIONS, SCHOLARSHIPS, PROFESSORSHIPS, CHAIRS, AND OTHER INITIATIVES OF THE UNIVERSITY RELATED TO ITS EDUCATIONAL MISSION. PART X, LINE 2: THE UNIVERSITY RECOGNIZES THE EFFECTS OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. THE UNIVERSITY EVALUATES, ON AN ANNUAL BASIS, THE EFFECTS OF ANY UNCERTAIN TAX POSITIONS ON ITS CONSOLIDATED FINANCIAL STATEMENTS. AS OF MAY 31, 2021 AND 2020, THE UNIVERSITY HAS NOT IDENTIFIED OR PROVIDED FOR ANY SUCH POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN FAIR VALUE OF INTEREST RATE SWAP 1,482,112. SCHOLARSHIP ALLOWANCES -269,083,185. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EVENTS EXPENSES -42,011. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENTS EXPENSES 42,011. EFFECT OF REFUNDING OF LONG-TERM DEBT 1,287,188. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIP ALLOWANCES 269,083,185. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY PUBLICIZES ITS RACIALLY NONDISCRIMINATORY POLICY TO THE COMMUNITY IT SERVES IN VARIOUS WAYS, INCLUDING BY POSTING THE POLICY TO ITS WEBSITE, PUBLISHING THE POLICY IN ITS UNDERGRADUATE AND GRADUATE BULLETINS, AND PRINTING THE POLICY ON ITS APPLICATION FOR EMPLOYMENT. LINE 6A - EXPLANATION OF GOVERNMENT FINANCIAL AID: THE UNIVERSITY CONSISTENTLY STRIVES TO PLACE AN OUTSTANDING HIGHER EDUCATION WITHIN THE FINANCIAL REACH OF ALL QUALIFIED APPLICANTS. THE UNIVERSITY AWARDS MILLIONS OF DOLLARS IN FEDERAL AND STATE FINANCIAL AID FUNDS EACH YEAR BASED UPON A STUDENT'S FINANCIAL NEED. ADDITIONALLY, THE UNIVERSITY PROVIDES FINANCIAL AID VIA UNIVERSITY GRANTS-IN-AID AND SCHOLARSHIPS. GRANTS-IN-AID ARE AWARDED ON THE BASIS OF DEMONSTRATED FINANCIAL NEED ASSESSED BY THE USE OF A STANDARD FINANCIAL AID APPLICATION, CURRENTLY THE FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA), WHICH ANALYZES THE FAMILY INCOME DATA PROVIDED ON THE FAFSA THROUGH THE MANDATED FEDERAL METHODOLOGY. ALL NEED-BASED FINANCIAL AID MUST BE AWARDED ACCORDING TO A STUDENT'S CALCULATED FINANCIAL NEED. SCHOLARSHIPS ARE AWARDED PRIMARILY BASED ON SCHOLASTIC ACHIEVEMENT. UNIVERSITY SCHOLARSHIPS ARE HIGHLY COMPETITIVE AND AVAILABLE TO STUDENTS THROUGH A COMBINATION OF ACADEMIC ACHIEVEMENT AND PERSONAL COMMITMENT, DISPLAY OF VALUES, COMPASSION, AND PURSUIT OF EXCELLENCE WHICH EMBODY THE SPIRIT AND MISSION OF THE UNIVERSITY. THE UNIVERSITY HAS MANY SCHOLARSHIPS FUNDED THROUGH SPECIAL ENDOWMENTS AND DONATIONS. IN MOST INSTANCES, ACADEMIC MERIT AND FINANCIAL NEED ARE CONSIDERED ALONG WITH THE PARTICULAR REQUIREMENTS OF THE SCHOLARSHIP SELECTION PROCESS. ALSO, VARIOUS ASSOCIATIONS, CORPORATIONS, FOUNDATIONS, AND UNIONS PROVIDE SCHOLARSHIPS FOR RECIPIENTS WHOM THEY SELECT. EUROPE (INCLUDING ICELAND & GREENLAND) 2 23 PROGRAM SERVICES INSTRUCTION 3420065 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 309395240 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENTS 29517136 NORTH AMERICA 0 0 INVESTMENTS 2246888 EAST ASIA AND THE PACIFIC 0 4 PROGRAM SERVICES RECRUITING EXPENSE 85636 CENTRAL AMERICA AND THE CARIBBEAN 0 1 PROGRAM SERVICES RECRUITING EXPENSE 35118 EUROPE (INCLUDING ICELAND & GREENLAND) 0 1 PROGRAM SERVICES CONFERENCE 959 2 29 0 0 2 29 344701042 0 344701042 1 0 1 1 1 1 PART III ACCOUNTING METHOD: PART I, LINE 3, COLUMN (F) METHOD OF ACCOUNTING: EXPENSES ARE REPORTED USING THE ACCRUAL METHOD OF ACCOUNTING, CONSISTENT WITH THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS. PRES DINNER 907621 907621 38443 PUB INT AUC 89863 72383 17480 3568 1 23750 23750 0 1021234 1003754 17480 42011 42011 -24531 1 SCHOLARSHIPS 12308 271273288 EMERGENCY AID TO STUDENTS 6346 6880992 PART I, LINE 2: THE UNIVERSITY CONSISTENTLY STRIVES TO PLACE AN OUTSTANDING HIGHER EDUCATION WITHIN THE FINANCIAL REACH OF ALL QUALIFIED APPLICANTS. THE UNIVERSITY AWARDS MILLIONS OF DOLLARS IN FEDERAL AND STATE FINANCIAL AID FUNDS EACH YEAR BASED UPON A STUDENT'S FINANCIAL NEED. ADDITIONALLY, THE UNIVERSITY PROVIDES FINANCIAL AID VIA UNIVERSITY GRANTS-IN-AID AND SCHOLARSHIPS. GRANTS-IN-AID ARE AWARDED ON THE BASIS OF DEMONSTRATED FINANCIAL NEED ASSESSED BY THE USE OF A STANDARD FINANCIAL AID APPLICATION, CURRENTLY THE FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA), WHICH ANALYZES THE FAMILY INCOME DATA PROVIDED ON THE FAFSA THROUGH THE MANDATED FEDERAL METHODOLOGY. ALL NEED-BASED FINANCIAL AID MUST BE AWARDED ACCORDING TO A STUDENT'S CALCULATED FINANCIAL NEED. SCHOLARSHIPS ARE AWARDED PRIMARILY BASED ON SCHOLASTIC ACHIEVEMENT. UNIVERSITY SCHOLARSHIPS ARE HIGHLY COMPETITIVE AND AVAILABLE TO STUDENTS THROUGH A COMBINATION OF ACADEMIC ACHIEVEMENT AND PERSONAL COMMITMENT, DISPLAY OF VALUES, COMPASSION, AND PURSUIT OF EXCELLENCE WHICH EMBODY THE SPIRIT AND MISSION OF THE UNIVERSITY. THE UNIVERSITY HAS MANY SCHOLARSHIPS FUNDED THROUGH SPECIAL ENDOWMENTS AND DONATIONS. IN MOST INSTANCES, ACADEMIC MERIT AND FINANCIAL NEED ARE CONSIDERED ALONG WITH THE PARTICULAR REQUIREMENTS OF THE SCHOLARSHIP SELECTION PROCESS. ALSO, VARIOUS ASSOCIATIONS, CORPORATIONS, FOUNDATIONS, AND UNIONS PROVIDE SCHOLARSHIPS FOR RECIPIENTS WHOM THEY SELECT. GENERALLY, UNIVERSITY SCHOLARSHIPS AND FINANCIAL AID ARE APPLIED DIRECTLY TOWARDS A STUDENT'S TUITION COST. PART III, SCHOLARSHIPS AND EMERGENCY AID TO STUDENTS: EMERGENCY AID TO STUDENTS INCLUDES $5,987,128 AND $699,277 FUNDED BY THE HIGHER EDUCATION EMERGENCY RELIEF FUND (HEERF) ESTABLISHED UNDER THE CORONAVIRUS RESPONSE AND RELIEF SUPPLEMENTAL APPROPRIATIONS (CRRSA) ACT AND THE CORONAVIRUS AID, RELIEF, AND ECONOMIC SECURITY (CARES) ACT, RESPECTIVELY. IN ADDITION, THE UNIVERSITY PROVIDED $4,106,740 OF EMERGENCY ASSISTANCE TO HELP STUDENTS WHO WERE ADVERSELY IMPACTED BY COVID-19 WITH THEIR EDUCATIONAL COSTS AND ADDRESS BASIC NEEDS. X X X X 1 1 X X X X X 1 0 0 0 0 0 0 0 0 MICHAEL A ANDERSON HEAD COACH MEN'S BASKETBALL 2363987 0 50000 0 24670 0 20402 0 39986 0 2499045 0 0 0 CONRADO M GEMPESAW PHD PRESIDENT - THRU 1/31/21 720203 0 0 0 173494 0 33750 0 50241 0 977688 0 0 0 JOSEPH L TARTAMELLA HEAD COACH WOMEN'S BASKETBALL 487987 0 20000 0 4019 0 43000 0 41313 0 596319 0 0 0 ROBERT A MANGIONE PVST & VP ACA AFF - THRU 6/30/18 165794 0 0 0 112844 0 238927 0 29599 0 547164 0 0 0 MARK J BROWNE PHD PROFESSOR 432167 0 0 0 1188 0 28202 0 43304 0 504861 0 0 0 JOSEPH E OLIVA ESQ VP FOR ADMIN, SEC & GEN COUNSEL 392737 0 0 0 7614 0 38725 0 61293 0 500369 0 0 0 MICHAEL A SIMONS JD DEAN LAW SCHOOL 410395 0 0 0 774 0 34475 0 40637 0 486281 0 0 0 SHARON HEWITT WATKINS VP FOR BUS AFFAIRS, CFO & TREA 382237 0 0 0 7614 0 37725 0 41313 0 468889 0 0 0 SIMON MOLLER PHD PROVOST & VP ACAD AFFAIRS 375820 0 0 0 7614 0 27700 0 41213 0 452347 0 0 0 NOREAN SHARPE PHD DEAN TOBIN COLLEGE OF BUSINESS 405330 0 0 0 1188 0 14528 0 15247 0 436293 0 0 0 PART I, LINE 1A CHARTER TRAVEL: AS NEEDED, THE UNIVERSITY'S ATHLETIC TEAMS TRAVEL VIA CHARTERED AIRCRAFT. CHARTER TRAVEL IS NEEDED TO TRANSPORT THE TEAMS IN THE MOST TIME EFFECTIVE AND COST EFFICIENT MANNER. COACHES LISTED IN FORM 990, PART VII, TRAVEL WITH THE TEAM ON THESE OCCASIONS. NONE OF THE BENEFIT IS TAXABLE COMPENSATION. PRESIDENT'S HOUSING: THE PRESIDENT IS PROVIDED HOUSING NEAR CAMPUS FOR THE CONVENIENCE OF THE UNIVERSITY AS A CONDITION OF EMPLOYMENT SO THAT HE CAN FULLY ENGAGE IN CAMPUS LIFE, ENTERTAIN STUDENTS, DONORS AND FACULTY; FOR PROXIMITY TO THE CAMPUS FOR MANY EVENING EVENTS; AND TO BE NEARBY IN THE EVENT OF EMERGENCIES. ADDITIONALLY, THE PRESIDENT USES THE EMPLOYER-PROVIDED HOUSE FOR SIGNIFICANT BUSINESS USE, SUCH AS ENTERTAINING DONORS, UNIVERSITY MEETINGS AND OTHER BUSINESS ACTIVITIES. NONE OF THE BENEFIT IS TAXABLE COMPENSATION, AND AN ESTIMATE OF ANNUAL VALUE IS REPORTED IN SCHEDULE J, PART II, COLUMN (D). TAX INDEMNIFICATION AND GROSS-UP PAYMENTS: OTHER REPORTABLE COMPENSATION FOR THE PRESIDENT INCLUDES A SUPPLEMENTAL PAYMENT FOR HIS RETIREMENT PLAN AND THE RELATED TAX GROSS-UP PURSUANT TO HIS EMPLOYMENT AGREEMENT. HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES: THE PRESIDENT IS PROVIDED WITH CLUB MEMBERSHIPS FOR BUSINESS-USE PURPOSES ONLY. ACCORDINGLY, THE AMOUNT IS NOT TAXABLE. PART I, LINE 4, AND PART II, COLUMN B (III) ROBERT A. MANGIONE, FORMER PROVOST AND VICE PRESIDENT FOR ACADEMIC AFFAIRS AND A FAMILY MEMBER DURING CALENDAR YEAR 2020, RECEIVED A PAYMENT UNDER THE UNIVERSITY'S FACULTY VOLUNTARY SEPARATION OFFER PROGRAM OF $111,129 INCLUDED IN OTHER REPORTABLE COMPENSATION, SCHEDULE J, PART II, COLUMN B (III). IN ADDITION, $222,258 OF ACCRUED VOLUNTARY SEPARATION PAYMENTS PAYABLE IN CALENDAR YEARS 2021 AND 2022 IS INCLUDED IN RETIREMENT AND OTHER DEFERRED COMPENSATION, SCHEDULE J, PART II, COLUMN (C). A DASNY ST JOHN'S UNIVERSITY SERIES 2007C 146000293 649903FF3 2007-02-22 138318912 REFUND 1996, 1998 & 2001A BONDS 0 0 0 B DASNY ST JOHN'S UNIVERSITY SERIES 2012A 146000293 64990C6K2 2012-08-09 55493238 REFUND 1998, 2001A & 2005A BONDS 0 0 0 C DASNY ST JOHN'S UNIVERSITY SERIES 2012B 146000293 64990C6M8 2012-08-09 50021736 REFUND 2008A BONDS 0 0 0 D DASNY ST JOHN'S UNIVERSITY SERIES 2013A 146000293 649907XK3 2013-11-20 58019006 PURCHASE STUDENT RESIDENCE 0 0 0 A 43730000 138318912 1652825 1238011 135428076 2001 1 1 1 1 B 48030000 55493238 669695 54823543 2008 1 1 1 1 C 28675000 50021736 771170 49250566 2009 1 0 1 1 D 58019006 869568 57149438 2017 0 0 1 1 B 0 0 1 1 1 1 0.00400 0.00400 0 1 0.00190 1 1 C 0 0 1 1 0 0.00700 0.00700 0 1 0.00170 1 1 D 0 0 1 1 0 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 PART I, COLUMN A, ALL LINES: ALL OF THE REPORTED ISSUES WERE ISSUED BY THE DORMITORY AUTHORITY OF THE STATE OF NEW YORK (DASNY). PART I, COLUMN F: DASNY ST. JOHN'S UNIVERSITY SERIES 2007C - THE REFUNDED BONDS WERE ISSUED ON 11/7/1996, 10/22/1998, & 05/24/2001. DASNY ST. JOHN'S UNIVERSITY SERIES 2012A - THE REFUNDED BONDS WERE ISSUED ON 10/22/1998, 05/24/2001, & 03/16/2005. DASNY ST. JOHN'S UNIVERSITY SERIES 2012B - THE REFUNDED BONDS WERE ISSUED ON 09/24/2008. DASNY ST. JOHN'S UNIVERSITY SERIES 2015A - THE REFUNDED BONDS WERE ISSUED ON 02/22/2007. DASNY ST. JOHN'S UNIVERSITY SERIES 2017A - THE REFUNDED BONDS WERE ISSUED ON 09/24/2008 & 08/09/2012. DASNY ST. JOHN'S UNIVERSITY SERIES 2021A - THE REFUNDED BONDS WERE ISSUED ON 09/24/2008. PART II, LINE 11: DASNY ST. JOHN'S UNIVERSITY SERIES 2007C - THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS THAT ARE NO LONGER IN ESCROW. DASNY ST. JOHN'S UNIVERSITY SERIES 2012A - THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS THAT ARE NO LONGER IN ESCROW. DASNY ST. JOHN'S UNIVERSITY SERIES 2012B - THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS THAT ARE NO LONGER IN ESCROW. DASNY ST. JOHN'S UNIVERSITY SERIES 2015A - THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS THAT ARE NO LONGER IN ESCROW. DASNY ST. JOHN'S UNIVERSITY SERIES 2017A - THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS THAT ARE NO LONGER IN ESCROW. DASNY ST. JOHN'S UNIVERSITY SERIES 2021A - THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS THAT ARE NO LONGER IN ESCROW. PART III, LINE 4: DASNY ST. JOHN'S UNIVERSITY SERIES 2013A - ALL ACTIVITIES AND CONTRACTS CURRENTLY OPERATED WITHIN THIS BOND-FINANCED SPACE ARE EITHER RELATED TO ST. JOHN'S UNIVERSITY, NEW YORK'S TAX EXEMPT PURPOSE OR FALL WITHIN ONE OF THE SAFE HARBORS AND/OR EXCEPTIONS, AND CONSEQUENTLY DO NOT RESULT IN PRIVATE BUSINESS USE IN THIS BOND-FINANCED SPACE. PART III, LINE 8B, COLUMNS B AND C: THE PERCENTAGES OF BOND-FINANCED PROPERTY SOLD OR DISPOSED OF INCLUDE BONDS ISSUED TO REFUND BONDS ORIGINALLY ISSUED PRIOR TO 2003. PART IV, LINE 2C: DASNY ST. JOHN'S UNIVERSITY SERIES 2007C - THERE IS NO REBATE DUE. REBATE CALCULATION WAS DONE ON MARCH 8, 2017. DASNY ST. JOHN'S UNIVERSITY SERIES 2012A - THERE IS NO REBATE DUE. REBATE CALCULATION WAS DONE ON AUGUST 22, 2017. DASNY ST. JOHN'S UNIVERSITY SERIES 2012B - THERE IS NO REBATE DUE. REBATE CALCULATION WAS DONE ON AUGUST 22, 2017. DASNY ST. JOHN'S UNIVERSITY SERIES 2013A - THERE IS NO REBATE DUE. REBATE CALCULATION WAS DONE ON AUGUST 31, 2018. DASNY ST. JOHN'S UNIVERSITY SERIES 2015A - THERE IS NO REBATE DUE. REBATE CALCULATION WAS DONE ON APRIL 30, 2020. A DASNY ST JOHN'S UNIVERSITY SERIES 2015A 146000293 6499076D9 2015-04-15 121109546 REFUND 2007A BONDS 0 0 0 B DASNY ST JOHN'S UNIVERSITY SERIES 2017A 146000293 64990C6D8 2017-12-28 51095452 REFUND 2008B1&B2, 2012A&B BONDS 0 0 0 C DASNY ST JOHN'S UNIVERSITY SERIES 2021A 146000293 65000BAS7 2021-05-26 142964805 REFUND 2008B1&B2, HLTH SCIENCES CTR, BOILER PLNT 0 0 0 A 9250000 121109546 1072236 120037310 2015 0 1 1 1 B 51095452 41556543 687320 8851589 2018 1 1 1 1 C 142964805 757273 4171312 94725000 43311220 1 0 0 1 A 0 0 1 1 0 0.00100 0.00100 0 0 1 B 0 0 1 1 1 1 0.00500 0.00500 0 0 1 C 0 0 1 1 1 1 0.00300 0.00300 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 C 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 X 18 645577 SEE PART II X 1 0 1 1 PART I, COLUMN (B): THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS. SCHEDULE M, PART I, LINE 9, COLUMN (D): AVERAGE MARKET PRICE ON DATE SECURITY IS RECEIVED. SCHEDULE M, PART I, LINE 32B: THE UNIVERSITY ONLY USES INVESTMENT BROKERS TO SELL SECURITIES THAT ARE DONATED TO THE UNIVERSITY. THERE IS NO SOLICITING FOR NON-CASH DONATIONS INVOLVED IN THIS PROCESS. SCHEDULE M, PART I, LINE 33: THE UNIVERSITY RECEIVED A DONATION OF STOCKS IN A PRIVATELY HELD COMPANY. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE AUDIT AND RISK COMMITTEE OF THE BOARD OF TRUSTEES AND IS MADE AVAILABLE TO THE ENTIRE BOARD OF TRUSTEES PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY MONITORS AND ENFORCES COMPLIANCE WITH ITS CONFLICT OF INTEREST POLICY BY OBTAINING SIGNED AND DATED CONFLICT OF INTEREST STATEMENTS FROM OFFICERS AND MEMBERS OF THE BOARD OF TRUSTEES ON AN ANNUAL BASIS. ANY TRUSTEE WITH AN INTEREST IN A PROPOSED TRANSACTION IS REQUIRED TO MAKE A FULL DISCLOSURE OF ALL MATERIAL FACTS AS SOON AS HE/SHE BECOMES AWARE OF THE PROPOSED TRANSACTION, AND HE/SHE MAY NOT PARTICIPATE IN ANY DELIBERATION OR VOTE, OR EXERCISE ANY INFLUENCE WITH REGARD TO THE PROPOSED TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15 AN EXTERNAL CONSULTANT IS CONTRACTED TO COMPILE SURVEY DATA FROM EDUCATIONAL, NOT-FOR-PROFIT AND PEER INSTITUTIONS AS WELL AS INFORMATION ON OTHER FORM 990S TO ESTABLISH COMPARABLE COMPENSATION RANGES. THE PRESIDENT'S COMPENSATION IS RECOMMENDED BY THE CONSULTANT, REVIEWED BY THE GOVERNANCE COMMITTEE OF THE BOARD OF TRUSTEES AND PRESENTED TO THE BOARD OF TRUSTEES FOR APPROVAL. MANAGEMENT'S RECOMMENDATIONS OF OFFICERS' COMPENSATION ARE APPROVED BY THE GOVERNANCE COMMITTEE. THE UNIVERSITY'S COMPENSATION REVIEW AND APPROVAL PROCESS IS RECORDED CONTEMPORANEOUSLY IN THE MINUTES. THE LAST REVIEW WAS COMPLETED IN DECEMBER 2019. THERE WERE NO SALARY INCREASES IN FISCAL YEAR 2021, AS SUCH A REVIEW WAS NOT COMPLETED IN DECEMBER 2020. FORM 990, PART VI, SECTION C, LINE 19 AS A PRIVATE UNIVERSITY, GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE NOT REQUIRED TO BE MADE AVAILABLE TO THE PUBLIC. HOWEVER, THE UNIVERSITY MAKES AVAILABLE ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ON ITS WEBSITE. IN ADDITION, THE UNIVERSITY'S FORM 990, WHICH INCLUDES FINANCIAL DATA, IS MADE AVAILABLE UPON REQUEST. FORM 990, PART VII, SECTION A, LINE 1A: PURSUANT TO AN AGREEMENT WITH THE CONGREGATION OF THE MISSION OF ST. VINCENT DE PAUL, COMPENSATION FOR REV. BERNARD M. TRACEY, C.M., EXECUTIVE VICE PRESIDENT FOR MISSION, IS PAID DIRECTLY TO THE CONGREGATION OF THE MISSION. PURSUANT TO AN AGREEMENT WITH THE DOMINICAN FRIARS PROVINCE OF SAINT JOSEPH, COMPENSATION FOR REV. BRIAN J. SHANLEY, PRESIDENT, IS PAID DIRECTLY TO THE DOMINICAN FRIARS PROVINCE. FORM 990, PART VIII, LINE 1E: DURING THE FISCAL YEAR ENDED MAY 31, 2021, THE UNIVERSITY RECEIVED AN ALLOCATION FROM THE HIGHER EDUCATION EMERGENCY RELIEF FUND (HEERF) UNDER THE CORONAVIRUS RESPONSE AND RELIEF SUPPLEMENTAL APPROPRIATIONS (CRRSA) ACT OF $20,127,659, WHICH INCLUDED $6,095,940 TO PROVIDE EMERGENCY AID TO ELIGIBLE STUDENTS AND $14,031,719 FOR ALLOWABLE INSTITUTIONAL USES. HEERF ALLOCATIONS RECOGNIZED AS REVENUES FOR THE YEAR ENDED OF MAY 31, 2021 AND INCLUDED IN PART VIII, LINE 1E, GOVERNMENT GRANTS IS $21,124,877 REPRESENTING $19,726,323 FROM THE CRRSA ACT AND $1,398,554 FROM THE CORONAVIRUS AID, RELIEF, AND ECONOMIC SECURITY (CARES) ACT. THE UNIVERSITY ALSO RECEIVED A HEERF ALLOCATION UNDER THE AMERICAN RESCUE PLAN (ARP) ACT OF $35,688,880, WHICH INCLUDED $17,855,372 TO PROVIDE EMERGENCY AID TO ELIGIBLE STUDENTS AND $17,833,508 FOR ALLOWABLE INSTITUTIONAL USES. AS OF MAY 31, 2021, NO AMOUNTS WERE DRAWN, DISTRIBUTED TO STUDENTS, AND RECOGNIZED AS REVENUE. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF INTEREST RATE SWAP 1,482,112. EFFECT OF REFUNDING OF LONG-TERM DEBT -1,287,188. FORM 990, PART XII, LINE 2C: THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED MAY 31, 2021 HAVE BEEN PREPARED BY ST. JOHN'S UNIVERSITY AND INCLUDE THE UNIVERSITY AND ITS AFFILIATES - ST. JOHN'S PARIS ASSOCIATION, THE ROME SRL, AND HENLEY ROAD SPE, LLC. THE UNIVERSITY'S AUDIT AND RISK COMMITTEE ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF THE UNIVERSITY'S FINANCIAL STATEMENTS AND SELECTION OF THE UNIVERSITY'S INDEPENDENT AUDITORS. ST JOHN'S PARIS ASSOCIATION 93 RUE DE SEVRES PARIS FR 75006 981545738 EDUCATION FR 834280 155386 ST JOHN'S NY ST JOHN'S UNIVERSITY SRL VIA MARCANTONIO COLONNA 21A ROME IT 00192 981545745 EDUCATION IT 65512 397690 ST JOHN'S NY HENLEY ROAD SPE LLC 172-14 HENLEY ROAD QUEENS NY 11432 REAL ESTATE NY 1103452 56457744 ST JOHN'S NY ST JOHN'S BREAD & LIFE PROGRAM INC 795 LEXINGTON AVENUE BROOKLYN NY 11221 113174514 MEALS/SVCS NY 501(C)(3) 7 STJOHN'SNY 1 POOLED INCOME FUND 8000 UTOPIA PARKWAY JAMAICA NY 11439 INVESTMENT NY N/A 1 CHARITABLE REMAINDER TRUST 8000 UTOPIA PARKWAY JAMAICA NY 11439 INVESTMENT NY N/A 1 ST VINCENT DE PAUL LEGAL PROGRAM INC 8000 UTOPIA PARKWAY JAMAICA NY 11439 113068398 LEGAL CLINIC NY STJOHN'SNY C 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0