2022-05-12T18:15:44-05:00 2021-06-30 910189318 MOSS ADAMS LLP 3121 W MARCH LN STE 200 STOCKTON CA 952192367 990 2020-07-01 951667177 OCCIDENTAL COLLEGE OCCI 3232591417 1600 CAMPUS ROAD LOS ANGELES CA 90041 BARBARA VALIENTE ASSISTANT TREASURER 3232591417 2022-05-05 1 BARBARA VALIENTE 999009999 TRACY S PAGLIA P00366884 2099556100 2022-05-05 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z AMOS R HIMMELSTEIN 1600 CAMPUS ROAD LOS ANGELES CA 90041 281345172 0 X WWW.OXY.EDU X 1887 CA TO PROVIDE STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY. 46 44 2321 954 -1056088 0 32537251 24714039 143108092 106463517 18016054 26249539 0 0 193661397 157427095 51819495 50329055 0 0 79587017 69366363 0 0 5912323 47039487 35021790 178445999 154717208 15215398 2709887 765509838 902945083 139373574 140390830 626136264 762554253 X SEE SCHEDULE OTHE MISSION OF OCCIDENTAL COLLEGE IS TO PROVIDE A GIFTED AND DIVERSE GROUP OF STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY - ONE THAT PREPARES THEM FOR LEADERSHIP IN AN INCREASINGLY COMPLEX, INTERDEPENDENT AND PLURALISTIC WORLD. THE DISTINCTIVE INTERDISCIPLINARY AND MULTICULTURAL FOCUS OF THE COLLEGE'S ACADEMIC PROGRAM SEEKS TO FOSTER BOTH THE FULFILLMENT OF INDIVIDUAL ASPIRATIONS AND A DEEPLY ROOTED COMMITMENT TO THE PUBLIC GOOD. THIS MISSION IS ANCHORED BY FOUR CORNERSTONES: EXCELLENCE, EQUITY, COMMUNITY AND SERVICE. THESE BUILDING BLOCKS, IN ONE FORM OR ANOTHER, HAVE LONG BEEN THE BASIS FOR THE COLLEGE'S COMMITMENT TO PROVIDING RESPONSIBLE LEADERS AND CITIZENS FOR OUR DEMOCRATIC SOCIETY. CHOOSING THEM TO SUPPORT THE FUTURE HELPS TO ENSURE THAT THE COLLEGE REMAINS TRUE TO ITS MISSION WHILE ADAPTING TO A CHANGING WORLD. 0 0 100236261 49740789 102911611 SEE SCHEDULE OACADEMIC PROGRAM: AS A PRIVATE, CO-EDUCATIONAL COLLEGE OF THE LIBERAL ARTS AND SCIENCES, OCCIDENTAL COLLEGE SEEKS TO PROVIDE ITS STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY ONE THAT PREPARES THEM FOR LEADERSHIP IN AN INCREASINGLY COMPLEX, INTERDEPENDENT AND PLURALISTIC WORLD. FOUNDED IN LOS ANGELES IN 1887, OCCIDENTAL WAS ONE OF THE FIRST LIBERAL ARTS COLLEGES IN CALIFORNIA AND TODAY IS ONE OF THE COUNTRY'S FEW LIBERAL ARTS COLLEGES IN AN URBAN SETTING. OCCIDENTAL OFFERS UNDERGRADUATE DEGREES IN A WIDE RANGE OF DISCIPLINES AND A MASTER'S DEGREE IN MARINE BIOLOGY. ITS 1,821 STUDENTS, DRAWN FROM 48 STATES, WASHINGTON, D.C. AND 26 COUNTRIES, CHOOSE FROM 45 MAJORS AND MINORS TAUGHT BY 196 FULLTIME AND 21 PART-TIME FACULTY. COURSE WORK IS INTEGRATED WITH OPPORTUNITIES FOR INDEPENDENT STUDY, COMMUNITY ENGAGEMENT, ONE OF THE COUNTRY'S TOP UNDERGRADUATE RESEARCH PROGRAMS, STUDY IN DOZENS OF FOREIGN COUNTRIES, AND THE COUNTRY'S ONLY CAMPAIGN SEMESTER AND RESIDENTIAL UNITED NATIONS PROGRAMS FOR UNDERGRADUATES. SINCE PRODUCING ITS FIRST RHODES SCHOLAR IN 1907, OCCIDENTAL HAS CONSISTENTLY WON NATIONAL AND INTERNATIONAL RECOGNITION FOR ACADEMIC ACHIEVEMENT. THE COLLEGE HAS BEEN ONE OF THE COUNTRY'S LEADING PRODUCERS OF STUDENT FULBRIGHT SCHOLARS FOR 14 CONSECUTIVE YEARS, ACCORDING TO THE CHRONICLE OF HIGHER EDUCATION.DEDICATED TO EXCELLENCE AND EQUITY, OCCIDENTAL ALSO IS ONE OF THE COUNTRY'S MOST ECONOMICALLY DIVERSE CAMPUSES, ACCORDING TO THE NEW YORK TIMES. SOME 76 PERCENT OF OXY STUDENTS RECEIVE SOME FORM OF FINANCIAL AID; 17 PERCENT ARE PELL GRANT RECIPIENTS; AND 16 PERCENT ARE THE FIRST IN THEIR FAMILY TO ATTEND COLLEGE. 28931711 558391 3297493 SEE SCHEDULE OCO-CURRICULAR: OCCIDENTAL OFFERS A WIDE RANGE OF CO-CURRICULAR PROGRAMS, FROM THE STUDENT-RUN BLYTH FUND, WHICH OVERSEES A SIX-FIGURE INVESTMENT FUND, TO THE INTERNSHIPS AND CAREER COUNSELING SERVICES OFFERED THROUGH THE HAMEETMAN CAREER CENTER. THERE ARE MORE THAN 100 STUDENT CLUBS AND ORGANIZATIONS, AS WELL AS AN ONLINE RADIO STATION, AWARD-WINNING WEEKLY NEWSPAPER, AND LITERARY MAGAZINE. AS ONE OF THE FOUNDERS OF INTERCOLLEGIATE ATHLETICS IN SOUTHERN CALIFORNIA, OCCIDENTAL OFFERS 21 VARSITY SPORTS FOR MEN AND WOMEN, AS WELL AS SEVERAL CLUB SPORTS AND INTRAMURAL PROGRAMS FOR MEN AND WOMEN. 5537604 29875 254413 SEE SCHEDULE OPUBLIC SERVICE: OCCIDENTAL WAS ONE OF THE FIRST LIBERAL ARTS COLLEGES SELECTED AS COMMUNITY ENGAGEMENT INSTITUTIONS BY THE CARNEGIE FOUNDATION FOR THE ADVANCEMENT OF TEACHING AND HAS REPEATEDLY BEEN NAMED TO THE PRESIDENT'S HIGHER EDUCATION COMMUNITY SERVICE HONOR ROLL FOR ITS EXEMPLARY SERVICE EFFORTS. OCCIDENTAL'S TRADITION OF COMMUNITY OUTREACH DATES BACK TO 1963, WHEN THE COLLEGE'S COMMUNITY LITERACY CENTER WAS FOUNDED TO PROVIDE ONE-ON-ONE READING AND WRITING INSTRUCTION FOR LOCAL K-6 CHILDREN. IT ALSO IS HOME TO ONE OF CALIFORNIA'S OLDEST, LARGEST AND MOST SUCCESSFUL UPWARD BOUND PROGRAMS. OCCIDENTAL HAS INTEGRATED COMMUNITY ENGAGEMENT INTO ITS CURRICULUM, TAKING ADVANTAGE OF ITS LOCATION IN LOS ANGELES. THREE LINKED PROGRAMS THE OFFICE FOR COMMUNITY ENGAGEMENT, THE CENTER FOR COMMUNITY BASED LEARNING, AND THE URBAN & ENVIRONMENTAL POLICY INSTITUTE CONNECT CURRICULUM, CO-CURRICULAR ACTIVITIES, AND RESEARCH AND COMMUNITY-BASED EFFORTS. 134705576 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 0 1 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 1 0 0 1 0 1 1 0 0 1 1 1 0 0 0 1 2692 0 1 2321 1 1 1 0 0 0 0 0 0 0 0 0 1 0 X 46 44 0 0 1 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA WA MI X BARBARA VALIENTE 3232591417 1600 CAMPUS ROAD LOS ANGELES CA 90041 ALAN FREEMAN TRUSTEE 1.50 X 0 0 0 ALISON HAWKINS TRUSTEE 1.50 X 0 0 0 ANNE CANNON TRUSTEE 2.50 X 0 0 0 ARTHUR PECK TRUSTEE 2.50 X 0 0 0 BOB JOHNSON TRUSTEE 1.50 X 0 0 0 BONNIE MILLS TRUSTEE 2.50 X 0 0 0 BRADLEY FAUVRE TRUSTEE 1.50 X 0 0 0 CARL BALLTON TRUSTEE 1.50 X 0 0 0 CATHERINE YOUNG SELLECK TRUSTEE 1.50 X 0 0 0 CHRISTOPHER VARELAS TRUSTEE 2.50 X 0 0 0 COIT BLACKER PHD TRUSTEE 2.50 X 0 0 0 DAVE BERKUS VICE-CHAIR 2.50 X X 0 0 0 DAVID ANDERSON TRUSTEE 2.50 X 0 0 0 DAVID BURCHAM VICE-CHAIR 2.50 X X 0 0 0 DIANE EVANS TRUSTEE 1.50 X 0 0 0 EILEEN BROWN TRUSTEE 1.50 X 0 0 0 GARY KAPLAN TRUSTEE 2.50 X 0 0 0 GILES GIL KEMP TRUSTEE 2.50 X 0 0 0 GLORIA DUFFY TRUSTEE 2.50 X 0 0 0 GORDON MACINNES TRUSTEE 1.50 X 0 0 0 GRETA MANDELL MD TRUSTEE 1.50 X 0 0 0 HARRY J ELAM JR PRESIDENT/EX-OFFICIO AS OF 7/1/20 50.00 X X 372814 0 61033 HECTOR DE LA TORRE TRUSTEE 1.50 X 0 0 0 J GRANT WOODS TRUSTEE 2.50 X 0 0 0 JANETTE SADIK-KHAN TRUSTEE THRU 8/20/20 1.50 X 0 0 0 JOHN BRANCA TRUSTEE 1.50 X 0 0 0 JOHN POWER VICE-CHAIR 2.50 X X 0 0 0 LISA COSCINO TRUSTEE 1.50 X 0 0 0 LISA H LINK VICE-CHAIR 2.50 X X 0 0 0 LORI MOORE HUNTER TRUSTEE 2.50 X 0 0 0 LOUISE EDGERTON TRUSTEE 1.50 X 0 0 0 MAGDALENA ARENAS MD TRUSTEE 1.50 X 0 0 0 MAURINE HALPERIN TRUSTEE 2.50 X 0 0 0 MICHAEL GIBBY TRUSTEE 1.50 X 0 0 0 NAM JACK TRUSTEE 1.50 X 0 0 0 NANCY DAMBRO MD TRUSTEE 1.50 X 0 0 0 OLAMIDE AJOSE TRUSTEE 1.50 X 0 0 0 REID SAMUELSON TRUSTEE 2.50 X 0 0 0 RICHARD RICK RUGANI TRUSTEE 2.50 X 0 0 0 RONALD HAHN TRUSTEE 2.50 X 0 0 0 SOROOSH SHAMBAYATI TRUSTEE 1.50 X 0 0 0 STEPHEN ROUNTREE CHAIR 3.00 X X 0 0 0 STEVEN ROBINSON TRUSTEE 1.50 X 0 0 0 SUSAN MALLORY TRUSTEE 2.50 X 0 0 0 THEODORE R MITCHELL PHD TRUSTEE 2.50 X 0 0 0 TIMOTHY ALLISON-HATCH TRUSTEE 1.50 X 0 0 0 TUAN NGO BOARD OF GOVERNORS PRESIDENT/EX-OFFICIO 1.50 X 0 0 0 AMOS HIMMELSTEIN VP FOR FINANCE/ COO/TREASURER 50.00 X 291314 0 179073 BARBARA VALIENTE ASSISTANT TREASURER 50.00 X 188348 0 49241 CHARLES CARDILLO VP FOR INSTITUTIONAL ADVANCEMENT 50.00 X 344277 0 25712 JAMES UHRICH VP FOR ITS AND CIO 50.00 X 203368 0 26722 MARSHA SCHNIRRING SECRETARY 50.00 X 144013 0 37570 MARTY SHARKEY VP FOR COMMUNICATIONS AND INSTITUTIONAL INITIATIVE 50.00 X 203623 0 17180 ROBERT FLOT VP FOR STUDENT AFFAIRS/ DEAN OF STUDENTS 50.00 X 212015 0 92913 VINCENT CUSEO VP/DEAN 50.00 X 236946 0 21083 WENDY STERNBERG VP FOR ACADEMIC AFFAIRS/ DEAN OF THE COLLEGE 50.00 X 272615 0 84067 JONATHAN VEITCH PHD FORMER PRESIDENT (THRU 6/30/20) 50.00 X 1472133 0 71232 ALEC J SCHRAMM PROFESSOR 50.00 X 191858 0 37751 DEREK SHEARER PROFESSOR 50.00 X 198050 0 34744 ELIZABETH KENNEDY SR.ADVISOR, GIVING 50.00 X 226818 0 37968 JAIME HOFFMAN DIRECTOR OF ATHLETICS (THRU 3/15/20) 50.00 X 259193 0 0 RANDY GLAZER ASSOC. VP FOR HUMAN RESOURCES 50.00 X 187811 0 46760 KERRY THOMPSON FORMER INTERIM DEAN OF THE COLLEGE 50.00 X 120146 0 32920 5125342 0 855969 122 1 1 0 OM CONSTRUCTION 318 E GLENOAKS BLVD SUITE 201 GLENDALE CA 91207 GENERAL CONTRACTORS 1098533 PACIFIC NATIONAL GROUP 2392 SOUTH BATEMAN AVE IRWINDALE CA 91010 GENERAL CONTRACTORS 788382 PACIFIC CUSTOM POOLS INC 2670 LA TIERRA ST PASADENA CA 91107 GENERAL CONTRACTORS 578915 CAMBRIDGE ASSOCIATES LLC ONE WINTHROP SQUARE SUITE 500 BOSTON MA 021101276 CONSULTING FIRM 558000 SHIELD T3 LLC 506 S WRIGHT ST 349 HAB URBANA IL 61801 COVID TESTING 478602 27 7620659 17093380 2817851 24714039 TUITION AND FEES 900099 101874594 101874594 ROOM AND BOARD 900099 2466676 2466676 BOOKSTORE 900099 228435 228435 FOOD SERVICE 900099 90401 65148 25253 CONFERENCES AND EVENTS 900099 8100 600 7500 1795311 1795311 106463517 9429987 -1088841 10518828 140737629 123918077 16819552 16819552 16819552 157427095 106430764 -1056088 27338380 165042 165042 50164013 50164013 4627136 817209 3464652 345275 640883 543290 97593 49293888 42631908 3142935 3519045 2681784 2297670 179909 204205 8360750 6743818 988586 628346 3761922 2993857 483426 284639 660067 660067 148973 148973 1265401 1265401 4507349 3552285 785864 169200 32660 17043 14751 866 3329762 2807950 165800 356012 2483139 2013088 349402 120649 4031114 3091012 940102 135813 129458 6047 308 346557 332430 12785 1342 3547121 3047303 499818 10295513 9827040 356381 112092 603291 85687 517604 DUES AND SUBSCRIPTIONS 878627 878627 MAINTENANCE & IMPROVEME 833942 770563 63379 COST OF SALES 784885 784885 INTERNATIONAL PROGRAMS 315136 315136 822440 696262 53427 72751 154717208 134705576 14099309 5912323 9262576 6535193 92432684 79276997 9589633 10765648 644661 451099 73500 73500 704706 652679 358533 788343 330600833 139774842 192289849 190825991 315096689 387156350 117931614 200358589 19559873 17476013 7565520 8584681 765509838 902945083 18423169 17492754 2139569 4910896 32300000 30440000 68686807 68164136 17824029 19383044 139373574 140390830 X 225837997 248781448 400298267 513772805 626136264 762554253 765509838 902945083 X 2709887 134112720 -404618 X 0 1 X 1 1 1 X 24799375 23698720 27358255 32537251 24714039 133107640 24799375 23698720 27358255 32537251 24714039 133107640 5783354 127324286 10527200 10094651 12637523 7684547 10518828 51462749 184570389 658042614 0.68980 0.68560 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 X X X 0 439089409 10701304 153367407 12082530 14589707 676066 575809817 448094636 18571934 -5462767 9938869 11502626 672899 439089409 434234019 9217196 26122904 9907669 10939404 632410 448094636 413429864 9419724 32460536 9853567 10563926 658612 434234019 371680490 9765465 52844846 9582333 10630098 648506 413429864 0.20000 0.80000 0.00000 0 0 1579331 1481532 3060863 279831992 124076813 155755179 32044338 7141733 24902605 13374851 8556296 4818555 2288789 2288789 190825991 PRIVATE EQUITY & VENTURE CAPITAL 200358589 F 200358589 ANNUITIES PAYABLE 13618727 BONDS PREMIUM, NET 2988593 ASSET RETIREMENT OBLIGATION 2775724 19383044 X 241170503 134112720 -82513 134030207 107140296 1265401 49021399 50286800 157427096 104752514 0 104752514 1265401 48699294 49964695 154717209 PART III, LINE 1A: COLLECTIONS, SUCH AS RARE BOOKS AND WORKS OF ART, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE COLLEGE'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS. THESE COLLECTIONS ARE HELD SOLELY FOR THEIR POTENTIAL EDUCATIONAL VALUE OR HISTORICAL SIGNIFICANCE. MANAGEMENT HAS DETERMINED THAT THE COST TO ESTABLISH THE CURRENT MARKET VALUE IS DEEMED TO EXCEED THE BENEFIT AND THEREFORE THE COLLECTIONS WERE NOT ASSIGNED A VALUE FOR THE PURPOSE OF CAPITALIZATION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED OR AS TEMPORARILY OR PERMANENTLY RESTRICTED NET ASSETS IF THE ASSETS USED TO PURCHASE THE ITEMS HAVE BEEN RESTRICTED BY DONORS. PART III, LINE 4: THE COLLEGE RECEIVED A SHELL AND BIRD COLLECTION TO BE USED FOR RESEARCH. THE COLLEGE MAINTAINS COLLECTIONS OF ART FOR DISPLAY AND EDUCATIONAL PURPOSES. PART V, LINE 4: THE COLLEGE'S ENDOWMENT FUNCTIONS TO SUPPORT STUDENT SCHOLARSHIPS, PROFESSORSHIPS, STUDENT AND FACULTY RESEARCH, ACADEMIC PROGRAMS, THE LIBRARY, VISITING SPEAKERS, AND OTHER GENERAL COLLEGE PROGRAMS. PART X, LINE 2: AS REQUIRED BY GAAP, THE COLLEGE AND OTWAY HAVE IDENTIFIED AND EVALUATED THEIR SIGNIFICANT TAX POSITIONS AND HAVE DETERMINED THAT THERE IS NO MATERIAL UNRECOGNIZED BENEFIT OR LIABILITY TO BE RECORDED. THERE ARE NO UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED JUNE 30, 2021 OR 2020. THERE HAVE BEEN NO RELATED TAX PENALTIES OR INTEREST, WHICH WOULD BE CLASSIFIED AS A TAX EXPENSE IN THE CONSOLIDATED STATEMENTS OF ACTIVITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: PLEDGE WRITE OFF -82,513. PART XI, LINE 4B - OTHER ADJUSTMENTS: CHANGE IN FAIR VALUE OF ASSETS HELD IN TRUST BY OTHERS -1,438,104. ANNUITIES ADJUSTMENT 2,849,050. FINANCIAL AID 48,699,294. NET INCOME FROM K-1'S -1,088,841. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 48,699,294. 1 1 1 1 1 1 1 0 0 0 1 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE COLLEGE ADVERTISES THE POLICY IN BROCHURES TO POTENTIAL STUDENTS AND IN A NEWSPAPER OF GENERAL CIRCULATION ANNUALLY. SCHEDULE E, PART I, LINE 5 GENERALLY, OCCIDENTAL COLLEGE AWARDS SCHOLARSHIPS AND OTHER FINANCIAL ASSISTANCE IN A WAY TO AFFIRM OUR MISSION, "TO PROVIDE A GIFTED AND DIVERSE GROUP OF STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY -- ONE THAT PREPARES THEM FOR LEADERSHIP IN AN INCREASINGLY COMPLEX, INTERDEPENDENT AND PLURALISTIC WORLD." IN PARTICULAR, THE ACHIEVEMENT AND OPPORTUNITY GRANT IS USED TO ENSURE THAT OUR STUDENT POPULATION MAINTAINS AS ETHNICALLY DIVERSE POPULATION AS POSSIBLE, AND IN THIS CASE, THE AWARD MIGHT BE USED TO MAKE IT POSSIBLE TO INCREASE THE ATTENDANCE OF STUDENTS OF COLOR. SCHEDULE E, PART I, LINE 6 OCCIDENTAL COLLEGE PARTICIPATES IN THE FEDERAL PELL GRANT, CAMPUS-BASED PROGRAMS (FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT, FEDERAL WORK STUDY AND FEDERAL PERKINS LOAN PROGRAM) AND FEDERAL DIRECT LOAN AND PLUS LOAN PROGRAMS. IN ADDITION WE RECEIVE GRANTS FROM VARIOUS STATE GOVERNMENTS. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 52734476 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 INVESTMENTS 4864968 NORTH AMERICA (CANADA AND MEXICO) 0 0 INVESTMENTS 989235 0 0 0 0 0 0 58588679 0 58588679 1 0 1 1 1 0 PART III ACCOUNTING METHOD: 1 ADELPHI UNIVERSITY ONE SOUTH AVE GARDEN CITY NY 11530 111360741 501(C)3 5250 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMATICIANS. STUDENTS WILL LEAVE THE EXPERIENCE HAVING MADE BOTH INDIVIDUAL AND GROUP CONTRIBUTIONS TO ACTIVE RESEARCH PROJECTS. CALIFORNIA LUTHERAN UNIVERSITY 60 W OLSEN ROAD SUITE 3750 THOUSAND OAKS CA 91360 952962604 501(C)3 5250 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMATICIANS. STUDENTS WILL LEAVE THE EXPERIENCE HAVING MADE BOTH INDIVIDUAL AND GROUP CONTRIBUTIONS TO ACTIVE RESEARCH PROJECTS. HUSTON-TILLOTSON UNIVERSITY 900 CHICON ST AUSTIN TX 78702 741180151 501(C)3 10000 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMATICIANS. STUDENTS WILL LEAVE THE EXPERIENCE HAVING MADE BOTH INDIVIDUAL AND GROUP CONTRIBUTIONS TO ACTIVE RESEARCH PROJECTS. MONTANA STATE UNIVERSITY 1500 UNIVERSITY DRIVE BILLINGS MT 59101 816001642 501(C)3 5004 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMATICIANS. STUDENTS WILL LEAVE THE EXPERIENCE HAVING MADE BOTH INDIVIDUAL AND GROUP CONTRIBUTIONS TO ACTIVE RESEARCH PROJECTS. HOWARD UNIVERSITY ASB-B 203 WASHINGTON DC 20059 050204707 501(C)3 5000 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMATICIANS. STUDENTS WILL LEAVE THE EXPERIENCE HAVING MADE BOTH INDIVIDUAL AND GROUP CONTRIBUTIONS TO ACTIVE RESEARCH PROJECTS. UNIVERSITY OF FLORIDA 207 GRINTER HALL PO BOX 115500 GAINSVILLE FL 32611 596002052 501(C)3 13725 COLLABORATIVE RESEARCH THAT WILL FOCUS ON INTEGRATING THE OBIRD PEN WITH ON-GOING DIGITIZATION EFFORTS CONDUCTED BY THE OVERT THEMATIC COLLECTIONS NETWORK. THE UNIVERSITY OF FLORIDA WILL ALSO LEAD COORDINATION FOR THIS PROJECT WITH MORPHOSOURCE TO SUPPORT ACCESS TO PHOTOGRAMMETRY DATA GENERATED BY OBIRD. UNVERSITY OF NORTH CAROLINA AT WILLMINGTON 601 S COLLEGE ROAD WILLMINGTON NC 28403 561258660 501(C)3 5007 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMATICIANS. STUDENTS WILL LEAVE THE EXPERIENCE HAVING MADE BOTH INDIVIDUAL AND GROUP CONTRIBUTIONS TO ACTIVE RESEARCH PROJECTS. UNIVERSITY OF SOUTH CAROLINA - BEAUFORT 1600 HAMPTON ST SUITE414 COLUMBIA SC 29208 576001153 501(C)3 5077 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMATICIANS. STUDENTS WILL LEAVE THE EXPERIENCE HAVING MADE BOTH INDIVIDUAL AND GROUP CONTRIBUTIONS TO ACTIVE RESEARCH PROJECTS. SILENT SPRING INSTITUTE 320 NEVADA ST 302 NEWTON MA 02460 043237106 501(C)3 34284 RESEARCH PARTNER ASSISTING WITH CONDUCTING STUDY PROTOCOLS FOR IN-HOME PRODUCT USE, DEVELOPING SURVEY INSTRUMENT FOCUS GROUP MATERIALS, DATA ANALYSIS, CONDUCTING ANALYTICAL TESTING OF PRODUCTS, AND PREPARING PEER-REVIEWED MANUSCRIPTS. THE GEORGE WASHINGTON UNIVERSITY 2121 I ST NW 601 WASHINGTON DC 200520086 530196584 501(C)3 16342 RESEARCH PARTNER ASSISTING WITH STUDY DESIGN OF IN-HOME ASSESSMENT OF PRODUCT USE, SURVEYS, AND FOCUS GROUPS TO ENSURE STUDY PROTOCOLS CAPTURE DATA ADEQUATELY. LEAD ANALYSES ON EXPOSURES TO PRODUCTS. WELLESLEY COLLEGE 106 CENTRAL ST WELLESLEY MA 02481 042103637 501(C)3 17252 CONDUCT RESEARCH ON QUANTITIVE AFM INVESTIGATIONS OF ADHESION OF A PLANKTONIC BACTERIAL PREDATOR TO BIOFILM PREY AND WORK CLOSELY WITH SEVERAL UNDERGRADUATE STUDENT RESEARCHERS ASSISTING IN CONDUCTING THE RESEARCH. UNIVERSITY OF LOUISIANA AT LAFAYETTE 104 E UNIVERSITY AVE SUITE338 LAFAYETT LA 70503 726023836 501(C)3 5012 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMATICIANS. STUDENTS WILL LEAVE THE EXPERIENCE HAVING MADE BOTH INDIVIDUAL AND GROUP CONTRIBUTIONS TO ACTIVE RESEARCH PROJECTS. 12 0 SCHOLARSHIPS 1383 48699294 STUDY GRANTS 1327 1427813 PRIZES AND AWARDS 188 36906 PART I, LINE 2: ALL GRANT AND CONTRACT ACTIVITY IS MONITORED TO ASSURE THAT IT IS IN COMPLIANCE WITH ALL APPLICABLE REGULATIONS. ALL EXPENDITURES ARE REVIEWED ON A WEEKLY BASIS FOR ALLOWABILITY. X X 1 1 X X X X 0 1 0 0 0 0 0 0 0 JONATHAN VEITCH PHD FORMER PRESIDENT (THRU 6/30/20) 565746 0 0 0 906387 0 28500 0 42732 0 1543365 0 735000 0 AMOS HIMMELSTEIN VP FOR FINANCE/ COO/TREASURER 291314 0 0 0 0 0 109623 0 69450 0 470387 0 0 0 HARRY J ELAM JR PRESIDENT/EX-OFFICIO AS OF 7/1/20 367544 0 0 0 5270 0 18662 0 42371 0 433847 0 0 0 CHARLES CARDILLO VP FOR INSTITUTIONAL ADVANCEMENT 317206 0 0 0 27071 0 23538 0 2174 0 369989 0 0 0 WENDY STERNBERG VP FOR ACADEMIC AFFAIRS/ DEAN OF THE 244625 0 0 0 27990 0 20458 0 63609 0 356682 0 0 0 ROBERT FLOT VP FOR STUDENT AFFAIRS/ DEAN OF STUD 212015 0 0 0 0 0 12943 0 79970 0 304928 0 0 0 ELIZABETH KENNEDY SR.ADVISOR, GIVING 226818 0 0 0 0 0 19265 0 18703 0 264786 0 0 0 JAIME HOFFMAN DIRECTOR OF ATHLETICS (THRU 3/15/20) 259193 0 0 0 0 0 0 0 0 0 259193 0 0 0 VINCENT CUSEO VP/DEAN 221946 0 0 0 15000 0 18583 0 2500 0 258029 0 0 0 BARBARA VALIENTE ASSISTANT TREASURER 188348 0 0 0 0 0 16667 0 32574 0 237589 0 0 0 RANDY GLAZER ASSOC. VP FOR HUMAN RESOURCES 187811 0 0 0 0 0 15063 0 31697 0 234571 0 0 0 DEREK SHEARER PROFESSOR 198050 0 0 0 0 0 17366 0 17378 0 232794 0 0 0 JAMES UHRICH VP FOR ITS AND CIO 203368 0 0 0 0 0 17083 0 9639 0 230090 0 0 0 ALEC J SCHRAMM PROFESSOR 131213 0 0 0 60645 0 11494 0 26257 0 229609 0 0 0 MARTY SHARKEY VP FOR COMMUNICATIONS AND INSTITUTIO 190250 0 0 0 13373 0 15833 0 1347 0 220803 0 0 0 MARSHA SCHNIRRING SECRETARY 144013 0 0 0 0 0 12719 0 24851 0 181583 0 0 0 KERRY THOMPSON FORMER INTERIM DEAN OF THE COLLEGE 120146 0 0 0 0 0 10500 0 22420 0 153066 0 0 0 PART I, LINE 1A HOUSING IS PROVIDED FOR CERTAIN INDIVIDUALS LISTED IN PART VII AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE COLLEGE. SOCIAL CLUB DUES ARE PROVIDED TO ONE OFFICER AS A CONDITION OF EMPLOYMENT AND ARE NOT INCLUDED IN TAXABLE WAGES. USE OF THE SOCIAL CLUB IS FOR BUSINESS PURPOSES ONLY. PART I, LINE 4B VP AND COO, AMOS HIMMELSTEIN WAS APPROVED FOR A 457F PLAN EFFECTIVE JULY 1, 2016 AND HE VESTED ON JUNE 30, 2021. THE FORMER PRESIDENT WAS APPROVED FOR A 457F PLAN EFFECTIVE JULY 1, 2013. HE VESTED ON JUNE 30, 2020 AND WAS PAID THE 457F BALANCE IN JULY 2020. THE CURRENT PRESIDENT WAS APPROVED FOR A 457F PLAN EFFECTIVE JULY 1, 2020 AND HE VESTS ON JUNE 30, 2025, SUBJECT TO THE TERMS AND CONDITIONS OF THE AGREEMENT. A CEFA SERIES 2015 521705592 130179EU4 2016-01-07 39056582 SEE SUPPLEMENTAL INFORMATION 0 0 0 A 8680000 39175673 418240 5119091 33638342 2021 1 1 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 0 1 1 A 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: CEFA SERIES 2015 DATE THE REBATE COMPUTATION WAS PERFORMED: 01/06/2021 PART I, LINE A COLUMN F: A) DEFEASE THE AUTHORITY'S OUTSTANDING REVENUE BONDS (OCCIDENTAL COLLEGE), SERIES 2005A AND SERIES 2005B (THE "2005 BONDS") AND DEFEASE THE AUTHORITY'S OUTSTANDING REVENUE BONDS (OCCIDENTAL COLLEGE), SERIES 2008 (THE "2008 BONDS"); (B) FINANCING THE CONSTRUCTION, RENOVATION, REHABILITATION, INSTALLATION, EXPANSION, FURNISHING AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES (THE "NEW MONEY PROJECT") AND (C) PAYING COSTS RELATED TO THE SALE AND ISSUANCE OF THE BONDS. THE CAPITAL IMPROVEMENTS THAT WERE FINANCED OR REFINANCED WITH THE PROCEEDS OF THE 2005 BONDS AND THE 2008 BONDS AND ARE BEING REFINANCED WITH THE PROCEEDS OF THE BONDS ARE REFERRED TO HEREIN AS THE "PRIOR PROJECT." PART II, LINE 3: THE DIFFERENCE BETWEEN THE PROCEEDS AMOUNT ON LINE 3 AND THE ISSUE PRICE IN PART I REPRESENTS INTEREST EARNED AND/OR DIFFERENCE OF THE ACTUAL ISSUANCE COST FROM THE FORM 8038 ISSUANCE COSTS THAT REDUCED THE BOND PROCEEDS. ANDREW SHTULMAN FAMILY MEMBER OF STEPHEN ROUNTREE, BOARD OF TRUSTEE MORTGAGE DOWNPAYMENT ASSISTANCE PROGRAM X 73500 73500 0 1 1 73500 ANDREW SHTULMAN FAMILY MEMBER OF STEPHEN ROUNTREE, BOARD OF TRUSTEE CHAIR 144806 EMPLOYMENT 0 TAMARA HIMMELSTEIN FAMILY MEMBER OF AMOS HIMMELSTEIN, VP & COO 97593 EMPLOYMENT 0 LUCI MASREDJIAN FAMILY MEMBER OF ROBERT FLOT, VP 94848 EMPLOYMENT 0 SARA SEMAL RELATIVE/PARTNER OF JAMES UHRICH, VP 152762 EMPLOYMENT 0 X 1 24000 2004 INVOICE X 64 1640701 HI/LO/MEAN PRICE X 1 43335 TRANSACTION CONFIRMATION X 1 1109815 ESCROW FINAL SETTLEMENT 0 0 1 0 PART I, COLUMN (B): THE NUMBER LISTED IN COLUMN B REPRESENTS THE NUMBER OF CONTRIBUTIONS OF A SPECIFIC ITEM. FORM 990, PART VI, SECTION A, LINE 4 CHANGE IN COMPOSITION OF THE GOVERNING BODY'S VOTING MEMBERS: AS A SIGNIFICANT PERCENTAGE OF TRUSTEES ARE ALUMNI OF THE COLLEGE, THE NOMINATING & GOVERNANCE COMMITTEE (FORMERLY TRUSTEE AFFAIRS AND GOVERNANCE COMMITTEE), FOLLOWING CONSULTATION WITH THE ALUMNI BOARD OF GOVERNORS, INTRODUCED CHANGES TO THE BYLAWS REMOVING THE DESIGNATION OF ALUMNI-SELECTED TRUSTEES. THOSE CHANGES WERE APPROVED BY THE EXECUTIVE COMMITTEE AND THEN BY THE FULL BOARD, AS REQUIRED BY THE BYLAWS. THE FOUR TRUSTEES WHO WERE SERVING AS ALUMNI-SELECTED TRUSTEES WERE CONVERTED TO BOARD ELECTED TRUSTEES. [AJOSE, HUNTER, KAPLAN, WOODS] FORM 990, PART VI, SECTION B, LINE 11B THE COLLEGE PROVIDES THE FORM 990 INFORMATION TO THE INDEPENDENT TAX PREPARER. ONCE THEY HAVE COMPLETED THE FORM 990, THEY RETURN A DRAFT TO THE COLLEGE. THE ASSOCIATE VICE PRESIDENT FOR FINANCE AND VICE PRESIDENT AND CHIEF OPERATING OFFICER PERFORM A THOROUGH REVIEW OF THE DRAFT RETURN. ALL NECESSARY CORRECTIONS ARE MADE TO THE FORM 990. THE AUDIT COMMITTEE REVIEWS THE DRAFT PUBLIC DISCLOSURE COPY OF THE FORM 990 (SCHEDULE B DOES NOT INCLUDE DONOR NAMES AND ADDRESSES). THE FULL DRAFT FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE CHAIR. THE INDEPENDENT TAX PREPARER PRESENTS THE DRAFT PUBLIC DISCLOSURE COPY OF THE RETURN TO THE AUDIT COMMITTEE AND ALLOWS FOR QUESTIONS AND DISCUSSION. ANY CHANGES THAT ARE IDENTIFIED BY THE AUDIT COMMITTEE ARE MADE TO THE FORM 990. AT THAT POINT,THE PUBLIC INSPECTION COPY OF THE FORM 990 IS MADE AVAILABLE TO THE FULL BOARD OF TRUSTEES. THE FORM 990 IS SIGNED BY THE INDEPENDENT TAX PREPARER AND SUBMITTED TO THE INTERNAL REVENUE SERVICE BY THE DUE DATE. FORM 990, PART VI, SECTION B, LINE 12C EVERY YEAR THE COLLEGE SENDS THE CONFLICT OF INTEREST QUESTIONNAIRE TO APPROPRIATE PERSONS. RESPONSES ARE FOLLOWED UP ON TO ENSURE WE RECEIVE 100% OF ALL QUESTIONNAIRES. RESPONSES ARE REVIEWED BY THE OFFICE OF THE VICE PRESIDENT AND CHIEF OPERATING OFFICER. ANY CONFLICTS THAT HAVE NOT BEEN BROUGHT TO THE AUDIT COMMITTEE PREVIOUSLY ARE BROUGHT TO THE AUDIT COMMITTEE TO DISCUSS. IF A CONFLICT EXISTS, THE INDIVIDUAL WILL RECUSE HIMSELF/HERSELF FROM INVOLVEMENT IN THE MATTER. FORM 990, PART VI, SECTION B, LINE 15 THE COLLEGE'S PROCESS IN FISCAL YEAR 2021 FOR DETERMINING THE PRESIDENT AND COO'S COMPENSATION IS 1) OBTAINING COMPARISON DATA, 2) COMPARISON DATA IS CONSIDERED WHEN COMPENSATION IS DETERMINED, 3) COMPENSATION IS APPROVED BY THE EXECUTIVE COMPENSATION COMMITTEE, AND 4) THE EXECUTIVE COMPENSATION COMMITTEE'S DELIBERATION AND DECISION MAKING PROCESS REGARDING THESE TWO POSITION'S COMPENSATION IS CONTEMPORANEOUSLY SUBSTANTIATED. ALL OTHER OFFICER AND KEY EMPLOYEE COMPENSATION IS RECOMMENDED BY THE PRESIDENT, REVIEWED FOR REASONABLENESS AND PAY EQUITY BY HUMAN RESOURCES AND REVIEWED AND APPROVED BY THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 THE COLLEGE MAKES ITS FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON THE COLLEGE'S WEBSITE WHICH IS ACCESSIBLE TO THE PUBLIC. THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT AVAILABLE FOR PUBLIC INSPECTION. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF ASSETS HELD IN TRUST BY OTHERS 1,438,104. ANNUITIES ADJUSTMENT -2,849,050. NET INCOME FROM K-1S 1,088,841. PLEDGE WRITE OFF -82,513. OTWAY PROPERTIES LLC 7435 NORTH FIGUEROA STREET LOS ANGELES CA 90041 813103529 REAL PROPERTIES CA 24260 1472717 OCCIDENTAL COLLEGE CHARITABLE REMAINDER TRUST (24) 1600 CAMPUS DRIVE LOS ANGELES CA 90041 FUNDRAISING CA N/A 1 CHARITABLE LEAD TRUST (1) 1600 CAMPUS DRIVE LOS ANGELES CA 90041 FUNDRAISING CA N/A 1 POOLED INCOME FUND (2) 1600 CAMPUS DRIVE LOS ANGELES CA 90041 FUNDRAISING CA N/A 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1