2022-05-12T13:30:52-05:00 2021-06-30 990 2020-07-01 042103634 Trustees of Tufts College TRUS 6176274337 169 Holland Street Attn Tax Dept Somerville MA 02144 JAMES M HURLEY VP FINANCE & TREASURER 2022-05-12 JAMES M HURLEY 999009999 2020 2022-09-23 18:48:47Z Tufts University Anthony P Monaco 169 Holland Street Attn Tax Dept Somerville MA 02144 3906383708 false X www.tufts.edu X 1852 MA Education and Research 41 37 11593 0 -2304490 0 304863138 313433588 761272938 798411960 52436991 216055701 -20238 300373 1118552829 1328201622 172280263 180899330 0 581390829 582984656 1411352 1492974 24053132 331448095 373116868 1086530539 1138493828 32022290 189707794 3763335065 4849020407 1070933710 1350645912 2692401355 3498374495 SEE SCHEDULE O false false 579121019 154486483 693787950 INSTRUCTION - DURING THE 2020-2021 ACADEMIC YEAR, THE FOLLOWING DEGREES WERE CONFERRED: 1,381 UNDERGRADUATE, 1,574 GRADUATE, 540 PROFESSIONAL AND 192 CERTIFICATE. 282129797 26412847 99038320 RESEARCH -THERE WERE 2,142 GOVERNMENT AND 1,026 NON-GOVERNMENT GRANTS ACTIVE IN FISCAL YEAR 2021. SPONSORED RESEARCH AT TUFTS WAS PERFORMED IN THE MEDICAL, DENTAL, AND VETERINARY SCHOOLS AS WELL AS IN THE BASIC SCIENCE DEPARTMENTS OF ARTS & SCIENCE & ENGINEERING. RESEARCH IS ALSO BEING PERFORMED AT THE USDA HUMAN NUTRITION RESEARCH CENTER ON AGING. ALSO, CLINICAL AND OTHER RESEARCH ACTIVITIES INCLUDE 30 CLINICS THAT ARE OPERATED BY THE DENTAL AND VETERINARY SCHOOLS TO TRAIN STUDENTS AND SUPPORT THEIR RESEARCH. OTHER EDUCATIONAL ACTIVITIES INCLUDE, AMONG OTHERS, VETERINARY SCHOOL NEWSLETTERS AND CONTINUING EDUCATION PROGRAMS FOR HEALTH SCHOOL PROFESSIONALS. 91503698 3890254 AUXILIARY ENTERPRISES - ACTIVITIES PRIMARILY CONSIST OF SERVICES FOR STUDENTS, INCLUDING STUDENT HOUSING, DINING SERVICES AND HEALTH SERVICES. DURING THE 2021 FISCAL YEAR THERE WERE 50 RESIDENCE HALLS HOUSING 3,074 STUDENTS. APPROXIMATELY 3,429 MEAL PLANS WERE SOLD TO STUDENTS EACH SEMESTER. 952754514 true true false true false false true true true true true false false true true false true true true true true true true true false false true true true true false false false false false false false false true true true true false false true true true true true false true X 2312 0 true 11593 true true true true HK JA SP UG UK UV CI CH ET FR GM GH false false false true true false false false false true false X 41 37 false false false false false false false true true false false true true true true true true true true false CA LA MA MS MT ND OK WV X Edward Mahoney Senior Director of Accounting & Associate Controller 6176272144 169 Holland Street Somerville MA 02144 Anthony P Monaco Trustee & University President 60.0 1.0 X X 1004586 0 164016 Jeannie H Diefenderfer Trustee - Vice Chair 3.0 0 X X 0 0 0 Jeffrey M Moslow Trustee - Vice Chair 3.0 1.0 X X 0 0 0 Peter R Dolan Trustee - Chairman 3.0 0 X X 0 0 0 Ancy Verdier Trustee - Start Date 11/7/2020 3.0 0 X 0 0 0 Ankur A Sahu Trustee 3.0 0 X 0 0 0 Betsy Busch Trustee 3.0 0 X 0 0 0 Brian J McCarthy Trustee 3.0 0 X 0 0 0 Christopher J McKown Trustee 3.0 0 X 0 0 0 Cristiana Falcone Sorrell Trustee 3.0 0 X 0 0 0 David B Rone Trustee - End Date 11/7/2020 3.0 0 X 0 0 0 Diana V Lopez Trustee 3.0 0 X 0 0 0 Diane S Hessan Trustee 3.0 0 X 0 0 0 Dina A Al-Tayeb Trustee 3.0 0 X 0 0 0 Doug Harris Trustee - Start Date 11/7/2020 3.0 0 X 0 0 0 Douglas Rachlin Trustee 3.0 0 X 0 0 0 E Michael Fung Trustee 3.0 0 X 0 0 0 Eileen A Aptman Trustee - Start Date 11/7/2020 3.0 0 X 0 0 0 Elizabeth Cochary Gross Trustee 3.0 0 X 0 0 0 Elyse A Newhouse Trustee 3.0 0 X 0 0 0 Janis A Savin-Williams Trustee - End Date 11/7/2020 3.0 0 X 0 0 0 John H deJong Trustee 3.0 0 X 0 0 0 John R Ball Trustee 3.0 0 X 0 0 0 Jonathan M Pruzan Trustee 3.0 0 X 0 0 0 Kalahn Taylor-Clark Trustee 3.0 0 X 0 0 0 Katherine A Kaplan Trustee 3.0 0 X 0 0 0 Kenneth C Fan Trustee 3.0 0 X 0 0 0 Lisa S Anderson Trustee 3.0 0 X 0 0 0 Lori Roth Trustee 3.0 0 X 0 0 0 Maria A Oquendo Trustee 3.0 0 X 0 0 0 Maria T Madison Trustee 3.0 0 X 0 0 0 Mariann A Youniss Trustee 3.0 0 X 0 0 0 Mark D Goodman Trustee 3.0 0 X 0 0 0 Michael A Karsch Trustee 3.0 0 X 0 0 0 Michael S Gordon Trustee 3.0 0 X 0 0 0 Neal B Shapiro Trustee 3.0 0 X 0 0 0 Peter H Kamin Trustee 3.0 0 X 0 0 0 Peter M Fasolo Trustee 3.0 0 X 0 0 0 Rebecca J Neary Trustee 3.0 0 X 0 0 0 Robert R Gheewalla Trustee 3.0 0 X 0 0 0 Sam W Ho Trustee 3.0 0 X 0 0 0 Steven E Karol Trustee 3.0 0 X 0 0 0 Theodore R Tye Trustee 3.0 0 X 0 0 0 Tina H Surh Trustee - End Date 11/7/2020 3.0 0 X 0 0 0 Amartya Kumar Ray See Schedule O for Title 40.0 0 X 98074 0 23699 Barbara Stein VP Operations 40.0 0.3 X 325723 0 69522 Christopher M Sedore VP - Information Technology, CIO 40.0 0 X 407258 0 62033 Deborah Blackie Interim VP Human Resources - End Date 7/20/2020 40.0 1.0 X 204288 0 37256 Elizabeth Mcclain Associate Treasurer 40.0 0.3 X 183268 0 40401 Eric C Johnson VP - University Advancement 40.0 0 X 485716 0 60578 James M Hurley CFO,VP-Finance & Treasurer - Start Date 1/1/2020 40.0 3.0 X 416182 0 47096 Kim Ryan VP Human Resources - Start Date 7/20/2020 40.0 1.0 X 143280 0 28261 Mary R Jeka VP - University Relations 40.0 0 X 472781 0 46869 Michael Rodman VP Communications & Marketing 40.0 0 X 237112 0 59536 Michael W Howard Executive VP 40.0 0.3 X 604329 0 65158 Nadine Aubry Provost and Senior Vice President 40.0 0 X 639846 0 58820 Paul J Tringale Secretary of Corporation 40.0 0 X 172843 0 167982 Sara M Judge VP Development 40.0 0 X 222131 0 40632 Alastair E Cribb Dean Cummings School 40.0 0 X 312804 0 60364 Daniel Jay Dean School for Graduate Biomedical Sciences 40.0 0 X 246540 0 39934 James M Glaser Dean Arts & Sciences 40.0 0 X 377622 0 67040 Jianmin Qu Dean of Engineering 40.0 0 X 405770 0 59887 Nadeem Karimbux Dean Dental School 40.0 0 X 394906 0 69771 Peter W Bates Dean ad interim Medical School - Start Date 1/1/2020 40.0 0 X 411359 0 60411 Dariush Mozaffarian Dean Friedman School 40.0 0 X 434857 0 66374 Huw Thomas Dean Emeritus, Professor of Pediatric Dentistry Emeritus 40.0 0 X 480154 0 37347 Philip W Hinds Professor & Chair 40.0 0 X 405505 0 44066 Rachel E Kyte Dean Fletcher School 40.0 0 X 422163 0 36124 TRYFAN D EVANS DIRECTOR OF INVESTMENTS 10.0 40.0 X 382375 0 60952 Deborah T Kochevar Interim Provost & Sr VP - End Date 6/30/2019 40.0 1.0 X 146904 0 16775 Jean E Ayers Interim VP - Communications & Marketing - End Date 8/27/2018 40.0 0 X 191288 0 33046 Joyce S Knoll Interim Dean Cummings School - End Date 7/14/2019 40.0 0 X 176893 0 43038 Linda M Abriola See Schedule O for Title 40.0 0 X 316116 0 68564 Michael A Baenen See Schedule O for Title 40.0 0 X 124678 0 19505 Naomi Rosenberg DEAN BIOMEDICAL SCIENCES - End Date 6/30/2017 40.0 0 X 103031 0 8957 10950382 0 1764014 1309 true true false PRO CON INC PO Box 4430 Manchester NH 03108 ARCHITECTURE & INTERIOR DESIGN 29505729 C&W FACILITY SERVICES INC 275 Grove St Ste 3-200 Auburndale MA 02466 CLEANING 11754801 CLINICAL RESEARCH SEQUENCING PLATFORM 415 MAIN STREET CAMBRIDGE MA 02142 SCIENTIFIC SERVICES 10855730 BOND BROTHERS INC 10 Cabot Rd Suite 300 MEDFORD MA 02155 CONSTRUCTION 6253097 WINDOVER CONSTRUCTION INC 66 Cherry Hill DrIve Beverly MA 01915 CONSTRUCTION 4038179 249 403379 177877544 135152665 12117244 313433588 INSTRUCTION 900099 693787950 693787950 CLINICAL AND OTHER EDUCATION 541900 100733756 99038320 1695436 AUXILLIARY ENTERPRISES 900099 3890254 3890254 0 0 0 0 798411960 17652321 -4568032 22220353 538242 538242 1508445 1631958 -123513 0 -123513 -123513 2774509179 2576105798 198403381 0 198403380 568106 197835274 329974 403379 444330 -114356 -114356 0 0 0 0 0 1328201622 796716524 -2304490 220356000 24951521 24951521 152951068 152951068 2996741 2996741 9502314 2897329 6105418 499567 1241660 767499 474161 449296559 374106390 60256303 14933866 32034899 26189183 4740249 1105467 63224977 52140472 8469710 2614795 27684247 22324662 4412504 947081 6102312 2900198 3196961 5153 543900 543900 574059 574059 1492974 1492974 2522097 2522097 61651012 35633112 25979038 38862 1425530 1301126 53087 71317 63465897 32062100 30864911 538886 10981582 2407910 8466010 107662 3188205 3188205 64420249 62505953 1359884 554412 2842127 2640362 190726 11039 2943446 1862492 1023112 57842 31926014 30977309 673944 274761 72887434 70721530 1538622 627282 BOOKS, PERIODICALS & MEDIA 13243885 12970843 102011 171031 SUBSIDIARY EXPENSE-TVETS 14735061 14735061 EQUIPMENT PURCHASES 10270132 10150753 119379 GOODS AND SERVICES 6123686 6121755 1196 735 3270240 3250940 18900 400 1138493828 952754514 161686182 24053132 42936372 59657938 106252925 113783246 21179992 46946164 0 0 0 0 43079468 41044909 1695198 3118417 3944224 4052303 2100208964 955413290 1135100368 1144795674 617437285 504370530 1686851442 2766990629 23838530 28366733 81019261 135893864 3763335065 4849020407 168836167 200254570 53090016 45731145 735035536 970303085 4189080 5313801 0 0 109782911 129043311 1070933710 1350645912 X 1322472313 1721930920 1369929042 1776443575 2692401355 3498374495 3763335065 4849020407 X 189707794 602915463 13349883 X false true X true true true X 301578645 266524449 331631004 304378403 313433588 1517546089 0 0 0 0 301578645 266524449 331631004 304378403 313433588 1517546089 0 1517546089 11006835 16553225 19609307 15580535 19584652 82334554 0 0 0 0 0 0 0 0 1599880643 2358560861 0.9485 0.9526 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 0 0 574059 574059 574059 574059 1116862054 1182132832 1117436113 1182706891 1000000 1000000 250000 250000 0 0 0 0 1000000 1000000 1000000 1000000 4000000 6000000 536814 550424 457136 574059 2118433 250000 250000 250000 250000 1000000 1500000 0 0 0 0 0 450095 6796575 X X X X true false true X 1937273772 135758727 724280771 28499308 64642354 5641834 2698529774 1909607240 35369988 50424668 24458128 27259879 6410117 1937273772 1893035025 32989320 60497350 23462024 47856371 5596060 1909607240 1774579213 30995244 164783768 23224991 48773468 5324741 1893035025 1593241500 51997700 224381646 24501160 65273324 5267149 1774579213 0.425 0.296 0.279 false false 77077600 77077600 1773447164 799749144 973698020 249684200 155664146 94020054 1144795674 Other Investments 10483418 F Common Trust Equity Index Funds Private Equities 866154757 F Private Real Estate 147924883 F Funds Held Under Bond Agreements 323 F Private Natural Resources 123397755 F Private Credit 49572638 F Public Equity Domestic 441135403 F PUBLIC EQUITY FOREIGN 345601477 F PUBLIC EQUITY GLOBAL 215088412 F MARKETABLE ALTERNATIVES 567631563 F 2766990629 Interest Rate Agreements 70737321 Government Advances 16004982 Leasing Liability - Operating Leases 42301008 129043311 X 1784848770 602915463 -146200334 456715129 1328133641 67981 67981 1328201622 978875626 -2590199 -2590199 981465825 157028003 157028003 1138493828 Schedule D, Part XI FINANCIAL STATEMENTS THE TRUSTEES OF TUFTS COLLEGE FINANCIAL STATEMENTS WERE AUDITED ON A CONSOLIDATED BASIS. Schedule D, Part III, Line 4 Collections of art - description of collections THE ART COLLECTIONS AT THE UNIVERSITY ENTAIL PAINTINGS, DISPLAYS, BOOKS AND HISTORICAL ARTIFACTS WHICH ARE PUT INTO USE WITHIN THE ORGANIZATIONS INSTRUCTION AND ACADEMIC RESEARCH AREA. THESE COLLECTIONS HELP TO FURTHER OUR EXEMPT PURPOSE BY ENRICHING THE STUDENTS WHICH ENCOURAGES LEARNING AND PROVIDES OPPORTUNITIES THAT ALLOW FOR RESEARCH INTO SPECIFIC ART DISCIPLINES. FURTHER, THE VARIOUS ART COLLECTIONS BECOME PART OF THE UNIVERSITY ART GALLERY AND ARE DISPLAYED PERIODICALLY DURING ART SHOWS, LECTURE-SERIES AND EXHIBITS AND PROMOTIONS. Schedule D, Part IV, Line 2b Explanation of escrow agreement TUFTS UNIVERSITY IS THE FISCAL AGENT FOR NUMEROUS UNIVERSITY SPONSORED ACTIVITIES. THE UNIVERSITY HOLDS THESE FUNDS, BUT DOES NOT OWN THEM. AS A RESULT OF THIS ARRANGEMENT THE UNIVERSITY RECORDS A LIABILITY EQUAL TO THE FUNDS BEING HELD IN ESCROW. Schedule D, Part V, Line 4 Intended uses of endowment funds THE TRUSTEES OF TUFTS COLLEGE HAS INTENDED USES FOR THE ORGANIZATIONS' ENDOWMENT FUNDS BY PROVIDING RESOURCES TO MAINTAIN REAL ESTATE WITH CAPITAL IMPROVEMENTS AND ENHANCEMENTS; SUPPORTING ACADEMIC AND RESEARCH OPERATIONS; PROVIDING FINANCIAL SUPPORT AND SCHOLARSHIPS FOR STUDENTS AND SUSTAINING FUNDING FOR FUTURE FINANCIAL OBLIGATIONS OF THE UNIVERSITY. Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote US GAAP requires Trustees of Tufts College (The University) to evaluate tax positions taken by the University and recognize a tax liability (or asset) if the University has taken an uncertain position that more likely than not would not be sustained upon examination by the IRS. Tufts has analyzed the tax positions taken and has concluded that as of June 30, 2021 there are no significant uncertain positions taken or expected to be taken that would require recognition of a liability (or asset) or disclosure in the financial statements. Schedule D, Part XI, Line 2(d) Other revenues in audited financial statements not in form 990 Consolidated entities revenue - 2267432 Change in split interest agreement - 5601853 Tuition discount - -XXX-XX-XXXX Investment in Tufts Shared Services, Inc. - 333209 Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statements Rental expense netted with rental income - -2112864 Inter-departmental requisition revenue - 2625175 Fundraising expense netted with Fundraising income - -444330 Schedule D, Part XII, Line 2(d) Other expenses in audited financial statements not in form 990 Rental expense netted with rental income - 1631959 Inter-departmental requisition revenue - 480905 Consolidated entities expenses - 18810157 Cumulative effect of account change SFAS 158 - -3462108 Change in fair value of interest rate agreements - -20495442 Fundraising expense netted with fundraising income - 444330 Schedule D, Part XII, Line 4(b) Other expenses in form 990 not in audited financial statements Consolidated entities expenses - 2625175 Tuition discount - XXX-XX-XXXX true true false true true true true false false false false false false false false true false true Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY THE TRUSTEES OF TUFTS COLLEGE (THE "UNIVERSITY") IS COMMITTED TO PROVIDING EQUAL OPPORTUNITIES AND STRIVES TO BUILD A COMMUNITY WHERE ALL PROSPECTIVE AND CURRENT STUDENTS, FACULTY AND STAFF RESPECT THE RIGHTS OF OTHERS. AS SUCH, THE UNIVERSITY MAINTAINED NONDISCRIMINATORY POLICIES AND PROCEDURES WHICH WERE PREVIOUSLY LOCATED WITHIN OUR OFFICE OF EQUAL OPPORTUNITY (OEO) INTERNET LANDING PAGE. AS OF 5/12/2021, SUCH POLICIES AND PROCEDURES WERE SUBSEQUENTLY MOVED TO THE UNIVERSITY INTERNET HOMEPAGE: WWW.TUFTS.EDU, TO DISCLOSE AN EQUAL OPPORTUNITY AND NONDISCRIMINATION STATEMENT INCLUDING INSIGHTS ABOUT TUFTS NONDISCRIMINATORY CULTURE. ALL VISITORS ARE ABLE VIEW THESE UPDATES AND ENHANCEMENTS JUST BY SCROLLING ON THE MAIN HOMEPAGE. THE HOMEPAGE FURTHER ALIGNS WITH THE RECENT IRS CHANGES AND MODIFICATIONS TO IRS REVENUE PROCEDURE 75-50, 1975-2 C.B.587, WHICH ALLOW SCHOOLS TO MAINTAIN AND MEET THE PUBLICITY REQUIREMENTS OF OUR RACIALLY NONDISCRIMINATORY POLICY USING TECHNOLOGY ADVANCES PURSUANT TO SECTION 4.03 OF IRS REV. PROC. 2019-22, I.R.B. 1260 Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT TRUSTEES OF TUFTS COLLEGE RECEIVES FINANCIAL AID AND ASSISTANCE FROM MANY GOVERNMENT AGENCIES. DURING THE FISCAL YEAR, ASSISTANCE WAS RECEIVED IN THE FORM OF HEALTH PROFESSIONS LOAN AND SCHOLARSHIP FUNDS; PELL GRANTS; SUPPLEMENTAL EDUCATION OPPORTUNITY GRANTS; FEDERAL WORK STUDY FUNDS AND CARES ACT FUNDING. ADDITIONALLY, STUDENTS CURRENTLY ENROLLED AT THE UNIVERSITY ALSO RECEIVE LOAN FUNDS THROUGH THE FEDERAL DIRECT LOAN PROGRAM AND RECEIVE GRANTS AND FELLOWSHIPS AWARDS FROM A VARIETY OF FEDERAL AGENCIES SUCH AS THE NSF, THE NIH, THE VA, NASA AND THE CARES ACT. ALSO, DURING THE PANDEMIC, AS PART OF THE CARES ACT LEGISLATION, FEDERAL FUNDING HAS BEEN MADE AVAILABLE TO SUPPORT OUR MOST NEEDIEST STUDENTS WITH EMERGENCY SUPPORT AS WELL AS FOR THE UNIVERSITY, FOR UNEXPECTED EXPENSES RELATED TO THE DISRUPTION OF CAMPUS CLOSURES CAUSED BY COVID-19. true Europe (Including Iceland and Greenland) 5 4 Program Services Study-Abroad Education Program 1939963 East Asia and the Pacific 3 2 Program Services Study-Abroad Education Program 139768 South America 1 0 Program Services Study-Abroad Education Program 65018 Sub-Saharan Africa 1 0 Program Services Study-Abroad Education Program 41079 Central America and the Caribbean 0 0 Grantmaking 35567 East Asia and the Pacific 0 0 Grantmaking 594838 Europe (Including Iceland and Greenland) 0 0 Grantmaking 542519 Middle East and North Africa 0 0 Grantmaking 144914 North America (Canada & Mexico only) 0 0 Grantmaking 157744 Russia and Neighboring States 0 0 Grantmaking 12325 South America 0 0 Grantmaking 77227 South Asia 0 0 Grantmaking 427978 Sub-Saharan Africa 0 0 Grantmaking 1003629 Central America and the Caribbean 0 0 Investments 645785000 Europe (Including Iceland and Greenland) 0 0 Investments 92580000 North America (Canada & Mexico only) 0 0 Investments 10291000 Central America and the Caribbean 0 0 Program Services Travel for Mission Related Activities 1904 East Asia and the Pacific 0 0 Program Services Travel for Mission Related Activities 2077 Europe (Including Iceland and Greenland) 0 0 Program Services Travel for Mission Related Activities 10794 North America (Canada & Mexico only) 0 0 Program Services Travel for Mission Related Activities 45359 South America 0 0 Program Services Travel for Mission Related Activities 525 South Asia 0 0 Program Services Travel for Mission Related Activities 6177 Sub-Saharan Africa 0 0 Program Services Travel for Mission Related Activities 10720 10 6 0 0 10 6 753838569 77556 753916125 Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 37000 WIRE Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 67516 WIRE North America (Canada & Mexico only) SUBCONTRACT RESEARCH GRANT 70078 WIRE North America (Canada & Mexico only) SUBCONTRACT RESEARCH GRANT 24281 CHECK Europe (Including Iceland and Greenland) SUBCONTRACT RESEARCH GRANT 197870 WIRE Europe (Including Iceland and Greenland) SUBCONTRACT RESEARCH GRANT 17543 WIRE East Asia and the Pacific SUBCONTRACT RESEARCH GRANT 95740 WIRE Europe (Including Iceland and Greenland) SUBCONTRACT RESEARCH GRANT 6160 WIRE Europe (Including Iceland and Greenland) SUBCONTRACT RESEARCH GRANT 68193 CHECK East Asia and the Pacific SUBCONTRACT RESEARCH GRANT 102700 WIRE Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 48446 WIRE Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 10000 WIRE East Asia and the Pacific SUBCONTRACT RESEARCH GRANT 85882 WIRE South Asia SUBCONTRACT RESEARCH GRANT 18109 WIRE Europe (Including Iceland and Greenland) SUBCONTRACT RESEARCH GRANT 105000 WIRE Europe (Including Iceland and Greenland) SUBCONTRACT RESEARCH GRANT 7121 WIRE Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 82460 WIRE Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 20000 WIRE Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 20000 WIRE East Asia and the Pacific SUBCONTRACT RESEARCH GRANT 7500 WIRE Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 25000 WIRE Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 7500 WIRE Sub-Saharan Africa SUBCONTRACT RESEARCH GRANT 132542 WIRE East Asia and the Pacific SUBCONTRACT RESEARCH GRANT 35840 WIRE Middle East and North Africa SUBCONTRACT RESEARCH GRANT 65339 WIRE East Asia and the Pacific SUBCONTRACT RESEARCH GRANT 9500 WIRE Central America and the Caribbean SUBCONTRACT RESEARCH GRANT 20000 WIRE North America (Canada & Mexico only) SUBCONTRACT RESEARCH GRANT 20000 WIRE Europe (Including Iceland and Greenland) SUBCONTRACT RESEARCH GRANT 9409 CHECK East Asia and the Pacific SUBCONTRACT RESEARCH GRANT 36467 WIRE Europe (Including Iceland and Greenland) SUBCONTRACT RESEARCH GRANT 8131 WIRE 29 2 Fellowships Central America and the Caribbean 1 500 Electronic Funds Transfer Fellowships East Asia and the Pacific 27 138000 Electronic Funds Transfer Fellowships Europe (Including Iceland and Greenland) 13 30381 Electronic Funds Transfer Fellowships Middle East and North Africa 8 63777 Electronic Funds Transfer Fellowships North America (Canada & Mexico only) 3 32526 Electronic Funds Transfer Fellowships Russia and Neighboring States 2 6307 Electronic Funds Transfer Fellowships South America 6 40500 Electronic Funds Transfer Fellowships South Asia 21 332510 Electronic Funds Transfer Fellowships Sub-Saharan Africa 15 240929 Electronic Funds Transfer International Program Advances Sub-Saharan Africa 4 107714 Electronic Funds Transfer Scholarships Central America and the Caribbean 5 15067 Electronic Funds Transfer Scholarships East Asia and the Pacific 33 65393 Electronic Funds Transfer Scholarships Europe (Including Iceland and Greenland) 32 86892 Electronic Funds Transfer Scholarships Middle East and North Africa 6 13358 Electronic Funds Transfer Scholarships North America (Canada & Mexico only) 5 8548 Electronic Funds Transfer Scholarships Russia and Neighboring States 3 5946 Electronic Funds Transfer Scholarships South America 11 32227 Electronic Funds Transfer Scholarships South Asia 36 70962 Electronic Funds Transfer Scholarships Sub-Saharan Africa 38 98819 Electronic Funds Transfer Student Prizes East Asia and the Pacific 23 16095 Electronic Funds Transfer Student Prizes Europe (Including Iceland and Greenland) 5 3900 Electronic Funds Transfer Student Prizes Middle East and North Africa 3 2440 Electronic Funds Transfer Student Prizes North America (Canada & Mexico only) 3 550 Electronic Funds Transfer Student Prizes Russia and Neighboring States 1 71 Electronic Funds Transfer Student Prizes South America 3 3300 Electronic Funds Transfer Student Prizes South Asia 7 3620 Electronic Funds Transfer Student Prizes Sub-Saharan Africa 2 2000 Electronic Funds Transfer Student Stipends East Asia and the Pacific 2 1722 Electronic Funds Transfer Student Stipends Europe (Including Iceland and Greenland) 1 150 Electronic Funds Transfer Student Stipends North America (Canada & Mexico only) 3 1761 Electronic Funds Transfer Student Stipends South America 1 1200 Electronic Funds Transfer Student Stipends South Asia 2 277 Electronic Funds Transfer Student Stipends Sub-Saharan Africa 3 1400 Electronic Funds Transfer Subcontract Research Grants Sub-Saharan Africa 3 98958 Electronic Funds Transfer true true true true true true Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds DUE TO THE VARIOUS TYPES OF GRANT FUND EXPENDITURES THE UNIVERSITY USES MULTIPLE INTERNAL CONTROL PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS AND ASSISTANCE OUTSIDE THE UNITED STATES. FOR FELLOWSHIPS, PRIZES AND STIPENDS, PAYMENTS ARE MADE THROUGH OUR FINANCIAL SERVICES-ACCOUNTS PAYABLE DEPARTMENT. THE PROCESS REQUIRES PRE-APPROVAL BY A PARTICULAR DEPARTMENT-HEAD AND SPECIFIC DOCUMENTATION AND AUTHORIZATIONS ARE NECESSARY IN ORDER TO PROCESS A PAYMENT. FOR INTERNATIONAL PROJECT ADVANCES, A MAJORITY OF THE PAYMENTS ARE WIRED DIRECTLY TO A DESIGNATED FOREIGN BANK ACCOUNT. THE UNIVERSITY HAS REPRESENTATIVES IN THE SPECIFIC REGION WHO MAINTAIN THE CASH FOR EXPENDITURES AND THEIR INTENDED PURPOSES. FOR SCHOLARSHIPS, ALL FOREIGN ADDRESS STUDENTS ARE PROVIDED WITH A CHECK PAYMENT THAT IS PROCESSED FROM THE ACCOUNTS PAYABLE DEPARTMENT. THE FINANCIAL AID OFFICE ADMINISTERS THE LISTING OF PAYEES AND THE FINANCIAL SERVICES OFFICE RECORDS THE TRANSACTIONS AFTER ALL REQUIRED DOCUMENTATION HAS BEEN RECEIVED. FOR SUBCONTRACT RESEARCH GRANTS, A PRINCIPAL INVESTIGATOR (PI) IS RESPONSIBLE FOR ALL ASPECTS OF A GRANT ALONG WITH THE COMPLIANCE ACTIVITIES. ALL OF THESE PROCEDURES ENSURE THAT GRANT FUNDS USED OUTSIDE THE UNITED STATES ARE BEING PROPERLY MONITORED. Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS DUE TO THE VARIOUS TYPES OF GRANT FUND EXPENDITURES THE UNIVERSITY USES MULTIPLE INTERNAL CONTROL PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS AND ASSISTANCE OUTSIDE THE UNITED STATES. FOR FELLOWSHIPS, PRIZES AND STIPENDS, PAYMENTS ARE MADE THROUGH OUR FINANCIAL SERVICES-ACCOUNTS PAYABLE DEPARTMENT. THE PROCESS REQUIRES PRE-APPROVAL BY A PARTICULAR DEPARTMENT-HEAD AND SPECIFIC DOCUMENTATION AND AUTHORIZATIONS ARE NECESSARY IN ORDER TO PROCESS A PAYMENT. FOR INTERNATIONAL PROJECT ADVANCES, A MAJORITY OF THE PAYMENTS ARE WIRED DIRECTLY TO A DESIGNATED FOREIGN BANK ACCOUNT. THE UNIVERSITY HAS REPRESENTATIVES IN THE SPECIFIC REGION WHO MAINTAIN THE CASH FOR EXPENDITURES AND THEIR INTENDED PURPOSES. FOR SCHOLARSHIPS, ALL FOREIGN ADDRESS STUDENTS ARE PROVIDED WITH A CHECK PAYMENT THAT IS PROCESSED FROM THE ACCOUNTS PAYABLE DEPARTMENT. THE FINANCIAL AID OFFICE ADMINISTERS THE LISTING OF PAYEES AND THE FINANCIAL SERVICES OFFICE RECORDS THE TRANSACTIONS AFTER ALL REQUIRED DOCUMENTATION HAS BEEN RECEIVED. FOR SUBCONTRACT RESEARCH GRANTS, A PRINCIPAL INVESTIGATOR (PI) IS RESPONSIBLE FOR ALL ASPECTS OF A GRANT ALONG WITH THE COMPLIANCE ACTIVITIES. ALL OF THESE PROCEDURES ENSURE THAT GRANT FUNDS USED OUTSIDE THE UNITED STATES ARE BEING PROPERLY MONITORED. 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Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. DUE TO THE VARIOUS TYPES OF GRANT FUND EXPENDITURES THE UNIVERSITY USES MULTIPLE INTERNAL CONTROL PROCEDURES FOR MONITORING THE USE OF U.S. GRANT FUNDS AND ASSISTANCE. FELLOWSHIPS, PRIZES AND STIPEND PAYMENTS ARE MADE THROUGH OUR FINANCIAL SERVICES AND ACCOUNTS PAYABLE DEPARTMENT. THE PROCESS REQUIRES PRE-APPROVAL BY A PARTICULAR DEPARTMENT-HEAD AND SPECIFIC DOCUMENTATION AND AUTHORIZATIONS ARE NECESSARY IN ORDER TO PROCESS A PAYMENT. A MAJORITY OF PAYMENTS ARE MADE VIA CHECK. FOR DOMESTIC SCHOLARSHIPS, THE FINANCIAL AID OFFICE (FAO) MAINTAINS AN INDEPENDENT FINANCIAL AID ACCOUNTING SYSTEM. THE FAO ADMINISTERS THE LISTING OF AWARD RECIPIENTS AND RECONCILES, ON A MONTHLY BASIS, THE CORRESPONDING EXPENSES WITH THE UNIVERSITY GENERAL LEDGER SYSTEM. THE CASH GRANTS ARE ALSO REFLECTED ON EACH INDIVIDUAL STUDENT ACCOUNT. THE FINANCIAL SERVICES OFFICE INDEPENDENTLY RECORDS THE TRANSACTIONS AFTER ALL REQUIRED SYSTEM-FEED DOCUMENTATION HAS BEEN RECEIVED. ADDITIONALLY, ALL FEDERAL SCHOLARSHIP ACTIVITIES ARE MONITORED SEPARATELY BY THE SPONSORED ACCOUNTING DEPARTMENT (SPA). FOR SUBCONTRACT RESEARCH GRANTS, THE UNIVERSITY MAINTAINS A SPONSORED RESEARCH ACCOUNTING (SPA) DEPARTMENT WHICH HAS FINANCIAL OVERSIGHT FOR ALL GRANT AND CONTRACT ACTIVITY. THE PRINCIPAL INVESTIGATOR (PI) IS RESPONSIBLE FOR ALL ASPECTS OF A GRANT ALONG WITH THE COMPLIANCE ACTIVITIES. SPECIFIC GRANT-RELATED EXPENDITURE ACTIVITIES ARE PROCESSED BY THE UNIVERSITY ACCOUNTS PAYABLE DEPARTMENT. SUB-RECIPIENT MONITORING: A PRINCIPAL INVESTIGATOR (PI) NEGOTIATES SUBCONTRACTS WITH SUB-RECIPIENTS THROUGH THE OFFICE OF THE VICE PROVOST. WHEN AN AGREEMENT IS FULLY EXECUTED, IT MUST BE SUBMITTED TO THE OFFICE OF SPONSORED PROGRAMS ACCOUNTING (SPA) ALONG WITH A COMPLETED CONSULTANT PAYMENT FORM. ANY ISSUES REGARDING SUB-RECIPIENT PERFORMANCE ARE REPORTED TO THE OFFICE OF THE VICE PROVOST AND SPA. ALSO, SPA IS RESPONSIBLE FOR ENSURING THAT ALL SUB-RECIPIENTS ARE IN COMPLIANCE WITH OMB CIRCULAR A-133 REQUIREMENTS. CARES/HEERF ACT ASSISTANCE: AS A RESULT OF THE COVID 19 PANDEMIC AND THE CARES/HEERF ACT LEGISLATION, WHICH WAS PASSED IN EARLY 2020 BY CONGRESS, HIGHER EDUCATION INSTITUTIONS WERE ELIGIBLE TO RECEIVE STUDENT AID RELIEF FUNDING. TRUSTEES OF TUFTS COLLEGE (TUFTS) APPLIED FOR RELIEF FUNDS AND WAS AWARDED SUCH FUNDS VIA OUR FEDERAL GRANT/SPONSORED ACCOUNTING OFFICE. THE TOTAL FY21 FEDERAL AWARD RECEIVED WAS $1,314,977 (FOR 1,509 STUDENTS) AND WAS DISTRIBUTED ACROSS ALL UNIVERSITY SCHOOLS AND ACCOUNTED FOR VIA OUR SPONSORED ACCOUNTING OFFICE USING SEPARATE SCHOOL DEPARTMENT ID'S. THE UNIVERSITY BURSAR'S OFFICE WAS USED TO FACILITATE THE CARES/HEERF ACT AWARD PAYMENTS. THESE EMERGENCY FINANCIAL AID GRANT FUNDS WERE DISTRIBUTED TO STUDENT APPLICANTS USING THEIR STUDENT ACCOUNTS FOR UNEXPECTED EXPENSES RELATED TO THE DISRUPTION OF CAMPUS OPERATIONS DUE TO THE CORONAVIRUS. THE BURSARS OFFICE SENT FUNDS TO FAFSA ELIGIBLE STUDENTS WITHIN THE UNITED STATES AND HAVE BEEN CAPTURED ON SCHEDULE I. ALL PAYMENTS WERE MADE DIRECTLY TO STUDENT ACCOUNTS VIA DIRECT DEPOSIT, WHEN AVAILABLE. X X X true true X X X X X true true false false false false false true true true Anthony P Monaco Trustee & University President 840185 0 0 0 164401 0 35865 0 128151 0 1168602 0 0 0 Michael A Baenen See Schedule O for Title 102954 0 0 0 21724 0 12469 0 7036 0 144183 0 0 0 Deborah T Kochevar Interim Provost & Sr VP - End Date 6/30/2019 146409 0 0 0 495 0 16728 0 47 0 163679 0 0 0 Jean E Ayers Interim VP - Communications & Marketing - End Date 8/27/2018 190891 0 0 0 397 0 22203 0 10843 0 224334 0 0 0 Mary R Jeka VP - University Relations 447170 0 0 0 25611 0 35865 0 11004 0 519650 0 0 0 Paul J Tringale Secretary of Corporation 171782 0 0 0 1061 0 20684 0 147298 0 340825 0 0 0 Eric C Johnson VP - University Advancement 462866 0 0 0 22850 0 35865 0 24713 0 546294 0 0 0 Elizabeth Mcclain Associate Treasurer 182546 0 0 0 722 0 21579 0 18822 0 223669 0 0 0 Barbara Stein VP Operations 318204 0 0 0 7519 0 35865 0 33657 0 395245 0 0 0 Michael Rodman VP Communications & Marketing 217254 0 0 0 19858 0 30399 0 29137 0 296648 0 0 0 Nadine Aubry Provost and Senior Vice President 615792 0 0 0 24054 0 35865 0 22955 0 698666 0 0 0 Michael W Howard Executive VP 563241 0 0 0 41088 0 35865 0 29293 0 669487 0 0 0 Sara M Judge VP Development 205439 0 0 0 16692 0 27862 0 12770 0 262763 0 0 0 James M Hurley CFO,VP-Finance & Treasurer - Start Date 1/1/2020 408424 0 0 0 7758 0 35865 0 11231 0 463278 0 0 0 Christopher M Sedore VP - Information Technology, CIO 386789 0 0 0 20469 0 35865 0 26168 0 469291 0 0 0 Kim Ryan VP Human Resources - Start Date 7/20/2020 130496 0 0 0 12784 0 19111 0 9150 0 171541 0 0 0 Deborah Blackie Interim VP Human Resources - End Date 7/20/2020 203031 0 0 0 1257 0 24286 0 12970 0 241544 0 0 0 Naomi Rosenberg DEAN BIOMEDICAL SCIENCES - End Date 6/30/2017 102993 0 0 0 38 0 8949 0 8 0 111988 0 0 0 Linda M Abriola See Schedule O for Title 313129 0 0 0 2987 0 35865 0 32699 0 384680 0 0 0 Joyce S Knoll Interim Dean Cummings School - End Date 7/14/2019 174665 0 0 0 2228 0 20603 0 22435 0 219931 0 0 0 James M Glaser Dean Arts & Sciences 374937 0 0 0 2685 0 35865 0 31175 0 444662 0 0 0 Jianmin Qu Dean of Engineering 402895 0 0 0 2875 0 35865 0 24022 0 465657 0 0 0 Daniel Jay Dean School for Graduate Biomedical Sciences 245067 0 0 0 1473 0 28487 0 11447 0 286474 0 0 0 Alastair E Cribb Dean Cummings School 310658 0 0 0 2146 0 35865 0 24499 0 373168 0 0 0 Peter W Bates Dean ad interim Medical School - Start Date 1/1/2020 405866 0 0 0 5493 0 35865 0 24546 0 471770 0 0 0 Nadeem Karimbux Dean Dental School 393059 0 0 0 1847 0 35865 0 33906 0 464677 0 0 0 Huw Thomas Dean Emeritus, Professor of Pediatric Dentistry Emeritus 208833 0 0 0 271321 0 27488 0 9859 0 517501 0 0 0 Dariush Mozaffarian Dean Friedman School 432270 0 0 0 2587 0 35865 0 30509 0 501231 0 0 0 TRYFAN D EVANS DIRECTOR OF INVESTMENTS 284375 0 97351 0 649 0 60772 0 180 0 443327 0 82362 0 Rachel E Kyte Dean Fletcher School 420000 0 0 0 2163 0 35865 0 259 0 458287 0 0 0 Philip W Hinds Professor & Chair 154844 0 0 0 250661 0 18402 0 25664 0 449571 0 0 0 Schedule J, Part I, Line 1a Tax indemnification and gross-up payments THE UNIVERSITY MAY INDEMNIFY AND PROVIDE TAX GROSS- UP AMOUNTS TO REIMBURSE OFFICERS AND SENIOR MANAGEMENT EMPLOYEES WHERE ADDITIONAL PERSONAL INCOME TAXES ARE INCURRED FROM AN INCLUSION OF A TAXABLE FRINGE BENEFIT. DURING THE CALENDAR YEAR 2020, TWO OFFICERS RECEIVED TAX INDEMNIFICATION AND GROSS-UP PAYMENTS, ALL OF WHICH WERE INCLUDED IN TAXABLE COMPENSATION TO THE EMPLOYEES. Schedule J, Part I, Line 1a Housing allowance or residence for personal use AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF TUFTS UNIVERSITY, THE UNIVERSITY PRESIDENT IS REQUIRED TO RESIDE ON CAMPUS. THE VALUE OF ON-CAMPUS HOUSING IS NOT INCLUDED IN TAXABLE COMPENSATION, BUT IS REFLECTED IN SCHEDULE J, PART II, COLUMN (D). Schedule J, Part I, Line 1a Personal services THE UNIVERSITY PROVIDES HOUSECLEANING AS PERSONAL SERVICES TO THE PRESIDENT. The value of the services are included in taxable compensation and grossed up. THE UNIVERSITY PROVIDES A DRIVER AND VEHICLE FOR THE PRESIDENT FOR CERTAIN UNIVERSITY EVENTS. NO AMOUNT OF THIS BENEFIT WAS TREATED AS TAXABLE COMPENSATION. Schedule J, Part I, Line 4a Severance or change-of-control payment As a result of his separation with the University, Huw Thomas received a one time separation payment in the amount of $189,346 during calendar year 2020. Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan TRYFAN D. EVANS, DIRECTOR OF INVESTMENTS, PARTICIPATED IN AN EMPLOYEE INCENTIVE COMPENSATION PLAN THAT IS BASED OFF OF JOB AND PORTFOLIO PERFORMANCE AND ALLOWS FOR UP TO 80% OF BASE SALARY EARNINGS. HE RECEIVED A PAYOUT AMOUNT OF $97,351 IN 2020. THIS AMOUNT IS REPORTED IN PART II, COLUMN B(ii). THE TERMS OF THE INCENTIVE PAYOUTS INCLUDE A VESTING SCHEDULE COVERING THREE YEARS WHICH ALLOW FOR 50% IN YEAR ONE AND 25% FOR YEARS TWO AND THREE. THE ACTUAL INCENTIVE PAYOUTS ARE MADE IN THE QUARTER FOLLOWING THE CLOSE OF THE FISCAL YEAR TO WHICH THE INCENTIVE PAYMENT APPLIES. TOTAL CURRENT-YEAR EARNED INCOME DEFERRAL AMOUNTS ARE INCLUDED ON SCHEDULE J, PART II, COLUMN C. AND THE AMOUNT PAID TO THIS INDIVIDUAL IS FURTHER EXPLAINED ON SCHEDULE J, PART I, LINE 5(a) AND LINE 7. Schedule J, Part I, Line 7 Non-fixed payments ONE INVESTMENT OFFICER PARTICIPATED IN A DISCRETIONARY INCENTIVE PLAN AND RECEIVED NON-FIXED PAYMENTS FOR INDIVIDUAL JOB PERFORMANCE AND FOR ACHIEVING CERTAIN GOALS AND OBJECTIVES. THESE AMOUNTS ARE A COMPONENT OF THE TOTAL REPORTABLE AMOUNTS AS EXPLAINED ON SCHEDULE J, LINE 4(B) AND ARE REPORTED IN SCHEDULE J, PART II, COLUMN B(II) Schedule J, Part I, Line 8 Payments on contract that is subject to the initial contract exception The Provost is serving under her initial contract. ALL DEANS OF EACH SCHOOL ARE SERVING UNDER THEIR INITIAL CONTRACTS. A MHEFA Series N 042456011 57586CV36 2008-03-27 140600000 REFUND ISSUE DATED 08/05/2004 & 01/12/2006 false false false B MHEFA Series M 042456011 57586ejt9 2009-06-11 66548467 REFUND ISSUE DATED 04/01/1998 false false false C MHEFA SERIES G 042456011 57586EKD2 2009-07-01 27900000 REFUND ISSUES DATED 6/14/1995 & 6/07/2001 false false false D MDFA Series P 043431814 57583r7l3 2011-02-08 50532192 REFUND ISSUE DATED 04/03/2001 false false false A 29300000 0 140600000 0 0 0 600000 0 0 0 140000000 0 true false true true B 17465000 0 66548467 0 0 0 538881 0 0 0 66009586 0 true false true true C 3600000 27900000 27900000 true false true true D 50532192 532192 50000000 true false true true A false true true true true true 0.0 0.0 0.0 false false true B 0.0 C 0.0 D true 0.0 A false false true false true true DEUTSCHE BANK & BNY MELLON 10.0 true false false Deutsche Bank and Bank of America false true B false false true false false false false false true C false false true false true false false false true D false false true false true true BNY MELLON 25.0 false false false false true A true B true C true D true Schedule K, Part I SEVEN DEBT ISSUES ARE LISTED ON SCHEDULE K & MULTIPLE SCHEDULES ARE ATTACHED Schedule K, Part IV, Line 3 MDFA SERIES (MASTER LEASE AGREEMENT) RATE IS VARIABLE FOR YEARS(S) 1 & 2 AND CONVERTS TO A FIXED RATE FOR THE REMAINDER OF THE TERM. Schedule K, Part I, Column (b) CUSIP # MDFA SERIES (MASTER LEASE AGREEMENT) DOES NOT HAVE A CUSIP Schedule K, Part II, Line 11 ALL COLUMNS THAT ARE FROM REFUNDINGS THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW Schedule K, Part III Column (D) SERIES 2011P IS A REFUNDING OF AN ISSUE DATED PRIOR TO 12/31/2002 AND THEREFORE IS EXEMPT FROM REPORTING ON PART III OF SCHEDULE K Schedule K, Part III, Line 6 ALL SERIES WITH 0.0% WHILE THERE MAY BE LEASES, MANAGEMENT CONTRACTS, OR RESEARCH AGREEMENTS OCCURRING IN BOND FINANCED PROPERTY, DUE TO EQUITY CONTRIBUTIONS OR OTHER PRIVATE BUSINESS USE EXCEPTIONS, THE ARRANGEMENTS DO NOT GENERATE PRIVATE BUSINESS FOR THE CURRENT REPORTING PERIOD Schedule K, Part III COLUMNS (B) & (C) BOTH SERIES M & SERIES G ARE REFUNDING'S OF AN ISSUES DATED PRIOR TO 12/31/2002 AND THEREFORE ARE EXEMPT FROM REPORTING ON PART III OF SCHEDULE K Schedule K, Part II, Line 1 COLUMN (A) AS PART OF A REMEDIAL ACTION PROCEEDS FROM THE SALE OF A BOSTON BUILDING WERE USED TO RETIRE SERIES N DEBT. Schedule K, Part II, Line 2 COLUMN (A) AS PART OF A REMEDIAL ACTION, PROCEEDS FROM THE SALE OF BOSTON BUILDING WERE USED TO DEFEASE SERIES Q DEBT. Schedule K, Part II, Line 3 COLUMN (C) SERIES R ISSUED AT PAR AND DUE IN AUGUST, 2048 Schedule K, Part II, Line 1 COLUMN B ANNUAL PRINCIPAL PAY-DOWN AND RETIREMENT OF MULTIPLE BONDS Schedule K, Part II, Line 10 COLUMN (C) SERIES R HAD FINAL SPEND-DOWN OF PROCEEDS ON PROJECTS Schedule K, Part II, Line 3 COLUMN C THE DIFFERENCE IN SERIES R PROCEEDS IS ATTRIBUTABLE TO INVESTMENT EARNINGS Schedule K, Part I MHEFA & MDFA MASSACHUSETTS HEALTH AND EDUCATIONAL FACILITIES AUTHORITY MASSACHUSETTS DEVELOPMENT FINANCE AUTHORITY Schedule K, Part IV, Line 2c COLUMN A Issuer name: MDFA SERIES Q The calculation for computing no rebate due was performed on 08/02/2021 A MDFA SERIES Q 043431814 57583U4K1 2015-02-26 78544431 REFUND ISSUE DATED 11/13/2008 & CONSTRUCT FACILITY true false false B MDFA SERIES (MASTER LEASE AGRMNT) 043431814 2015-03-17 28000000 CONSTRUCT FACILITY false false false C MDFA SERIES R 043431814 57584YNF2 2018-12-13 34000000 IMPROVEMENTS TO EXISTING BUILDINGS false false false A 3860000 2365000 78544431 728677 5700580 72115174 2016 false true true true B 12396366 28000000 66569 27933431 2016 false false true true C 34317229 384520 33932709 0 2019 false false true true A false true true true true true 0.0 0.0 0.0 false false true B false true false false 0.0 0.0 0.0 false false true C false true true true true true 0.0 0.0 0.0 false false true A false false false true false false false false true B false true true false true false false false true C false true false false true false false false true A true B true C true ADAGE CAPITAL MANAGEMENT PARTNER IS SPOUSE OF CURRENT TRUSTEE 2311594 INVESTMENT MANAGEMENT SERVICES false Steven Block Spouse of Current Trustee 293316 Employment false A & A Metro Transportation Brother of Current Trustee 500070 Transportation Services false Robert Ferrin Spouse of V.P. of Finance & Treasurer 90728 Employment false MORTON B ROSENBERG SPOUSE OF FORMER KEY EMPLOYEE 182694 EMPLOYMENT false X 4 445100 Market value X 3337 Market value X 1100 Market value X 192 10441424 Market value X 1 4995 Market value X 1 52844 Market value X 7 462869 Market value X EQUIPMENT 8 221059 Market value X DINNER EVENTS AND MEETINGS 2 4557 Market value X DONATED TRAVEL EXPENSES 1 11213 Market value X CONTRIBUTION PORTION FROM THE SMFA ART SALE 4 466171 Market value X SPORTS/CONCERT TICKETS 6 2575 Market value 8 false true true Schedule M, Part I NON-CASH CONTRIBUTIONS THE UNIVERSITY IS REPORTING THE NUMBER OF NON-CASH FISCAL YEAR CONTRIBUTIONS BASED ON EACH GIFT RECEIVED. Schedule M, Part I, Line 32b Third parties used to solicit, process, or sell noncash contributions Trustees of Tufts college "Tufts" engaged with the companies Bidsquare and TouchNet for its annual Art Sale. Bidsquare is a third-party marketplace facilitator for online art sales and auctions. Bidsquare handles listing pieces of art on its website, hosting the "online sale" and processing sales transactions for a fee. TouchNet is a Higher Education e-commerce platform that provides secure commerce and credentials solutions for colleges and universities. TouchNet handles secure integrated payment processing offering a variety of payment methods and channels for online users for a fee. Tufts engaged with Bidsquare and Touchnet this year due to the current COVID environment. Form 990, Part I, Line 6 NUMBER OF VOLUNTEERS TUFTS UNIVERSITY HAS NUMEROUS VOLUNTEERS INCLUDING ITS TRUSTEES AND ALUMNI WHO DEDICATE THEIR TIME, EXPERIENCE, AND EFFORTS TO THE UNIVERSITY. AS A RESULT OF HAVING SUCH A LARGE AUDIENCE OF VOLUNTEERS ACROSS OUR 3 CAMPUSES, THE ACCOUNTING PROCESS IS QUITE FRAGMENTED. THEREFORE, WITHOUT A CENTRALIZED COUNTING SYSTEM TO TRACK ALL OF OUR VOLUNTEERS, THERE IS CURRENTLY NOT AN ACCURATE WAY TO PROPERLY TRACK OR REASONABLY ESTIMATE THE ACTUAL NUMBER OF THOSE INDIVIDUALS PARTICIPATING IN VOLUNTEER-RELATED ACTIVITIES. Form 990, Part III, Line 1 Tufts University is a student-centered research INSTITUTION dedicated to the creation and application of knowledge. With approximately 11,619 full-time students from 105 countries, we are committed to providing A transformative experience for students and faculty in an inclusive and collaborative environment where creative scholars generate bold ideas, innovate in the face of complex challenges and distinguish themselves as active citizens of the world. TUFTS UNIVERSITY'S FOCUS ON INNOVATION AND PROGRESSIVE THINKING TOOK ROOT AT ITS FOUNDING AS A LIBERAL ARTS COLLEGE IN 1852. TODAY, TUFTS UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS ARE RECOGNIZED FOR THEIR DEDICATION TO EDUCATING NEW LEADERS FOR OUR CHANGING WORLD AND TUFTS IS RECOGNIZED AMONGST THE MOST SELECTIVE ACADEMIC AND RESEARCH UNIVERSITIES IN THE UNITED STATES. SUPERB TEACHING AND WORLD-CLASS RESEARCH EQUIP TUFTS GRADUATES TO ADDRESS MULTI-FACETED CHALLENGES AROUND THE GLOBE. CREATIVE CROSS-SCHOOL COLLABORATIONS AND MULTIDISCIPLINARY CENTERS ENGAGE STUDENTS IN SEEKING SOLUTIONS TO COMPLEX ECONOMIC, HEALTH, POLITICAL AND ENVIRONMENTAL ISSUES EVEN BEFORE THEY GRADUATE. A GROWING NUMBER OF INNOVATIVE RESEARCH INITIATIVES AND JOINT DEGREE PROGRAMS ARE AVAILABLE FOR BOTH UNDERGRADUATE AND GRADUATE STUDENTS IN LIBERAL ARTS, SCIENCES AND ENGINEERING AND THE UNIVERSITY'S GRADUATE AND PROFESSIONAL SCHOOLS. Form 990, Part VI, Line 11b Review of form 990 by governing body THE UNIVERSITY'S IN-HOUSE TAX DEPARTMENT PREPARED THE ANNUAL INFORMATION TAX FILING. AS PART OF THAT EFFORT IT INCLUDED A LIMITED-SCOPE TAX ENGAGEMENT WITH PRICEWATERHOUSECOOPERS, LLP AS A CONSULTANT TO REVIEW SPECIFIC AREAS OF THE TAX RETURN. A COMPREHENSIVE DRAFT FORM 990 WAS THEN REVIEWED BY MANAGEMENT AND THE AUDIT COMMITTEE BEFORE THE RETURN WAS FINALIZED. A FINAL COPY OF THE FORM 990, AS FILED, WAS PROVIDED TO THE FULL GOVERNING BODY FOR THEIR REVIEW PRIOR TO IT BEING FILED TO THE IRS. Form 990, Part VI, Line 12c Conflict of interest policy THE TRUSTEES OFFICE AT TUFTS UNIVERSITY MAINTAINS A STATEMENT OF COMPLIANCE AND A DISCLOSURE FORM WHICH IS USED TO DISCLOSE ANY CONFLICTS OF INTEREST FOR OFFICERS, KEY EMPLOYEES, AND GOVERNING BOARD MEMBERS ON AN ANNUAL BASIS. THESE INDIVIDUALS ARE ASKED TO READ THE CONFLICT OF INTEREST POLICY AND COMPLETE AN INTERNET-BASED QUESTIONNAIRE. EACH INDIVIDUAL IS REQUIRED TO DISCLOSE ANY POTENTIAL OR REAL CONFLICTS IN A STATEMENT THAT IS SIGNED, DATED, AND SUBMITTED ELECTRONICALLY TO THE TRUSTEES OFFICE. IN ADDITION, AS PART OF THE ANNUAL MONITORING PROCESS, CONFLICT DISCLOSURES ARE REPORTED TO THE AUDIT, RISK, AND COMPLIANCE COMMITTEE. THE AUDIT, RISK, AND COMPLIANCE COMMITTEE IS NOTIFIED AND REVIEWS SUCH DISCLOSURES AND ADVISES ON ANY NECESSARY ACTIONS. THEREAFTER, IF A DISCLOSURE IS DEEMED TO BE A CONFLICT, THE INDIVIDUAL WOULD THEN CONFIRM THAT THEY WILL NOT PARTICIPATE IN ANY DECISIONS RELATING TO THE SPECIFIC DISCLOSED CONFLICT. Form 990, Part VI, Line 15a Process to establish compensation of top management official EXECUTIVE COMPENSATION IS DETERMINED BY THE TRUSTEE COMPENSATION COMMITTEE WHICH USES A MULTITUDE OF RESOURCES AND INFORMATION. THE COMPENSATION COMMITTEE CONSISTS OF THE CHAIRMAN OF THE BOARD OF TRUSTEES WHO MAY SERVE AS THE CHAIR, ALONG WITH ADDITIONAL MEMBERS, EACH SERVING WITH NO TERM LIMITS. THESE INDIVIDUALS ARE CHOSEN FOR THEIR PARTICULAR EXPERIENCE WITH COMPENSATION MATTERS. THE COMMITTEE MEETS AT LEAST ANNUALLY AND USES SURVEY DATA FROM HUMAN RESOURCES THAT HAVE BEEN GATHERED FROM WILLIS TOWERS WATSON, AN EXTERNAL, GLOBAL, PROFESSIONAL SERVICES COMPANY. THE EXECUTIVE COMPENSATION SURVEY INCLUDES SELECT PEER INSTITUTIONAL DATA IN THE LARGER COMPETITIVE MARKETPLACE. ALSO, WHEN CERTAIN DATA IS UNAVAILABLE, HUMAN RESOURCES ASSEMBLES INFORMATION FROM THE CUPA HIGHER EDUCATION SALARY SURVEY. ADDITIONALLY, SALARY RECOMMENDATIONS AND PERFORMANCE REVIEWS ARE PROVIDED TO THE COMPENSATION COMMITTEE TO ASSIST THEM IN THE DECISION MAKING PROCESS. THE COMPENSATION COMMITTEE DELIBERATES AND VOTES WHILE CONTEMPORANEOUSLY DOCUMENTING ITS DECISIONS RELATING TO COMPENSATION. REGARDING THE COLLEGE PRESIDENT, AFTER HAVING COLLECTED FEEDBACK FROM TRUSTEES, THE CHAIRMAN OF THE COMPENSATION COMMITTEE CONDUCTS AN ANNUAL PERFORMANCE REVIEW BEFORE THE CLOSE OF THE FISCAL YEAR. Form 990, Part VI, Line 15b Process to establish compensation of other employees FOR OTHER EXECUTIVES, INCLUDING SENIOR OFFICERS, KEY EMPLOYEES AND DEANS, THE UNIVERSITY HUMAN RESOURCES OFFICE USED COMPENSATION SURVEYS TO BENCHMARK EACH INDIVIDUAL'S JOB TO THE RELEVANT MARKET TO ENSURE PROPER COMPENSATION. ADDITIONALLY, THE COMPENSATION COMMITTEE ALSO RECEIVED WRITTEN PERFORMANCE EVALUATIONS DURING THE SAME TIME PERIOD ALONG WITH RECOMMENDATIONS FROM THE PRESIDENT, PROVOST AND EXECUTIVE V.P., AS WELL AS THE SENIOR VICE PRESIDENT FROM UNIVERSITY ADVANCEMENT, SENIOR VICE PRESIDENT OF UNIVERSITY RELATIONS AND GENERAL COUNSEL, FOR THEIR RESPECTIVE DIRECT REPORTS. Form 990, Part VI, Line 19 Required documents available to the public TRUSTEES OF TUFTS COLLEGE MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. ALL INFORMATION IS AVAILABLE UPON REQUEST. IN ADDITION, AUDITED FINANCIAL STATEMENTS are included as an attachment to the MASSACHUSETTS Form PC, which is a public document AND can also be found with THE CONFLICT OF INTEREST/BUSINESS CONDUCT POLICIES ON THE TUFTS UNIVERSITY WEBSITE, AT WWW.TUFTS.EDU. Form 990, Part VII, Section A, Line 1a, Column (A) NAMES & TITLES AMARTYA KUMAR RAY - SERVED AS CHIEF OF STAFF IN THE OFFICE OF THE PRESIDENT AND ASSISTANT SECRETARY OF THE CORPORATION - START DATE 8/21/2020 MICHAEL BAENEN - SERVED AS CHIEF OF STAFF IN THE OFFICE OF THE PRESIDENT AND ASSISTANT SECRETARY OF THE CORPORATION - END DATE 6/30/2020 LINDA M. ABRIOLA-ENGINEERING PROFESSOR -START DATE 9/01/2015,DEAN OF ENGINEERING-END DATE 8/31/2015 Form 990, Part XI, Line 9 Other changes in net assets or fund balances Consolidated Entities Revenue - -16542726; Cumulative Effect of Accounting Change SFAS 158 - 3462108; Change in split Interest Agreement - 5601853; Change in fair value of interest rate agreements - 20495441; Investment in Tufts Shared Services, Inc. - 333207; TUDC LLC 169 HOLLAND STREET SOMERVILLE MA 02144 043056113 REAL ESTATE DEVELOPMENT MA 0 0 TRUSTEES OF TUFTS COLLEGE TUFTS MEDIA LLC 169 HOLLAND STREET SOMERVILLE MA 02144 042103634 CONSUMER PUBLISHING & MEDIA DE 3171707 2469999 TRUSTEES OF TUFTS COLLEGE AZULUNA BRANDS LLC 169 HOLLAND STREET SOMERVILLE MA 02144 042103634 AGRICULTURE MA 0 0 TRUSTEES OF TUFTS COLLEGE TUFTS HEALTH AND WELLNESS SERVICES LLC 169 HOLLAND STREET SOMERVILLE MA 02144 800754011 HEALTH AND WELLNESS SERVICES MA 0 0 TRUSTEES OF TUFTS COLLEGE TAS Operations LLC 149 New Sweden Road Woodstock CT 06281 042103634 Veterinary Services CT 2111332 0 Trustees of Tufts College Violet Road Holdings LLC 14 Capen Street Medford MA 02155 Agriculture KY 0 0 TRUSTEES OF TUFTS COLLEGE OMIDYAR-TUFTS ACTIVE CITIZENSHIP TRUST 169 HOLLAND STREET SOMERVILLE MA 02144 043828582 INVESTMENT IN POSITIVE SOCIETAL CHANGE MA 501(c)(3) Type I TRUSTEES OF TUFTS COLLEGE true WALNUT HILL PROPERTIES CORP 14 Capen Street MEDFORD MA 02155 043419100 REAL ESTATE MANAGEMENT MA 501(c)(3) Type I TRUSTEES OF TUFTS COLLEGE true TUFTS SHARED SERVICES INC 171 HARRISON AVE PO BOX 634 BOSTON MA 02111 237000827 COORDINATE HEALTH & EDUCATIONAL SERVICES MA 501(c)(3) Type I TRUSTEES OF TUFTS COLLEGE true TUFTS VETERINARY EMERGENCY TREATMENT & SPECIALTIES INC 200 WESTBOROUGH ROAD NORTH GRAFTON MA 02158 043430674 VETERINARY EMERGENCY TREATMENT & CARE MA 501(c)(3) 10 TRUSTEES OF TUFTS COLLEGE true TUFTS UNIVERSITY POST-RETIREMENT PLAN 169 HOLLAND STREET SOMERVILLE MA 02144 043236078 VEBA MA 501(c)(9) TRUSTEES OF TUFTS COLLEGE true TUFTS GLOBAL INC 169 HOLLAND STREET SOMERVILLE MA 02144 474543971 FOREIGN OPERATIONS SUPPORT ORGANIZATION MA 501(c)(3) Type I TRUSTEES OF TUFTS COLLEGE true CIVIC EDUCATION FOUNDATION 169 HOLLAND ST ATTN TAX DEPT SOMERVILLE MA 02144 046111643 RAISE CIVIC AWARENESS MA 501(c)(3) 10 Trustees of Tufts College true JM HOLDINGS INC 169 HOLLAND STREET SOMERVILLE MA 02144 043184043 REAL ESTATE DEVELOPMENT MA TRUSTEES OF TUFTS COLLEGE C Corporation 34791 1 true PERPETUAL TRUSTS - (8) SUPPORT MA TRUSTEES OF TUFTS COLLEGE Trust false CHARITABLE REMAINDER UNITRUSTS - (25) SUPPORT MA TRUSTEES OF TUFTS COLLEGE Trust false CHARITABLE LEAD TRUSTS - (3) SUPPORT MA TRUSTEES OF TUFTS COLLEGE Trust false TUFTS UNIVERSITY CHARITABLE TRUST 169 HOLLAND ST ATTN TAX DEPT SOMERVILLE MA 02144 516581922 SUPPORT HK TRUSTEES OF TUFTS COLLEGE Trust 45976 278634 1.00 true BRAINGATE INC 169 Holland Street Somerville MA 02144 475489178 Patent Holdings MA TRUSTEES OF TUFTS COLLEGE C Corporation 32247 102637 1 true true true true true false false false false false false true true true true true true true true true WALNUT HILL PROPERTIES CORP D 11788151 FAIR MARKET VALUE WALNUT HILL PROPERTIES CORP K 1214240 FAIR MARKET VALUE WALNUT HILL PROPERTIES CORP L 244124 FAIR MARKET VALUE WALNUT HILL PROPERTIES CORP P 125443 FAIR MARKET VALUE TUFTS VETERINARY TREATMENT & SPECIALTIES INC C 443557 FAIR MARKET VALUE TUFTS VETERINARY TREATMENT & SPECIALTIES INC L 691519 FAIR MARKET VALUE TUFTS VETERINARY TREATMENT & SPECIALTIES INC Q 913400 FAIR MARKET VALUE OMIDYAR-TUFTS ACTIVE CITIZENSHIP TRUST C 14839000 FAIR MARKET VALUE OMIDYAR-TUFTS ACTIVE CITIZENSHIP TRUST L 777000 FAIR MARKET VALUE OMIDYAR-TUFTS ACTIVE CITIZENSHIP TRUST Q 757000 FAIR MARKET VALUE TUFTS SHARED SERVICES M 6261000 FAIR MARKET VALUE TUFTS UNIVERSITY EMPLOYEE BENEFIT TRUST L 488600 FAIR MARKET VALUE TUFTS GLOBAL INC M 1043979 FAIR MARKET VALUE Schedule R, Part IV, Column (a) TRUSTS THE PERPETUAL AND CHARITABLE REMAINDER TRUSTS AND CHARITABLE LEAD TRUSTS ARE DOMICILED IN FLORIDA AND MASSACHUSETTS. Trustees of Tufts College 169 Holland Street Attn Tax Dept Somerville MA 02144 042103634 X 0 574059 574059 1116862054 1117436113 1000000 250000 0 0 0 OMIDYAR-TUFTS ACTIVE CITIZENSHIP TRUST 169 HOLLAND STREET ATTN TAX DEPT SOMERVILLE MA 02144 043828582 0 0 0 15722957 15722957 936148 234037 0 0 0 TUFTS SHARED SERVICES INC 171 HARRISON STREET BOX 821 BOSTON MA 02111 237000827 0 0 0 30636986 30636986 1000000 250000 0 0 0 TUFTS VETERINARY EMERGENCY TREATMENT SPECIALTIES INC 200 WESTBORO ROAD NORTH GRAFTON MA 01536 043430674 0 0 0 14914989 14914989 895749 223937 0 0 0 WALNUT HILL PROPERTIES CORP PO BOX 53 TUFTS UNIVERSITY BRANCH MEDFORD MA 02155 043419100 0 0 0 3015203 3015203 300760 75190 0 0 0 TUFTS GLOBAL INC 169 HOLLAND STREET ATTN TAX DEPT SOMERVILLE MA 02144 474543971 0 0 0 980643 980643 172096 43024 0 0 0