2022-05-23T11:21:34-05:00 2021-08-31 873707167 CBIZ MARKS PANETH LLC 685 THIRD AVENUE NEW YORK NY 10017 990 2020-09-01 131992402 CATALYST INC CATA 2125147600 120 WALL STREET NO 15 FL NEW YORK NY 10005 LORRAINE HARITON PRESIDENT 2125147600 2022-05-12 1 LORRAINE HARITON 999009999 MAGDALENA M CZERNIAWSKI P00535099 2125038800 2022-05-12 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z LORRAINE HARITON 120 WALL STREET NO 15 FL NEW YORK NY 10005 41822239 0 X WWW.CATALYST.ORG X 1962 OH CATALYST IS THE LEADING NONPROFIT ORGANIZATION WITH A MISSION TO ACCELERATE PROGRESS FOR WOMEN THROUGH WORKPLACE INCLUSION. 46 45 111 45 0 0 23006461 13090396 3208826 5031680 1030112 4031339 0 0 27245399 22153415 0 0 0 0 13099860 13700982 0 0 2436052 7685449 6018010 20785309 19718992 6460090 2434423 54920286 56172197 12141487 11995274 42778799 44176923 X ACCELERATE PROGRESS FOR WOMEN THROUGH WORKPLACE INCLUSION. 0 0 3992660 3246532 LEARNING AND ADVISORY SERVICESTHE GLOBAL LAS TEAM IS RESPONSIBLE FOR THE DEVELOPMENT AND DELIVERY OF FEE-FOR-SERVICE WORKSHOPS AND OTHER PROGRAMMING DESIGNED TO ACCELERATE PROGRESS FOR WOMEN IN THE WORKPLACE THROUGH INDIVIDUAL AWARENESS BUILDING, SHIFTING MINDSETS AND BEHAVIORS AND COMMITMENT TO ACTION PLANS. TWO FOUNDATIONAL PROGRAMS INCLUDE MARC (MEN ADVOCATING REALCHANGE) WHICH ENGAGES MEN IN CHAMPIONING WOMEN IN THE WORKPLACE AND LEI (LEAD FOR EQUITY AND INCLUSION) WHICH HELPS INDIVIDUALS LEARN HOW TO OVERCOME BIAS AND BECOME MORE INCLUSIVE LEADERS. 2907254 GLOBAL BRAND AND STRATEGIC COMMUNICATIONS THE GLOBAL BRAND AND STRATEGIC COMMUNICATIONS DEPARTMENT CREATES AND EXECUTES STRATEGIES TO INCREASE CATALYST'S VISIBILITY GLOBALLY BY DEVELOPING AND STRENGTHENING ITS BRAND, PRODUCTS AND SERVICES. THE DEPARTMENT IS RESPONSIBLE FOR EDITING, DESIGNING AND PRODUCING ALL PRODUCTS, PUBLICATIONS AND COLLATERAL MATERIALS, AND FOR BUILDING PUBLIC EDUCATION AND AWARENESS OF CATALYST'S WORK THROUGH MEDIA RELATIONS, MARKETING OPPORTUNITIES AND SOCIAL MEDIA CAMPAIGNS, AS WELL AS INITIATIVES LIKE THE CATALYST CEO CHAMPIONS FOR CHANGE. 2206769 RESEARCH THE RESEARCH TEAM CONDUCTS APPLIED RESEARCH TO PROMOTE GENDER, RACIAL AND ETHNIC INCLUSION IN WORKPLACES AROUND THE WORLD. THIS RESEARCH CULMINATES IN PUBLISHED STUDIES THAT INCLUDE FINDINGS FROM INTERVIEWS, FOCUS GROUPS AND SURVEYS, AS WELL AS COMPANY BEST PRACTICES AND RECOMMENDATIONS FOR COMPANIES AND FIRMS CREATING EQUITABLE AND INCLUSIVE WORKPLACES FOR WOMEN AND MEN. CATALYST CONDUCTS RESEARCH GLOBALLY AND HAS PRODUCED REPORTS SPECIFIC TO THE UNITED STATES, CANADA, EUROPE, INDIA, AUSTRALIA, JAPAN AND MEXICO. 4301344 1785148 ALL OTHER PROGRAMS:NATIONAL EDUCATION, GLOBAL COMMUNICATIONS, AND GLOBAL EVENTS. 4301344 1785148 13408027 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 1 X 66 0 1 111 1 0 1 CA SZ IN AS 0 0 0 0 0 0 0 0 0 0 X 46 45 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY NJ CA AL AZ AK CO CT DC FL GA IL KY MD MA MI MN NC OR RI PA VA TN OH WA WI UT X TATYANA BASIS VICE PRESIDENT FINANCE 2125147600 120 WALL STREET 15TH FLOOR NEW YORK NY 10005 ALBERT BOURLA DIRECTOR 1.00 X 0 0 0 ALFRED F KELLY JR DIRECTOR 1.00 X 0 0 0 ANDREW J MCMAHON DIRECTOR 1.00 X 0 0 0 ARNOLD W DONALD DIRECTOR 1.00 X 0 0 0 BILLY GIFFORD DIRECTOR 1.00 X 0 0 0 BRIAN CORNELL DIRECTOR 1.00 X 0 0 0 BRIAN MOYNIHAN DIRECTOR 1.00 X 0 0 0 CATHY ENGELBERT TREASURER 1.00 X X 0 0 0 DARA KHOSROWSHAHI DIRECTOR 1.00 X 0 0 0 DARRYL WHITE DIRECTOR 1.00 X 0 0 0 DAVID ABNEY DIRECTOR (OUTGOING) 1.00 X 0 0 0 DAVID S TAYLOR DIRECTOR 1.00 X 0 0 0 DEANNA MULLIGAN DIRECTOR (OUTGOING) 1.00 X 0 0 0 DENIS MACHUEL DIRECTOR (OUTGOING) 1.00 X 0 0 0 ELLIOTT PORTNOY DIRECTOR 1.00 X 0 0 0 ENRIQUE HERNANDEZ JR DIRECTOR 1.00 X 0 0 0 FEIKE SIJBESMA DIRECTOR 1.00 X 0 0 0 GERALD LEMA DIRECTOR 1.00 X 0 0 0 HAMDI ULUKAYA DIRECTOR 1.00 X 0 0 0 HENRY KRAVIS DIRECTOR 1.00 X 0 0 0 ILHAM KADRI DIRECTOR 1.00 X 0 0 0 JAMES D TAICLET DIRECTOR 1.00 X 0 0 0 JAMES QUINCEY DIRECTOR 1.00 X 0 0 0 JAMIE DIMON DIRECTOR 1.00 X 0 0 0 JANET FOUTTY DIRECTOR 1.00 X 0 0 0 JIM FITTERLING DIRECTOR 1.00 X 0 0 0 JULIE SWEET CHAIR 1.00 X 0 0 0 KATHY WARDEN DIRECTOR 1.00 X 0 0 0 KELLY GRIER DIRECTOR 1.00 X 0 0 0 KENNETH C FRAZIER DIRECTOR 1.00 X 0 0 0 KIRT WALKER DIRECTOR 1.00 X 0 0 0 KRISTIN PECK DIRECTOR 1.00 X 0 0 0 LINDA ADDISON DIRECTOR 1.00 X 0 0 0 LORRAINE HARITON PRESIDENT & CEO 35.00 X X 493917 0 63238 LYNNE DOUGHTIE DIRECTOR (OUTGOING) 1.00 X 0 0 0 MARC LAUTENBACH SECRETARY 1.00 X X 0 0 0 MARGO GEORGIADIS DIRECTOR 1.00 X 0 0 0 MARILLYN A HEWSON CHAIR (OUTGOING) 1.00 X X 0 0 0 MARY B CRANSTON ESQ DIRECTOR 1.00 X 0 0 0 MARY BETH HOGAN ESQ DIRECTOR 1.00 X 0 0 0 MICHAEL D HSU DIRECTOR 1.00 X 0 0 0 MICHAEL K WIRTH DIRECTOR 1.00 X 0 0 0 MICHAEL S DELL DIRECTOR 1.00 X 0 0 0 NV TYAGARAJAN DIRECTOR 1.00 X 0 0 0 PAUL KNOPP DIRECTOR 1.00 X 0 0 0 PENNY PENNINGTON DIRECTOR 1.00 X 0 0 0 REVATHI ADVAITHI DIRECTOR 1.00 X 0 0 0 SHELLEY O'CONNOR DIRECTOR 1.00 X 0 0 0 SHELLYE ARCHAMBEAU DIRECTOR 1.00 X 0 0 0 STACEY CUNNINGHAM DIRECTOR 1.00 X 0 0 0 HEATHER FOUST CUMMINGS SR. VICE PRESIDENT, RESEARCH 35.00 X 239274 0 20996 IRIS HENRIES SR. VICE PRESIDENT, GBSC 35.00 X 227769 0 45895 JULIE WIEDENHEFT SR. VICE PRESIDENT, LAS 35.00 X 204447 0 50630 STACEY BAIN COO 35.00 X 301390 0 68771 EMILY ZUCKERMAN CHIEF PRIVACY OFFICER 35.00 X 180053 0 68715 JENNIFER POTHOFF V.P. HUMAN RES. (OUTGOING) 35.00 X 184440 0 32426 MEGAN DIAZ ELLINGHAUS SENIOR DIRECTOR 35.00 X 160758 0 51066 MICHAEL J CHAMBERLAIN VICE PRESIDENT, EVENTS 35.00 X 170515 0 27939 SVETLANA MOSTOVSKY VICE PRESIDENT, DEV. 35.00 X 196516 0 38495 2359079 0 468171 37 0 1 0 AGENCYEA LLC 311 W WALTON STREET CHICAGO IL 60610 VIRTUAL EVENTS PLANNING AND PRODUCTION 700000 BURNS GROUP NYC LLC 220 WEST 19TH STREET NEW YORK NY 10011 CONSULTING 338959 SILLY MONKEY STUDIOS LLC (KANOPI STUDIO 1000 N WEST STREET SUITE 1200 WILMINGTON DE 19801 WEBSITE DEVELOPMENT 195534 GLOBAL GATEWAY ADVISORS LLC 81 PROSPECT STREET 8017 BROOKLYN NY 11215 CONVENING & COMMUNITY PROGRAMS 185781 COORDINATED TECHNOLOGY GROUP INTNL LLC 197 STATE ROUTE 18 SOUTH SUITE 300 EAST BRUNSWICK NJ 08816 MACHINERY & EQUIPMENT/ REPAIRS &MAINTENA 136017 7 1870355 11220041 13090396 CONFERENCE REVENUE 900099 1714800 1714800 LEI WORKSHOPS AND SITE LICENSE 900099 1390579 1390579 MARC LEADERS COHORT/WORKSHOPS 900099 1102745 1102745 HONORARIA 900099 443406 443406 ADVISORY SERVICES 900099 380150 380150 5031680 363249 363249 23336914 19668824 3668090 3668090 3668090 22153415 5031680 0 4031339 X 1945488 1542985 402503 8827532 5271798 2059375 1496359 664993 407198 144180 113615 1426776 883959 309651 233166 836193 527555 186229 122409 160055 160055 3219688 2949203 218793 51692 56558 52158 4400 61599 48947 8828 3824 66911 33625 27071 6215 728796 515807 94292 118697 29323 25716 1998 1609 315495 198553 59066 57876 112574 56572 45546 10456 REPAIRS AND MAINTENANCE 801869 623947 114439 63483 SUBSCRIPTIONS AND MEMBE 207710 195601 8442 3667 UNCOLLECTABLE CONTRIBUT 174901 29321 145580 OTHER 72497 36432 29331 6734 10034 8650 714 670 19718992 13408027 3874913 2436052 3731032 486344 4956788 5116023 19404581 17374529 391074 452852 325621 402960 3806919 2836314 1160397 970605 20278381 26576495 4672412 4792389 54920286 56172197 1535883 1677322 516746 307305 1560812 1560812 8528046 8449835 12141487 11995274 X 20285313 25485890 22493486 18691033 42778799 44176923 54920286 56172197 2434423 -1036297 -2 0 X X 0 1 X 1 0 X 10004501 9780928 25843015 23006461 13090396 81725301 10004501 9780928 25843015 23006461 13090396 81725301 7966593 73758708 301408 344598 409429 433768 363249 1852452 447088 453240 416160 1316488 84894241 17927796 0.86880 0.85570 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FUNDRAISING INCOME - 2016 AMOUNT: $ 447,088. 2017 AMOUNT: $ 453,240. 2018 AMOUNT: $ 416,160. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 13023302 694492 1000000 12717794 11581304 1441998 13023302 11076583 595 504126 11581304 10601145 5184 475438 11076583 9766496 5637 829012 10601145 1.00000 0 0 1535054 1004092 530962 1890166 1451955 438211 381699 380267 1432 970605 OTHER ASSETS 2629 DUE FROM AFFILIATES 4677675 RESTRICTED DEPOSIT 112085 4792389 DEFERRED RENT OBLIGATION 907957 DUE TO AFFILIATES 7541878 8449835 X 26872280 -1036297 861518 5053699 4878920 21993360 160055 160055 22153415 23577213 861518 3156758 4018276 19558937 160055 160055 19718992 PART V, LINE 4: DURING 1992, THE "FELICE N. SCHWARTZ RESERVE FUND FOR THE ADVANCEMENT OF WOMEN IN BUSINESS AND THE PROFESSIONS" WAS CREATED. THE PRINCIPAL AMOUNT OF THE FUND MAY BE BORROWED ON A SHORT-TERM BASIS BY CATALYST TO COMPLETE RESEARCH PROJECTS, WHICH ARE OF STRATEGIC IMPORTANCE BUT LACK COMPLETE FUNDING, AND TO MEET TEMPORARY CASH FLOW NEEDS. THE INCOME EARNED FROM INVESTED PRINCIPAL WILL BE USED TO GROW THE FUND IN LINE WITH INFLATION AND TO COMPLETE THE FINANCING OF RESEARCH PROJECTS FOR WHICH THE MAJORITY OF FUNDS HAVE BEEN RAISED. BORROWINGS FROM THE PRINCIPAL AND INTEREST OF THIS FUND MUST BE REPAID. THERE WERE NO BORROWINGS FROM THE FUND FOR THE YEARS ENDED AUGUST 31, 2021 AND 2020. IN DECEMBER 2010, THE MAJOR GIFTS CAMPAIGN TO FUND THE LONGITUDINAL RESEARCH INITIATIVE: CHANGE LEADERSHIP RESEARCH CENTER, CAREER PATHWAYS RESEARCH CENTER, CORPORATE PRACTICES RESEARCH CENTER AND CORPORATE GOVERNANCE RESEARCH CENTER WAS ESTABLISHED. THE PRINCIPAL AMOUNT OF THE FUND WILL REMAIN INTACT. ONCE ALL THE PAYMENTS ARE RECEIVED, THE INTEREST ON THE FUND WILL SUPPORT THE ACTIVITIES OF THE FOUR RESEARCH CENTERS. EXPENDITURES WILL INCLUDE SALARIES FOR THE RESEARCH CENTER LEADERS, ENDOWED FELLOWS AND SCHOLARS; ENDOWED LONGITUDINAL DATA SETS AND; THOUGHT LEADERS CONVENING EVENTS. THERE WAS NO SPENDING FOR THE YEARS ENDED AUGUST 31, 2021 AND 2020. PART X, LINE 2: CATALYST INC. BELIEVES THAT IT HAS NO UNCERTAIN TAX POSITIONS AS OF AUGUST 31, 2021 AND 2020 IN ACCORDANCE WITH FASB ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, INCOME TAXES, WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: RELATED ENTITY REVENUES 5,053,699. PART XII, LINE 2D - OTHER ADJUSTMENTS: RELATED ENTITY EXPENSES 3,156,758. X X 1 0 0 0 0 0 0 1 0 LORRAINE HARITON PRESIDENT & CEO 430917 0 63000 0 0 0 39101 0 24137 0 557155 0 0 0 STACEY BAIN COO 271390 0 30000 0 0 0 18748 0 50023 0 370161 0 0 0 IRIS HENRIES SR. VICE PRESIDENT, GBSC 205269 0 22500 0 0 0 10385 0 35510 0 273664 0 0 0 HEATHER FOUST CUMMINGS SR. VICE PRESIDENT, RESEARCH 212054 0 27220 0 0 0 20996 0 0 0 260270 0 0 0 JULIE WIEDENHEFT SR. VICE PRESIDENT, LAS 183747 0 20700 0 0 0 15120 0 35510 0 255077 0 0 0 EMILY ZUCKERMAN CHIEF PRIVACY OFFICER 172153 0 7900 0 0 0 18692 0 50023 0 248768 0 0 0 SVETLANA MOSTOVSKY VICE PRESIDENT, DEV. 180891 0 15625 0 0 0 18173 0 20322 0 235011 0 0 0 JENNIFER POTHOFF V.P. HUMAN RES. (OUTGOING) 164713 0 4175 0 15552 0 16686 0 15740 0 216866 0 0 0 MEGAN DIAZ ELLINGHAUS SENIOR DIRECTOR 153764 0 6994 0 0 0 15556 0 35510 0 211824 0 0 0 MICHAEL J CHAMBERLAIN VICE PRESIDENT, EVENTS 164050 0 6465 0 0 0 16165 0 11774 0 198454 0 0 0 PART I, LINE 4A JENNIFER POTTHOFF RECEIVED A SEVERANCE AND VACATION PAYOUT OF $15,552 AND IT IS REPORTED IN PART II COLUMN (B)(III). PART I, LINE 7 THE BONUSES LISTED ON PART II, COLUMN B(II) ARE BASED ON PERFORMANCE AND MANAGING BUDGET EXPECTATIONS. THE BONUS FOR THE PRESIDENT IS APPROVED BY THE BOARD CHAIR. THE REST ARE PART OF THE APPROVED BUDGET. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTANT AND REVIEWED IN DETAIL BY THE AUDIT COMMITTEE AND IS MADE AVAILABLE FOR SEVEN DAYS TO THE FULL BOARD FOR REVIEW AND COMMENTS. AFTER SUCH TIME IT IS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCES WITH THE CONFLICT OF INTEREST POLICY BY REQUIRING MEMBERS OF THE BOARD OF DIRECTORS TO NOTIFY THE ORGANIZATION IMMEDIATELY OF ANY CHANGES. BOARD MEMBERS ARE REQUIRED TO FILE A CONFLICT OF INTEREST QUESTIONNAIRE ANNUALLY. FORM 990, PART VI, SECTION B, LINE 15A THE PERFORMANCE OF THE CEO IS DISCUSSED AND REVIEWED BY THE CHAIR OF THE BOARD. THE FULL BOARD THEN DISCUSSES AND APPROVES THE SALARY OF THE CEO, COMPARABILITY DATA IS NOTED. THE APPROVED SALARY IS DOCUMENTED IN THE MINUTES AND A LETTER IS SENT BY THE CHAIR TO THE CFO AUTHORIZING PAYMENT OF THE SALARY. THE CEO REVIEWS THE PERFORMANCE OF THE OTHER OFFICERS AND RECOMMENDS THEIR SALARY TO THE FULL BOARD WHO THEN APPROVES. COMPARABILITY DATA IS NOTED. THE APPROVAL OF THE RECOMMENDED SALARIES IS DOCUMENTED IN THE MINUTES. THE BOARD CHAIR INCLUDES THIS INFORMATION IN THE LETTER TO THE CFO AS WELL. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE WWW.CATALYST.ORG. GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER: PROGRAM SERVICE EXPENSES 2,949,203. MANAGEMENT AND GENERAL EXPENSES 218,793. FUNDRAISING EXPENSES 51,692. TOTAL EXPENSES 3,219,688. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. 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