2022-06-17T10:58:31-05:00 2021-08-31 221478099 COHNREZNICK LLP 1301 AVENUE OF THE AMERICAS NEW YORK NY 10019 990 2020-09-01 111630741 ADELPHI UNIVERSITY ADEL 5168773184 1 SOUTH AVENUE LEVERMORE HALL 201 GARDEN CITY NY 11530 JAMES J PERRINO EXEC VP OF FINANCE &OPERATIONS 2125429609 2022-05-15 1 JAMES PERRINO 999009999 LORI ROTHE YOKOBOSKY CPA P01273422 2122970400 2022-06-09 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z CHRISTINE M RIORDAN 1 SOUTH AVENUE GARDEN CITY NY 115300701 352565135 0 X WWW.ADELPHI.EDU X 1896 NY ADELPHI UNIVERSITY IS DEDICATED TO TRANSFORMING STUDENTS' LIVES THROUGH SMALL CLASSES, HANDS-ON LEARNING AND INNOVATIVE PROGRAMS SUPPORTING ACADEMIC AND CAREER SUCCESS. 23 22 4758 76 -78777 0 19327398 27891795 291556237 285722539 20765957 6011284 189287 250331 331838879 319875949 82650603 88069970 0 0 166536998 150825886 46710 81497 1542865 65277791 76941565 314512102 315918918 17326777 3957031 548362844 595552292 205645234 214453877 342717610 381098415 X SEE SCHEDULE O 0 0 281853215 88069970 275733847 INSTRUCTION AND RELATED ACADEMIC SUPPORT, STUDENT SERVICES AND PUBLIC SUPPORT BENEFITING THE COMMUNITY - THE UNIVERSITY PROVIDES A PERSONALIZED EDUCATION FOR ALL ITS UNDERGRADUATE AND GRADUATE STUDENTS. THE AVERAGE ANNUALIZED ENROLLMENTS FOR FISCAL 2019-2020 WAS 6,734 FULL- TIME STUDENTS, COMPRISED OF 4,952 UNDERGRADUATE AND 1,782 GRADUATE/ POST BACCALAUREATE FULL-TIME EQUIVALENT STUDENTS. STUDENTS COME FROM DIVERSE BACKGROUNDS AND ARE NOT ONLY FROM THE NEW YORK AREA, BUT FROM ACROSS THE COUNTRY AND AROUND THE WORLD. ADELPHI'S COLLEGES AND SCHOOLS INCLUDE THE COLLEGE OF ARTS AND SCIENCES, THE GORDON F DERNER SCHOOL OF PSYCHOLOGY, THE HONORS COLLEGE, AND THE RUTH S. AMMON COLLEGE OF EDUCATION AND HEALTH SCIENCES, THE ROBERT B WILLUMSTAD SCHOOL OF BUSINESS, THE COLLEGE OF NURSING AND PUBLIC HEALTH, THE SCHOOL OF SOCIAL WORK, AND THE COLLEGE OF PROFESSIONAL AND CONTINUING STUDIES. STUDENTS HAVE ACCESSIBILITY TO STUDENT COUNSELING, CAREER COUNSELING, FINANCIAL AID, AND MENTORING AND OTHER SERVICES AND PROGRAMS OFFERED BY THE UNIVERSITY. ADELPHI HAS EXTENSIVE COMMUNITY HEALTH AND HUMAN SERVICES OUTREACH PROGRAMS, INCLUDING THE HY WEINBERG CENTER FOR COMMUNICATION DISORDERS, THE CENTER FOR PSYCHOLOGICAL SERVICES, AND THE ADELPHI NEW YORK STATEWIDE BREAST CANCER HOTLINE AND SUPPORT PROGRAM, AMONG OTHER COMMUNITY SERVICE PROGRAMS. THESE PROGRAMS ARE OFFERED TO STUDENTS, FACULTY AND STAFF AS WELL AS TO MEMBERS OF THE SURROUNDING COMMUNITY. 9988692 RESIDENTIAL HOUSING AND AUXILIARY ENTERPRISES - THE UNIVERSITY OFFERS STUDENT HOUSING IN SEVEN RESIDENCE HALLS ON ITS MAIN CAMPUS IN GARDEN CITY, NEW YORK. THERE ARE NUMEROUS SPECIAL LIVING OPTIONS WITHIN THESE HALLS, INCLUDING THOSE FOR STUDENTS WHO IDENTIFY AS TRANSGENDER OR WHO DON'T WISH TO BE IDENTIFIED BY GENDER; FIRST-YEAR STUDENTS SELECTED FOR LIVING-LEARNING COMMUNITIES; AND STUDENTS IN THE HONORS COLLEGE. ACCESSIBLE HOUSING IS AVAILABLE FOR STUDENTS WITH DISABILITIES. IN FALL 2020 APPROXIMATELY 1,130 STUDENTS LIVED IN UNIVERSITY RESIDENCE HALLS. 281853215 1 1 0 1 0 0 0 1 0 1 1 0 0 0 1 1 0 1 1 0 1 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 497 0 1 4758 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 23 22 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X LISA FLEMING 5168773184 1 SOUTH AVENUE GARDEN CITY NY 115300701 ANGELA JAGGAR TRUSTEE (THRU 10/31/20) 3.00 X 0 0 0 CARMEN ORTIZ TRUSTEE 3.00 X 0 0 0 CHARLES FUSCHILLO TRUSTEE 3.00 X 0 0 0 CURTIS MINNIS TRUSTEE 3.00 X 0 0 0 DENNIS MCDONAGH TRUSTEE (THRU 6/30/21) 3.00 X 0 0 0 DOTTIE HERMAN TRUSTEE 3.00 X 0 0 0 DR CHRISTINE RIORDAN PRESIDENT 65.00 X X 910693 0 153508 EMILY LADAU TRUSTEE 3.00 X 0 0 0 HILDA PEREZ TRUSTEE 3.00 X 0 0 0 HUMERA QAZI TRUSTEE 3.00 X 0 0 0 JOSEPH WESTPHAL TRUSTEE 3.00 X 0 0 0 LAURENCE KESSLER TRUSTEE 3.00 X 0 0 0 LEONARD ACHAN TRUSTEE 3.00 X 0 0 0 LOIS SCHLISSEL TRUSTEE 3.00 X 0 0 0 LORETTA CANGIALOSI TRUSTEE 3.00 X 0 0 0 MARC S STRACHAN TRUSTEE 3.00 X 0 0 0 MICHAEL BALBONI TRUSTEE 3.00 X 0 0 0 MICHAEL TIEDEMANN TRUSTEE (THRU 6/30/21) 3.00 X 0 0 0 MONIKA MOHACSI TRUSTEE 3.00 X 0 0 0 PAUL SALERNO TRUSTEE 3.00 X 0 0 0 RONALD B LEE TRUSTEE, CHAIRMAN 6.00 X 0 0 0 STEPHEN JONES TRUSTEE 3.00 X 0 0 0 SUHIT GUPTA TRUSTEE 3.00 X 0 0 0 SUSAN MURPHY TRUSTEE 3.00 X 0 0 0 SYLVIA MOSS TRUSTEE (THRU 6/30/21) 3.00 X 0 0 0 TOMISLAV KOSTADINOV TRUSTEE 3.00 X 0 0 0 WILLIAM FUESSLER TRUSTEE 3.00 X 0 0 0 CHRISTOPHER STORM PROVOST AND EXECUTIVE VP (AS OF 7/1/21) 50.00 X 182657 0 27775 EUGENE PALMA VP-UNIV WELLNESS, SAFETY & ADM (AS OF 3/15/21) 50.00 X 225585 0 28796 JACQUELINE LAMON VP FOR DIVERSITY, EQUITY & INCLUSION 50.00 X 199801 0 33745 JAMES PERRINO EXEC VP OF FINANCE & OPERATIONS 50.00 X 434761 0 82593 KRISTEN CAPEZZA VP-ENROLLMENT MGMT & UNIV COMM 50.00 X 294404 0 37235 RONALD S BAKARI VP FOR STUDENT AFFAIRS 50.00 X 281610 0 42959 STEVEN EVERETT PROVOST & EXEC VP (THRU 6/30/21) 50.00 X 416679 0 52134 ELAINE SMITH DEAN, NURSING & PUBLIC HEALTH 50.00 X 311442 0 42734 HYUNAH GRAFER ASSOCIATE VP FOR EXTERNAL RELATIONS 50.00 X 224946 0 32100 ROBERT DECARLO CONTROLLER/AVP FIN (THRU 11/20/20) 50.00 X 346674 0 33246 VINCENT WANG DEAN, COLLEGE OF ARTS AND SCIENCES 50.00 X 235528 0 57850 ALAN H COOPER ASSOCIATE DEAN, SCHOOL OF BUSINESS 50.00 X 225999 0 41681 CAROL ANN BOYLE CHIEF INFORMATION OFFICER 50.00 X 236457 0 27573 GAYLE INSLER PROFESSOR 50.00 X 230041 0 29441 JACQUES BARBER DEAN, SCHOOL OF PSYCHOLOGY 50.00 X 234352 0 10800 RAJIB N SANYAL DEAN, SCHOOL OF BUSINESS (UNTIL 4/9/21) 50.00 X 348428 0 62998 PERRY GREENE FORMER VP OF DIVERSITY, EQUITY & INCLUSION 40.00 X 153154 0 39410 ANNE M MUNGAI FORMER DEAN 40.00 X 171048 0 19586 AUDREY WEIL FORMER DEPUTY PROVOST 40.00 X 111305 0 32070 JOANNA TEMPLETON FORMER AVP FOR BRAND STRATEGY & UC 40.00 X 112741 0 46031 SUSAN BRIZIARELLI FORMER DEAN 40.00 X 153692 0 18122 6041997 0 952387 355 1 1 0 WHITING TURNER 707 WESTCHESTER AVENUE WHITE PLAINS NY 10604 CONSTRUCTION MANAGEMENT 10234559 CHARTWELLS DINING SERVICES 2400 YORKMONT ROAD CHARLOTTE NC 28217 FOOD SERVICE 4053920 ARTHUR J GALLAGHER PO BOX 5102 NEW YORK NY 10087 RISK MANAGEMENT SERVICESV 3147391 TRINITY REITINC 75 VARICK STREET FLOOR 2 NEW YORK NY 10013 REAL ESTATE COMPANY 2281986 VAULT MEDICAL SERVICES PA 22 W 23RD STREET 5TH FLOOR NEW YORK NY 10010 MEDICAL SERVICES 1883980 62 56090 24529199 3306506 11134 27891795 TUITION AND FEES 611600 273895394 273895394 STUDENT SUPPORT 721000 9988692 9988692 SALES & SERVICES- EDUCATIONAL DEP 611710 1838453 1838453 285722539 2969022 -78777 3047799 39744 39744 159548 30752 128796 128796 128796 35590001 32547739 3042262 3042262 3042262 190486 56090 110695 79791 79791 SPONSORSHIP FEE 900099 2000 2000 2000 319875949 285722539 -78777 6340392 88069970 88069970 3304380 574660 2729720 114274554 103423173 10152823 698558 7987552 7055655 875157 56740 16712833 12568054 3864763 280016 8546567 7559385 936405 50777 632697 10101 622596 491046 491046 96200 96200 81497 81497 1380343 1380343 8359221 5280897 2995455 82869 2678535 182990 2495545 8292597 8190048 102549 2357448 1024524 1220996 111928 12398760 12107412 275243 16105 173575 141162 32396 17 363589 228812 132281 2496 5622901 5192820 430081 8056148 7409073 614721 32354 1702235 1610075 87564 4596 ASSISTANTSHIPS/REMISSIO 6437112 6412450 24662 PROVISION-DOUBTFUL ACCO 2630000 2630000 CREDIT CARD FEES 258902 27879 222782 8241 COLLECTION COSTS 212059 212059 14798197 14784075 14122 315918918 281853215 32522838 1542865 1750 1750 27584213 40919435 5567696 4599224 4593623 2370395 7010507 6574765 451369956 173714451 279294467 277655505 184636399 224678113 27737867 16017980 6012179 5562430 5924143 17172695 548362844 595552292 30624579 22349568 5859242 5980739 40419249 45362249 117881094 113555212 10861070 27206109 205645234 214453877 X 270849066 300460505 71868544 80637910 342717610 381098415 548362844 595552292 X 3957031 34009333 414441 X 0 1 X 1 1 1 X 10466714 8678640 11899513 19327398 27891795 78264060 10466714 8678640 11899513 19327398 27891795 78264060 3679241 74584819 4300065 5727567 6355541 4528020 3216339 24127532 41777 28253 0 0 0 70030 303178 192635 110120 28579 81791 716303 103177925 1405237813 0.72290 0.64190 X SCHEDULE A, PART II LINE 10 OTHER INCOME INCLUDES NET INCOME FROM FUNDRAISING ACTIVITIES AND OTHER REVENUE REPORTED ON FORM 990 PART VIII STATEMENT OF REVENUE. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 96200 0 0 96200 0 PART II-B, LINE 1: DURING FISCAL YEAR 2020-2021, ADELPHI UNIVERSITY ENGAGED THE FIRM SHENKER RUSSO AND CARK, LLP. THE FIRM PROVIDES COUNSELING TO THE UNIVERSITY AND SERVES AS LIAISON TO APPROPRIATE GOVERNMENT AGENCIES AS NECESSARY, REPORTING ON GOVERNMENT PROGRAMS, BUDGET, REGULATORY, AND LEGISLATIVE ISSUES RELEVANT TO THE UNIVERSITY. DURING FISCAL YEAR 2020-2021, THE UNIVERSITY PAID $96,200 TO THE FIRM, SHENKER, RUSSO AND CLARK, LLP. X 0 202448000 1079813 39922985 2340000 5966000 235144798 186036085 5599434 18792481 1405620 6574380 202448000 188578577 2336119 2983363 1306571 6555403 186036085 179762036 1994280 15762138 1195006 7744871 188578577 166191992 2918311 21275110 1211937 9411440 179762036 0.70000 0.30000 0 0 2158865 2158865 359169073 136467227 222701846 2598915 2465659 133256 44446455 556252 43890203 42996648 34225313 8771335 277655505 OTHER NOTE AND SWAP LIABILITY 14699575 OPERATING LEASE LABILITY 12506534 27206109 X 264465721 34009333 30752 34040085 230425636 1380343 88069970 89450313 319875949 226499357 30752 30752 226468605 1380343 88069970 89450313 315918918 PART III, LINE 1A: THE UNIVERSITY MAINTAINS AN INVENTORY OF WORKS OF ART. THE WORKS OF ART ARE PRIMARILY COMPRISED OF PAINTINGS AND SCULPTURES AND ARE DISPLAYED THROUGHOUT THE CAMPUS. UNDER THE PROVISIONS OF SFAS 116, THE UNIVERSITY IS NOT REQUIRED TO AND DOES NOT REPORT THESE ITEMS IN ITS FINANCIAL STATEMENTS. PART X, LINE 2: ADELPHI FOLLOWS GUIDANCE THAT CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT. THIS GUIDANCE PROVIDES THAT THE INCOME TAX EFFECTS FROM AN UNCERTAIN TAX POSITION CAN ONLY BE RECOGNIZED IN THE FINANCIAL STATEMENTS IF THE POSITION IS "MORE LIKELY THAN NOT" TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE ASSESSMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE TAX POSITION MAY BE CHALLENGED. THE TAX YEARS ENDED AUGUST 31, 2021, 2020, 2019 AND 2018 ARE STILL OPEN TO AUDIT FOR BOTH FEDERAL AND STATE PURPOSES. ADELPHI HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN ITS FINANCIAL STATEMENTS FOR THE YEARS ENDED AUGUST 31, 2021 AND 2020. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 30,752. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 88,069,970. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 30,752. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 88,069,970. SCHEDULE D, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT IS AN AGGREGATION OF GIFTS PROVIDED BY DONORS WITH THE REQUIREMENT THEY BE HELD IN PERPETUITY TO GENERATE EARNINGS NOW AND IN FUTURE YEARS TO SUPPORT THE UNIVERSITY'S PROGRAMS OF INSTRUCTION, RESEARCH AND PUBLIC SERVICE, AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENT. EARNINGS FROM ENDOWMENT INVESTMENTS SUPPORT SCHOLARSHIPS, CHAIRS, PROFESSORSHIPS, FELLOWSHIPS, BASIC RESEARCH AS WELL AS ACADEMIC AND PUBLIC SERVICE PROGRAMS. SCHEDULE D, PART V, LINE 1D THE UNIVERSITY HAS ADOPTED A SPENDING POLICY FOR DONOR-RESTRICTED ENDOWMENT FUNDS. GRANTS AND SCHOLARSHIPS REPORTED ON SCHEDULE D, PART V, LINE 1D IN THE AMOUNT OF 2,340,000 REPRESENT AMOUNTS AWARDED TO STUDENTS IN ACCORDANCE WITH DONOR STIPULATIONS AND THE UNIVERSITY'S ENDOWMENT SPENDING POLICY. IN FISCAL YEAR 2020-2021, THE UNIVERSITY AWARDED STUDENTS INSTITUTIONAL FINANCIAL AND TOTALING 88,069970. INSTITUTIONAL AID OF APPROXIMATELY $80 MILLION WAS FUNDED BY THE UNIVERSITY'S ANNUAL OPERATING BUDGET. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 SEE SUPPLEMENTAL PAGE SCHEDULE E, PART 1, LINE 3 THIS POLICY IS PUBLICIZED IN PRINTED MEDIA WITH NEWSPAPER ADVERTISEMENTS AS WELL AS IN THE COURSE REGISTRATION GUIDES. SCHEDULE E, PART 1, LINE 6A THE UNIVERSITY RECEIVES FUNDS FROM VARIOUS FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES FOR STUDENT FINANCIAL ASSISTANCE, HEALTH AND HUMAN SERVICES AND RESEARCH AND DEVELOPMENT GRANTS. EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES STUDENT STUDIES ABROAD 15928 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES STUDENT STUDIES ABROAD 1950 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, INVESTMENTS 15702000 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM INVESTMENTS 30003000 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, INVESTMENTS 413000 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES INVESTMENTS 3451000 RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, INVESTMENTS 283000 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, INVESTMENTS 1058000 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, INVESTMENTS 909000 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, INVESTMENTS 152000 0 0 0 0 0 0 50927878 1061000 51988878 1 0 0 1 0 0 PART III ACCOUNTING METHOD: SCHEDULE F, PART 1, LINE 3 EXPENDITURES LISTED ON SCHEDULE F, PART 1, LINE 3 FOR STUDENT STUDY ABROAD ARE PAYMENTS TO FOREIGN ORGANIZATIONS THAT HOST THE STUDY ABROAD PROGRAM FOR STUDENTS THAT ARE ENROLLED AT ADELPHI WHO ARE PARTICIPATING IN THE PROGRAM. X X X X X X X 1 RUFFALO NOEL 1025 KIRKWOOD PARKWAY SW CEDAR RAPIDS IA 52404 CONSULTING 0 57961 48163 0 BCG CONNECT LLC 755 MIDDLESEX TURNPIKE BILLERICA MA 01821 MAIL SOLICITATIONS 0 40003 33334 0 97964 81497 SC CA CT HI NY PA VA AZ DE ID IN IA MT NE SD TX VT WY PRESIDENT GALA 122126 27280 94846 28608 14985 16140 GOLF CLASSIC 63401 22000 41401 21275 4530 1 61049 6810 54239 20750 4407 246576 56090 190486 42025 28608 14985 25077 110695 79791 1 SCHOLARSHIPS TO STUDENTS 5156 88069970 SCHEDULE I, PART I, LINE 2 THE UNIVERSITY AWARDS BOTH INSTITUTIONALLY-FUNDED FINANCIAL AID TO STUDENTS AS WELL AS FINANCIAL AID FUNDED FROM PRIVATE GIFTS AND VARIOUS FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES. SCHOLARSHIPS ARE AWARDED ON AN EQUAL, OBJECTIVE AND NONDISCRIMINATORY BASIS USING ACADEMIC ACHIEVEMENT, FINANCIAL NEED, AND OTHER SIMILAR STANDARDS. THE UNIVERSITY MAINTAINS SEPARATE ACCOUNTING FOR ALL GRANTS AND STRICTLY MONITORS THAT ANY DISBURSEMENTS ARE MADE ONLY FOR THE INTENDED PURPOSE OF THE GRANT AND IN ACCORDANCE WITH THE GRANT REQUIREMENTS. AN AUDIT OF THE UNIVERSITY'S FEDERALLY FUNDED PROGRAMS IS CONDUCTED ANNUALLY BY THE UNIVERSITY'S EXTERNAL AUDITORS, AS REQUIRED BY TITLE 2 U.S. CODE OF FEDERAL REGULATIONS PART 200, UNIFORM ADMINISTRATIVE REQUIREMENTS, COST PRINCIPLES, AND AUDIT REQUIREMENTS FOR FEDERAL AWARDS AND GOVERNMENT AUDITING STANDARDS AND RELATED INFORMATION. X X X X X 1 1 X X X X X 0 1 0 0 0 0 0 0 0 DR CHRISTINE RIORDAN PRESIDENT 675580 0 0 0 235113 0 89475 0 64033 0 1064201 0 200000 0 JAMES PERRINO EXEC VP OF FINANCE & OPERATIONS 392132 0 0 0 42629 0 44708 0 37885 0 517354 0 0 0 STEVEN EVERETT PROVOST & EXEC VP (THRU 6/30/21) 382863 0 0 0 33816 0 37075 0 15059 0 468813 0 0 0 RAJIB N SANYAL DEAN, SCHOOL OF BUSINESS (UNTIL 4/ 337657 0 0 0 10771 0 27075 0 35923 0 411426 0 0 0 ROBERT DECARLO CONTROLLER/AVP FIN (THRU 11/20/20) 220080 0 0 0 126594 0 26075 0 7171 0 379920 0 0 0 ELAINE SMITH DEAN, NURSING & PUBLIC HEALTH 277888 0 0 0 33554 0 27075 0 15659 0 354176 0 0 0 KRISTEN CAPEZZA VP-ENROLLMENT MGMT & UNIV COMM 294404 0 0 0 0 0 37075 0 160 0 331639 0 0 0 RONALD S BAKARI VP FOR STUDENT AFFAIRS 247299 0 0 0 34311 0 5833 0 37126 0 324569 0 0 0 JACQUES BARBER DEAN, SCHOOL OF PSYCHOLOGY 234352 0 0 0 0 0 29752 0 38368 0 302472 0 0 0 VINCENT WANG DEAN, COLLEGE OF ARTS AND SCIENCES 221033 0 0 0 14495 0 21005 0 36845 0 293378 0 0 0 ALAN H COOPER ASSOCIATE DEAN, SCHOOL OF BUSINESS 209430 0 0 0 16569 0 17802 0 23879 0 267680 0 0 0 CAROL ANN BOYLE CHIEF INFORMATION OFFICER 236457 0 0 0 0 0 24620 0 2953 0 264030 0 0 0 GAYLE INSLER PROFESSOR 229256 0 0 0 785 0 26675 0 2766 0 259482 0 0 0 HYUNAH GRAFER ASSOCIATE VP FOR EXTERNAL RELATIONS 224946 0 0 0 0 0 31408 0 692 0 257046 0 0 0 EUGENE PALMA VP-UNIV WELLNESS, SAFETY & ADM (AS O 206085 0 0 0 19500 0 26230 0 2566 0 254381 0 0 0 JACQUELINE LAMON VP FOR DIVERSITY, EQUITY & INCLUSION 198801 0 0 0 1000 0 19238 0 14507 0 233546 0 0 0 CHRISTOPHER STORM PROVOST AND EXECUTIVE VP (AS OF 7/1/ 182657 0 0 0 0 0 18251 0 9524 0 210432 0 0 0 PERRY GREENE FORMER VP OF DIVERSITY, EQUITY & INC 153154 0 0 0 0 0 14550 0 24860 0 192564 0 0 0 ANNE M MUNGAI FORMER DEAN 166313 0 0 0 4735 0 19126 0 460 0 190634 0 0 0 SUSAN BRIZIARELLI FORMER DEAN 153692 0 0 0 0 0 17675 0 447 0 171814 0 0 0 JOANNA TEMPLETON FORMER AVP FOR BRAND STRATEGY & UC 112741 0 0 0 0 0 9346 0 36685 0 158772 0 0 0 AUDREY WEIL FORMER DEPUTY PROVOST 111305 0 0 0 0 0 12743 0 19327 0 143375 0 0 0 PART I, LINE 1A AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY, THE PRESIDENT IS REQUIRED TO LIVE IN A UNIVERSITY RESIDENCE. IN ADDITION, HOUSEKEEPING SERVICES ARE REQUIRED FOR THE RESIDENCE. ANY PERSONAL USAGE IS TREATED AS TAXABLE INCOME. AMOUNTS ARE INCLUDED ON THE 990, PART VII AND SCHEDULE J, PART II. THE PRESIDENT IS REQUIRED TO TRAVEL TO ATTEND MEETINGS AND EVENTS RELEVANT TO THE UNIVERSITY'S MISSION. THE UNIVERSITY PAYS RELATED EXPENSES FOR THE TRAVEL AND ATTENDANCE OF THE PRESIDENT'S SPOUSE FOR THOSE EVENTS REQUIRING THE SPOUSE'S PRESENCE AS A BUSINESS PURPOSE. AS THE PRESIDENT'S CONTRACT PROVIDES: FIRST CLASS AIR TRAVEL MAY BE PROVIDED BY THE UNIVERSITY FOR ONLY THOSE FLIGHTS IN EXCESS OF THREE HOURS. DURING 2020-2021, THE UNIVERSITY PAID $75 FOR AN ANNUAL MEMBERSHIP FOR THE USE OF A SOCIAL CLUB. THE CLUB IS USED AS A MEETING PLACE FOR ALUMNI GATHERINGS AND FOR OTHER UNIVERSITY-RELATED BUSINESS. PART I, LINE 4B THE PRESIDENT PARTICIPATED IN A NONQUALIFIED DEFERRED COMPENSATION PLAN WHICH WAS EFFECTIVE AS OF JULY 1, 2015. $45,750 IS INCLUDED UNDER THIS PLAN FOR THE CURRENT YEAR AS DEFERRED COMPENSATION IN SCH J, PART II, COLUMN (C). IN ADDITION, CERTAIN INDIVIDUALS PARTICIPATED IN NONQUALIFIED DEFERRED COMPENSATION PLANS WITH EFFECTIVE DATES AS NOTED BELOW. THE AMOUNTS INDICATED BELOW ARE INCLUDED FOR THE CURRENT YEAR AS DEFERRED COMPENSATION IN SCH J, PART II, COLUMN (C): HYUNAH GRAFER (EFFECTIVE DATE 9/1/18): $10,000 KRISTEN CAPEZZA (EFFECTIVE DATE 9/1/17): $10,000 JAMES PERRINO (EFFECTIVE 9/1/18, REVISED 9/1/19): $23,333 STEVEN EVERETT (EFFECTIVE 9/1/19): $10,000 RONALD S. BAKARI (EFFECTIVE 6/1/20): $5,833 A TOWN OF HEMPSTEAD LOCAL DEVELOPMENT CORPORATION 112798949 424682CF7 2021-03-31 16437989 REFUND 2011 SERIES 0 0 0 B TOWN OF HEMPSTEAD LOCAL DEVELOPMENT CORPORATION 112798949 424682EY4 2013-11-14 46003624 CONSTRUCT NEXUS & WELCOME CTR 0 0 0 C TOWN OF HEMPSTEAD LOCAL DEVELOPMENT CORPORATION 112798949 434682FT4 2014-09-30 36419001 ADV. REFUNDING - 2005 SERIES BONDS 0 0 0 D TOWN OF HEMPSTEAD LOCAL DEVELOPMENT CORPORATION 112798949 424682KL5 2019-05-09 28288702 REFUND 2009 SERIES/ RENOVATION 0 0 0 A 140000 16437989 328760 16109229 2021 1 1 1 1 B 995000 46093784 545152 45548632 2013 0 1 1 1 C 1350000 36419001 635842 35783159 2014 0 0 1 1 D 840000 28303702 462597 7015000 20826104 2019 0 1 1 1 A 0 0 0 0 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0 0 1 C 0 0 0 0 0.00040 0.00040 0 0 1 D 0 0 0 0 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 SCHEDULE K, PART II, LINE 3, COLUMNS B AND D TOTAL PROCEEDS OF THE BOND ISSUE FOR THE BONDS LISTED IN PART II, LINE 3, COLUMNS B AND D DIFFER FROM THE ISSUE PRICES LISTED IN PART I, LINES B AND D AS A RESULT OF INVESTMENT EARNINGS ON THE BOND PROCEEDS. SCHEDULE K, PART III, LINE 9 AND PART V THE UNIVERSITY COMPLIES WITH THE REGULATIONS OF INTERNAL REVENUE CODE SECTIONS 1.141-12, 1.145-2 AND 148 AS WELL AS THE REQUIREMENTS WHICH ARE DOCUMENTED IN THE TAX COMPLIANCE AGREEMENT OF THE BOND DOCUMENTS FOR EACH BOND ISSUE. ON AN ON-GOING BASIS, MANAGEMENT MONITORS ANY PRIVATE BUSINESS ACTIVITY WHICH MAY BE CONDUCTED IN FACILITIES THAT HAVE BEEN CONSTRUCTED USING TAX EXEMPT BOND FINANCING. IN ADDITION, AN OUTSIDE CONSULTING FIRM DETERMINES ANY ARBITRAGE REBATE AND YIELD REDUCTION LIABILITIES UNDER THE LAWS CONTAINED IN SECTION 148 OF THE INTERNAL REVENUE CODE FOR EACH OF THE UNIVERSITY'S TAX EXEMPT BOND ISSUES. SCHEDULE K, PART IV, LINE 2C ARBITRAGE - REBATE COMPUTATION FOR EACH OUTSTANDING BOND ISSUE. THE UNIVERSITY'S OUTSIDE CONSULTING FIRM HAS DETERMINED THAT THERE WERE NO ARBITRAGE REBATE LIABILITIES FOR EACH OUTSTANDING BOND ISSUE. THE DATES THAT THE REBATE COMPUTATIONS WERE PERFORMED FOR EACH BOND ISSUE ARE AS FOLLOWS: TOWN OF HEMPSTEAD LDC, SERIES 2011 - JUNE 18, 2012; TOWN OF HEMPSTEAD LDC, SERIES 2013 - FEBRUARY 6, 2018; TOWN OF HEMSPTEAD LDC, SERIES 2014 - OCTOBER 28, 2015; AND TOWN OF HEMPSTEAD LDC, SERIES 2019 - MARCH 6, 2020. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 AND ALL SCHEDULES AND FORM 990-T ARE PREPARED ANNUALLY BY MANAGEMENT, REVIEWED BY AN EXTERNAL AUDITING FIRM, REVIEWED BY THE BOARD OF TRUSTEES AUDIT COMMITTEE AND PROVIDED TO THE FULL BOARD OF TRUSTEES PRIOR TO FILING THE FORMS WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY HAS A CONFLICT OF INTEREST POLICY. ALL TRUSTEES, OFFICERS AND EMPLOYEES OF THE UNIVERSITY MUST SIGN A CONFLICT OF INTEREST STATEMENT ANNUALLY. THE CHAIRMAN OF THE UNIVERSITY'S AUDIT COMMITTEE AND THE CHAIRMAN OF THE TRUSTEE AFFAIRS COMMITTEE, REPORT TO THE UNIVERSITY'S GOVERNING BOARD ANNUALLY REGARDING POTENTIAL CONFLICTS OF INTEREST. ANY POTENTIAL TRANSACTIONS OR RELATIONSHIPS ARE REVIEWED AND DOCUMENTED ON THE 990 AND SCHEDULE L. FORM 990, PART VI, SECTION B, LINE 15 AN INDEPENDENT COMPENSATION CONSULTANT HAS BEEN HIRED BY THE UNIVERSITY TO REVIEW THE COMPENSATION OF THE UNIVERSITY'S OFFICERS. THE CONSULTING FIRM REVIEWS COMPENSATION OF THE UNIVERSITY'S OFFICERS IN COMPARISON TO THOSE OFFICES OF OTHER COLLEGES AND UNIVERSITIES WITHIN OUR SUPPORTED PEER GROUP OF OTHER UNIVERSITIES. THEIR REPORT IS PRESENTED TO THE EXECUTIVE COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES. IN ADDITION, THE COMPENSATION OF THE UNIVERSITY'S KEY EMPLOYEES IS REVIEWED ANNUALLY. COMPARISONS ARE MADE TO THE SALARIES REPORTED BY THE COLLEGE AND UNIVERSITY PERSONNEL ASSOCIATION AS WELL AS THE COMPENSATION REPORTED IN OTHER UNIVERSITY'S FORM 990. THE EXECUTIVE COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES ACTS AS THE COMPENSATION COMMITTEE. RECOMMENDATIONS ON COMPENSATION ARE APPROVED BY THE FULL BOARD AND ARE CONTEMPORANEOUSLY DOCUMENTED IN THE MINUTES TO THOSE MEETINGS. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF INTEREST RATE SWAP OBLIGATION 414,441. FORM 990, PART III, LINE 1 - ORGANIZATION'S MISSION ADELPHI UNIVERSITY, NEW YORK IS A HIGHLY AWARDED, NATIONALLY RANKED, POWERFULLY CONNECTED DOCTORAL RESEARCH UNIVERSITY DEDICATED TO TRANSFORMING STUDENT'S LIVES THROUGH SMALL CLASSES WITH WORLD-CLASS FACULTY, HANDS-ON LEARNING AND INNOVATIVE WAYS TO SUPPORT ACADEMIC AND CAREER SUCCESS. ADELPHI OFFERS EXCEPTIONAL LIBERAL ARTS AND SCIENCES PROGRAMS AND PROFESSIONAL TRAINING WITH PARTICULAR STRENGTH IN OUR CORE FOUR- ARTS AND HUMANITIES, STEM AND SOCIAL SCIENCES, THE BUSINESS AND EDUCATION PROFESSIONS, AND HEALTH AND WELLNESS. RECOGNIZED AS A BEST COLLEGE BY U.S. NEWS & WORLD REPORT, ADELPHI IS LONG ISLAND'S OLDEST PRIVATE COEDUCATIONAL UNIVERSITY. IT SERVES MORE THAN 8,100 STUDENTS AT ITS BEAUTIFUL MAIN CAMPUS IN GARDEN CITY, NEW YORK - JUST 23 MILES FROM NEW YORK CITY'S CULTURAL AND INTERNSHIP OPPORTUNITIES - AND AT DYNAMIC LEARNING HUBS IN MANHATTAN, THE HUDSON VALLEY, AND SUFFOLK COUNTY, AS WELL AS ONLINE. MORE THAN 116,000 ADELPHI GRADUATES HAVE GAINED THE SKILLS TO THRIVE PROFESSIONALLY AS ACTIVE, ENGAGED CITIZENS, MAKING THEIR MARK ON THE UNIVERSITY, THEIR COMMUNITIES AND THE WORLD. BLACKCAT ADVERTISING AGENCY LLC C/O ADELPHI UNIVERSITY SOUTH GARDEN CITY NY 11530 412109172 ADVERTISING NY 0 0 ADELPHI