2022-06-21T14:43:39-05:00 2021-12-31 470900880 CALIBRE CPA GROUP PLLC 7501 WISCONSIN AVENUE SUITE 1200 WEST BETHESDA MD 20814 990 2021-01-01 366143003 AMERICAN ASSOCIATION OF ENDODONTISTS FOUNDATION AMER 8008723636 180 N STETSON AVENUE 1500 CHICAGO IL 606016811 KENNETH WIDELKA EXECUTIVE DIRECTOR 3122669819 2022-06-21 1 KENNETH WIDELKA 999009999 STEVEN C DARR CPA CMA P01324904 2023319880 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z KENNETH WIDELKA 180 N STETSON AVENUE 1500 CHICAGO IL 606016811 43168939 0 X WWW.AAE.ORG/FOUNDATION X 1966 IL TO SUPPORT ENDODONTICS BY PROVIDING RESOURCES AND FUNDING FOR RESEARCH, EDUCATION, PUBLIC AWARENESS AND ACCESS TO CARE. THE FOUNDATION SUPPORTS SAVING NATURAL TEETH FOR ALL THROUGH THE EFFORTS OF ENDODONTIC SPECIALISTS. 20 17 0 60 0 0 316280 944977 0 0 1054353 9751184 0 0 1370633 10696161 994314 725719 0 0 15009 6174 0 0 320882 828717 920642 1838040 1652535 -467407 9043626 37573299 41201761 88328 202468 37484971 40999293 X THE MISSION OF THE AMERICAN ASSOCIATION OF ENDODONTICS FOUNDATION IS TO SUPPORT ENDODONTICS BY PROVIDING RESOURCES AND FUNDING FOR RESEARCH, EDUCATION, PUBLIC AWARENESS AND ACCESS TO CARE. THE FOUNDATION SUPPORTS SAVING NATURAL TEETH FOR ALL THROUGH THE EFFORTS OF ENDODONTIC SPECIALISTS. 0 0 141163 85930 RESEARCH - GROUNDBREAKING RESEARCH FUELS THE SPECIALTY AND GIVES BOTH ESTABLISHED AND DEVELOPING ENDODONTISTS THE TOOLS TO ACHIEVE EXCELLENCE IN PATIENT CARE, SAVING NATURAL TEETH WHENEVER POSSIBLE. IN ORDER TO HELP DEFINE ENDODONTICS AS A SPECIALTY, THE FOUNDATION STRIVES TO FUND IMPACTFUL RESEARCH STUDIES, RANGING IN SCALE AND COMPLEXITY. 620182 573328 EDUCATION - SUPPORTING ENDODONTIC EDUCATION AND FACULTY IS CRITICAL TO THE GROWTH AND FUTURE SUCCESS OF THE SPECIALTY. IT IS THE FOUNDATION'S MISSION TO ENSURE THAT DENTAL STUDENTS ARE TAUGHT ENDODONTICS BY HIGHLY QUALIFIED SPECIALISTS IN THE FIELD WHO REMAIN PASSIONATE ABOUT ENDODONTICS AND ARE AT THE FOREFRONT OF RESEARCH AND TECHNOLOGY. STRONG ACADEMIC AND SCIENTIFIC AGENDAS EQUAL A STRONG AND PRODUCTIVITY FUTURE FOR THE SPECIALTY. 29155 25000 ADVANCEMENT OF THE SPECIALTY - SUPPORT OF THE ROOT CANAL AWARENESS CAMPAIGN; SPONSORSHIP OF THE ADVANCED PROGRAM IN CLINICAL ENDODONTICS FOR RESIDENTS (APICES); AND SPONSORSHIP OF THE PULP BIOLOGY AND REGENERATION SYMPOSIUM. 91250 41461 ACCESS TO CARE - THE FOUNDATION FUNDS A VARIETY OF ACCESS TO CARE INITIATIVES - ASSISTING PATIENTS IN UNDERSERVED COMMUNITIES, HIGHLIGHTING THE ROLE ENDODONTICS PLAY IN THE DENTAL COMMUNITY, PROVIDING MENTORSHIP AND HANDS-ON OPPORTUNITIES FOR DENTAL STUDENTS TO WORK ALONGSIDE SPECIALISTS, AND ENGAGING YOUNGER MEMBERS. 91250 41461 881750 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 1 1 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 1 18 0 1 0 0 0 0 0 0 0 0 0 0 0 X 20 17 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X REBECCA PERRY 8008723636 180 N STETSON AVENUE SUITE 1500 CHICAGO IL 606016811 NAVA FAHTI BOARD MEMBER 1.00 X 0 0 0 KIRK A COURY TREASURER 2.00 X X 0 0 0 ANTHONY T BORGIA TREASURER 2.00 X X 625 0 0 JOHN M NUSSTEIN PRESIDENT 4.00 X X 1125 0 0 MARGOT KUSIENSKI PRESIDENT-ELECT 2.00 X X 875 0 0 TOM VON SYDOW BOARD MEMBER 1.00 X 0 0 0 KURT VAN HOFWEGEN BOARD MEMBER 1.00 X 0 0 0 SCOTT FEHRS BOARD MEMBER 1.00 X 0 0 0 JOHN FERONE BOARD MEMBER 1.00 X 0 0 0 JOHNAH C GALICIA BOARD MEMBER 1.00 X 0 0 0 MARIA MARANGA BOARD MEMBER 1.00 X 0 0 0 RYAN B MCMAHAN BOARD MEMBER 1.00 X 0 0 0 SCOTT B MCCLANAHAN BOARD MEMBER 1.00 X 0 0 0 MARK A ODOM BOARD MEMBER 1.00 X 0 0 0 JUHEON SEUNG BOARD MEMBER 1.00 X 750 0 0 PATRICK DAHLKEMPER BOARD MEMBER 1.00 X 0 0 0 KATHERINE DIVINE BOARD MEMBER 1.00 X 0 0 0 FIZA SINGH SECRETARY 1.00 X X 0 0 0 KEITH V KRELL AAE OFFICER SERVING AS TRUSTEE 1.00 10.00 X 0 875 0 CRAIG HIRSCHBERG AAE OFFICER SERVING AS TRUSTEE 1.00 10.00 X 750 25375 0 ALAN GLUSKIN AAE OFFICER SERVING AS TRUSTEE 1.00 10.00 X 750 13875 0 ALAN LAW AAE OFFICER SERVING AS TRUSTEE 1.00 10.00 X 0 625 0 STEFAN I ZWEIG AAE OFFICER SERVING AS TRUSTEE 1.00 10.00 X 1299 750 0 KEN WIDELKA EXECUTIVE DIRECTOR 5.00 35.00 X X 0 426636 63312 REBECCA PERRY CHIEF FINANCIAL OFFICER 4.00 36.00 X 0 197420 32899 ALYSON WHITTLESEY FOUNDATION DIRECTOR 28.00 7.00 X 0 102366 19364 6174 767922 115575 0 0 1 0 0 111499 833478 944977 731056 731056 41492906 32472778 9020128 9020128 9020128 10696161 0 0 9751184 351704 351704 260000 260000 114015 114015 6174 6174 93697 93697 81462 1821 67629 12012 25255 1805 1853 21597 57484 2465 51776 3243 35582 35582 6015 1495 4520 6518 6518 COST SHARING REIMBURSEM 580804 149595 171948 259261 ANNUAL SESSION 20249 20249 BANK FEES 12049 12049 PROFESSIONAL DEVELOPMEN 1182 1182 345 345 1652535 881750 449903 320882 221100 240583 193952 499917 1623637 1377172 1000 1149 3087 3430 76189 48552 19483 27637 35494527 39051873 16513 0 37573299 41201761 86328 57259 2000 110324 0 0 34885 88328 202468 X 35835680 39601689 1649291 1397604 37484971 40999293 37573299 41201761 X 9043626 -5278910 -250394 X X 0 1 X 1 0 X X 1 AMERICAN ASSN OF ENDODONTISTS 236191090 10 0 25000 0 1 25000 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 PART IV, SECTION A, LINE 1 THE FOUNDATION'S ARTICLES OF INCORPORATION DO NOT SPECIFICALLY MENTION THE AMERICAN ASSOCIATION OF ENDODONTISTS (AAE) AS BEING A SUPPORTED ORGANIZATION. HOWEVER, AAE AND THE FOUNDATION HAVE A HISTORIC AND CONTINUING RELATIONSHIP. FURTHERMORE, AAE QUALIFIED AS A 509(A)(2) ORGANIZATION AND THERE HAS DELVELOPED A SUBSTANTIAL IDENTITY OF INTEREST BETWEEN AAE AND THE FOUNDATION. PART IV, SECTION A, LINE 2: THE FOUNDATION'S SUPPORTED ORGANIZATION, AMERICAN ASSOCIATION OF ENDODONTISTS (AAE), IS SUPPORTED BY MEMBERSHIP DUES AND FUNDS RESULTING FROM THE PERFORMANCE OF ITS EXEMPT ACTIVITIES. THE SUPPORT CONSTITUTES MORE THAN ONE-THIRD OF AAE'S SUPPORT AND AAE DOES NOT NORMALLY RECEIVE MORE THAN ONE-THIRD OF ITS SUPPORT FROM ITEMS DESCRIBED IN SECTION 509(A)(2)(B). SINCE MORE THAN ONE-THIRD OF AAE'S SUPPORT IS DERIVED FROM MEMBERSHIP DUES AND FUNDS RESULTING FROM THE PERFORMANCE OF EXEMPT PURPOSES AND NOT MORE THAN ONE-THIRD OF ITS SUPPORT IS FROM ITEMS DESCRIBED IN SECTION 509(A)(2)(B), AAE QUALIFIES AS A PUBLICLY SUPPORTED ORGANIZATION DESCRIBED IN SECTION 509(A)(2) IF IT WERE DESCRIBED IN SECTION 501(C)(3) RATHER THAN SECTION 501(C)(6). PART IV, SECTION A, LINE 3B THE DETERMINATION WAS MADE IN THE CURRENT YEAR BASED ON A REVIEW OF THE SUPPORTED ORGANIZATION'S MOST RECENTLY FILED FEDERAL FORM 990S. PART IV, SECTION A, LINE 3C THE FOUNDATION'S ARTICLES REQUIRE IT TO CARRY ON ACTIVITIES DESCRIBED IN THE INTERNAL REVENUE CODE SECTION 170(C)(2)(B). THE FOUNDATION HAS OVERSIGHT IN PLACE THAT ENSURES THAT ALL SUPPORT PROVIDED TO THE SUPPORTED ORGANIZATION IS FOR PURPOSES DESCRIBED IN THE INTERNAL REVENUE CODE SECTION 170(C)(2)(B). PART IV, SECTION C, LINE 1 THE MAJORITY OF THE BOARD OF TRUSTEES OF THE FOUNDATION IS ELECTED BY THE GENERAL ASSEMBLY OF AMERICAN ASSOCIATION OF ENDODONTISTS (AAE). IN ADDITION TO THE BOARD MEMBERS ELECTED BY THE AAE GENERAL ASSEMBLY, FOUR OF THE FOUNDATION'S BOARD OFFICERS ARE REQUIRED TO BE THE FOUR OFFICERS OF AAE, AS DEFINED IN AAE'S BYLAWS. THE EXECUTIVE DIRECTOR OF AAE IS ALSO AN EX OFFICIO MEMBER OF THE FOUNDATION BOARD WITH A VOTE. BASED ON THOSE FACTS, CONTROL AND MANAGEMENT OF THE FOUNDATION IS VESTED IN THE SAME PERSONS THAT CONTROL AND MANAGE AAE. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 76189 48552 27637 27637 DUE TO AMERICAN ASSOCIATION OF ENDODONTISTS 34885 34885 5073160 -5278910 -250394 -5529304 10602464 93697 93697 10696161 1558838 0 1558838 93697 93697 1652535 PART XI, LINE 2D - OTHER ADJUSTMENTS: LOSS ON UNCOLLECTIBLE PLEDGES -250,394. 1 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 114015 0 0 0 0 0 0 114015 0 114015 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES RESEARCH FELLOWSHIP GRANT, COMPETITIVE RESEARCH GRANT, AND RESIDENT RESEARCH GRANT 62866 CHECKS AND WIRE 0 1 FELLORSHIP GRANT, FULL TIME EDUCATOR GRANT NORTH AMERICA 1 51149 CHECK 0 0 0 0 0 0 PART I, LINE 2: THE RECIPIENT OF THE GRANTS IS A UNIVERSITY IN CANADA WHICH HAS STRINGENT REQUIREMENTS FOR RESEARCH FUNDING. AAEF'S REQUIREMENTS REQUIRE A RESEARCH PLAN IN THE APPLICATION, ANNUAL PROGRESS REPORTS IF THE PROJECT TIMELINE IS GREATER THAN ONE YEAR, FINAL REPORT UPON PROJECT COMPLETION, AND COMPLIANCE WITH RESEARCH REQUIREMENTS OF FUNDING ORGANIZATION (UNIVERSITY). PART I, LINE 3: METHOD USED TO ACCOUNT FOR EXPENDITURES IN THE ORGANIZATION'S FINANCIAL STATEMENTS: GENERALLY ACCEPTED ACCOUNTING PRINCIPLES IN THE UNITED STATES OF AMERICA. PART III ACCOUNTING METHOD: 1 AMERICAN DENTAL EDUCATION ASSOCIATION DEPT 0741 WASHINGTON DC 200730741 911993281 501(C)(3) 25000 0 ADEA LEADERSHIP GRANT UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON PO BOX 301418 DALLAS TX 753031418 741761309 501(C)(3) 48042 0 COMPETITIVE RESEARCH GRANT THE REGENTS OF THE UNIVERSITY OF MICHIGAN BNY MELLON BOX 223131 PITTSBURGH PA 152512131 386006309 501(C)(3) 13225 0 COMPETITIVE RESEARCH GRANT PHILADELPHIA FIGHT 1233 LOCUST ST 3RD FLOOR PHILADELPHIA PA 19107 232625934 501(C)(3) 7510 0 DOMESTIC OUTREACH WAKE SMILES 1863 CAPITAL BLVD RALEIGH NC 27604 562258278 501(C)(3) 10000 0 DOMESTIC OUTREACH UNIVERSITY OF TEXAS AT HOUSTON 7500 CAMBRIDGE ST SUITE 6400 HOUSTON TX 770542032 741761309 501(C)(3) 8000 0 RESIDENT RESEARCH GRANT THE UNIVERSITY OF IOWA ONE WEST PARK ROAD IOWA CITY IA 52242 426004813 501(C)(3) 100000 0 ENDOWED FACULTY AMERICAN ASSOCIATION OF ENDODONTISTS 180 N STETSON AVE CHICAGO IL 60601 236191090 501(C)(6) 25000 0 GRANT TO AAE FOR APICES 10 1 EDUCATOR 10TH ANNIVERSARY AWARD 6 60000 ENDODONTICS EDUCATOR FELLOWSHIP AWARD 4 200000 PART I, LINE 2: PERIODIC REPORTS ARE RECEIVED FROM ORGANIZATIONS AND INDIVIDUALS RECEIVING GRANTS AND REVIEWED BY MANAGEMENT. X X X X 0 0 0 0 0 0 0 0 0 KEN WIDELKA EXECUTIVE DIRECTOR 0 386636 0 40000 0 0 0 21771 0 41541 0 489948 0 0 REBECCA PERRY CHIEF FINANCIAL OFFICER 0 189210 0 8210 0 0 0 14214 0 18685 0 230319 0 0 FORM 990, PART VI, SECTION A, LINE 7A THE FOUNDATION BOARD OF TRUSTEES NOMINATES POTENTIAL BOARD MEMBERS TO THE AMERICAN ASSOCIATION OF ENDODONTISTS (AAE) GENERAL ASSEMBLY. THE AAE GENERAL ASSEMBLY ELECTS THE INDIVIDUALS TO SERVE ON THE FOUNDATION'S BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS SHARED WITH THE BOARD OF TRUSTEES AND REVIEWED BY THE FOUNDATION'S STAFF PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C INDIVIDUALS ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM ANNUALLY. IN ADDITION, AT THE BEGINNING OF EACH BOARD MEETING, ALL INDIVIDUALS ARE REQUESTED TO PROVIDE UPDATES TO THEIR DISCLOSURES, SO THAT ANY POTENTIAL CONFLICTS ARE IDENTIFIED AND DEALT WITH APPROPRIATELY AT EACH MEETING.THE CONFLICT OF INTEREST FORMS ARE REVIEWED BY STAFF AND THOSE WITH CONFLICTS ARE SHARED WITH THE FOUNDATION OFFICERS. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE EXECUTIVE DIRECTOR IS DETERMINED BY THE AMERICAN ASSOCIATION OF ENDODONTISTS, A RELATED ORGANIZATION, BASED UPON A WRITTEN CONTRACT WHICH IS REVIEWED AND APPROVED BY THAT ORGANIZATION'S BOARD OF DIRECTORS. COMPENSATION FOR OTHER KEY EMPLOYEES IS BASED ON MARKET COMPARABILITY FOR SIMILAR JOBS THROUGH THE HUMAN RESOURCES DEPARTMENT. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST. A SUMMARY OF THE FINANCIAL STATEMENTS IS INCLUDED IN THE ANNUAL REPORT. FORM 990, PART XI, LINE 9: LOSS ON UNCOLLECTIBLE PLEDGES -250,394. PART XII, LINE 2C THE FOUNDATION'S BOARD OF TRUSTEES ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT AND SELECTION OF THE INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED FROM PRIOR YEARS. AMERICAN ASSOCIATION OF ENDODONTISTS 180 N STETSON AVENUE SUITE 1500 CHICAGO IL 606016811 216191090 TRADE ASSOCIATION FOR ENDODONTISTS IL 510(C)(6) N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 1 0 AMERICAN ASSOCIATION OF ENDODONTISTS B 25000 ACTUAL AMOUNTS AWARDED AMERICAN ASSOCIATION OF ENDODONTISTS N 152275 ACTUAL COSTS INCURRED AMERICAN ASSOCIATION OF ENDODONTISTS O 428529 ACTUAL COSTS INCURRED AMERICAN ASSOCIATION OF ENDODONTISTS Q 605076 ACTUAL AMOUNTS RECEIVED AMERICAN ASSOCIATION OF ENDODONTISTS P 148577 ACTUAL COSTS INCURRED AMERICAN ASSOCIATION OF ENDODONTISTS R 97577 ACTUAL AMOUNTS AWARDED