2022-07-08T15:06:06-05:00 2021-12-31 420714325 RSM US LLP 80 CITY SQUARE BOSTON MA 02129 990PF 2021-01-01 463904605 HARBORONE FOUNDATION RHODE ISLAND HARB 5088951347 770 OAK STREET BROCKTON MA 02301 MAUREEN WILKINSON TREASURER 5088951347 2022-06-22 1 MAUREEN WILKINSON XXX-XX-XXXX DAVID MARSH P00036573 6179129000 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 2380729 X 69500 X 36657 36657 178814 1151889 178814 284971 215471 0 0 0 24000 0 0 970 970 0 64007 20186 0 88977 21156 0 329180 329180 418157 21156 329180 -133186 194315 28264 1320035 1320035 2339364 1060694 1060694 2367628 2380729 2380729 25000 58000 25000 58000 X 0 0 0 0 2342628 2322729 2342628 2322729 2367628 2380729 2342628 -133186 113287 2322729 0 2322729 CAPITAL GAIN DISTRIBUTION P 16958 16958 16958 DFXIX, 10,252.68 SHARES P 2020-02-18 2021-04-22 104267 105100 -833 -833 DFEQX, 11,871.24 SHARES P 2020-08-18 2021-04-22 130381 130000 381 381 DFEOX, 5,337.14 SHARES P 2020-04-03 2021-03-10 169980 99274 70706 70706 SLYV, 496 SHARES P 2020-04-03 2021-03-10 39541 18245 21296 21296 DFXIX, 29,323.05 SHARES P 2018-12-04 2021-06-01 298263 280328 17935 17935 DFCEX, 915.11 SHARES P 2018-12-03 2021-03-10 23980 18458 5522 5522 DFGEX, 496.84 SHARES P 2018-12-03 2021-03-10 5490 5540 -50 -50 DISVX, 7,070.99 SHARES P 2018-12-03 2021-06-01 156270 135197 21073 21073 DFIEX, 1,605.43 SHARES P 2018-12-03 2021-03-10 24480 20453 4027 4027 DFVIX, 10,585.74 SHARES P 2018-12-03 2021-06-01 182279 160480 21799 21799 178814 2701 0 2701 0 2701 7282 0 8000 0 15282 X 0 12581 12581 0 0 0 0 0 0 0 0 0 0 0 1 1 DE 0 0 0 0 0 1 WWW.HARBORONE.COM/ABOUT-US/COMMUNITY/HARBORONE-FO MAUREEN WILKINSON 5088951347 770 OAK STREET BROCKTON MA 02301 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 WILLIAM A WHITE 770 OAK STREET BROCKTON MA 02301 PRESIDENT 1.00 0 0 0 PHILLIP KYDD 770 OAK STREET BROCKTON MA 02301 COMMUNITY REPRESENTATIVE 1.00 0 0 0 MAUREEN WILKINSON 770 OAK STREET BROCKTON MA 02301 DIRECTOR, TREASURER 3.00 0 0 0 JENNIFER L WHITE 770 OAK STREET BROCKTON MA 02301 DIRECTOR, SECRETARY 3.00 0 0 0 NONE 0 NONE 0 0 1148892 1225888 0 2374780 0 0 2374780 35622 2339158 116958 116958 2701 2701 114257 0 114257 0 114257 329180 0 329180 114257 0 0 86369 64678 108582 70413 175102 505144 329180 0 0 0 114257 214923 0 0 720067 0 0 0 0 0 0 86369 633698 64678 108582 70413 175102 214923 X ADOPTION RHODE ISLAND 2 BRADFORD STREET PROVIDENCE RI 02903 N/A NOT RELATED 501(C)3 YOUTH SERVICES 5000 AS220 95 MATHEWSON STREET UNIT 204 PROVIDENCE RI 02903 N/A NOT RELATED 501(C)3 COMMUNITY DEVELOPMENT 10000 CAPITAL GOOD FUND 22 A ST PROVIDENCE RI 02907 N/A NOT RELATED 501(C)3 OTHER 10000 COLLEGE VISIONS 131 WASHINGTON STREET SUITE 205 PROVIDENCE RI 02903 N/A NOT RELATED 501(C)3 YOUTH SERVICES 5000 FIRSTWORKS 275 WESTMINSTER STREET SUITE 501 PROVIDENCE RI 02903 N/A NOT RELATED 501(C)3 YOUTH SERVICES 2500 HOUSE OF HOPE COMMUNITY DEVELOPMENT CORPORATION 3188 POST ROAD WARWICK RI 02886 N/A NOT RELATED 501(C)3 HOUSING 2500 MEETING STREET 1000 EDDY STREET PROVIDENCE RI 02905 N/A NOT RELATED 501(C)3 OTHER 30000 MENTOR RHODE ISLAND THE RI MENTORING PARTNERSHIP INC 2065 WARWICK AVENUE UNIT 1 WARWICK RI 02889 N/A NOT RELATED 501(C)3 YOUTH SERVICES 22500 MOUNT HOPE LEARNING CENTER 140 CYPRESS STREET PROVIDENCE RI 02906 N/A NOT RELATED 501(C)3 YOUTH SERVICES 2500 OLNEYVILLE HOUSING CORP 66 CHAFFEE STREET PROVIDENCE RI 02909 N/A NOT RELATED 501(C)3 HOUSING 30000 REACH OUT AND READ RI 1 RICHMOND SQUARE SUITE 121K PROVIDENCE RI 02906 N/A NOT RELATED 501(C)3 YOUTH SERVICES 2500 READ TO SUCCEED 6 WATER VALLEY ROAD HOPE RI 02831 N/A NOT RELATED 501(C)3 YOUTH SERVICES 2500 RHODE ISLAND COMMUNITY FOOD BANK ASSOCIATION 200 NIANTIC AVENUE PROVIDENCE RI 02907 N/A NOT RELATED 501(C)3 COMMUNITY DEVELOPMENT 10000 SOJOURNER HOUSE INC 386 SMITH STREET PROVIDENCE RI 02908 N/A NOT RELATED 501(C)3 HOUSING 5000 YEAR UP RHODE ISLAND 40 FOUNTAIN ST FLOOR 7 PROVIDENCE RI 02903 N/A NOT RELATED 501(C)3 OTHER 10000 RHODE ISLAND COMMUNITY FOOD BANK ASSOCIATION 200 NIANTIC AVENUE PROVIDENCE RI 02907 N/A NOT RELATED 501(C)3 COMMUNITY DEVELOPMENT 5000 BOOKS ARE WINGS 1005 MAIN ST SUIT 8116 PAWTUCKET RI 02864 N/A NOT RELATED 501(C)3 YOUTH SERVICES 2500 JUNIOR ACHIEVEMENT OF RHODE ISLAND 57 GREENE STREET WARWICK RI 02886 N/A NOT RELATED 501(C)3 YOUTH SERVICES 3000 ELIZABETH BUFFUM CHACE CENTER PO BOX 97476 WARWICK RI 02889 N/A NOT RELATED 501(C)3 OTHER 5000 SHRI SERVICE CORPS PO BOX 5466 PAWTUCKET RI 02862 N/A NOT RELATED 501(C)3 YOUTH SERVICES 5000 THE PROVIDENCE CENTER INC 300 RICHMOND STREET PROVIDENCE RI 02903 N/A NOT RELATED 501(C)3 OTHER 5000 CROSSROADS RHODE ISLAND 160 BROAD STREET PROVIDENCE RI 02903 N/A NOT RELATED 501(C)3 OTHER 5000 FAMILY SERVICE OF RHODE ISLAND INC PO BOX 6688 PROVIDENCE RI 02940 N/A NOT RELATED 501(C)3 OTHER 5000 BLACKSTONE VALLEY ADVOCACY CENTER PO BOX 5643 PAWTUCKET RI 02862 N/A NOT RELATED 501(C)3 OTHER 5000 COLLEGE CRUSADE OF RHODE ISLAND 134 THURBERS AVE SUITE 111 PROVIDENCE RI 02905 N/A NOT RELATED 501(C)3 YOUTH SERVICES 10000 FESTIVAL BALLET PROVIDENCE 825 HOPE STREET PROVIDENCE RI 02906 N/A NOT RELATED 501(C)3 YOUTH SERVICES 10000 COMMUNITY COLLEGE OF RHODE ISLAND 1762 LOUISQUISSET PIKE LINCOLN RI 02865 N/A NOT RELATED 501(C)3 YOUTH SERVICES 13680 BOYS AND GIRLS CLUB OF NORTHERN RHODE ISLAND 1 JAMES J MCKEE WAY PO BOX 7505 CUMBERLAND RI 02864 N/A NOT RELATED 501(C)3 OTHER 15000 WEST ELMWOOD NEIGHBOR WORKS HOME OWNERSHIP CENTER INC 224 DEXTER STREET PROVIDENCE RI 02907 N/A NOT RELATED 501(C)3 OTHER 15000 PROVIDENCE PERFORMING ARTS CENTER 220 WEYBOSSET STREET PROVIDENCE RI 02903 N/A NOT RELATED 501(C)3 OTHER 25000 UNIVERSITY OF RHODE ISLAND FOUNDATION & ALUMNI ENGAGEMENT 79 UPPER COLLEGE ROAD KINGSTON RI 02881 N/A NOT RELATED 501(C)3 OTHER 50000 329180 0 14 36657 18 178814 0 215471 0 215471 0 0 0 0 0 0 0 0 0 0 THERE IS NO FILING REQUIREMENT FOR THE STATE OF DELAWARE. COMMON STOCK - HARBORONE BANCORP, INC. 254473 254473 MUTUAL FUNDS 806221 806221 INVESTMENT ACCOUNT FEES 20186 20186 0 MISCELLANEOUS EXPENSE 111 0 0 SOFTWARE-ANNUAL LICENSE/MAINT 5000 0 0 DUES AND MEMBERSHIPS 1500 0 0 CHARITY GOLF EXPENSES 37210 0 0 CHANGE IN UNREALIZED GAIN/LOSS ASC 3 113287 FOREIGN TAX PAID 970 970 0