2022-07-27T17:24:41-05:00 2021-09-30 420714325 RSM US LLP 1250 H STREET SUITE 700 WASHINGTON DC 20005 990 2020-10-01 131635293 AMERICAN SOCIETY OF CIVIL ENGINEERS INC AMER 7032956109 1801 ALEXANDER BELL DRIVE RESTON VA 201914400 PETER SHAVALAY CFO 7032956109 2022-07-27 1 PETER SHAVALAY XXX-XX-XXXX ELIZABETH W HELLER P00397829 2022932200 2022-07-27 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z TOM SMITH 1801 ALEXANDER BELL DRIVE RESTON VA 201914400 62671354 0 X WWW.ASCE.ORG X 1892 NY DELIVER VALUE TO OUR MEMBERS, ADVANCE CIVIL ENGINEERING, AND PROTECT THE PUBLIC HEALTH, SAFETY, AND WELFARE. 18 18 285 3000 1464404 321457 15795848 26871843 26214522 24039796 3496728 8569605 3809654 3190110 49316752 62671354 1211048 818508 0 0 28353787 24262436 0 0 0 26207091 21678522 55771926 46759466 -6455174 15911888 67178121 80247990 24652471 20245937 42525650 60002053 X TO PROVIDE ESSENTIAL VALUE TO OUR MEMBERS, THEIR CAREERS, OUR PARTNERS, AND THE PUBLIC, ASCE WILL: FACILITATE THE ADVANCEMENT OF TECHNOLOGY; ENCOURAGE AND PROVIDE THE TOOLS FOR LIFELONG LEARNING; PROMOTE PROFESSIONALISM AND THE PROFESSION; DEVELOP AND SUPPORT CIVIL ENGINEER LEADERS; AND ADVOCATE INFRASTRUCTURE AND ENVIRONMENTAL STEWARDSHIP. 0 0 14524247 18667487 PUBLICATIONS: THE DISSEMINATION OF TECHNICAL AND PROFESSIONAL INFORMATION TO ASCE MEMBERS AND OTHERS IN THE CIVIL ENGINEERING PROFESSION IS A MAJOR GOAL OF THE SOCIETY AND THE PRIMARY GOAL OF THE SOCIETY'S PUBLISHING PROGRAM. THIS IS ACCOMPLISHED THROUGH A VARIETY OF PUBLICATIONS AND INFORMATION PRODUCTS, INCLUDING 35 TECHNICAL AND PROFESSIONAL JOURNALS, CIVIL ENGINEERING MAGAZINE, AN ONLINE BIBLIOGRAPHIC DATABASE, CONFERENCE PROCEEDINGS, STANDARDS, AND TECHNICAL REPORTS. 6474195 473646 ENGINEERING PROGRAMS: THE SOCIETY'S ENGINEERING PROGRAMS DIVISION DIRECTLY SUPPORTS THE SOCIETY'S PURPOSE OF ADVANCING THE SCIENCE OF ENGINEERING BY PRODUCING TECHNICAL CONTENT FOR PUBLICATIONS, CONFERENCES AND CONTINUING EDUCATION PROGRAMS. THE DIVISION CONSISTS OF NINE DISCIPLINE SPECIFIC INSTITUTES AND SIX TECHNICAL GROUPS. THE WORK OF THE DIVISION IS ACCOMPLISHED BY MEMBERS PARTICIPATING IN MORE THAN 700 TECHNICAL COMMITTEES. THE DIVISION HAS RESPONSIBILITY FOR OVERSIGHT OF THE EDITORIAL BOARDS OF 28 OF ASCE'S 35 JOURNALS. EACH YEAR THE DIVISION HOLDS MORE THAN A DOZEN CONGRESSES AND SPECIALTY CONFERENCES. BOTH ASCE MEMBERS AND NON-MEMBERS ARE ELIGIBLE FOR MEMBERSHIP IN THE INSTITUTES. 4791733 17126321 MEMBERSHIP SERVICES: IN ADDITION TO DEVELOPING MEMBERS, PROVIDING VALUE TO EXISTING MEMBERS, ENGAGING AND RETAINING STUDENT MEMBERS, PROMOTING MEMBER ACCOMPLISHMENTS AND MARKETING THE SOCIETY'S PRODUCTS TO MEMBERS, MEMBERSHIP CONDUCTS RESEARCH ON MEMBER NEEDS AND SATISFACTION, PROVIDES CAREER RESOURCES INCLUDING A SALARY SURVEY AND ASSOCIATED PUBLICATION ON CIVIL ENGINEERING INCOME AS WELL AS AN ONLINE MENTORING PROGRAM. MEMBERSHIP ALSO WORKS WITH VARIOUS SERVICE PROVIDERS TO OFFER ASCE MEMBERS SPECIAL INSURANCE AND FINANCIAL PROGRAMS. 2359756 1154452 CONFERENCES & MEETINGS: THE SOCIETY HOSTS APPROXIMATELY 50 CONFERENCES AND MEETINGS EACH YEAR. THE CONFERENCES ARE SEPARATED INTO TWO CATEGORIES - SPECIALTY AND CORPORATE. THE SPECIALTY CONFERENCES PROVIDE CONTINUING EDUCATION AND PROFESSIONAL DEVELOPMENT ALLOWING THE PROFESSIONAL ENGINEER TO MAINTAIN THEIR LICENSURE IN THEIR RESPECTIVE STATES. EACH SPECIALTY CONFERENCE IS GENERALLY COMPRISED OF AN EDUCATIONAL PROGRAM, TECHNICAL TOURS AND AN EXHIBIT HALL, AND IS SPECIFIC TO A DESIGNATED DISCIPLINE WITHIN THE CIVIL ENGINEERING FIELD. THESE PROGRAMS PROVIDE INFORMATION ON THE LATEST TECHNICAL ADVANCES, BEST PRACTICES, AND PROMOTE THE SHARING OF IDEAS. THE CORPORATE CONFERENCES ALSO PROVIDE CONTINUING EDUCATION AND PROFESSIONAL DEVELOPMENT CATERING TO LEADERSHIP, MANAGEMENT, BEST PRACTICES AND OVERARCHING ISSUES AND TOPICS WITH A BROAD APPEAL TO THE CIVIL ENGINEER IN GENERAL. MEETINGS INCLUDE COMMITTEES, TASK FORCES, FOCUS GROUPS, WORKSHOPS AND SEMINARS DESIGNED TO BRING TOGETHER CIVIL ENGINEERING EXPERTS EITHER FROM SPECIFIC FIELDS OR THOSE WITH A BROAD RANGE OF EXPERIENCE AND SKILLS. THESE MEETINGS DEAL WITH SPECIFIC TOPICS AND ISSUES FACING CIVIL ENGINEERS SUCH AS AMERICA'S FAILING INFRASTRUCTURE, SUSTAINABILITY, EARTHQUAKES, AND BRIDGE COLLAPSES. 4362613 2800 398666 GOVERNMENT AND PUBLIC AFFAIRS: THE SOCIETY'S PUBLIC AFFAIRS PROGRAMS ENCOMPASS A BROAD RANGE OF ACTIVITIES INTENDED TO BETTER INFORM THE PUBLIC AND POLICY LEADERS OF CRITICAL ISSUES AND THE VITAL ROLE THE CIVIL ENGINEERING PROFESSION PLAYS IN THE EVERY DAY LIVES OF CITIZENS. THESE PROGRAMS INCLUDE COORDINATING ALL INTERVIEWS AND MEETINGS WITH MEDIA/NEWS OUTLETS; WRITING AND DISSEMINATION OF ALL SOCIETY NEWS RELEASES; TRAINING SOCIETY LEADERS AND MEMBERS IN PUBLIC COMMUNICATIONS AND EFFECTIVE MEDIA RELATIONS; PROVIDING COMMUNICATIONS COUNSEL TO THE SOCIETY'S VARIOUS STATE AND LOCAL UNITS; PROVIDING INPUT AND FEEDBACK TO VARIOUS SOCIETY MARKETING INITIATIVES; OVERSEEING CERTAIN COMMUNICATIONS RESEARCH EFFORTS; CONTRIBUTING TO WEB SITE DESIGN AND CONTENT MANAGEMENT; COORDINATION OF ALL ASCE K-12 PRE-COLLEGE OUTREACH PROGRAMS; AND MANAGEMENT OF ASCE DIVERSITY PROGRAMS. THE SOCIETY'S GOVERNMENT RELATIONS AND COMMUNICATION ACTIVITIES INCLUDE: RESEARCH, DEVELOPMENT AND UPDATING OF THE ORGANIZATION'S 160 PUBLIC POLICY STATEMENTS PERTAINING TO A WIDE RANGE OF CIVIL ENGINEERING TOPICS INCLUDING INFRASTRUCTURE, TRANSPORTATION, WATER, ENVIRONMENT AND R & D; MONITORING FEDERAL LEGISLATIVE AND REGULATORY DEVELOPMENTS AND REPORTING BACK TO SOCIETY MEMBERS AND LEADERS; PROVIDING EXPERT TESTIMONY TO CONGRESSIONAL COMMITTEES; MAINTAINING A CONGRESSIONAL FELLOWS PROGRAM; TRAINING ASCE MEMBERS; BUILDING AND MAINTAINING ISSUES-BASED COALITIONS; PROMOTING CIVIL ENGINEERS FOR FEDERAL APPOINTMENTS AND NOMINATIONS TO KEY POLICY POSITIONS IN GOVERNMENT; AND MONITORING POLICY AND ISSUE DEVELOPMENTS IN THE VARIOUS U.S. STATES. 2965358 582837 105504 MEMBER COMMUNITIES: MEMBER COMMUNITIES PROVIDES MEMBER SUPPORT, ENGAGEMENT, AND COMMUNICATION FOR AND TO THE SOCIETY'S GEOGRAPHIC UNITS INCLUDING ITS REGIONS, SECTIONS, BRANCHES, YOUNGER MEMBER GROUPS, AND STUDENT CHAPTERS. IT ALSO PROMOTES ENGINEERING EDUCATION EXPOSURE FOR STUDENTS IN GRADES K-12 AND ENGAGEMENT FOR COLLEGE STUDENTS VIA STUDENT CONFERENCES. THE SOCIETY PROVIDES FINANCIAL AND ADMINISTRATIVE SUPPORT TO ITS GEOGRAPHIC UNITS TO SUPPORT THEIR DELIVERY OF A BROAD RANGE OF EDUCATIONAL, SCIENTIFIC, AND PUBLIC SERVICE OFFERINGS AT THE LOCAL LEVEL. THE SOCIETY ALSO PROVIDES LEADER TRAINING THROUGH EVENTS SUCH AS THE MULTI-REGION LEADERSHIP CONFERENCES.GLOBAL PROGRAMS ADVANCE CIVIL ENGINEERING PRACTICE BY DISSEMINATING KNOWLEDGE ON ENGINEERING IN THE GLOBAL ENVIRONMENT. THE SOCIETY COLLABORATES WITH ENGINEERING SOCIETIES AND ORGANIZATIONS AROUND THE WORLD TO DEVELOP RELATIONSHIPS, EXCHANGE IDEAS, SHARE KNOWLEDGE FOR PROFESSIONAL GROWTH, AND ADVANCE THE SCIENCE AND PRACTICE OF CIVIL ENGINEERING. ADDITIONALLY, THIS AREA SERVES THE NEEDS OF THE SOCIETY'S INTERNATIONAL MEMBERS AND THE OPERATIONS OF INTERNATIONAL SECTIONS AND GROUPS WITH THE GOAL OF PROVIDING NETWORKING AND EDUCATION OPPORTUNITIES AT THE LOCAL LEVEL. GLOBAL PROGRAMS ALSO COORDINATES WITH OTHER SOCIETY ACTIVITY AREAS TO SUPPORT INTERNATIONAL CONFERENCES, EVENTS, EDUCATION, AND INFORMATION EXCHANGE, ESPECIALLY VIA GLOBAL LINK, THE INTERNATIONAL NEWSLETTER. 475832 53500 EDUCATIONAL ACTIVITIES - THE SOCIETY'S EDUCATIONAL ACTIVITIES PROGRAMS IMPROVE THE FORMAL EDUCATIONAL PREPARATION OF CIVIL ENGINEERS FROM KINDERGARTEN THROUGH GRADUATE STUDIES. THESE ACTIVITIES ENHANCE CIVIL ENGINEERING EDUCATION BY DEFINING THE CIVIL ENGINEERING BODY OF KNOWLEDGE (BOK) TO BE FULFILLED BEFORE PROFESSIONAL PRACTICE AS A CIVIL ENGINEER, CONDUCTING ACCREDITATION ACTIVITIES TO ASSURE QUALITY EDUCATIONAL OUTCOMES AND PROCESSES, PRESENTING FACULTY DEVELOPMENT WORKSHOPS TO HONE THE TEACHING SKILLS OF UNIVERSITY ENGINEERING FACULTY, AND HOSTING INTERACTIONS AMONG STUDENTS, FACULTY AND PRACTITIONERS. SPECIFICALLY, THE SOCIETY HAS COMPREHENSIVELY DEFINED THE KNOWLEDGE, SKILLS, AND ATTITUDES NECESSARY TO ENTER THE CIVIL ENGINEERING PROFESSION. THE SOCIETY FOSTERS ACCOMPLISHING THIS BOK THROUGH FORMAL EDUCATION CURRICULA AND DOCUMENTED EXPERIENCE. FURTHER, THE SOCIETY LEADS THE ACCREDITATION ACTIVITIES OF 389 (US BASED PROGRAMS ONLY) UNIVERSITY PROGRAMS IN CONJUNCTION WITH ABET, INC., THE ENGINEERING ACCREDITATION ORGANIZATION IN THE US. TO IMPROVE THE TEACHING ABILITIES OF ENGINEERING FACULTY, THE SOCIETY CONDUCTS ITS WORLD-RENOWNED ASCE EXCELLENCE IN CIVIL ENGINEERING EDUCATION (EXCEED) TEACHING WORKSHOPS WITH A TOTAL 963 GRADUATES FROM 256 INSTITUTIONS. 69014 5790 55877 GRANTS & CONTRACTS: THE SOCIETY RECEIVES FEDERAL AND PRIVATE GRANT AND CONTRACT FUNDS THAT PAY FOR SPECIFIC ACTIVITIES RELATING TO IMPROVEMENT OF CIVIL ENGINEERING IN THE U.S. AND FOREIGN COUNTRIES. 348739 227081 HONORS AND AWARDS: THE HONORS AND AWARDS PROGRAM PRIDES ITSELF IN RECOGNIZING THE OUTSTANDING ACHIEVEMENTS OF CIVIL ENGINEERING PROFESSIONALS. IT PRESENTS 92 SOCIETY AWARDS, DISTINGUISHED MEMBERSHIP, OUTSTANDING PROJECTS AND LEADERS AWARDS (OPAL) AND SEVERAL EXTERNAL AWARDS TO ACKNOWLEDGE LAUDABLE AND SUPERB PROJECTS AND INDIVIDUALS. 420459 PROFESSIONAL ACTIVITIES: THROUGH ITS PROFESSIONAL ADVANCEMENT ACTIVITIES, ASCE ENCOURAGES, GUIDES, AND PROMOTES THE PROFESSIONAL DEVELOPMENT OF CIVIL ENGINEERS. THESE PROGRAMS INCLUDE DEFINITION OF THE KNOWLEDGE, SKILLS, AND ATTITUDES NECESSARY TO PRACTICE AS A CIVIL ENGINEER, INCLUDING THOSE RELATED TO ETHICAL AND PROFESSIONAL BEHAVIOR. THE SOCIETY DEVELOPS EDUCATION, TRAINING, AND RESOURCES TO HELP CIVIL ENGINEERS DEVELOP THESE KNOWLEDGE AREAS AND SKILLSETS AND PROMOTES THE USE OF APPROPRIATE CREDENTIALS, SUCH AS LICENSURE AND CERTIFICATION, TO DEMONSTRATE COMPETENCE. ASCE WORKS TOWARDS ITS VISION OF CIVIL ENGINEERS AS GLOBAL LEADERS BY OFFERING ONLINE AND IN PERSON LEADER DEVELOPMENT TRAININGS AND WORKSHOPS ON TOPICS SUCH AS DIVERSITY, EQUITY, AND INCLUSION AND EFFECTIVE COMMUNICATION. THE SOCIETY ALSO OFFERS CAREER ADVANCEMENT RESOURCES TO INFORM CURRENT AND PROSPECTIVE CIVIL ENGINEERS ON THE DIVERSE CAREER PATHS AVAILABLE IN THE PROFESSION AND EQUIP THEM TO BETTER NAVIGATE CAREER CHALLENGES, TRANSITIONS, AND OPPORTUNITIES. ASCE HAS LONG CONSIDERED SUSTAINABILITY A STRATEGIC ISSUE CONFRONTING PRACTICING CIVIL ENGINEERS. ITS INTEGRATION INTO PROFESSIONAL PRACTICE IS REQUIRED TO ADDRESS CHANGING ENVIRONMENTAL, SOCIAL, AND ECONOMIC CONDITIONS ETHICALLY AND RESPONSIBLY. ALTHOUGH CHALLENGING ISSUES SUCH A CLIMATE CHANGE, URBANIZATION, AND THE RAPID PACE OF TECHNOLOGICAL ADVANCEMENT CREATE OPPORTUNITIES, THEY ALSO REQUIRE SERIOUS RE-EVALUATION OF CURRENT PROFESSIONAL PRACTICE AND STANDARDS. TO ADDRESS THIS STATE OF AFFAIRS, ASCE HAS OUTLINED A ROADMAP TO TRANSFORM THE PROFESSION. ASCE'S EFFORTS ARE GUIDED BY THE ASCE FIVE-YEAR ROADMAP TO SUSTAINABLE DEVELOPMENT WITH FOUR SPECIFIC GOALS: 1) SUSTAINABLE PROJECT DEVELOPMENT - DO THE RIGHT PROJECT2) STANDARDS AND PROTOCOLS - DO THE PROJECT RIGHT3) EXPAND TECHNICAL CAPACITY 4) COMMUNICATE AND ADVOCATE. 414940 160766 OTHER PROGRAM SERVICES: MISCELLANEOUS SMALL PROGRAMS THAT SUPPORT THE SOCIETY'S EXEMPT PURPOSE. 4017336 2573555 CONTINUING EDUCATION: A KEY GOAL OF THE SOCIETY IS TO ENCOURAGE AND PROVIDE THE TOOLS FOR LIFELONG LEARNING TO AID OUR MEMBERS' CONTINUED GROWTH THROUGH THEIR CAREERS. LIFELONG LEARNING IS CRITICAL TO CIVIL ENGINEERS IN KEEPING UP TO DATE WITH THE LATEST TECHNICAL ADVANCES AND ENSURING THAT THEY CAN REMAIN COMPETENT. IN FY20, ASCE MAINTAINED A ROBUST ONLINE LEARNING PROGRAM, PROVIDING A VARIETY OF SKILLS TRAINING OPPORTUNITIES WHEN IN-PERSON OFFERINGS CEASED MID-YEAR DUE TO THE COVID PANDEMIC. THIS INCLUDED OUR LIVE AND ON-DEMAND WEBINARS, INCLUDING OUR "10 FREE PDH" PROGRAM FOR MEMBERS, AND OUR GROWING GUIDED ONLINE COURSE AND CERTIFICATE PROGRAMMING. IN FY20, OVER 98,000 PROFESSIONAL DEVELOPMENT HOUR (PDH) CREDITS WERE AWARDED AND OVER 50 NEW COURSES WERE OFFERED, IN ADDITION TO MAINTAINING THE BI-ANNUAL PROFESSIONAL ENGINEER (PE) REVIEW COURSES TO ASSIST ASCE MEMBERS IN PASSING THE PE LICENSING EXAM. 1797585 FUTURE WORLD VISION: INFRASTRUCTURE REIMAGINED. ENGINEERS ARE CONFRONTING A VARIETY OF ENVIRONMENTAL CHALLENGES, DEMOGRAPHIC SHIFTS AND TECHNOLOGICAL CHANGES THAT WILL REQUIRE A DRASTIC RETHINKING OF HOW WE BUILD, OPERATE, AND MAINTAIN INFRASTRUCTURE SYSTEMS. TO HELP ANTICIPATE THE COMING CHANGES AND THEIR EFFECTS ON ENGINEERS AND THE COMMUNITIES THEY SERVE, THE AMERICAN SOCIETY OF CIVIL ENGINEERS HAS LAUNCHED A PROJECT TO HELP ENGINEERS PREPARE FOR FUTURE CHANGE, KNOWN AS FUTURE WORLD VISION. THE FUTURE WORLD VISION PROGRAM ADDRESSES THESE CHALLENGES BY CREATING A SIMULATION/VR/AR ENABLED IMMERSIVE COMPUTER MODEL TO ALLOW ENGINEERS TO DEMONSTRATE AND VISUALIZE HOW INFRASTRUCTURE PROBLEMS AND POTENTIAL SOLUTIONS WILL OCCUR IN THE FUTURE. IT WILL CREATE THE VIRTUAL INFRASTRUCTURE OF FIVE COMMUNITIES OF THE FUTURE, EACH ADDRESSING A RANGE OF POTENTIAL ADVANCES AND TIME HORIZONS, AND ALL INFORMED BY INTERVIEWS WITH EXPERTS AND SCENARIO PLANNING EXERCISES INVOLVING ACADEMIC, GOVERNMENT, AND INDUSTRY PROFESSIONALS. 17231632 818508 4502320 43021807 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 0 0 1 0 0 1 0 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 1 142 0 1 285 1 1 1 0 0 0 0 0 0 0 0 0 X 18 18 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 0 0 NY VA X THE ORGANIZATION 7032956109 1801 ALEXANDER BELL DRIVE RESTON VA 201914400 JEAN-LOUIS BRIAUD PE PRESIDENT 15.00 3.00 X X 0 0 0 KN GUNALAN PHD PE PAST PRESIDENT 15.00 1.00 X X 0 0 0 DENNIS D TRUAX PE PRESIDENT ELECT 15.00 3.00 X X 0 0 0 ROBERT L CAGLE III PE DIRECTOR 7.00 0.00 X 0 0 0 JOHN C FOLTS PE DIRECTOR 7.00 0.00 X 0 0 0 TONY CG LAU PE DIRECTOR 7.00 0.00 X 0 0 0 BRIAN D MCKEEHAN PE DIRECTOR 7.00 0.00 X 0 0 0 KEVIN D NIELSEN PE DIRECTOR 7.00 0.00 X 0 0 0 DAVID J ODEH PE DIRECTOR 7.00 0.00 X 0 0 0 JERRY B PAZ PE DIRECTOR 7.00 0.00 X 0 0 0 FENIOSKY A PENA-MORA PE DIRECTOR 7.00 0.00 X 0 0 0 LAWREN PRATT PE DIRECTOR 7.00 0.00 X 0 0 0 JACK A RAUDENBUSH PE DIRECTOR 7.00 0.00 X 0 0 0 KENNETH H ROSENFIELD PE DIRECTOR 7.00 0.00 X 0 0 0 ELIZABETH RUEDAS PE DIRECTOR 7.00 0.00 X 0 0 0 ELIAS BOUTROS SAYAH PE DIRECTOR 7.00 0.00 X 0 0 0 EDWARD W STAFFORD PE DIRECTOR 7.00 0.00 X 0 0 0 CARL C SUTTER PE DIRECTOR 7.00 0.00 X 0 0 0 MARIA C LEHMAN PE TREASURER 7.00 1.00 X 0 0 0 F JAY BURRESS PE ASSISTANT TREASURER 1.00 0.00 X 0 0 0 THOMAS W SMITH III SECRETARY & ED 40.00 1.00 X 486054 6153 65557 PETER SHAVALAY CFO 39.00 1.00 X 218998 2772 33364 CHARLES DINGES SR MGNG DIR. 40.00 0.00 X 191481 0 34608 JOHN DURRANT SR MGNG DIR. 40.00 0.00 X 230241 0 14090 KAY PULCHINE SR MGNG DIR. 40.00 0.00 X 188316 0 11531 JAMES ROSSBERG MGNG DIRECTOR 39.50 0.50 X 181598 2298 35460 HAROLD KIECHLIN MGNG DIRECTOR 40.00 0.00 X 192442 0 22362 LORETTA CRANBOURNE MGNG DIRECTOR 40.00 0.00 X 170475 0 36369 EMILY FEENSTRA MGNG DIRECTOR 40.00 0.00 X 169337 0 35048 DANILO SANTIAGO MGNG DIRECTOR 40.00 0.00 X 177290 0 29953 2206232 11223 318342 55 0 1 0 EXPERIMENTAL DESIGN LLC 3600SAN SERONIMO DR ANCHORAGE AK 99508 FUTURE DESIGN 1525000 LUMINA DATAMATICS DEPT CH 10852 PALATINE IL 60055 PUBLICATIONS 994466 ATYPON SYSTEMS 5201 GREAT AMERICA PARKWAY SUITE 5 SANTA CLARA CA 95054 PUBLICATIONS 933343 INTERACTIVE STRATEGIES 1133 CONNECTICUT AVE NW STE 600 WASHINGTON DC 20036 SOFTWARE DEVELOPMENT & MAINTENANCE 910960 THE SHERIDAN PRESS PO BOX 419813 BOSTON MA 022419813 PUBLICATIONS 486781 46 14096553 2052233 9970148 752909 26871843 SUBSCRIPTIONS 900099 15449115 15449115 CONFERENCES & SEMINARS 900099 3691822 3691822 PUBLICATIONS 900099 2809323 2809323 ADVERTISING 541800 1672882 1464404 208478 416654 416654 24039796 8569605 8569605 3190110 3190110 62671354 22366914 1464404 11968193 656947 656947 148561 148561 13000 13000 1518649 1328139 190510 18151297 15874273 2277024 957537 837417 120120 2324003 2032464 291539 1310950 1146495 164455 10587 10587 65772 65772 52031 52031 4363606 4319901 43705 1172050 1172050 3358410 3120857 237553 1921158 1806734 114424 2496751 2454543 42208 52026 39980 12046 1074144 1070705 3439 1010522 1010522 PRINTING AND PRODUCTION 5258533 5258533 NONPROFIT MEMBERSHIPS 247682 247682 UNRELATED BUS INCOME TA 90000 90000 505250 483004 22246 46759466 43021807 3737659 0 2269687 1648031 137399 4673554 3308963 5872045 606219 520740 2001932 1990116 8773016 6483750 2336182 2289266 52831068 58261446 3686671 4992792 67178121 80247990 3554012 2923084 12474669 13007084 4717400 0 3906390 4315769 24652471 20245937 X 29056374 45021878 13469276 14980175 42525650 60002053 67178121 80247990 15911888 1564514 0 X X 0 1 X 1 0 X 17495873 17768899 18002728 15795848 26871843 95935191 29359683 31672267 32167621 24579226 22575392 140354189 46855556 49441166 50170349 40375074 49447235 236289380 1543879 900273 1277629 562089 2052233 6336103 0 1543879 900273 1277629 562089 2052233 6336103 229953277 6123017 6086102 7957216 7306382 11759715 39232432 471091 455307 546227 259456 253951 1986032 6594108 6541409 8503443 7565838 12013666 41218464 53449664 55982575 58673792 47940912 61460901 277507844 0.82860 0.84690 0.14850 0.13130 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 1 145145 1 12895 1 233163 1 67511 1 265317 1 63815 0 787846 0 PART II-B, LINE 1: TO ADVANCE ITS POLICY MISSION, ASCE IDENTIFIES LEGISLATION TO IMPROVE THE NATION'S INFRASTRUCTURE, AND ADVANCE THE PROFESSION OF ENGINEERING. SPECIFICALLY, ASCE ADVOCATED ON THE FOLLOWING LEGISLATION DURING FISCAL YEAR 2021: - REAUTHORIZATION OF THE FEDERAL SURFACE TRANSPORTATION PROGRAMS (FAST ACT) - APPROPRIATIONS FOR AND REAUTHORIZATION OF THE NATIONAL DAM SAFETY PROGRAM AND THE HIGH HAZARD DAM REHABILITATION PROGRAM - APPROPRIATIONS FOR AND REAUTHORIZATION OF THE NATIONAL LEVEE SAFETY PROGRAM - REAUTHORIZATION OF THE CLEAN WATER SRF PROGRAM - REAUTHORIZATION OF THE DRINKING WATER SRF PROGRAM - APPROPRIATIONS FOR THE CLEAN WATER SRF PROGRAM AND DRINKING WATER SRF PROGRAM - WATER RESOURCES DEVELOPMENT ACT - FUNDING FOR STEM EDUCATION PROGRAMS - APPROPRIATIONS FOR AND REAUTHORIZATION OF THE NATIONAL EARTHQUAKE HAZARDS REDUCTION PROGRAM - APPROPRIATIONS FOR THE NATIONAL WINDSTORM IMPACT REDUCTION ACT - SAFE BUILDING CODE INCENTIVE ACT - APPROPRIATIONS FOR FEDERAL PROGRAMS RELATION TO CIVIL ENGINEERING, INCLUDING SURFACE TRANSPORTATION, AVIATION, WATER RESOURCES, ENVIRONMENT, EDUCATION, HOMELAND SECURITY, AND RESEARCH AND DEVELOPMENT. - LOBBYING AT THE STATE AND LOCAL LEVEL FOCUSED PRIMARILY UPON LICENSURE OF CIVIL ENGINEERS, PROCUREMENT OF ENGINEERING SERVICES, CONTINUING EDUCATION, AND THE FINANCING OF INFRASTRUCTURE IMPROVEMENTS. - INFRASTRUCTURE INVESTMENT AND JOBS ACTS GOVERNMENT AND PUBLIC AFFAIRS: THE SOCIETY'S PUBLIC AFFAIRS PROGRAMS ENCOMPASS A BROAD RANGE OF ACTIVITIES INTENDED TO BETTER INFORM THE PUBLIC AND POLICY LEADERS OF CRITICAL ISSUES AND THE VITAL ROLE THE CIVIL ENGINEERING PROFESSION PLAYS IN THE EVERY DAY LIVES OF CITIZENS. THESE PROGRAMS INCLUDE COORDINATING ALL INTERVIEWS AND MEETINGS WITH MEDIA/NEWS OUTLETS; WRITING AND DISSEMINATION OF ALL SOCIETY NEWS RELEASES; TRAINING SOCIETY LEADERS AND MEMBERS IN PUBLIC COMMUNICATIONS AND EFFECTIVE MEDIA RELATIONS; PROVIDING COMMUNICATIONS COUNSEL TO THE SOCIETY'S VARIOUS STATE AND LOCAL UNITS; PROVIDING INPUT AND FEEDBACK TO VARIOUS SOCIETY MARKETING INITIATIVES; OVERSEEING CERTAIN OMMUNICATIONS RESEARCH EFFORTS; CONTRIBUTING TO WEB SITE DESIGN AND CONTENT MANAGEMENT; COORDINATION OF ALL ASCE K-12 PRE-COLLEGE OUTREACH PROGRAMS; AND MANAGEMENT OF ASCE DIVERSITY PROGRAMS. THE SOCIETY'S GOVERNMENT RELATIONS ACTIVITIES INCLUDE: RESEARCH, DEVELOPMENT AND UPDATING OF THE ORGANIZATION'S 172 PUBLIC POLICY STATEMENTS PERTAINING TO A WIDE RANGE OF CIVIL ENGINEERING TOPICS INCLUDING INFRASTRUCTURE, TRANSPORTATION, WATER, ENVIRONMENT AND R & D; MONITORING FEDERAL LEGISLATIVE AND REGULATORY DEVELOPMENTS AND REPORTING BACK TO SOCIETY MEMBERS AND LEADERS; PROVIDING EXPERT TESTIMONY TO CONGRESSIONAL COMMITTEES; MAINTAINING A ONGRESSIONAL FELLOWS PROGRAM; TRAINING ASCE MEMBERS; BUILDING AND MAINTAINING ISSUES-BASED COALITIONS; PROMOTING CIVIL ENGINEERS FOR FEDERAL APPOINTMENTS AND NOMINATIONS TO KEY POLICY POSITIONS IN GOVERNMENT; AND MONITORING POLICY AND ISSUE DEVELOPMENTS IN THE VARIOUS U.S. STATES. 14049177 51650 2005535 473902 112575 15519885 13748656 80357 1042215 713897 108154 14049177 13371697 78688 636311 338040 13748656 13404298 74598 721784 828983 13371697 12538432 78684 1093923 306741 13404298 0.04330 0.26710 0.68960 0 0 1375003 1347133 27870 6058789 3961395 2097394 1339224 1175222 164002 2289266 INTERCOMPANY RECEIVABLE 2258989 FUNDS HELD FOR OTHERS 1797814 DEPOSITS & ADVANCES 253470 DEFERRED COMPENSATION 627046 OTHER 55473 4992792 ANNUAL LEAVE PAYABLE 1087602 DEFERRED GRANTS 325716 RETIREE HEALTH BENEFIT 144787 FUNDS HELD FOR OTHERS 1833588 457 DEFERRED COMP 627046 DEFERRED RENT 297030 4315769 PART V, LINE 4: ASCE MAINTAINS ENDOWMENT FUNDS FOR PRIZES AND AWARDS TO RECOGNIZE THE OUTSTANDING ACHIEVEMENTS OF CIVIL ENGINEERING PROFESSIONALS. 0 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES CIVIL ENGINEERING ORGANIZATIONS 5412 0 0 0 0 0 0 5412 0 5412 SCHOLARSHIPS/AWARDS EAST ASIA AND THE PACIFIC 2 13000 0 0 0 0 0 0 PART I, LINE 2: RECIPIENTS MUST BE ASCE STUDENT MEMBERS IN GOOD STANDING AT THE TIME OF APPLICATION AND AWARD. ALL SCHOLARSHIPS ARE SENT TO THE RECIPIENT'S UNIVERSITY AND ARE APPLIED DIRECTLY TOEWARD TUITION. PART III ACCOUNTING METHOD: 1 ASCE ALABAMA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 630718693 501(C)(3) 6203 CHAPTER PROGRAM SUPPORT ASCE ARIZONA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237383869 501(C)(3) 8634 CHAPTER PROGRAM SUPPORT ASCE COLORADO SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 846050130 501(C)(3) 15574 CHAPTER PROGRAM SUPPORT ASCE FLORIDA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381284 501(C)(3) 30362 CHAPTER PROGRAM SUPPORT ASCE FOUNDATION 1801 ALEXANDER BELL DR RESTON VA 20191 521891243 501(C)(3) 80537 PROGRAM SUPPORT ASCE GEORGIA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 581276572 501(C)(3) 10542 CHAPTER PROGRAM SUPPORT ASCE ILLINOIS SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 366199065 501(C)(3) 17885 CHAPTER PROGRAM SUPPORT ASCE INDIANA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381292 501(C)(3) 7521 CHAPTER PROGRAM SUPPORT ASCE KANSAS CITY SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381281 501(C)(3) 5642 CHAPTER PROGRAM SUPPORT ASCE LOS ANGELES SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 952594246 501(C)(3) 29962 CHAPTER PROGRAM SUPPORT ASCE LOUISIANA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 510237342 501(C)(3) 9439 CHAPTER PROGRAM SUPPORT ASCE MARYLAND SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381285 501(C)(3) 8805 CHAPTER PROGRAM SUPPORT ASCE METROPOLITAN SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381294 501(C)(3) 18517 CHAPTER PROGRAM SUPPORT ASCE MICHIGAN SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381289 501(C)(3) 9507 CHAPTER PROGRAM SUPPORT ASCE MINNESOTA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 416025891 501(C)(3) 6701 CHAPTER PROGRAM SUPPORT ASCE NATIONAL CAPITOL SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 526049389 501(C)(3) 13758 CHAPTER PROGRAM SUPPORT ASCE NEVADA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381277 501(C)(3) 5139 CHAPTER PROGRAM SUPPORT ASCE NEW JERSEY SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 510163404 501(C)(3) 18317 CHAPTER PROGRAM SUPPORT ASCE NORTH CAROLINA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381227 501(C)(3) 11455 CHAPTER PROGRAM SUPPORT ASCE OREGON SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381237 501(C)(3) 8907 CHAPTER PROGRAM SUPPORT ASCE PHILADELPHIA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 236217237 501(C)(3) 8565 CHAPTER PROGRAM SUPPORT ASCE PITTSBURGH SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381236 501(C)(3) 6486 CHAPTER PROGRAM SUPPORT ASCE SACRAMENTO SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 946097155 501(C)(3) 9371 CHAPTER PROGRAM SUPPORT ASCE SAN DIEGO SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381277 501(C)(3) 7370 CHAPTER PROGRAM SUPPORT ASCE SAN FRANCISCO SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 941402573 501(C)(3) 22212 CHAPTER PROGRAM SUPPORT ASCE SEATTLE SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 916037367 501(C)(3) 10390 CHAPTER PROGRAM SUPPORT ASCE SOUTH CAROLINA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 570642957 501(C)(3) 7477 CHAPTER PROGRAM SUPPORT ASCE ST LOUIS SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 510163408 501(C)(3) 5852 CHAPTER PROGRAM SUPPORT ASCE TENNESSEE SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 626041767 501(C)(3) 9722 CHAPTER PROGRAM SUPPORT ASCE TEXAS SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 741073735 501(C)(3) 40738 CHAPTER PROGRAM SUPPORT ASCE UTAH SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381232 501(C)(3) 6276 CHAPTER PROGRAM SUPPORT ASCE VIRGINIA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237066812 501(C)(3) 11918 CHAPTER PROGRAM SUPPORT ASCE WISCONSIN SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381234 501(C)(3) 8131 CHAPTER PROGRAM SUPPORT BOSTON SOCIETY OF CIVIL ENGINEERS 1801 ALEXANDER BELL DR RESTON VA 20191 042103915 501(C)(3) 15506 CHAPTER PROGRAM SUPPORT CONNECTICUT SOCIETY OF CIVIL ENGRS 1801 ALEXANDER BELL DR RESTON VA 20191 061054843 501(C)(3) 6062 CHAPTER PROGRAM SUPPORT ENGINEERS WITHOUT BORDERS 4665 NAUTILUS COURT STE 300 BOULDER CO 80301 841589324 501(C)(3) 50000 PROGRAM SUPPORT NATIONAL ACADEMY OF SCIENCES 500 5TH STREET KECK 360 WASHINGTON DC 20001 530196932 501(C)(3) 25000 PROGRAM SUPPORT UNIVERSITY OF CALIFORNIA IRVINE 102 ALDRICH HALL IRVINE CA 92697 952226406 501(C)(3) 13000 PROGRAM SUPPORT UNIVERSITY OF FLORIDA 365 WEIL HALL GAINESVILLE FL 32611 596002052 501(C)(3) 8000 PROGRAM SUPPORT UNIVERSITY OF NEVADA 1664 N VIRGINIA STREET RENO NV 895570025 942781749 501(C)(3) 45984 PROGRAM SUPPORT WASHINGTON STATE UNIVERSITY PO BOX 641039 PULLMAN WA 991641039 916001108 501(C)(3) 8000 PROGRAM SUPPORT WATER RESEARCH FOUNDATION 6666 W QUINCY AVENUE DENVER CO 80521 136211384 501(C)(3) 10000 PROGRAM SUPPORT 42 0 AWARDS AND SUPPORT 76 104232 SCHOLARSHIPS 30 44329 PART I, LINE 2: PROCEDURES FOR MONITORING OF GRANT FUNDS: ENGINEERS WITHOUT BORDERS -- WE CONTRIBUTE TO THIS ORGANIZATION TO SUPPORT THEIR CHARITABLE WORK. WE HAVE A CLOSE RELATIONSHIP WITH THEM AND HAVE A VOLUNTEER COMMITTEE AND COMPANY EXECUTIVE WHO MONITOR THEIR BUDGET AND ACTIVITIES. ASCE SECTIONS -- WE PROVIDE OUR SECTIONS (CHAPTERS) WITH FUNDING TO SUPPORT THEIR OPERATIONS. WE HAVE A GEOGRAPHIC SERVICES DIVISION THAT WORKS WITH THE SECTIONS AND MONITORS THEIR ACTIVITIES. THE SECTIONS REPORT TO NATIONAL ON A REGULAR BASIS AND FOLLOW A WRITTEN POLICY MANUAL. X 1 1 X X X X 0 1 0 0 0 1 0 1 0 THOMAS W SMITH III SECRETARY & ED 426142 5394 36538 463 23374 296 41339 523 24307 308 551700 6984 0 0 PETER SHAVALAY CFO 215117 2723 0 0 3881 49 17155 217 16491 209 252644 3198 0 0 JOHN DURRANT SR MGNG DIR. 227473 0 0 0 2768 0 13837 0 790 0 244868 0 0 0 CHARLES DINGES SR MGNG DIR. 180205 0 8866 0 2410 0 16380 0 18802 0 226663 0 0 0 JAMES ROSSBERG MGNG DIRECTOR 178959 2265 0 0 2639 33 11238 142 24383 309 217219 2749 0 0 HAROLD KIECHLIN MGNG DIRECTOR 180206 0 9629 0 2607 0 14506 0 8456 0 215404 0 0 0 DANILO SANTIAGO MGNG DIRECTOR 174285 0 0 0 3005 0 13932 0 16609 0 207831 0 0 0 LORETTA CRANBOURNE MGNG DIRECTOR 169897 0 0 0 578 0 12673 0 24285 0 207433 0 0 0 EMILY FEENSTRA MGNG DIRECTOR 168952 0 0 0 385 0 10967 0 24669 0 204973 0 0 0 KAY PULCHINE SR MGNG DIR. 185244 0 0 0 3072 0 3675 0 8469 0 200460 0 0 0 PART I, LINE 1A ASCE'S EXECUTIVE DIRECTOR, PRESIDENT, PRESIDENT-ELECT, AND PAST PRESIDENT ARE REIMBURSED FOR SPOUSAL TRAVEL EXPENSES. THE AMOUNTS ARE REPORTED TO THE INDIVIDUALS AS COMPENSATION ON FORM W-2 OR 1099, AS APPROPRIATE. PART I, LINE 4B THOMAS SMITH - $15,296 SECTION 457(F) PLAN CONTRIBUTION. PART I, LINE 6 ASCE EMPLOYEES MAY RECEIVE BONUSES IF THE ORGANIZATION HAS NET INCOME IN ANY GIVEN YEAR. BONUSES ARE DISCRETIONARY AND ARE NOT IN ANY WAY BASED ON A PERCENTAGE OF EARNINGS. PART I, LINE 7 EACH YEAR, ASCE'S EXECUTIVE DIRECTOR IS ENTITLED TO RECEIVE A BONUS OF 0 TO 15 PERCENT OF HIS BASE SALARY BASED ON (I) WHETHER HE HAS MET WRITTEN PERFORMANCE OBJECTIVES MUTUALLY AGREED UPON AT THE BEGINNING OFTHE CALENDAR YEAR, AND (II) OTHER FACTORS AS DEEMED APPROPRIATE BY ASCE'S EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION A, LINE 6 ASCE RECOGNIZES THE FOLLOWING MEMBERSHIP GRADES: ASSOCIATE MEMBER, MEMBER, FELLOW, DISTINGUISHED MEMBER, PRESIDENT-EMERITUS, STUDENT MEMBER, AND AFFILIATE MEMBER. THE VOTING MEMBERSHIP GRADES ARE: ASSOCIATE MEMBER, MEMBER, FELLOW, DISTINGUISHED MEMBER, AND PRESIDENT-EMERITUS. THE NON-VOTING MEMBERSHIP GRADES ARE: STUDENT MEMBER AND AFFILIATE MEMBER. VOTING MEMBERS HAVE THE RIGHT TO ELECT MEMBERS OF THE GOVERNING BOARD AND TO APPROVE CERTAIN SIGNIFICANT DECISIONS OF THE GOVERNING BOARD (I.E., ANY PROPOSED AMENDMENTS TO THE ASCE CONSTITUTION). IN ACCORDANCE WITH ASCE'S STATUS AS A 501(C)(3) ORGANIZATION, NO MEMBER IS ENTITLED TO A SHARE OF ASCE'S PROFITS OR EXCESS DUES, OR TO ANY SHARE OF ASCE'S NET ASSETS UPON THE ORGANIZATION'S DISSOLUTION. FORM 990, PART VI, SECTION A, LINE 7A ASCE'S VOTING MEMBERSHIP GRADES ARE: ASSOCIATE MEMBER, MEMBER, FELLOW, DISTINGUISHED MEMBER, AND PRESIDENT-EMERITUS. VOTING MEMBERS HAVE THE RIGHT TO ELECT THE ELECTED MEMBERS OF THE GOVERNING BOARD AS FOLLOWS: A. ALL VOTING MEMBERS HAVE THE RIGHTS TO ELECT THE SOCIETY'S PRESIDENT-ELECT (WHO SERVES ONE YEAR AS PRESIDENT-ELECT, THEN ONE YEAR AS PRESIDENT, AND FINALLY ONE YEAR AS PAST-PRESIDENT) AND THE TWO AT-LARGE DIRECTORS. B. VOTING MEMBERS THAT BELONG TO AT LEAST ONE SOCIETY INSTITUTE (TECHNICAL REGION) HAVE THE RIGHT TO ELECT THE TWO TECHNICAL REGION DIRECTORS. C. VOTING MEMBERS IN THEIR RESPECTIVE GEOGRAPHIC REGIONS HAVE THE RIGHT TO ELECT THE GEOGRAPHIC REGION DIRECTOR OF THAT REGION. FORM 990, PART VI, SECTION A, LINE 7B ASCE'S VOTING MEMBERSHIP GRADES ARE: ASSOCIATE MEMBER, MEMBER, FELLOW, DISTINGUISHED MEMBER, AND PRESIDENT-EMERITUS. ANY AMENDMENT TO THE ASCE CONSTITUTION PROPOSED BY THE GOVERNING BOARD (OR BY MEMBER PETITION) MUST BE APPROVED BY A TWO-THIRDS VOTE OF THE VOTING MEMBERSHIP IN A SOCIETY-WIDE ELECTION. FORM 990, PART VI, SECTION B, LINE 11B ASCE PROVIDES ITS FORM 990 TO ASCE BOARD MEMBERS VIA ACCESS TO AN ONLINE FILE SERVER, AND ALLOWS BOARD MEMBERS TO REVIEW AND PROVIDE COMMENTS. FORM 990, PART VI, SECTION B, LINE 12C ASCE PROVIDES A CONFLICT OF INTEREST DISCLOSURE FORM ON AN ANNUAL BASIS TO OFFICERS, DIRECTORS, AND INCOMING REGION AND INSTITUTE GOVERNORS, AND HOSTS ORIENTATION SESSIONS FOR INCOMING DIRECTORS AND TECHNICAL AND REGIONAL LEADERSHIP THAT INCLUDE A REVIEW OF ASCE'S CONFLICT OF INTEREST POLICY, DISCLOSURE REQUIREMENTS AND GUIDELINES WITH CASE EXAMPLES. OFFICERS, DIRECTORS AND KEY EMPLOYEES SIGN A CONFLICT OF INTEREST DISCLOSURE FORM ANNUALLY. ASCE'S CONFLICT OF INTEREST POLICY IS INCORPORATED IN THE ASCE BYLAWS, WHICH ARE DISTRIBUTED ANNUALLY IN ITS OFFICIAL REGISTER AND ARE POSTED ON THE ASCE WEBSITE AS WELL AS ON THE EMPLOYEES' INTERNAL WIKI. ASCE'S CODE OF ETHICS ALSO REGULATES TREATMENT OF CONFLICTS OF INTEREST, AND THE CODE IS ALSO POSTED ONLINE AND INCLUDED IN THE OFFICIAL REGISTER. ASCE ENFORCES ITS CODE OF ETHICS THROUGH A COMMITTEE ON PROFESSIONAL CONDUCT PURSUANT TO PROCEDURES OUTLINED IN ASCE'S RULES OF POLICY AND PROCEDURE. ASCE'S GENERAL COUNSEL OVERSEES THE REFERENCED CONFLICT OF INTEREST EDUCATION AND COMPLIANCE PROCESS AND IS PRESENT AT ALL MEETINGS OF THE ASCE BOARD OF DIRECTION AND THE ASCE STAFF'S SENIOR LEADERSHIP TEAM. FORM 990, PART VI, SECTION B, LINE 15A A. EXECUTIVE DIRECTOR: AN ANNUAL PERFORMANCE REVIEW OF THE EXECUTIVE DIRECTOR IS PERFORMED BY A REVIEW PANEL COMPRISED OF ASCE'S THREE PRESIDENTIAL OFFICERS. THE EXECUTIVE DIRECTOR PREPARES A WRITTEN REPORT DETAILING HIS ACHIEVEMENT OF GOALS AND OBJECTIVES ESTABLISHED BY THE ASCE EXECUTIVE COMMITTEE FOR THE YEAR. THE REVIEW PANEL REVIEWS THIS REPORT IN CONJUNCTION WITH FINANCIAL DATA FOR THE ORGANIZATION, COMPARABILITY DATA PREPARED BY AN OUTSIDE CONSULTANT, AND ASCE'S WRITTEN EXECUTIVE COMPENSATION REVIEW GUIDELINES. THE REVIEW PANEL PREPARES A WRITTEN REPORT AND RECOMMENDATIONS AS TO SALARY INCREASES AND/OR BONUSES, WHICH IS PRESENTED TO THE ASCE EXECUTIVE COMMITTEE FOR APPROVAL. THE REVIEW IS SUBSEQUENTLY REPORTED AS AN INFORMATION ITEM TO THE ASCE BOARD. DOCUMENTATION OF THE REVIEW AND DECISION IS RETAINED BY THE HUMAN RESOURCES DEPARTMENT. B. KEY EMPLOYEES: THE EXECUTIVE DIRECTOR OR OTHER IMMEDIATE SUPERVISOR ESTABLISHES THE SALARIES FOR KEY EMPLOYEES USING INFORMATION AND RECOMMENDATIONS DERIVED FROM WRITTEN EVALUATIONS PERFORMED BY MANAGEMENT STAFF, WITH REVIEW OF THIRD-PARTY COMPARABILITY DATA AND UPON CONSULTATION WITH THE DIRECTOR OF HUMAN RESOURCES. THE EVALUATIONS ARE APPROVED BY THE IMMEDIATE AND SECOND LEVEL SUPERVISOR AND BY THE HUMAN RESOURCES DEPARTMENT. THE EXECUTIVE DIRECTOR ALSO PERIODICALLY REVIEWS SALARY INFORMATION FOR KEY EMPLOYEES WITH ASCE'S PRESIDENTIAL OFFICERS. DOCUMENTATION OF THE WRITTEN EVALUATION IS RETAINED BY THE HUMAN RESOURCES DEPARTMENT. FORM 990, PART VI, SECTION C, LINE 19 ASCE'S GOVERNING DOCUMENTS (CONSTITUTION, BYLAWS, AND RULES OF POLICY AND PROCEDURE) ARE MADE PUBLICLY AVAILABLE ON THE ASCE WEBSITE AND ARE DISTRIBUTED TO STAFF AND ACTIVE VOLUNTEER LEADERSHIP IN A HARD COPY OFFICIAL REGISTER. ASCE'S CONFLICT OF INTEREST POLICY IS INCORPORATED IN THE SOCIETY'S BYLAWS, WHICH ARE MADE PUBLICLY AVAILABLE ON THE ASCE WEBSITE. ASCE'S ANNUAL FINANCIAL REPORTS ARE ALSO MADE PUBLICLY AVAILABLE ON THE ASCE WEBSITE. FORM 990, PART XII, LINE 2C THE AUDIT OVERSIGHT PROCESS HAS REMAINED UNCHANGED FROM THE PRIOR YEAR. AMERICAN SOCIETY OF CIVIL ENGINEERS FOUNDATION 1801 ALEXANDER BELL DRIVE RESTON VA 20191 521891243 SUPPORT THE EDUCATIONAL AND SCIENTIFIC PURPOSES OF ASCE DC 501(C)(3) LINE 12B, II ASCE 1 CIVIL ENGINEERING CERTIFICATION 1801 ALEXANDER BELL DRIVE RESTON VA 20191 651244695 CIVIL ENGINEERING CERTIFICATION VA 501(C)(6) 0 0 1 1 1 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 ASCE FOUNDATION C 2052233 CASH CIVIL ENGINEERING CERTIFICATION D 75192 CASH ASCE FOUNDATION K 1984423 CASH ASCE FOUNDATION O 572572 CASH ASCE FOUNDATION B 80537 CASH CIVIL ENGINEERING CERTIFICATION O 196598 CASH