2022-08-15T14:28:26-05:00 2021-09-30 111986323 MARCUM LLP 555 LONG WHARF DRIVE NEW HAVEN CT 06511 990 2020-10-01 061526642 THE GREENWICH HOSPITAL ENDOWMENT FUND INC GREE 4758974155 5 PERRYRIDGE ROAD GREENWICH CT 06830 ARTHUR MARTINEZ PRESIDENT 4758974155 2022-08-15 1 ARTHUR MARTINEZ 999009999 MARY ANTONETTI P00431862 2037819600 0 AAL1 IAL1 2020 2022-09-23 18:48:47Z ARTHUR MARTINEZ 5 PERRYRIDGE ROAD GREENWICH CT 06830 25693729 0 X N/A X 1998 CT TO SOLICIT, RECEIVE, MAINTAIN, HOLD, MANAGE AND ADMINISTER ENDOWMENT FUNDS OF GREENWICH HOSPITAL. 6 5 0 5 -275644 0 10435560 4994 0 0 3900871 9090068 -142741 -275644 14193690 8819418 4700000 5000000 0 0 0 0 0 0 0 411969 359409 5111969 5359409 9081721 3460009 118804129 137715157 0 0 118804129 137715157 SUPPORTING ORGANIZATION OF GREENWICH HOSPITAL 0 0 5000000 5000000 THE GREENWICH HOSPITAL ENDOWMENT'S FUNCTION IS TO SOLICIT, RECEIVE, MAINTAIN, HOLD, AND MANAGE AND ADMINISTER FUNDS, INCLUDING, WITHOUT LIMITATION, ENDOWMENT FUNDS OF GREENWICH HOSPITAL. 5000000 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 1 1 0 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 X 6 5 1 0 0 0 0 1 1 1 1 0 0 1 1 1 1 0 0 0 0 0 X MARIA MASSIMI 4758974155 5 PERRYRIDGE ROAD GREENWICH CT 06830 CHRISTOPHER O'CONNOR TRUSTEE 1.00 39.00 X 0 1687615 758246 PETER DAPUZZO TRUSTEE 1.00 1.00 X 0 0 0 HANNAH STRASSER TRUSTEE 1.00 1.00 X 0 0 0 GREG MARTINEZ TRUSTEE 1.00 1.00 X 0 0 0 ANNE JUGE TRUSTEE, TREASURER & SECRETARY 1.00 1.00 X X 0 0 0 ARTHUR MARTINEZ TRUSTEE & PRESIDENT 1.00 3.00 X X 0 0 0 0 1687615 758246 0 0 1 0 MONTICELLO ASSOCIATES 1800 LARIMER STREET SUITE 2100 DENVER CO 80202 INVESTMENT MANAGEMENT 125000 1 4994 4994 663804 663804 25300575 16874311 8426264 8426264 8426264 INCOME FROM PARTNERSHIP INVESTMEN 523000 -275644 -275644 -275644 8819418 0 -275644 9090068 5000000 5000000 52600 52600 230095 230095 76529 76529 185 185 5359409 5000000 359409 0 0 1148076 4966153 3900072 23976000 25757376 88913797 105961454 948179 948179 118804129 137715157 0 0 X 84801251 101893980 34002878 35821177 118804129 137715157 118804129 137715157 3460009 15451019 0 X 0 1 X 1 0 X X X 1 GREENWICH HOSPITAL 060646659 3 1 5000000 0 1 5000000 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 X 1 1 PART IV, SECTION E, LINE 2A: THE FILING ORGANIZATION WAS ESTABLISHED TO SOLICIT, RECEIVE, MAINTAIN, HOLD, MANAGE AND ADMINISTER FUNDS, INCLUDING, WITHOUT LIMITATION, ENDOWMENT FUNDS OF GREENWICH HOSPITAL AND TO USE, APPLY AND DISTRIBUTE THE WHOLE OR ANY PART OF THE INCOME AND PRINCIPAL EXCLUSIVELY TO, OR FOR THE BENEFIT OF, GREENWICH HOSPITAL. THE MAJORITY OF THE FILING ORGANIZATION'S BOARD IS COMPRISED OF VOTING MEMBERS OF GREENWICH HOSPITAL'S BOARD PROVIDING FOR THE FILING ORGANIZATION TO BE RESPONSIVE TO THE NEEDS OF GREENWICH HOSPITAL. PART IV, SECTION E, LINE 2B: WITHOUT THE FILING ORGANIZATION'S INVOLVEMENT, GREENWICH HOSPITAL WOULD NEED TO UNDERTAKE THESE INVESTING ACTIVITIES ITSELF WERE THE FILING ORGANIZATION NOT MANAGING THESE INVESTMENTS. 118804129 4994 24101371 5195337 0 137715157 98624871 10435560 14685698 4942000 0 118804129 102653551 160150 1087170 5276000 0 98624871 0 105112948 5458356 7721000 196753 102653551 0.73990 0.23160 0.02850 0 0 0 OTHER SECURITIES 105961454 F 105961454 X 24106365 15451019 15451019 8655346 164072 164072 8819418 5195337 0 5195337 164072 164072 5359409 PART V, LINE 4: THE ENDOWED FUNDS' INTENDED USE IS TO GENERATE INCOME TO SUPPORT GREENWICH HOSPITAL PROGRAM SERVICE FUNCTIONS AND OTHER OPERATIONS. PART X, LINE 2: THE GHEF IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES PURSUANT TO SECTION 501(A) OF THE CODE AS ORGANIZATIONS DESCRIBED IN SECTION 501(C)(3) OF THE CODE. UNDER U.S. GAAP, THE GHEF IS REQUIRED TO EVALUATE TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE COURSE OF PREPARING TAX RETURNS TO DETERMINE WHETHER THE TAX POSITIONS ARE "MORE LIKELY THAN NOT" OF BEING SUSTAINED BY THE APPLICABLE TAX AUTHORITY BASED UPON THE TECHNICAL MERITS OF THE POSITION. THE GHEF RECOGNIZES THE EFFECT OF TAX POSITIONS ONLY IF THEY ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. THIS EVALUATION HAD NO IMPACT ON THE OPERATIONS OF THE GHEF AS OF AND FOR THE YEARS ENDED SEPTEMBER 30, 2021 AND 2020. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENT 52724174 0 0 0 0 0 0 52724174 0 52724174 1 0 1 1 1 0 PART III ACCOUNTING METHOD: PART I, LINE 3: THE AMOUNT OF INVESTMENTS REPORTED IN PART I ARE REPORTED AT FAIR MARKET VALUE. 1 GREENWICH HOSPITAL 5 PERRYRIDGE ROAD GREENWICH CT 06830 060646659 501(C)(3) 5000000 SUPPORT ORGANIZATION 1 0 PART I, LINE 2: THE ORGANIZATION IS A SUPPORTING ORGANIZATION TO GREENWICH HOSPITAL. GRANTS ARE MADE TO GREENWICH HOSPITAL ON AN ANNUAL BASIS IN ACCORDANCE WITH SUPPORT TO GREENWICH HOSPITAL'S MISSION. RECORDS ARE MAINTAINED TO SUBSTANTIATE THE AMOUNT OF THE GRANTS PAID. 0 1 0 0 0 0 0 0 0 CHRISTOPHER O'CONNOR TRUSTEE 0 1172437 0 384720 0 130458 0 737057 0 21189 0 2445861 0 0 PART I, LINE 3 THE FILING ORGANIZATION DOES NOT HAVE AND/OR COMPENSATE ITS OWN CEO/EXECUTIVE DIRECTOR. THESE POSITIONS ARE FILLED BY EMPLOYEES OF A RELATED ORGANIZATION(S) AND COMPENSATED THROUGH THE RESPECTIVE RELATED ORGANIZATION(S). THE METHOD USED BY THE RELATED ORGANIZATION(S) FOR DETERMINING COMPENSATION FOR THESE INDIVIDUALS ARE: -COMPENSATION COMMITTEE -INDEPENDENT COMPENSATION CONSULTANT -COMPENSATION SURVEY OR STUDY -APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE PART I, LINE 4B THIS ENTITY HAS NO EMPLOYEES. ALL COMPENSATION REPORTED WAS PAID BY A RELATED ENTITY. THE INDIVIDUAL LISTED BELOW IS A PARTICIPANT IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN. THIS ACCRUAL IS INCLUDED IN DEFERRED COMPENSATION PAID FROM A RELATED ORGANIZATION. CHRISTOPHER O'CONNOR: - SEVERANCE: $0 - NONQUALIFIED: $534,307 - EQUITY-BASED: $0 THE SUPPLEMENTAL RETIREMENT INCOME PLAN (SRIP) / EXECUTIVE DEFERRED COMPENSATION ACCOUNT PLAN (EDCAP) ARE DESIGNED TO ENSURE THE PAYMENT OF A COMPETITIVE LEVEL OF RETIREMENT INCOME WHEN ADDED TO OTHER SOURCES OF RETIREMENT INCOME IN ORDER TO ATTRACT AND RETAIN KEY MANAGEMENT EMPLOYEES SERVING AS CORPORATE OFFICERS. THE PLAN PROVIDES SUPPLEMENTAL RETIREMENT INCOME THROUGH AN UNFUNDED, NONQUALIFIED DEFERRED COMPENSATION ARRANGEMENT UNDER SECTION 457(F) AND THROUGH A DEFERRED COMPENSATION PLAN UNDER SECTION 409A OF THE INTERNAL REVENUE CODE AND A MANAGEMENT OR HIGHLY COMPENSATED EMPLOYEES' PLAN UNDER THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974 (ERISA). FORM 990, PART VI, SECTION A, LINE 1 THE ORGANIZATION SOUGHT TO CONFIRM THE INDEPENDENCE OF EACH VOTING MEMBER OF ITS GOVERNING BODY BY REQUESTING THAT EACH SUCH VOTING MEMBER RESPOND TO A QUESTIONNAIRE CONTAINING THE PERTINENT INSTRUCTIONS AND DEFINITIONS AND DESIGNED TO ELICIT THE INFORMATION NECESSARY TO DETERMINE INDEPENDENCE. IN THE EVENT THAT THE ORGANIZATION DOES NOT RECEIVE A RESPONSE FROM ANY SUCH VOTING MEMBER, THE ORGANIZATION REVIEWS OTHER INFORMATION KNOWN TO IT REGARDING THE VOTING MEMBER AND MAKES A REASONABLE ASSESSMENT OF INDEPENDENCE BASED ON THAT INFORMATION. FORM 990, PART VI, SECTION A, LINE 2 ARTHUR MARTINEZ (FATHER) AND GREG MARTINEZ (SON) BOTH SERVE AS DIRECTORS OF THE GREENWICH HOSPITAL ENDOWMENT FUND, INC. BOARD. CERTAIN OF THE ORGANIZATION'S CURRENT OFFICERS AND/OR TRUSTEES MAY SERVE AS OFFICERS AND/OR DIRECTORS OF TAX-EXEMPT AND TAXABLE AFFILIATES WITHIN THE ORGANIZATION'S CORPORATE SYSTEM OR JOINT VENTURES IN WHICH THE ORGANIZATION'S CORPORATE SYSTEM HAS AN OWNERSHIP INTEREST. THE INDIVIDUAL OFFICERS AND/OR TRUSTEES DO NOT HAVE PERSONAL FINANCIAL INTERESTS IN SUCH AFFILIATES AND SERVE ONLY AS A FUNCTION OF THEIR ROLES WITH THE ORGANIZATION OR WITHIN THE ORGANIZATION'S CORPORATE SYSTEM. FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION DOES NOT HAVE MEMBERS. HOWEVER, PURSUANT TO THE ORGANIZATION'S BYLAWS, YALE NEW HAVEN HEALTH SERVICES CORPORATION (YNHHS) HAS THE RIGHT TO DESIGNATE ONE REPRESENTATIVE OF YNHHS TO SERVE AS A DIRECTOR OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7B PURSUANT TO THE ORGANIZATION'S BYLAWS, THE ORGANIZATION'S CERTIFICATE OF INCORPORATION AND BYLAWS MAY ONLY BE AMENDED UPON APPROVAL OF GREENWICH HOSPITAL AND YNHHS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 AND ATTACHED SCHEDULES ARE PREPARED BY THE ORGANIZATION'S INDEPENDENT ACCOUNTANT, MARCUM LLP. A COMPLETE COPY OF THE RETURN IS REVIEWED BY THE BOARD OF DIRECTORS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C TRUSTEES, OFFICERS AND KEY EMPLOYEES, IF ANY, ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT UPON TAKING OFFICE AND ANNUALLY THEREAFTER. THEY ARE ALSO REQUIRED TO PROMPTLY REPORT CHANGES TO THEIR MOST RECENTLY COMPLETED DISCLOSURE. THE DISCLOSURE STATEMENTS ARE REVIEWED WITH THE CHAIR OF THE BOARD. IF A POTENTIAL CONFLICT ARISES THE BOARD CHAIR, WITH ADVICE OF COUNSEL IF APPROPRIATE, WOULD DEVELOP A PLAN TO MITIGATE ANY ACTUAL CONFLICT OF INTEREST. FOR EXAMPLE, A VOTING BOARD MEMBER WOULD BE REQUIRED TO RECUSE HIM OR HERSELF FROM VOTING ON MATTERS WITH WHICH SHE OR HE HAS AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST AND THE ACTUAL OR POTENTIAL CONFLICT OF INTEREST WOULD BE DISCLOSED TO THE OTHER VOTING MEMBERS. FORM 990, PART VI, SECTION C, LINE 19 COPIES OF ALL DOCUMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VI, LINE 13 THE ORGANIZATION HAS NO EMPLOYEES. BRIDGEPORT HOSPITAL 267 GRANT STREET BRIDGEPORT CT 06610 060646554 HEALTHCARE SERVICES CT 501(C)(3) LINE 3 YALE NEW HAVEN HEALTH SERVICES CORP 1 BRIDGEPORT HOSPITAL FOUNDATION INC 267 GRANT STREET BRIDGEPORT CT 06610 222908698 SYSTEM SUPPORT SERVICES CT 501(C)(3) LINE 7 BRIDGEPORT HOSPITAL 1 BRIDGEPORT HOSPITAL FRIENDS OF PEDIATRICS INC 120 COLUMBINE DRIVE TRUMBULL CT 06611 066048427 SYSTEM SUPPORT SERVICES CT 501(C)(3) LINE 12A, I YALE NEW HAVEN HOSPITAL 1 GREENWICH HOSPITAL 5 PERRYRIDGE ROAD GREENWICH CT 06830 060646659 HEALTHCARE SERVICES CT 501(C)(3) LINE 3 YALE NEW HAVEN HEALTH SERVICES CORP 1 HOME CARE PLUS INC 789 HOWARD AVE NEW HAVEN CT 06519 061044331 HOME HEALTHCARE SERVICES CT 501(C)(3) LINE 10 YALE NEW HAVEN CARE CONTINUUM CORP 1 LAWRENCE MEMORIAL CORPORATION 365 MONTAUK AVE NEW HAVEN CT 06320 222553028 PROMOTE HEALTHCARE CT 501(C)(3) LINE 12A, I YALE NEW HAVEN HEALTH SERVICES CORP 1 LAWRENCE MEMORIAL HOSPITAL INC 365 MONTAUK AVE NEW HAVEN CT 06320 060646704 HEALTHCARE SERVICES CT 501(C)(3) LINE 3 LAWRENCE MEMORIAL CORPORATION 1 LMW HEALTHCARE INC 365 MONTAUK AVE NEW HAVEN CT 06320 460543230 HEALTHCARE SERVICES RI 501(C)(3) LINE 3 LAWRENCE MEMORIAL CORPORATION 1 NORTHEAST MEDICAL GROUP INC 99 HAWLEY LANE STRATFORD CT 06614 061330992 HEALTHCARE SERVICES CT 501(C)(3) LINE 10 YALE NEW HAVEN HEALTH SERVICES CORP 1 NORTHEAST MEDICAL GROUP PLLC 99 HAWLEY LANE STRATFORD CT 06614 352380180 HEALTHCARE SERVICES NY 501(C)(3) LINE 12A, I NORTHEAST MEDICAL GROUP 1 PERRYRIDGE CORPORATION 5 PERRYRIDGE ROAD GREENWICH CT 06830 061207316 SYSTEM SUPPORT SERVICES CT 501(C)(3) LINE 10 GREENWICH HOSPITAL 1 SOUTHERN CONNECTICUT HEALTH SYSTEM PROPERTIES INC 267 GRANT STREET BRIDGEPORT CT 06610 061297708 TITLE HOLDING CT 501(C)(2) BRIDGEPORT HOSPITAL 1 THE WESTERLY HOSPITAL FOUNDATION INC 25 WELLS STREET WESTERLY RI 02891 050508064 FUNDRAISING SERVICES RI 501(C)(3) LINE 12A, I LMW HEALTHCARE INC 1 VISITING NURSE ASSOCIATION OF SOUTHEASTERN CONNECTICUT INC 403 NORTH FRONTAGE ROAD WATERFORD CT 06385 060646616 HOME HEALTHCARE SERVICES CT 501(C)(3) LINE 10 LAWRENCE MEMORIAL CORPORATION 1 WESTERLY HOSPITAL AUXILIARY INC 25 WELLS STREET WESTERLY RI 02891 222507181 FUNDRAISING SERVICES RI 501(C)(3) LINE 12A, I LMW HEALTHCARE INC 1 YALE NEW HAVEN CARE CONTINUUM CORP 789 HOWARD AVE NEW HAVEN CT 06519 455235566 NURSING HOME CT 501(C)(3) LINE 3 YALE NEW HAVEN HOSPITAL 1 YALE NEW HAVEN HEALTH SERVICES CORP 789 HOWARD AVE NEW HAVEN CT 06519 222529464 SYSTEM SUPPORT SERVICES CT 501(C)(3) LINE 12A, I N/A 0 YALE NEW HAVEN HOSPITAL 20 YORK STREET NEW HAVEN CT 06504 060646652 HEALTHCARE SERVICES CT 501(C)(3) LINE 3 YALE NEW HAVEN HEALTH SERVICES CORP 1 SHORELINE ENDOSCOPY CENTER LLC 111 GOOSE LANE GUILFORD CT 06437 900110459 HEALTHCARE SERVICES CT N/A 0 0 TOTAL HEALTH CONNECTICUT LLC - DISSOLVED 122022 789 HOWARD AVE NEW HAVEN CT 06519 474070024 HEALTHCARE SERVICES CT N/A 0 0 YALE NEW HAVEN HEALTH SYSTEM INVESTMENT TRUST 20 YORK STREET NEW HAVEN CT 06504 271374301 INVESTMENT SERVICES DE N/A 0 0 YNHHSCUSP SURGERY CENTERS LLC 15305 DALLAS PKWY STE 1600 ADDISON TX 75001 384021595 HEALTHCARE SERVICES CT N/A 0 0 CORPORATE PROFESSIONAL BUSINESS SERVICES INC 789 HOWARD AVE NEW HAVEN CT 06519 061467717 MANAGEMENT SERVICES CT N/A C 1 GREENWICH FERTILITY & IVF PC 5 PERRYRIDGE ROAD GREENWICH CT 06830 300145464 HEALTHCARE SERVICES CT N/A C 1 GREENWICH OCCUPATIONAL HEALTH SERVICES OF NEW JERSEY 5 PERRYRIDGE ROAD GREENWICH CT 06830 453833883 HEALTHCARE SERVICES NJ N/A C 1 GREENWICH OCCUPATIONAL HEALTH SERVICES OF NY PC 5 PERRYRIDGE ROAD GREENWICH CT 06830 061540101 HEALTHCARE SERVICES NY N/A C 1 L & M SYSTEMS INC 365 MONTAUK AVE NEW LONDON CT 06320 222553037 HEALTHCARE RELATED SERVICES CT N/A C 1 L&M HOME CARE SERVICES INC 365 MONTAUK AVE NEW LONDON CT 06320 061389272 HOME THERAPY CT N/A C 1 MEDICAL CENTER PHARMACY AND HOME CARE CENTER INC 50 YORK STREET NEW HAVEN CT 06511 061087673 PHARMACY CT N/A C 1 YALE NEW HAVEN AMBULATORY SERVICES 40 TEMPLE STREET NEW HAVEN CT 06510 061398526 HEALTHCARE SERVICES CT N/A C 1 YNHH-PHYSICIANS CORP 789 HOWARD AVE NEW HAVEN CT 06519 061202305 ADMINISTRATIVE SERVICES CT N/A C 1 CENTURY FINANCIAL SERVICES INC 23 MAIDEN LANE NORTH HAVEN CT 06473 061110797 DEBT COLLECTION SERVICES CT N/A C 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 GREENWICH HOSPITAL B 5000000 CASH GREENWICH HOSPITAL O 50000 CASH