2022-10-03T10:56:09-05:00 2021-12-31 111986323 MARCUM LLP 155 SOUTH MAIN STREET SUITE 100 PROVIDENCE RI 02903 990 2021-01-01 753059336 RHODE ISLAND QUALITY INSTITUTE RHOD 4012769141 315 IRON HORSE WAY 102 PROVIDENCE RI 02908 INDRA NEIL SARKAR PHD PRESIDENT & CEO 4012769141 2022-07-26 1 INDRA NEIL SARKAR PHD 999009999 DAVID FONTAINE P00011053 4016004500 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X INDRA NEIL SARKAR PHD 315 IRON HORSE WAY 102 PROVIDENCE RI 02908 10854721 0 X WWW.RIQI.ORG X 2001 RI IMPROVE HEALTH AND HEALTH CARE BY PROVIDING TRUSTED DATA AND INFORMATION TO ENABLE THE BEST HEALTH CARE IN RHODE ISLAND THROUGH CONNECTING DATA 17 0 41 0 0 0 2886283 1663655 6701175 9191066 0 0 0 0 9587458 10854721 0 0 0 0 4489707 4172275 0 0 0 4544482 4773671 9034189 8945946 553269 1908775 4765375 6291309 1481043 1098202 3284332 5193107 X TO REPRESENT EVERY CONSTITUENCY OF HEALTHCARE LEADERSHIP, AS WELL AS HEALTH INSURANCE, CONSUMER AND PUBLIC INTEREST TO WORK COLLABORATIVELY, COME UP WITH INNOVATIVE SOLUTIONS, CHAMPION CHANGES THROUGHOUT OUR ORGANIZATIONS, AND DEDICATE TIME, MONEY AND EXPERTISE TO IMPROVE THE QUALITY OF HEALTHCARE. 0 0 6420989 9191066 WORKING TO LEVERAGE RI'S UNIQUE CHARACTERISTICS TO DEMONSTRATE HOW THE HEALTHCARE SYSTEM CAN BE IMPROVED THROUGH COLLABORATIVE INNOVATION, TO FOSTER CONNECTIVITY AND AMONG THE HEALTHCARE TEAM AND THE PATIENT, TO INCREASE ACCURACY, RESPONSIVENESS AND EFFECTIVENESS IN HEALTHCARE BY USING TECHNOLOGY TO STANDARIZE, STREAMLINE, AND SPEED UP THE RETRIEVAL AND DELIVERY OF PATIENT DATA STATEWIDE, TO HELP THE HEALTHCARE TEAM CONSISTENTLY DELIVER CARE THAT IS BASED ON BEST-KNOWN PRACTICES, TO CREATE A SYSTEM THAT INSPIRES AND REWARDS IMPROVED PROFESSIONAL PERFORMANCE. 6420989 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 13 0 41 1 0 0 0 0 0 0 0 0 0 0 0 0 X 17 0 1 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 RI X HOLLY STARK 4012769141 315 IRON HORSE WAY SUITE 102 PROVIDENCE RI 02908 DIANA FRANCHITTO BOARD CHAIR 4.00 X 0 0 0 JACK ELIAS MD DIRECTOR 4.00 X 0 0 0 INDRA NEIL SARKAR PHD PRESIDENT & CEO 40.00 X X 335125 0 0 TIMOTHY J BABINEAU MD DIRECTOR 2.00 X 0 0 0 JAMES D BERSON DIRECTOR 2.00 X 0 0 0 NOAH BENEDICT DIRECTOR 2.00 X 0 0 0 JAMES E FANALE MD DIRECTOR 2.00 X 0 0 0 RICHARD GAMACHE DIRECTOR 2.00 X 0 0 0 MARIE GHAZAL DNP RN DIRECTOR 2.00 X 0 0 0 WOMAZETTA JONES DIRECTOR 2.00 X 0 0 0 JEANNE LACHANCE DIRECTOR 2.00 X 0 0 0 PETER MARINO CHAIR-ELECT 2.00 X X 0 0 0 JOSEPH PERRONI DIRECTOR 2.00 X 0 0 0 PATRICK TIGUE DIRECTOR 2.00 X 0 0 0 AARON ROBINSON DIRECTOR 2.00 X 0 0 0 TINA SPEARS DIRECTOR 2.00 X 0 0 0 MARTHA WOFFORD DIRECTOR 2.00 X 0 0 0 BARBARA WOLFE SECRETARY/TREASURER 2.00 X X 0 0 0 STEVEN LAMPERT MD DIRECTOR 2.00 X 0 0 0 ANA NOVAIS DIRECTOR 2.00 X 0 0 0 CHARLES DANSEREAU DIRECTOR INFORMATION TECHN 40.00 X 159827 0 0 HOLLY STARK SENIOR DIRECTOR FINANCE & OPERATIONS 40.00 X 134276 0 0 MICHELLE DEXTER SENIOR DIRECTOR HR & ORGAN 40.00 X 136591 0 0 DARLENE MORRIS SENIOR DIRECTOR DEVELOPMEN 40.00 X 135590 0 0 SCOTT YOUNG SENIOR DIRECTOR PRODUCT STRATEGY & GROWTH 40.00 X 130277 0 0 1031686 0 0 6 0 1 0 TIERPOINT 11224 POWERSCOUT DR ST LOUIS MO 63141 IT AND DATA CENTER SERVICES 1158436 INTERSYSTEMS CORP 1 MEMORIAL DR CAMBRIDGE MA 02142 APPLICATION SERVICES 727243 J2 INTERACTIVE 2 13TH STREET CHARLESTOWN MA 02129 IT CONSULTING 602595 QUADRAMED AFFINITY CORP 3460 LOTUS DRIVE PLANO TX 75075 APPLICATION SERVICES 182730 COMPASS IT COMPLIANCE 2 ASYLUM ROAD NORTH PROVIDENCE RI 02904 COMPLIANCE SERVICES 111947 5 1663655 1663655 CONTRACT REVENUE 541900 5584324 5584324 SUPPORT REVENUE 541900 2798740 2798740 FEE FOR SERVICE 541900 788867 788867 OTHER REVENUE 541900 19135 19135 9191066 10854721 9191066 0 0 3200997 2042446 1158551 111402 66919 44483 594183 356926 237257 265693 159602 106091 78332 47542 30790 44640 27093 17547 25000 25000 303642 184236 119406 74283 51500 22783 3575419 3260248 315171 330291 158902 171389 14166 4107 10059 5712 1340 4372 52221 52221 38600 30486 8114 BUSINESS & MISC EXPENSE 156468 7477 148991 PROFESSIONAL DEVELOPMEN 52343 9989 42354 COMMUNICATIONS 22554 12176 10378 8945946 6420989 2524957 0 3859003 4607997 110370 328121 980540 480864 470295 2387590 2304148 76637 83442 20750 38665 4765375 6291309 466839 461525 85475 636677 928729 1481043 1098202 X 3284332 5193107 3284332 5193107 4765375 6291309 1908775 0 X X 0 1 X 1 0 X 3101088 2706015 2674514 2602109 4462395 15546121 9570864 9353153 8335420 6985349 6392326 40637112 12671952 12059168 11009934 9587458 10854721 56183233 0 0 0 56183233 56 56 56 56 17894 -14433 13378 16839 12689846 12044791 11023312 9587458 10854721 56200128 0.99970 0.99970 0.00000 X 0 25000 25000 8920946 8945946 597297 149324 0 0 722587 661418 601709 597297 2583011 3874517 12500 12500 25000 50000 180647 165355 150427 149324 645753 968630 172815 172815 0 2214775 2131333 83442 83442 X 10854721 0 10854721 0 10854721 8945946 0 8945946 0 8945946 PART X, LINE 2: THE INSTITUTE IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE INSTITUTE IS ALSO EXEMPT FROM RHODE ISLAND INCOME TAXES. HOWEVER, INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE INSTITUTE'S TAX-EXEMPT PURPOSE MAY BE SUBJECT TO TAXATION AS UNRELATED BUSINESS INCOME AT BOTH THE STATE AND FEDERAL LEVELS. THE INSTITUTE HAD NO UNRELATED INCOME AS OF DECEMBER 31, 2021. THE INSTITUTE EVALUATES ALL SIGNIFICANT TAX POSITIONS AS REQUIRED BY GAAP. AS OF DECEMBER 31, 2021, THE INSTITUTE DOES NOT BELIEVE THAT IT HAS TAKEN ANY TAX POSITIONS THAT WOULD REQUIRE THE RECORDING OF ANY ADDITIONAL TAX LIABILITY NOR DOES IT BELIEVE THAT THERE ARE ANY UNREALIZED TAX BENEFITS THAT WOULD EITHER INCREASE OR DECREASE WITHIN THE NEXT TWELVE MONTHS. THE INSTITUTE'S INCOME TAX RETURNS ARE SUBJECT TO EXAMINATION BY THE APPROPRIATE TAXING JURISDICTIONS. AS OF DECEMBER 31, 2021, THE INSTITUTE'S INCOME TAX RETURNS GENERALLY REMAIN OPEN FOR EXAMINATION FOR THREE YEARS FROM THE DATE FILED WITH EACH TAXING JURISDICTION. THERE ARE CURRENTLY NO EXAMINATIONS PENDING OR IN PROGRESS. THE INSTITUTE'S POLICY IS TO CLASSIFY INCOME TAX AND RELATED PENALTIES IN INCOME TAX EXPENSE AND ANY INTEREST EXPENSES IN INTEREST EXPENSE, RESPECTIVELY. THE INSTITUTE ANNUALLY FILES IRS FORM 990 - RETURN OF INSTITUTE EXEMPT FROM INCOME TAX, REPORTING VARIOUS INFORMATION THAT THE IRS USES TO MONITOR THE ACTIVITIES OF TAX-EXEMPT ENTITIES. THESE INFORMATIONAL TAX RETURNS ARE SUBJECT TO REVIEW BY THE TAXING AUTHORITIES, GENERALLY FOR THREE YEARS AFTER THEY ARE FILED. THE INSTITUTE CURRENTLY HAS NO TAX EXAMINATIONS IN PROGRESS. X X X 0 0 0 0 0 0 0 1 0 INDRA NEIL SARKAR PHD PRESIDENT & CEO 335125 0 0 0 0 0 0 0 0 0 335125 0 0 0 CHARLES DANSEREAU DIRECTOR INFORMATION TECHN 159827 0 0 0 0 0 0 0 0 0 159827 0 0 0 PART I, LINE 7 AS PART OF THE ANNUAL COMPENSATION REVIEW FOR THE TOP EXECUTIVE OF THE ORGANIZATION, THE BOARD HAS CHOSEN TO PAY AN INCENTIVE COMPENSATION PAYMENT. THIS AMOUNT INCREASES THE COMPENSATION TO AN AMOUNT THE BOARD BELIEVES IS JUSTIFIED BY THE CURRENT SIZE, COMPLEXITY AND PERFORMANCE OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 2 JACK A ELIAS, MD - THE FOLLOWING HAVE HOSPITAL AFFILIATION WITH BROWN: TIMOTHY BABINEAU, MD, PRESIDENT AND CEO OF LIFESPAN, AND DIANA FRANCHITTO, PRESIDENT AND CEO OF HOPE HEALTH, IS A BOARD MEMBER OF HEALTH CENTRIC ADVISORS JAMES FANALE HAS A RELATIONSHIP ALL HEATLH PLANS - CONTRACTUAL RELATIONSHIPS; AARON ROBINSON, PRESIDENT & CEO, SOUTH COUNTY HEALTH, BOARD MEMBER, INTEGRA; BROWN UNIVERISTY, AFLLIATION AGREEMENT. JACK ELIAS, DEAN OF MEDICINE AND BIOLOGICAL SCIENCES AT BROWN UNIVERSITY HAS A RELATIONSHIP WITH RIQI PRESIDENT & CEO, INDRA NEIL SARKAR, WHOM TEACHES AT BROWN UNIVERSITY AND REPORTS TO HIM IN HIS TEACHING CAPACITY. THE SPOUSE OF INDRA NEIL SARKAR, PRESIDENT AND CEO OF RIQI, IS ON MUTUAL FEDERAL GRANTS OF WHICH RIQI AND BROWN UNIVERSITY ARE BOTH NAMED. FORM 990, PART VI, SECTION A, LINE 3 AMENDMENT TO THE BYLAWS TO ALIGN THE CHAIR ELECT'S COMMITTEE PARTICIPATION TO MATCH THAT OF THE CHAIRS' BOTH THE BOARD CHAIR AND CHAIR-ELECT SHALL SERVE AS EX-OFFICIO VOTING MEMBERS OF EACH BOARD COMMITTEE, BUT WILL NOT BE COUNTED TOWARDS QUORUM FOR THE TRANSACTION OF BUSINESS. THIS ALLOWS THE CHAIR AND CHAIR-ELECT THE FLEXIBILITY TO ATTEND COMMITTEE MEETING AS-NEEDED. FORM 990, PART VI, SECTION B, LINE 11B THE PROCESS FOR 990 FORM APPROVAL INVOLVES EXTERNAL AUDIT PREPARATION AND SUBSEQUENT REVIEW BY MANAGEMENT. THE FORM 990 IS SENT TO THE AUDIT AND COMPLIANCE COMMITTEE FOR REVIEW AND APPROVAL. ANY CHANGES TO THE FORM 990 ARE MADE AS NECESSARY. THE COMMITTEE RECOMMENDS THE FORM 990 TO THE BOARD (THEY RECEIVE A COPY PRIOR TO THE BOARD MEETING) FOR FINAL APPROVAL FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR THE ORGANIZATION'S CONFLICT OF INTEREST POLICY IS PROVIDED TO ALL OFFICERS, DIRECTORS AND KEY EMPLOYEES. THESE PEOPLE ARE ASKED TO REVIEW THE POLICY AND SIGN A STATEMENT INDICATING THAT THEY UNDERSTAND THE POLICY AND HAVE REPORTED ALL POTENTIAL CONFLICTS DURING THE PAST YEAR IN ACCORDANCE WITH THE POLICY AND WILL REPORT ALL POTENTIAL CONFLICTS DURING THE COMING YEAR. ALL POTENTIAL CONFLICTS ARE EVALUATED BY THE BOARD TO DETERMINE IF A CONFLICT ACTUALLY EXISTS IN THOSE INSTANCES WHERE THE POTENTIAL TRANSACTION IS A CONFLICT, THE BOARD EXAMINES THE TRANSACTION AND A VOTE IS TAKEN (WITH THOSE INVOLVED RECUSING THEMSELVES) AS TO WHETHER THE ORGANIZATION WILL ENTER INTO THE TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15A ANNUALLY THE BOARD CONDUCTS A PERFORMANCE REVIEW AND EVALUATION OF THE CHIEF EXECUTIVE OFFICER. THE REVIEW ALSO ESTABLISHES THE INDIVIDUAL'S COMPENSATION FOR THE FOLLOWING YEAR. THIS PROCESS INVOLVES THE EVALUATION OF THE INDIVIDUAL AND A REVIEW OF COMPENSATION OF COMPARABLE POSITIONS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS (ARTICLES OF INCORPORATION AND BY-LAWS), ITS CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. THE ORGANIZATION WILL MAIL COPIES UPON REQUEST OR PROVIDE COPIES TO THOSE WHO COME TO THE ADMINISTRATIVE OFFICE DURING NORMAL BUSINESS HOURS. THE ORGANIZATION CHARGES FOR THE COPIES IN ACCORDANCE WITH IRS REGULATIONS. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR