2022-05-16T09:17:28-05:00 2021-06-30 346565596 ERNST & YOUNG US LLP 55 IVAN ALLEN JR BLVD SUITE 1000 ATLANTA GA 30308 990 2020-07-01 580566243 SPELMAN COLLEGE SPEL 4046813643 350 SPELMAN LANE SW ATLANTA GA 30314 DAWN ALSTON CFO & VP OF BUS & FINANCIAL AFFAIRS 4046813643 2022-05-16 1 DAWN ALSTON 999009999 AERRIAL M ORR P01598400 4048748300 0 AAL1 IAL1 2020 2022-09-23 18:48:47Z DAWN ALSTON 350 SPELMAN LANE SW ATLANTA GA 30314 373752557 0 X WWW.SPELMAN.EDU X 1881 GA SPELMAN COLLEGE, A HISTORICALLY BLACK COLLEGE AND GLOBAL LEADER IN THE EDUCATION OF WOMEN OF AFRICAN DESCENT, IS DEDICATED TO THE ACADEMIC EXCELLENCE OF ITS STUDENTS. 29 27 1210 741 78188 35955 80519271 91864557 81324190 62657495 32105648 26580537 1037063 1868142 194986172 182970731 20008974 19783165 0 0 59138843 54307641 274200 116914 6750792 43667201 42889843 123089218 117097563 71896954 65873168 668899439 855779306 79511310 78155429 589388129 777623877 X SPELMAN COLLEGE, A HISTORICALLY BLACK COLLEGE AND GLOBAL LEADER IN THE EDUCATION OF WOMEN OF AFRICAN DESCENT, IS DEDICATED TO ACADEMIC EXCELLENCE IN THE LIBERAL ARTS AND SCIENCES, AND THE INTELLECTUAL, CREATIVE, ETHICAL AND LEADERSHIP DEVELOPMENT OF ITS STUDENTS. SPELMAN EMPOWERS THE WHOLE PERSON TO ENGAGE THE MANY CULTURES OF THE WORLD AND INSPIRES A COMMITMENT TO POSITIVE SOCIAL CHANGE. 0 0 49583958 19783165 58400060 INSTRUCTIONFOUNDED IN 1881, SPELMAN COLLEGE IS A PRIVATE, NONPROFIT INSTITUTION OF HIGHER EDUCATION BASED IN ATLANTA, GEORGIA. THE COLLEGE IS ACCREDITED BY THE COMMISSION ON COLLEGES OF THE SOUTHERN ASSOCIATION OF COLLEGES AND SCHOOLS AND PROVIDES QUALITY LIBERAL ARTS EDUCATION AND TRAINING SERVICES FOR APPROXIMATELY 2,100 UNDERGRADUATE STUDENTS. IN ADDITION, THE COLLEGE MAINTAINS SPECIAL PROGRAMS SUCH AS CONTINUING EDUCATION, SUMMER SCIENCE AND DUAL DEGREES IN ENGINEERING. 12435966 4257435 AUXILIARY ENTERPRISESAS A RESIDENTIAL LIBERAL ARTS COLLEGE, SPELMAN COLLEGE PROVIDES ON CAMPUS HOUSING FOR APPROXIMATELY 1,400 STUDENTS. SPELMAN ALSO PROVIDES DINING SERVICES TO ITS RESIDENTIAL STUDENTS, AS WELL AS COMMUTER STUDENTS, FACULTY, STAFF AND OTHERS. SPELMAN OPERATES A 500 SPACE PARKING DECK FOR FACULTY, STAFF, AND STUDENTS. ADDITIONALLY, SPELMAN OFFERS A VARIETY OF SUMMER CONFERENCES FOR HIGH SCHOOL STUDENTS AND OTHER INTERESTED STUDENTS. 3396051 RESEARCHSPELMAN COLLEGE PERFORMS RESEARCH, TRAINING AND OTHER SIMILAR SERVICES UNDER GRANTS WITH GOVERNMENTAL AGENCIES OR SPONSORING ORGANIZATIONS. 23239186 1734722 PUBLIC SERVICE, ACADEMIC SUPPORT, AND STUDENT SERVICES 23239186 1734722 88655161 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 0 1 0 0 1 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 3062 0 1 1210 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 29 27 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 GA NY X DAWN ALSTON 4042705077 350 SPELMAN LANE SW ATLANTA GA 30314 ANGELA FARRIS WATKINS PHD FACULTY TRUSTEE 2.00 0.00 X 0 0 0 BONNIE SHELTON CARTER TRUSTEE 2.00 0.00 X 0 0 0 CARA JOHNSON HUGHES TRUSTEE 2.00 0.00 X 0 0 0 CARMEN D HARRIS TRUSTEE 2.00 0.00 X 0 0 0 CLAIRE ARNOLD TRUSTEE 2.00 0.00 X 0 0 0 COLLEEN J TAYLOR TRUSTEE 2.00 0.00 X 0 0 0 CYNTHIA E JACKSON TRUSTEE 2.00 0.00 X 0 0 0 ELIZABETH GOWANS STUDENT TRUSTEE 2.00 0.00 X 0 0 0 FANA HAILESELASSIE STUDENT TRUSTEE 2.00 0.00 X 0 0 0 GENA HUDGINS ASHE TRUSTEE 2.00 0.00 X 0 0 0 GWENDOLYN ADAMS NORTON SECRETARY 2.00 0.00 X X 0 0 0 HELEN SMITH PRICE TRUSTEE 2.00 0.00 X 0 0 0 JANINE BROWN TRUSTEE 2.00 0.00 X 0 0 0 KATHY N WALLER CO-CHAIR 2.00 0.00 X X 0 0 0 KAYE FOSTER TRUSTEE 2.00 0.00 X 0 0 0 KEVA WRIGHT BERRY TRUSTEE 2.00 0.00 X 0 0 0 LAWRENCE M SCHALL EDD TRUSTEE 2.00 0.00 X 0 0 0 LOREN K ROBINSON TRUSTEE 2.00 0.00 X 0 0 0 LOVETTE T RUSSELL TRUSTEE 2.00 0.00 X 0 0 0 MARK LEE PHD FACULTY TRUSTEE/ASSOCIATE PROFESSOR 35.00 0.00 X 85621 0 14745 MARY BROCK TRUSTEE 2.00 0.00 X 0 0 0 MARY LYNNE DIGGS TRUSTEE 2.00 0.00 X 0 0 0 MARY SCHMIDT CAMPBELL PHD PRESIDENT 35.00 35.00 X X 670599 0 34558 PAULETTA WASHINGTON TRUSTEE 2.00 0.00 X 0 0 0 RICHARD D LEGON TRUSTEE 2.00 0.00 X 0 0 0 RONDA E STRYKER VICE-CHAIR 2.00 0.00 X X 0 0 0 ROSALIND G BREWER CHAIR 2.00 0.00 X X 0 0 0 SUSAN DUNN TRUSTEE 2.00 0.00 X 0 0 0 SUZANNE F SHANK TRUSTEE 2.00 0.00 X 0 0 0 THEODORE R ARONSON TRUSTEE 2.00 1.00 X 0 0 0 THOMAS H CASTRO TRUSTEE 2.00 0.00 X 0 0 0 WALTER R ALLEN PHD TRUSTEE 2.00 0.00 X 0 0 0 PEGGY DULANY EDD TRUSTEE 2.00 0.00 X 0 0 0 MARIAN WRIGHT EDELMAN ESQ TRUSTEE 2.00 0.00 X 0 0 0 RUSSELL EDGERTON PHD TRUSTEE 2.00 0.00 X 0 0 0 ROBERT HOLLAND JR TRUSTEE 2.00 0.00 X 0 0 0 JUNE GARY HOPPS PHD TRUSTEE 2.00 0.00 X 0 0 0 YVONNE R JACKSON TRUSTEE 2.00 0.00 X 0 0 0 ELIZABETH MCCORMACK PHD TRUSTEE 2.00 0.00 X 0 0 0 GG MICHELSON TRUSTEE 2.00 0.00 X 0 0 0 VICKI R PALMER TRUSTEE 2.00 0.00 X 0 0 0 DARRYL HOLLOMAN VP ACADEMIC AFFAIRS 35.00 0.00 X 189923 0 22780 DAWN ALSTON CFO & VP OF BUS & FIN AFFAIRS 35.00 0.00 X 248394 0 27047 INGRID HAYES VP OF ENROLLMENT MANAGEMENT 35.00 0.00 X 189206 0 17462 JESSIE BROOKS VP OF INSTITUTIONAL ADVANCEMENT 35.00 0.00 X 248411 0 18365 JOHN WILSON VP AND CHIEF INFORMATION OFFICER 35.00 0.00 X 209629 0 17084 MYRA BURNETT VP INSTITUTIONAL RESEARCH 35.00 0.00 X 229153 0 25634 ROBERT D FLANIGAN JR CHIEF INVESTMENT OFFICER & TREASURER 35.00 35.00 X 350492 0 29407 SHARON DAVIES PROVOST 35.00 0.00 X 332844 0 29863 TERRI REED SECRETARY OF THE COLLEGE 35.00 0.00 X 215283 0 25561 BERNADETTE COHEN DIRECTOR OF HUMAN RESOURCES 35.00 0.00 X 158472 0 20762 CHERYL FINLEY PROFESSOR 35.00 0.00 X 197933 0 21394 HELGA GREENFIELD COS & DIR, TITLE III & GOV RLTNS 35.00 0.00 X 173003 0 21033 JULIE DASH PROFESSOR 35.00 0.00 X 173486 0 16103 RHONDA HONEGAN DIRECTOR OF INVESTMENT 35.00 1.00 X 160729 0 21355 JANE SMITH VP FOR COLLEGE RELATIONS 0.00 0.00 X 102000 0 8592 3935178 0 371745 65 1 1 0 ARAMARK DINING SERVICES 350 SPELMAN LANE SW ATLANTA GA 30314 DINING SERVICES 1497986 CHESAPEAKE ASSET MANAGEMENT LLC ONE ROCKEFELLER PLZ STE 2321 NEW YORK NY 10020 INVESTMENT MANAGEMENT 1274842 SIEMENS INDUSTRY INC PO BOX 2134 CAROL STREAM IL 601322134 AUTOMATION SERVICES 1205470 ARAMARK INC PO BOX 978839 DALLAS TX 75397 FACILITY SERVICES 967267 TRACE3 LLC 780 JOHNSONS FERRY RD STE 240 ATLANTA GA 30342 INFORMATION TECHNOLOGY 569752 32 13380911 78483646 2235218 91864557 TUITION AND FEES 900099 58400060 58400060 AUXILIARY FEES 900099 4257435 4257435 62657495 332517 78188 254329 217029846 190781826 26248020 26248020 26248020 EXTENDED PAYMENT 900099 328690 328690 BOOKSTORE RENTAL 900099 64735 64735 VENDING AND COMMISSION 900099 47677 47677 1427040 1427040 1868142 182970731 64525637 78188 26502349 181747 181747 19601418 19601418 2903581 1016825 1445285 441471 39627015 31742937 4446678 3437400 2271999 1780291 278785 212923 6489368 5084932 796277 608159 3015678 2363022 370038 282618 617483 617483 511821 511821 72000 72000 116914 116914 1665998 1665998 4259349 2944569 984461 330319 3058114 2142974 676184 238956 3446086 3075563 370523 129165 86836 -6856 49185 2114339 1571185 543154 5422256 4521325 900931 1492091 1104236 387855 AUC LIBRARY 3274319 2891331 382988 SPECIAL PROJECTS 3019846 1313581 803504 902761 REPAIRS & MAINTENANCE 2555960 1660543 894595 822 CLEANING EXPENSES 758903 671692 87211 10492113 4900154 5462695 129264 117097563 88655161 21691610 6750792 103071235 88804528 21453446 32128887 1552596 700606 292886651 131955765 163021166 160930886 53706274 88608734 324235235 482238108 627114 0 1232373 2367557 668899439 855779306 11945835 13767186 716589 1206196 65846964 60990513 1001922 2191534 79511310 78155429 X 165990624 213970576 423397505 563653301 589388129 777623877 668899439 855779306 65873168 122362580 0 X 0 1 X 1 1 1 X 19285905 52278096 29274287 80519271 91864557 273222116 19285905 52278096 29274287 80519271 91864557 273222116 54161619 219060497 2904082 3713446 1780685 475735 24835 8898783 986998 1084084 1114474 1037063 2175824 6398443 288519342 386358908 0.75930 0.67100 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 72000 72000 0 PART II-B, LINE 1: OTHER ACTIVITIES SPELMAN COLLEGE RETAINS CONSULTANTS TO PROMOTE LEGISLATION WHICH WOULD PROVIDE SPELMAN COLLEGE WITH FEDERAL FUNDS FOR USE ON VARIOUS COLLEGE PROJECTS AND PROGRAMS. THE ESTELL GROUP WAS PAID $24,000 FOR THEIR SERVICES. HOLLAND & KNIGHT WAS PAID $48,000 FOR THEIR SERVICES. X X X X X CURRICULUM ENHANCEMENT & DEVLP 0 382891058 31697164 149315437 22584704 541318955 391813695 3196662 7133166 19252465 382891058 393701579 678610 18056873 20623367 391813695 367884130 3725008 41975376 19882935 393701579 348408394 1318945 37414084 19257293 367884130 0.17860 0.28120 0.54020 0 1 1 14687722 14687722 208638583 84876691 123761892 33764460 31253374 2511086 35795886 15825700 19970186 160930886 SHORT-TERM INVESTMENTS 15462586 F FIXED INCOME 51220988 F NON U.S. EQUITY 39749138 F MARKETABLE ALTERNATIVES 151915556 F REAL ASSETS 11316651 F PRIVATE EQUITY 212573189 F 482238108 ADVANCES FROM FEDERAL GOVERNMENT 635330 OBLIGATION UNDER RIGHT OF USE LEASE 1556204 2191534 X PART III, LINE 1A: FASB ASC 958 THE ORGANIZATION ELECTED, AS PERMITTED UNDER FASB ASC 958, NOT TO REPORT IN ITS REVENUE STATEMENT AND BALANCE SHEET WORKS OF ART, HISTORICAL TREASURES, OR OTHER SIMILAR ASSETS HELD FOR PUBLIC EXHIBITION, EDUCATION, OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE. THERE IS NO FINANCIAL STATEMENT FOOTNOTE DISCLOSURE THAT DESCRIBES THESE ITEMS. PART III, LINE 4: ART COLLECTION THE COLLEGE'S PERMANENT COLLECTION OF ART, INCLUDING HISTORICALLY SIGNIFICANT PAINTINGS, SCULPTURE, AND WORKS ON PAPER, IS AN ACADEMIC RESOURCE THAT OFFERS STUDENTS, FACULTY, AND STAFF FIRST-HAND ENGAGEMENT WITH IMPORTANT ORIGINAL WORKS OF ART. OBJECT LESSONS, WORKSHOPS, CONSERVATION PROJECTS, EXHIBITIONS, AND THEMATIC PROGRAMS DEMONSTRATE THE VARIOUS WAYS THAT THE PERMANENT HOLDINGS ARE USED TO EXPAND, COMPLEMENT, AND ENHANCE THE ACADEMIC CURRICULUM. PART V, LINE 4: INTENDED USES OF ORGANIZATION'S ENDOWMENT FUNDS INVESTMENT IN A MIX OF SECURITIES TO PROVIDE SUFFICIENT INCOME TO SUPPORT THE COLLEGE'S OPERATIONS IN ACCORDANCE WITH DONOR WISHES, WHILE PRESERVING EQUITY. PART X, LINE 2: FASB ASC 740 FOOTNOTE THE COLLEGE IS RECOGNIZED AS AN ORGANIZATION EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(A) OF THE INTERNAL REVENUE CODE (THE CODE) AS AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3), WHEREBY ONLY UNRELATED BUSINESS INCOME, AS DEFINED BY SECTION 512(A) OF THE CODE, IS SUBJECT TO FEDERAL INCOME TAX. THE COLLEGE REVIEWS ITS TAX POSITIONS ANNUALLY AND HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS AT JUNE 30, 2021 OR 2020. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 RACIALLY NONDISCRIMINATORY POLICY A STATEMENT OF THE COLLEGE'S RACIALLY NON-DISCRIMINATORY POLICY IS INCLUDED IN ALL BROCHURES AND CATALOGS IN ACCORDANCE WITH THE PROVISIONS OF REV. PROC. 75-50. SCHEDULE E, PART I, LINE 6 FINANCIAL AID ASSISTANCE FROM GOVERNMENTAL AGENCY THE FINANCIAL AID ASSISTANCE IS RECEIVED FROM THE FEDERAL GOVERNMENT, STATE OF GEORGIA, AND OTHER STATES. OTHER ASSISTANCE IS RECEIVED FROM FEDERAL GOVERNMENT, STATE OF GEORGIA, AND CITY OF ATLANTA. 1 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES INSTRUCTION & ACADEMIC SUPPORT 26329 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES INSTRUCTION & ACADEMIC SUPPORT 500 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 110578740 0 0 0 0 0 0 110605569 0 110605569 1 0 1 0 0 0 PART I, LINE 2: STUDENT FINANCIAL AID STUDENT FINANCIAL AID AWARDS ARE AWARDED TO STUDENTS BY THE COLLEGE'S OFFICE OF STUDENT FINANCIAL SERVICES. AWARDS ARE BASED ON A NUMBER OF FACTORS INCLUDING, BUT NOT LIMITED TO, SCHOLARLY ACHIEVEMENT, DEMONSTRATED FINANCIAL NEED, AND ACADEMIC INTERESTS. FUNDS ARE PROVIDED BY SOURCES SUCH AS FEDERAL AND STATE GOVERNMENTS; PRIVATE DONORS SUCH AS CORPORATIONS, INDIVIDUALS AND FOUNDATIONS; THE COLLEGE'S ENDOWED FINANCIAL AID FUNDS; AND THE COLLEGE'S OPERATING BUDGET. FINANCIAL AID AWARDS ARE MADE UP TO A LIMIT OF THE STUDENT'S FINANCIAL NEED. INDIVIDUAL AWARDS ARE MONITORED EXTENSIVELY IN ORDER TO ENSURE THAT STUDENTS ARE MAKING SATISFACTORY ACADEMIC PROGRESS AND THAT THEY DO NOT RECEIVE MORE THAN THEIR DEMONSTRATED NEED. ADJUSTMENTS ARE MADE WHEN APPROPRIATE. DUE TO TRAVEL RESTRICTIONS IMPOSED DURING THE COVID-19 PANDEMIC, THERE WAS NO FINANCIAL AID AWARDED FOR THE STUDY ABROAD PROGRAM DURING THE TAX YEAR ENDING JUNE 30, 2021. PART III ACCOUNTING METHOD: X X X X X 1 ANTHOLOGY INC OF MISSOURI 5201 CONGRESS AVE BOCA RATON FL 33487 FUNDRAISING CONSULTANT 0 0 3789 0 COMMUNITY COUNSELING SERVICE CO 527 MADISON AVE NEW YORK NY 10022 FUNDRAISING CONSULTANT 0 0 100000 0 MINDPOWER INC 901 BERNINA AVE NE ATLANTA GA 30307 FUNDRAISING CONSULTANT 0 0 13125 0 116914 GA NY 1 AGNES SCOTT COLLEGE 141 E COLLEGE AVE DECATUR GA 30030 580566116 501(C)(3) 13319 TARGETED INFUSION PROJECT DUKE UNIVERSITY 324 BLACKWELL ST WASHING BLDG 850 DURHAM NC 27701 560532129 501(C)(3) 35948 EXCELLENCE IN RESEARCH GEORGIA STATE UNIVERSITY RESEARCH FOUNDATION PO BOX 2668 ATLANTA GA 30301 581845423 501(C)(3) 30544 EXCELLENCE IN RESEARCH WINSTON SALEM STATE UNIVERSITY CAMPUS BOX 19537 WINSTOMSALEM NC 27110 566001466 STATE OF NC 25463 ASSOCIATION FOR WOMEN IN MATHEMATICS MOREHOUSE COLLEGE 830 WESTVIEW DRIVE SW ATLANTA GA 30314 580566205 501(C)(3) 68346 TRIPODS+X: EDU COLLABORATIVE EDUCATION 5 0 STUDENT FINANCIAL AID 2207 19601418 PART I, LINE 2: STUDENT FINANCIAL AID STUDENT FINANCIAL AID AWARDS ARE AWARDED TO STUDENTS BY THE COLLEGE'S OFFICE OF STUDENT FINANCIAL SERVICES. AWARDS ARE BASED ON A NUMBER OF FACTORS INCLUDING, BUT NOT LIMITED TO, SCHOLARLY ACHIEVEMENT, DEMONSTRATED FINANCIAL NEED, AND ACADEMIC INTERESTS. FUNDS ARE PROVIDED BY SOURCES SUCH AS FEDERAL AND STATE GOVERNMENTS; PRIVATE DONORS SUCH AS CORPORATIONS, INDIVIDUALS AND FOUNDATIONS; THE COLLEGE'S ENDOWED FINANCIAL AID FUNDS; AND THE COLLEGE'S OPERATING BUDGET. FINANCIAL AID AWARDS ARE MADE UP TO A LIMIT OF THE STUDENT'S FINANCIAL NEED. INDIVIDUAL AWARDS ARE MONITORED EXTENSIVELY IN ORDER TO ENSURE THAT STUDENTS ARE MAKING SATISFACTORY ACADEMIC PROGRESS AND THAT THEY DO NOT RECEIVE MORE THAN THEIR DEMONSTRATED NEED. ADJUSTMENTS ARE MADE WHEN APPROPRIATE. SCHEDULE I, PART II, LINE 2 GEORGIA STATE UNIVERSITY THIS IS RELATED TO THE GEORGIA STATE UNIVERSITY RESEARCH FOUNDATION. ACTIVITIES ARE RELATED TO COLLABORATIVE STUDENT ENGAGEMENT FOR THE RESEARCH ORGANIZATION. DUKE UNIVERSITY ACTIVITIES ARE RELATED TO COLLABORATIVE STUDENT ENGAGEMENT FOR THE RESEARCH ORGANIZATION. X X X 1 1 X X X X X X 0 1 0 0 0 0 0 0 0 MARY SCHMIDT CAMPBELL PHD PRESIDENT 433500 0 0 0 237099 0 24600 0 9958 0 705157 0 0 0 ROBERT D FLANIGAN JR CHIEF INVESTMENT OFFICER & TREASURER 350492 0 0 0 0 0 19600 0 9807 0 379899 0 0 0 SHARON DAVIES PROVOST 332844 0 0 0 0 0 19600 0 10263 0 362707 0 0 0 DAWN ALSTON CFO & VP OF BUS & FIN AFFAIRS 248394 0 0 0 0 0 16606 0 10441 0 275441 0 0 0 JESSIE BROOKS VP OF INSTITUTIONAL ADVANCEMENT 248411 0 0 0 0 0 16431 0 1934 0 266776 0 0 0 MYRA BURNETT VP INSTITUTIONAL RESEARCH 229153 0 0 0 0 0 15300 0 10334 0 254787 0 0 0 TERRI REED SECRETARY OF THE COLLEGE 215283 0 0 0 0 0 14542 0 11019 0 240844 0 0 0 JOHN WILSON VP AND CHIEF INFORMATION OFFICER 209629 0 0 0 0 0 8000 0 9084 0 226713 0 0 0 CHERYL FINLEY PROFESSOR 197933 0 0 0 0 0 12850 0 8544 0 219327 0 0 0 DARRYL HOLLOMAN VP ACADEMIC AFFAIRS 189923 0 0 0 0 0 13291 0 9489 0 212703 0 0 0 INGRID HAYES VP OF ENROLLMENT MANAGEMENT 189206 0 0 0 0 0 7590 0 9872 0 206668 0 0 0 HELGA GREENFIELD COS & DIR, TITLE III & GOV RLTNS 173003 0 0 0 0 0 11689 0 9344 0 194036 0 0 0 JULIE DASH PROFESSOR 173486 0 0 0 0 0 6934 0 9169 0 189589 0 0 0 RHONDA HONEGAN DIRECTOR OF INVESTMENT 160729 0 0 0 0 0 11981 0 9374 0 182084 0 0 0 BERNADETTE COHEN DIRECTOR OF HUMAN RESOURCES 158472 0 0 0 0 0 11436 0 9326 0 179234 0 0 0 JANE SMITH VP FOR COLLEGE RELATIONS 102000 0 0 0 0 0 0 0 8592 0 110592 0 0 0 PART I, LINE 1A HEALTH/SOCIAL CLUB DUES SOCIAL CLUB DUES WERE PAID FOR SCHMIDT-CAMPBELL IN THE AMOUNT OF $4,668. THE VALUE OF THESE DUES WAS NOT TREATED AS TAXABLE COMPENSATION. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE HOUSING VALUED AT $34,842 WAS PROVIDED TO SCHMIDT-CAMPBELL. THE VALUE OF THE HOUSING WAS NOT TREATED AS TAXABLE COMPENSATION. PERSONAL SERVICES A DRIVER WAS PROVIDED TO SCHMIDT-CAMPBELL. THE VALUE WAS NOT TREATED AS TAXABLE COMPENSATION AS THE SERVICE WAS ONLY PROVIDED TO CONDUCT SPELMAN COLLEGE RELATED BUSINESS. PART I, LINE 4B PRESIDENT'S OTHER REPORTABLE COMPENSATION SPELMAN COLLEGE PROVIDES CERTAIN EXECUTIVES A SUPPLEMENTAL RETIREMENT PROGRAM. THE PROGRAM IS DEFINED AS DEFERRED COMPENSATION UNDER THE IRC SECTION 457(F). THE UNVESTED ACCOUNT BALANCES ARE ASSETS OF THE ORGANIZATION AND ARE INCLUDED IN OTHER ASSETS, AND THE ACCRUED EXPENSE IS INCLUDED IN PENSION LIABILITY AND OTHER IN THE ACCOMPANYING CONSOLIDATED BALANCE SHEETS. THE AMOUNTS REPORTED IN THE CURRENT YEAR'S DEFERRED COMPENSATION INCLUDES RECOGNITION OF PAST SERVICE. THE AMOUNTS ARE SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE. ANY DEFERRED CONTRIBUTIONS TO THIS PLAN WILL BE REPORTED AGAIN AS REPORTABLE COMPENSATION IN THE YEAR PAID. FOR THE TAX YEAR ENDING JUNE 30, 2021, THERE WERE NO PAYOUTS OF 457(B) OR 457(F) FORFEITURE DEFERRED COMPENSATION. A PRIVATE COLLEGES & UNIVERSITIES AUTHORITY 581407790 74265LQB7 2003-01-30 30800673 SEE PART VI 1 0 0 B DEVELOPMENT AUTHORITY OF FULTON COUNTY 581506878 3599002L0 2012-04-19 28349973 SEE PART VI 0 0 0 C DEVELOPMENT AUTHORITY OF FULTON COUNTY 581506878 3599006W2 2015-04-21 60338401 SEE PART VI 0 0 0 A 12135000 17010000 31540044 1174957 491087 23660980 6213020 2007 0 1 1 1 B 20305000 28349973 460658 27889315 2012 1 1 1 1 C 800000 60338401 655536 59682865 2017 0 1 1 1 B 0 0 1 1 0 0.00000 0.00000 0.00000 1 0 1 C 0 0 1 1 0 0.00000 0.00000 0.00000 1 0 1 A 0 0 0 1 0 0 0 1 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 SCHEDULE K, PART I, COLUMN F PRIVATE COLLEGES & UNIVERSITY AUTHORITY: A-1. CONSTRUCTION, RENOVATIONS AN EQUIPPING OF COLLEGE FACILITIES; 2003 PROCEEDS USED: $23,660,980. A-2. ADVANCE REFUNDING OF A PORTION OF PRIVATE COLLEGE AND UNIVERSITIES REVENUE BONDS (SPELMAN COLLEGE PROJECT), SERIES 1994, ISSUANCE DATE: JULY 21, 1994; 2003 PROCEEDS USED: $6,213,020. THE REMAINING OUTSTANDING 2003 BONDS ARE ALLOCABLE TO THE 1994 REFUNDING. BECAUSE THE OUTSTANDING 2003 ARE ALLOCABLE TO A PRE-2003 BOND ISSUE, PART III HAS NOT BEEN COMPLETED. DEVELOPMENT AUTHORITY OF FULTON COUNTY: B-1. ADVANCE REFUNDING OF A PORTION OF PRIVATE COLLEGES AND UNIVERSITIES AUTHORITY SPELMAN COLLEGE REVENUE BONDS, SERIES 2003. ISSUANCE DATE: JANUARY 30, 2003; PROCEEDS USED - $18,272,757 B-2. CURRENT REFUNDING OF A COMMERCIAL NOTE, DATED OCTOBER 29, 2008; PROCEEDS USED - $6,424,005; ISSUED TO FUND COSTS OF A NEW DORMITORY, CAMPUS LANDSCAPE PROJECTS, AND CAMPUS INFRASTRUCTURE. B-3. CURRENT REFUNDING OF A COMMERCIAL NOTE, DATED FEBRUARY 28, 2010; PROCEEDS USED - $3,192,547; ISSUED TO ACQUIRE LAND FOR CAMPUS EXPANSION. C. - ADVANCE REFUNDING OF A PORTION OF THE DEVELOPMENT AUTHORITY OF FULTON COUNTY SPELMAN COLLEGE REVENUE BONDS, SERIES 2007; ISSUANCE DATE: MARCH 21, 2007; PROCEEDS USED $59,682,865. SCHEDULE K, PART II, LINE 3, COLUMN A TOTAL PROCEEDS DO NOT MATCH ISSUE PRICE DUE TO INVESTMENT EARNINGS. SCHEDULE K, PART III A - PART III HAS NOT BEEN COMPLETED AS THE OUTSTANDING 2003 BONDS ARE ALLOCABLE TO THE REFUNDING OF SERIES 1994 BONDS AND SECTION III IS NOT REQUIRED TO BE COMPLETED FOR REFUNDINGS OF PRE-2003 BONDS. SCHEDULE K, PART IV, LINE 2C DEVELOPMENT AUTHORITY OF FULTON COUNTY: A - REBATE COMPUTATION WAS PERFORMED 1/3/2018 B - REBATE COMPUTATION WAS PERFORMED 4/19/2017. C - REBATE COMPUTATION WAS PERFORMED 4/1/2020 X 8 2230218 FMV X BABY GRAND PIANO 1 5000 FMV 0 0 1 0 SCHEDULE M, PART I, COLUMN B THE NUMBERS REFLECTED IN SCHEDULE M, PART I, COLUMN B ARE THE NUMBERS OF CONTRIBUTIONS OF NONCASH PROPERTY. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCESS A REPRESENTATIVE OF ERNST & YOUNG, U.S. LLP WILL PRESENT THE 990 TO THE BUDGET AND FINANCE COMMITTEE OF THE BOARD OF TRUSTEES. THE CHAIRMAN OF THE BUDGET AND FINANCE COMMITTEE WILL PRESENT THE DRAFT 990 TO THE FULL BOARD OF TRUSTEES. THE FINAL COPY OF THE 990 WILL BE PLACED ON THE TRUSTEES' INTRANET FOR THEIR REVIEW PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY EMPLOYEES ARE REQUIRED TO SIGN A CONFLICT OF INTEREST DISCLOSURE UPON THEIR INITIAL HIRING. THE COLLEGE HAS A WRITTEN CONFLICT OF INTEREST POLICY IN ITS EMPLOYEE HANDBOOK. IF HUMAN RESOURCES BECOMES AWARE OF A CONFLICT, THE EMPLOYEE IS NOTIFIED AND REQUIRED TO SUBMIT A CONFLICT OF INTEREST STATEMENT, WHICH IS FILED IN THE EMPLOYEE'S PERSONNEL FILE. ALL TRUSTEES, BOARD REPRESENTATIVES AND SENIOR TEAM MEMBERS MUST COMPLETE AND SIGN A CONFLICT OF INTEREST FORM ON AN ANNUAL BASIS. COMPLIANCE IS MONITORED AND A SUMMARY IS PROVIDED TO THE SECRETARY OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 PROCESS FOR DETERMINING COMPENSATION THE COMPENSATION OF THE COLLEGE'S PRESIDENT IS DETERMINED AS FOLLOWS: COMPARABILITY STUDIES ARE PERFORMED BY AN INDEPENDENT THIRD PARTY COMPENSATION CONSULTANT. IT IS THE COLLEGE'S GOAL THAT THE PRESIDENT'S COMPENSATION BE IN THE 50TH-75TH PERCENTILE OF THE COLLEGES AND UNIVERSITIES USED IN THE COMPARABILITY SURVEY. THE EXECUTIVE COMMITTEE OF THE BOARD APPROVES THE PRESIDENT'S COMPENSATION. THE COMPENSATION OF OTHER OFFICERS AND KEY EMPLOYEES IS DETERMINED BY THE PRESIDENT. THE PRESIDENT RECOMMENDS THE COMPENSATION FOR THESE INDIVIDUALS. THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS AND APPROVES THE COMPENSATION. FOR THESE INDIVIDUALS, COMPENSATION STUDIES ARE PERFORMED BY AN INDEPENDENT THIRD PARTY FIRM OR THE COLLEGE'S HUMAN RESOURCES DEPARTMENT. FORM 990, PART VI, SECTION C, LINE 19 MAKING DOCUMENTS AVAILABLE TO THE PUBLIC. SPELMAN COLLEGE MAKES ITS AUDITED FINANCIAL STATEMENTS AVAILABLE ON ITS WEBSITE. SPELMAN COLLEGE DOES NOT MAKE ITS GOVERNING DOCUMENTS OR CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC. HOWEVER, THESE DOCUMENTS ARE AVAILABLE UPON REQUEST. SPELMAN COLLEGE SPECIAL VENTURES FUND 350 SPELMAN LANE SW ATLANTA GA 30314 581561343 INVESTMENTS GA 501(C)(3) LINE 12A, I SPELMAN COLLEGE 1 ATLANTA UNIVERSITY CENTER CONSORTIUM 156 MILDRED STREET SW ATLANTA GA 30314 200950177 SUPPORTING ORGANIZATION GA 501(C)(3) LINE 12B, II N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 SPELMAN COLLEGE SPECIAL VENTURES FUND S 77763512 COST