2022-05-23T12:21:09-05:00 2021-09-30 680037990 GILBERT CPAS 2880 GATEWAY OAKS DR STE 100 SACRAMENTO CA 95833 990 2020-10-01 942951356 SETI INSTITUTE SETI 6509616633 339 BERNARDO AVENUE NO 200 MOUNTAIN VIEW CA 94043 BILL DIAMOND CEO 6509616633 2022-05-11 1 BILL DIAMOND 999009999 JENNIFER Z IWATA P01310188 9166466464 2022-05-11 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X BILL DIAMOND 339 BERNARDO AVENUE NO 200 MOUNTAIN VIEW CA 94043 26182721 0 X WWW.SETI.ORG X 1984 CA TO EXPLORE, UNDERSTAND AND EXPLAIN THE ORIGIN AND NATURE OF LIFE IN THE UNIVERSE AND THE EVOLUTION OF INTELLIGENCE. 18 17 146 8 0 0 22679790 26120112 0 0 369 273 57 -194271 22680216 25926114 4419362 3848330 0 0 14698088 14187237 27894 52002 352136 3992745 3847360 23138089 21934929 -457873 3991185 14536591 16235939 5577004 3256033 8959587 12979906 TO EXPLORE, UNDERSTAND AND EXPLAIN THE ORIGIN AND NATURE OF LIFE IN THE UNIVERSE AND THE EVOLUTION OF INTELLIGENCE. 0 0 14868671 3184888 THE 100+ SCIENTISTS IN THE CARL SAGAN CENTER FOR RESEARCH CONDUCT GROUNDBREAKING WORK PERTAINING TO FUNDAMENTAL QUESTIONS ABOUT THE ORIGIN AND PROLIFERATION OF LIFE RIGHT HERE ON EARTH AND BEYOND. FROM THE EARLY UNIVERSE AND THE FORMATION OF GALAXIES, STARS, PLANETS, MOONS AND OTHER SMALL BODIES, TO THE PREVALENCE OF ENVIRONMENTS THAT CAN SUPPORT LIFE, INTELLIGENCE AND TECHNOLOGY, WE WORK TO ANSWER THE QUESTION, "ARE WE ALONE?" WE PARTNER WITH NASA, THE NATIONAL SCIENCE FOUNDATION AND OTHER INSTITUTIONS IN AREAS OF BASIC RESEARCH, AND SUPPORT SCIENCE MISSIONS, INCLUDING AS CONTRACTORS TO NASA'S OFFICE OF PLANETARY PROTECTION. WE ALSO CONDUCT RESEARCH IN NON-HUMAN COMMUNICATIONS, QUANTUM ASTRONOMY AND THE SEARCH FOR EXTRATERRESTRIAL INTELLIGENCE (SETI), USING BOTH RADIO AND OPTICAL TELESCOPES. 1474640 663442 THE CENTER FOR EDUCATION HAS IMPACTED MORE THAN A HALF MILLION STUDENT AND DEVELOPS STEM RESOURCES THAT TEACH, EXCITE AND INSPIRE CHILDREN, YOUNG ADULTS AND EDUCATORS. THESE PROGRAMS FOSTER FUTURE LEADERS AND INCLUDE: GIRL SCOUT STARS, WHICH DEVELOPS SPACE SCIENCE BADGES FOR GIRL SCOUTS, PROVIDES TRAINING FOR ADULT VOLUNTEERS AND FACILITATES HANDS-ON ASTRONOMY ACTIVITIES; GIRLS GO TO MARS ACTIVITIES THAT TEACH STEM BY FOCUSING ON MARS EXPLORATION; AIRBORNE ASTRONOMY AMBASSADORS PROVIDES PROFESSIONAL DEVELOPMENT FOR HIGH SCHOOL, MIDDLE SCHOOL AND COMMUNITY COLLEGE SCIENCE EDUCATORS AND INCLUDES AN IMMERSIVE EXPERIENCE ONBOARD NASA'S STRATOSPHERIC OBSERVATORY FOR INFRARED ASTRONOMY; AND RESEARCH EXPERIENCE FOR UNDERGRADUATES, AN 8-WEEK SUMMER INTERNSHIP THAT PAIRS STUDENTS WITH SCIENTIST MENTORS. 553227 THE CENTER FOR OUTREACH BELIEVES THAT UNDERSTANDING OUR WORK PLACES HUMANITY IN A GREATER CONTEXT. WE SHARE RESEARCH AND LEARNING WITH THE PUBLIC THROUGH DIGITAL, REAL WORLD AND BROADCAST ACTIVITIES. THESE INCLUDE BIG PICTURE SCIENCE, A RADIO SHOW AND PODCAST CARRIED BY MORE THAN 150 RADIO STATIONS; SETI TALKS, A MONTHLY LECTURE SERIES SHOWCASING OUR SCIENCE AND SHARED ACROSS MULTIPLE DIGITAL CHANNELS; SETI AIR, WHICH FOSTERS AN EXCHANGE OF IDEAS BETWEEN ARTISTS AND SCIENTISTS; SETI LIVE, A WEEKLY LIVESTREAMED DISCUSSION FEATURING SETI INSTITUTE RESEARCHERS AND SCIENTISTS ENGAGED IN SIMILAR WORK; PUBLIC TALKS AT SCHOOLS, MUSEUMS, LIBRARIES AND OTHER EVENTS AND ORGANIZATIONS; EXPLORER, AN ANNUAL MAGAZINE, JOURNEY, AN E-NEWSLETTER; AND THE SETI.ORG WEBSITE. 16896538 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 0 1 0 0 1 1 1 1 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 53 0 1 146 1 0 0 0 0 0 0 0 0 0 0 0 0 X 18 17 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA AL AR FL GA HI IL KS KY MD MA MI MN MS NJ NM NY NC OR PA RI SC TN UT VA WV WI NH AK CO CT ME NV ND OH OK WA X X X BRUCE CAMPBELL 6509606633 339 BERNARDO AVE SUITE 200 MOUNTAIN VIEW CA 94043 WENDI ZHENG TRUSTEE 1.00 X 0 0 0 JOHN GIANNANDREA TRUSTEE 1.00 X 0 0 0 ANDREW FRAKNOI TRUSTEE 1.00 X 0 0 0 AVERY WANG TRUSTEE 1.00 X 0 0 0 JILL TARTER TRUSTEE 1.00 X 0 0 0 PIERRE SCHWOB TRUSTEE 1.00 X 0 0 0 MANNAN LATIF TRUSTEE 1.00 X 0 0 0 DAVA NEWMAN TRUSTEE 1.00 X 0 0 0 MARCO LARSEN TRUSTEE 1.00 X 0 0 0 AMARESH KOLLIPARA TRUSTEE 1.00 X 0 0 0 FREDRICK DEMOPOULOS TRUSTEE 1.00 X 0 0 0 SAAD KHAN TRUSTEE 1.00 X 0 0 0 DANIEL LANKFORD CHAIRMAN 1.00 X X 0 0 0 DANE GLASGOW VICE CHAIRMAN 1.00 X X 0 0 0 BILL DIAMOND SECRETARY, PRESIDENT & CEO 40.00 X X 272525 0 54298 SHAHZADA DAWOOD TRUSTEE 1.00 X 0 0 0 MOHANJIT JOLLY TRUSTEE 1.00 X 0 0 0 REEMA KHAN TRUSTEE 1.00 X 0 0 0 BRUCE CAMPBELL CHIEF FINANCIAL OFFICER 40.00 X 156005 0 40301 PETER TENENBAUM DATA SCIENTIST 40.00 X 204808 0 48831 JOSHEPH TWICKEN SENIOR SCIENTIFIC PROGRAMM 40.00 X 207874 0 16724 JANICE BISHOP SENIOR SCIENTIST 40.00 X 199805 0 63705 J ANDY SPRY SENIOR SCIENTIST 40.00 X 180225 0 14929 MARK SHOWALTER SENIOR SCIENTIST 40.00 X 175425 0 46546 1396667 0 285334 54 0 1 0 0 256283 20825084 5038745 26120112 273 273 12284 256283 256607 -244323 -244323 MISCELLANEOUS 900099 50052 50052 50052 25926114 0 0 -193998 2855300 2855300 993030 993030 531173 23234 501301 6638 10469856 8334032 1954806 181018 659575 519407 133948 6220 1651145 1122383 501038 27724 875488 671404 189628 14456 47263 28248 10817 8198 66521 66521 52002 52002 964939 886454 70751 7734 31200 31200 187593 71450 104598 11545 209604 17097 189503 3004 660848 6793 654055 245810 239960 3644 2206 26519 16849 9670 220 220 743392 706656 36736 134118 21271 112623 224 SUPPLIES 403442 311714 89391 2337 POSTAGE AND PRINTING 67915 50724 5139 12052 OTHER EXPENSES 38327 8328 13297 16702 DUES AND SUBSCRIPTIONS 19629 12204 7369 56 20 20 21934929 16896538 4686255 352136 3967522 2876171 253357 252839 2485252 2167647 168112 169011 130745 395471 15933479 6826269 7070251 9107210 750000 461352 517590 14536591 16235939 2220240 2626634 575796 240567 2780968 388832 5577004 3256033 X 6277170 10522049 2682417 2457857 8959587 12979906 14536591 16235939 X 3991185 -626 29760 X X 0 1 X 1 1 1 X 20217456 20062899 24906234 22679790 26120112 113986491 20217456 20062899 24906234 22679790 26120112 113986491 6257195 107729296 284 2551 3676 369 273 7153 119931 31863 17515 57 169366 114163010 87419 0.94360 0.94560 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 150487 177935 175 328597 30260 120000 227 150487 5260 25000 30260 5260 5260 5260 5260 0.00000 1.00000 0.00000 0 0 320948 317690 3258 11164330 6508579 4655751 4448201 4448201 9107210 UNITRUST PAYABLE 32676 OPERATING LEASE LIABILITY 356156 388832 25951286 -626 29760 29134 25922152 3962 3962 25926114 21930967 0 21930967 3962 3962 21934929 PART V, LINE 4: THE SETI INSTITUTE HAS ESTABLISHED A PERMANENT ENDOWMENT TO ENSURE THAT FUTURE GENERATIONS CAN CONTINUE TO FOSTER THE EXCITEMENT OF OUR MISSION AND HELP TO ANSWER THE QUESTIONS ABOUT LIFE IN THE UNIVERSE. THE STARTING BALANCE OF OUR PERMANENTLY RESTRICTED NET ASSETS WAS DONATED TO THE INSTITUTE IN 2000 AND REPRESENT THE FIRST FUNDS SET ASIDE FOR OUR FUTURE ENDOWMENT. IN FY2021 SETI FORWARD ENDOWMENT FUNDS TOTALED $24,662; INCOME ON THIS ENDOWMENT WILL BE USED TO SUPPPORT TRAVEL EXPENSES OF STUDENTS OR EARLY CAREER SCIENTISTS IN THE FIELD OF SETI ARE RELATED RESEARCH. THE REMAINDER OF ENDOWED FUNDS ARE INTENDED FOR THE GENERAL ENDOWMENT. INCOME ON GENERAL ENDOWMENT FUNDS WILL BE USED TO SUPPORT OPERATIONS OF THE INSTITUTE. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 29,760. PART XI, LINE 4B - OTHER ADJUSTMENTS: EVENT EXPENSES PRESENTED ON STATEMENT OF FUNCTIONAL EXPENSE 3,962. PART XII, LINE 4B - OTHER ADJUSTMENTS: EVENT EXPENSES PRESENTED ON STATEMENT OF FUNCTIONAL EXPENSES 3,962. 1 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 1 15 ARTIFICIAL INTELIGENCE SOFTWARE TOOLS DEVELOPMENT AND APPLICATTION OF AI TO SCIENTIFIC PROBLEMS WITH SCIENTIFIC RESEARCH 687372 NORTH AMERICA (INCLUDING CANADA AND MEXICO, BUT NOT THE U.S. 0 4 ARTIFICIAL INTELIGENCE SOFTWARE TOOLS DEVELOPMENT AND APPLICATTION OF AI TO SCIENTIFIC PROBLEMS WITH SCIENTIFIC RESEARCH 81758 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 1 ARTIFICIAL INTELIGENCE SOFTWARE TOOLS DEVELOPMENT AND APPLICATION OF AI TO SCIENTIFIC PROBLEMS WITH SCIENTIFIC RESEARCH 9000 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 1 0 PREPARATION FOR, STAGING OF AND TRANSPORTATION OF ANTARCTIC EXPEDITION (NON-FEDERAL) SCIENTIFIC RESEARCH 196900 EAST ASIA AND THE PACIFIC 0 1 ARTIFICIAL INTELIGENCE SOFTWARE TOOLS DEVELOPMENT AND APPLICATION OF AI TO SCIENTIFIC PROBLEMS WITH SCIENTIFIC RESEARCH 9000 SOUTH AMERICA 0 1 ARTIFICIAL INTELIGENCE SOFTWARE TOOLS DEVELOPMENT AND APPLICATION OF AI TO SCIENTIFIC PROBLEMS WITH SCIENTIFIC RESEARCH 9000 2 22 0 0 2 22 993030 0 993030 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM AI SOFTWARE DEVELOPMENT AND APPLICATION OF AI TOOLS TO SCIENTIFIC PROBLEMS 526435 WIRE TRANSFER NEGOTIATED CONTRACT AMOUNT SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, LOGISTICAL AND TRANSPORTATION FOR ANTARCTIC EXPEDITIONS 196900 WIRE NEGOTIATED CONTRACT AMOUNT EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM RESEARCH 15692 WIRE NEGOTIATED CONTRACT AMOUNT 3 FDL PROGRAM STIPEND; 1 FED SUBCONTRACT. EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 15 145245 WIRE FDL PROGRAM STIPEND NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 3 81758 WIRE FDL PROGRAM STIPEND SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 1 9000 WIRE FDL PROGRAM STIPEND EAST ASIA AND THE PACIFIC 1 9000 WIRE FDL PROGRAM STIPEND SOUTH AMERICA 1 9000 WIRE 0 0 0 0 0 0 PART I, LINE 2: SUB-RECIPIENT PERFORMANCE IS TRACKED BY THE PRINCIPAL INVESTIGATOR (PI). SETI CHECKS IN WITH THE PI/MANAGER BEFORE INVOICES ARE ACCEPTED AND PROCESSED INTO THE ACCOUNTING SYSTEM. SETI UTILIZES SUB-RECIPIENTS TO PERFORM RESEARCH AND OUTREACH. PART III ACCOUNTING METHOD: X X X X X X X 1 CAPE COD MAIL GROUP LLC E2 BEACH PLUM LAND BUZZARDS BAY MA 02532 PROVIDED ADVICE AND DESIGN SERVICES ON FUNDRAISING CAMPAIGNS 0 94731 4194 90537 MAINSPRING MEDIA COMMUNICATIONS INC 108 CEDAR HILL ROAD BEDFORD NY 10506 PROVIDED ADVICE ON FUNDRAISING CAMPAIGNS (EMAIL/DIRECT MAIL, 0 94731 47808 46923 189462 52002 137460 AL AR CT FL GA HI IL KS KY ME MD MA MN MS NJ MI NM NY NC ND OH OK PA RI SC TN UT WV WI CA VA FRIENDRAISER 125000 125000 78762 43917 DRAKE AWARDS 7430 3410 4020 10000 2605 1 136137 127873 8264 100221 21102 268567 256283 12284 188983 67624 256607 -244323 1 HONEYBEE ROBOTICS BUILDING 128 SUITE 12163 FLUSHING AVE UNIT 150 BROOKLYN NY 11205 880193033 CORPORATION 789765 RESEARCH GIRL SCOUTS OF THE USA 420 FIFTH AVE 15TH FLOOR NEW YORK NY 10018 131624016 501(C)(3) 295366 RESEARCH UNIVERSITY OF WASHINGTON 12455 COLLECTIONS DRIVE CHICAGO IL 60693 916001537 UNIVERSITY 276856 RESEARCH BOARD OF REGENTS OF UNIV OF WISCONSIN SYSTEM UW-MADISON GAR ACCOUNT OFFICE FOR RESEARCH SPONSORED PROGRAMSDRAWER 5 MILWAUKEE WI 532780538 383769453 UNIVERSITY 118404 RESEARCH ASTRONOMICAL SOCIETY OF THE PACIFIC 390 ASHTON AVENUE SAN FRANCISCO CA 941121722 940294860 501(C)(3) 104151 RESEARCH UNIV OF HAWAII 2440 CAMPUS ROAD BOX 368 HONOLULU HI 96822 996000354 UNIVERSITY 97415 0 RESEARCH CORNELL UNIVERSITY PO BOX 22 ITHACA NY 148510022 150532082 UNIVERSITY 92023 RESEARCH SMITHSONIAN ASTROPHYSICAL OBSERVATORY 24351 NEWARK PLACE SAO CHICAGO IL 606731243 530206027 NONPROFIT TRUST OF F 82723 RESEARCH BAJA TECHNOLOGY LLC 380 W SECRETARIAT DR TEMPE AZ 85284 860869666 LLC 66300 RESEARCH THE UNIVERSITY OF ARIZONA SPONSORED PROJECTS SERVICES 1303 E UNIVERSITY BLVD BOX 3 TUCSON AZ 857190521 742652689 UNIVERSITY 64494 RESEARCH SPACE TELESCOPE SCIENCE INSTITUTE 3700 SAN MARTIN DRIVE BALTIMORE MD 21218 860138043 501(C)(3) 64234 RESEARCH WEST ED 4665 LAMPSON AVE LOS ALAMITOS CA 90720 943233542 501(C)(3) 63509 RESEARCH PURDUE UNIVERSITY NETWORK PLACE CHICAGO CHICAGO IL 606731235 356002041 UNIVERSITY 63054 RESEARCH THE REGENTS OF THE UNIVERSITY OF CALIFORNIA AT RIVERSIDE 900 UNIVERSITY AVE MAIN CASHIERS OFFICE RIVERSIDE CA 92521 956006142 UNIVERSITY 60174 RESEARCH GEORGETOWN UNIVERSITY PO BOX 571164 WASHINGTON DC 200571164 530196603 UNIVERSITY 59743 RESEARCH UNIVERSITY OF TEXAS AT ARLINGTON BOX 19136 ARLINGTON TX 760190136 746000203 UNIVERSITY 51032 RESEARCH THE RESEARCH FOUNDATION FOR THE THE STATE UNIVERSITY OF NEW YORK PO BOX 9 ALBANY ALBANY NY 122010009 141368361 UNIVERSITY 47171 RESEARCH UNIVERISTY OF FLORIDA BOARD OF TRUSTEES PO BOX 113001 GAINESVILLE FL 32611 596002052 UNIVERSITY 46370 RESEARCH ARIES 1225 EDGEVALE RD SILVER SPRING MD 20910 202975272 CORPORATION 36956 RESEARCH UNIVERSITY OF MASSACHUSETTS- AMHERST 100 VENTURE WAY SUITE 201 HADLEY MA 01035 043167352 UNIVERSITY 35717 RESEARCH PLANETARY SCIENCE INSTITUTE 1700 E FORT LOWELL ROAD SUITE 106 TUCSON AZ 857192395 330175263 501(C)(3) 31625 RESEARCH UNIVERSITY OF SOUTHERN CALIFORNIA SPONSORED PROJECTS ACCOUNTING 3500 SOUTH FIGUEROA STREET SUITE 102 LOS ANGELES CA 900898001 951642394 UNIVERSITY 28587 RESEARCH GIRL SCOUTS OF NORTHERN CALIFORNIA 1650 HARGOR BAY PARKWAY 100 ALAMEDA CA 94502 941551410 501(C)(3) 27910 RESEARCH HOWARD UNIVERSITY 2244 10TH STREET NW WASHINGTON DC DC 20059 530204707 UNIVERSITY 26407 RESEARCH CITRUS COLLEGE 1000 WEST FOOTHILL BLVD GLENDORA CA 917411899 952452557 UNIVERSITY 25432 RESEARCH FIBERNETICS LLC 10 SOUTHVIEW LANE LITIT PA 17543 208438155 LLC 24741 RESEARCH UNIVERSITY OF OKLAHOMA RESEARCH FINANCIAL SERVICES NORMAN OK 73019 736017987 UNIVERSITY 24483 RESEARCH SAN DIEGO STATE UNIVERSITY FOUNDATION 5250 CAMPANILE DR SAN DIEGO CA 921821948 956042721 UNIVERSITY 24194 RESEARCH BALL AEROSPACE & TECHNOLOGIES CORP 33302 COLLECTION CENTER DRIVE CHICAGO IL 606930333 841315001 CORPORATION 21885 RESEARCH M3D CO ROGER MATAR 309 LAURELWOOD RD UNIT 23 SANTA CLARA CA 95054 609500297 CORPORATION 21578 RESEARCH UNIVERSITIES SPACE RESEARCH ASSOCIATION (MD) 7178 COLUMBIA GATEWAY DRIVE COLUMBIA MD 21046 520892064 501(C)(3) 17138 RESEARCH ARIZONA STATE UNIVERSITY OFFICE FOR RESEARCH AND SPONSORED PROJECTSPO BOX 876011 TEMPE AZ 852876011 860196696 UNIVERSITY 16925 RESEARCH GEORGIA TECH RESEARCH CORPORATION PO BOX 100117 ATLANTA GA 30384 580603146 CORPORATION 16654 RESEARCH UNIVERSITY OF VIRGINI OFFICE OF SPONSORED PROGRAMS CHARLOTTESVILLE VA 229044195 546001796 UNIVERSITY 13365 RESEARCH VILLANOVA UNIVERSITY RESEARCH ACCOUNTING OFFICVE ATTN NATALIYA WESTRATE VILLANOVA PA 19085 231352688 UNIVERSITY 11591 RESEARCH SOUTHWEST RESEARCH INSTITUTE (SWRI) 6220 CULEBRA ROAD BLDG 160 SAN ANTONIO TX 782385166 741070544 501(C)(3) 7328 RESEARCH 29 7 PART I, LINE 2: SUB-RECIPIENT PERFORMANCE IS TRACKED BY THE PRINCIPAL INVESTIGATOR (PI). SETI CHECKS IN WITH THE PI/MANAGER BEFORE INVOICES ARE ACCEPTED AND PROCESSED INTO THE ACCOUNTING SYSTEM. SETI UTILIZES SUB-RECIPIENTS TO PERFORM RESEARCH AND OUTREACH. X X 0 0 0 0 0 0 0 0 0 BILL DIAMOND SECRETARY, PRESIDENT & CEO 272525 0 0 0 0 0 22000 0 32298 0 326823 0 0 0 JANICE BISHOP SENIOR SCIENTIST 199805 0 0 0 0 0 16506 0 47199 0 263510 0 0 0 PETER TENENBAUM DATA SCIENTIST 204808 0 0 0 0 0 16532 0 32299 0 253639 0 0 0 JOSHEPH TWICKEN SENIOR SCIENTIFIC PROGRAMM 207874 0 0 0 0 0 16640 0 84 0 224598 0 0 0 MARK SHOWALTER SENIOR SCIENTIST 175425 0 0 0 0 0 14256 0 32290 0 221971 0 0 0 BRUCE CAMPBELL CHIEF FINANCIAL OFFICER 156005 0 0 0 0 0 12800 0 27501 0 196306 0 0 0 J ANDY SPRY SENIOR SCIENTIST 180225 0 0 0 0 0 14499 0 430 0 195154 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B WHEN THE FORM IS COMPLETED, AND PRIOR TO SUBMISSION TO THE IRS, THE FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE, SUBCOMMITTEE OF THE BOARD OF TRUSTEES WHICH INCLUDES NON-TRUSTEES AND TRUSTEES. UPON ACCEPTANCE BY THIS SUBCOMMITTEE, THE FORM 990 IS FINALIZED AND DISTRIBUTED TO THE FULL BOARD FOR INFORMATION AND COMMENT AND THEN FILED ELECTRONICALLY WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE SETI INSTITUTE HAS A FORMAL CONFLICT OF INTEREST QUESTIONNAIRE THAT IS DESIGNED TO IDENTIFY POSSIBLE CONFLICTS OF INTEREST AMONG OUR TRUSTEES. THIS QUESTIONNAIRE IS DISTRIBUTED ANNUALLY AND TRUSTEES ARE REQUIRED TO COMPLETE IT AND RETURN IT TO THE BOARD SECRETARY. THE SECRETARY, IN CONJUNCTION WITH THE TRUSTEESHIP COMMITTEE CHAIRPERSON, REVIEWS EACH QUESTIONNAIRE, CONDUCTS INTERVIEWS WHEN NEEDED, AND COMMUNICATES ANY IDENTIFIED CONFLICTS TO THE FULL BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE SETI INSTITUTE USES A PROFESSIONALLY PREPARED COMPENSATION STUDY TO DETERMINE APPROPRIATE COMPENSATION LEVELS FOR ALL EMPLOYEES. WHEN CHANGES TO ANY OFFICER'S COMPENSATION AMOUNT IS PROPOSED, THE BOARD, IN AN EXECUTIVE SESSION, REVIEWS THE PROPOSED CHANGE AND APPROVES IT BY FORMAL BOARD RESOLUTION PRIOR TO IT BEING GRANTED. THE PROCESS WAS LAST UNDERTAKEN IN 2021. FORM 990, PART VI, SECTION C, LINE 19 THE SETI INSTITUTE DISTRIBUTES ITS FINANCIAL INFORMATION TO THE PUBLIC VIA DUN AND BRADSTREET AND OTHER OUTSIDE WEBSITES, SUCH AS GUIDESTAR. WE ALSO MAKE OUR FORM 990 AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. GOVERNING DOCUMENTS MAY ALSO BE MADE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 29,760. FORM 990, PART XII, LINE 2C THE PROCESS FOR OVERSIGHT OF THE FINANCIAL STATEMENT AUDIT AND FOR SELECTION OF AN INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM PRIOR YEAR.