2022-07-06T14:32:21-05:00 2021-12-31 450250958 EIDE BAILLY LLP 2950 E HARMONY RD STE 290 FORT COLLINS CO 805283429 990 2021-01-01 135660277 AMERICAN WATER WORKS ASSOCIATION AMER 3037947711 6666 W QUINCY AVE DENVER CO 80235 ROBERT A LAY CHIEF FINANCIAL OFFICER 3037947711 2022-06-30 1 ROBERT LAY 999009999 KYLE FRITCH CPA P01313374 9702238825 2022-06-30 0 AAL1 IAL1 2021 2022-09-23 18:48:47Z DAVID LAFRANCE 6666 W QUINCY AVE DENVER CO 80235 44383377 0 X WWW.AWWA.ORG X 1881 IL PROVIDING SOLUTIONS TO EFFECTIVELY MANAGE WATER, THE WORLD'S MOST IMPORTANT RESOURCE. 60 60 167 5000 1429542 65792 1914462 5903566 17772382 20205087 476521 683313 3832357 10040482 23995722 36832448 2293895 2413825 0 0 16058386 15464703 0 0 2639685 8931935 9855375 27284216 27733903 -3288494 9098545 36777196 47244350 16198864 19914065 20578332 27330285 X PROVIDING SOLUTIONS TO EFFECTIVELY MANAGE WATER, THE WORLD'S MOST VITAL RESOURCE. 0 0 9941233 2358931 13822243 MEMBER SECTION SERVICES: AWWA MEMBERSHIP GIVES ACCESS TO VALUABLE TOOLS, TECHNICAL RESOURCES, TRAINING AND PUBLICATIONS TO SHARPEN SKILLS AND ADVANCE CAREERS IN THE WATER SECTOR. AWWA MEMBERSHIP CONNECTS WATER PROFESSIONALS WITH A WHOLE COMMUNITY OF PEOPLE DEDICATED TO THE SAME IMPORTANT GOALS. AWWA MEMBERSHIP AUTOMATICALLY PROVIDES LOCAL SECTION MEMBERSHIP THAT EMPOWERS MEMBERS TO GET INVOLVED AT THE LOCAL LEVEL. THE ASSOCIATION HAD 48,756 MEMBERS AT DECEMBER 31, 2021. 4356521 3143058 PUBLICATIONS AND SUBSCRIPTIONS: AWWA PUBLISHES AND DELIVERS VARIOUS SCIENTIFIC AND EDUCATIONAL MATERIALS THROUGH MULTIPLE PLATFORMS INCLUDING PERIODICALS, BOOKS, HANDBOOKS AND MANUALS OF PRACTICE FOR USE BY THE PUBLIC AND WATER INDUSTRY. FOR MORE THAN 100 YEARS AWWA HAS DEVELOPED VOLUNTARY STANDARDS OF MINIMUM REQUIREMENTS, MATERIALS, EQUIPMENT AND PRACTICES USED IN WATER TREATMENT SUPPLY. THESE STANDARDS ARE USED BY THOUSANDS OF MANUFACTURERS, DISTRIBUTORS AND FACILITIES WORLDWIDE TO ENSURE THE HIGHEST QUALITY PRODUCTS AND SERVICE. 3118494 1820973 CONFERENCES AND EDUCATIONAL PROGRAMS: AWWA OFFERS EDUCATION TO WATER PROFESSIONALS THROUGH: IN-PERSON AND VIRTUAL CONFERENCES WHERE WATER SECTOR PROFESSIONALS CAN COME TOGETHER AND LEARN, CONNECT AND BE INSPIRED TO SOLVE TODAY'S GLOBAL WATER CHALLENGES; IN-PERSON AND VIRTUAL SEMINARS ON TRENDING WATER TOPICS DELIVERED BY EXPERTS IN THE FIELD; SELF-PACED AND INSTRUCTOR-LED ONLINE OPERATOR COURSES COVERING ALL PHASES OF WATER TREATMENT AND DISTRIBUTION OPERATIONS AND CUSTOMER SERVICE SKILLS COURSES; AND SAFETY, OPERATOR AND CONSUMER EDUCATION FOCUSED ON-DEMAND VIDEOS. IN 2021, FIVE IN-PERSON AND SIX VIRTUAL CONFERENCES, AND FIVE SEMINARS WERE HELD SERVING APPROXIMATELY 7,400 ATTENDEES. FIFTY-NINE DISTANCE LEARNING WEBINARS WERE PRODUCED SERVING APPROXIMATELY 12,800 INDIVIDUALS AND GROUP REGISTRANTS. THERE WERE APPROXIMATELY 8,000 REGISTRATIONS FOR 104 E-LEARNING COURSES DELIVERED. 2830787 54894 1863615 ADVOCACY AWWA DELIVERS THE WATER SECTOR'S KNOWLEDGE AND EXPERTISE TO INFORM NATIONAL DECISION MAKERS, AND TO STATE CAPITALS THROUGH AWWA'S AFFILIATED SECTIONS. AWWA EDUCATES THE PUBLIC ON THE PROBLEMS OF WATER SUPPLY AND PROMOTES A SPIRIT OF COOPERATION BETWEEN CONSUMERS AND SUPPLIERS IN SOLVING THESE PROBLEMS. INCLUDES DEVELOPMENT AND IMPLEMENTATION OF INFORMATION PROJECTS, MEDIA RELATIONS, INQUIRES, AND THE NATIONAL DRINKING WATER WEEK CAMPAIGN. 2830787 54894 1863615 20247035 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 1 1 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 123 0 1 167 1 1 1 1 CA 0 0 0 0 0 0 0 0 0 0 X 60 60 1 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 0 0 AK AR CA CT FL CO ME MA MI MN NH NJ X ROBERT A LAY 3037947711 6666 W QUINCY AVE DENVER CO 80235 CHI HO SHAM PHD PRESIDENT 1.00 X X 0 0 0 JOSEPH G JACANGELO PHD PRESIDENT-ELECT 1.00 X X 0 0 0 MELISSA ELLIOTT IMMEDIATE PAST-PRESIDENT 1.00 X X 0 0 0 JIM WILLIAMS IMMEDIATE PAST-PRESIDENT (THRU 6/21) 1.00 X X 0 0 0 JON B EATON TREASURER 1.00 X X 0 0 0 RANDALL M BLACK DIRECTOR/VICE PRESIDENT 1.00 X X 0 0 0 HEATHER COLLINS DIRECTOR/VICE PRESIDENT 1.00 X X 0 0 0 JENNIFER ELMS VICE PRESIDENT 1.00 X X 0 0 0 ANGELA BALLARD LANDERS DIRECTOR/VICE PRESIDENT 1.00 X X 0 0 0 CHERYL PORTER DIRECTOR/VICE PRESIDENT 1.00 X X 0 0 0 PAT STASKIEWICZ VICE PRESIDENT 1.00 X X 0 0 0 ELIZABETH CARTER VICE PRESIDENT (THRU 6/21) 1.00 X X 0 0 0 RICHARD HOPE VICE PRESIDENT (THRU 6/21) 1.00 X X 0 0 0 LEE ANNE JONES VICE PRESIDENT (THRU 6/21) 1.00 X X 0 0 0 STEPHEN RANDTKE VICE PRESIDENT (THRU 6/21) 1.00 X X 0 0 0 HUNTER ARNOLD PE DIRECTOR 1.00 X 0 0 0 SHILO WILLIAMS DIRECTOR 1.00 X 0 0 0 ASIA PHILBIN DIRECTOR 1.00 X 0 0 0 SCOTT GRASMAN DIRECTOR 1.00 X 0 0 0 JOHN HERLIHY DIRECTOR 1.00 X 0 0 0 MARK LEHIGH DIRECTOR 1.00 X 0 0 0 JUANITA REYHER-COLON DIRECTOR 1.00 X 0 0 0 JOHN VAN ARSDEL DIRECTOR 1.00 X 0 0 0 BRYAN R PHINNEY DIRECTOR 1.00 X 0 0 0 ZACK DANIEL DIRECTOR 1.00 X 0 0 0 CARLOS GARCIA SALAZAR DIRECTOR 1.00 X 0 0 0 ERIC VOLK DIRECTOR 1.00 X 0 0 0 JOHN ALSTON DIRECTOR 1.00 X 0 0 0 TERESA KONDA DIRECTOR 1.00 X 0 0 0 G CHRISTIAN ANDREASEN JR DIRECTOR 1.00 X 0 0 0 CHRIS HODGSON DIRECTOR 1.00 X 0 0 0 PAUL J GRANGER DIRECTOR 1.00 X 0 0 0 DANELLA PETTENSKI DIRECTOR 1.00 X 0 0 0 MICHAEL T BROWN DIRECTOR 1.00 X 0 0 0 CARLOS ORTIZ DIRECTOR 1.00 X 0 0 0 MATHIEU LANEUVILLE DIRECTOR 1.00 X 0 0 0 CURTIS M DILLARD DIRECTOR 1.00 X 0 0 0 BLAKE WEINDORF DIRECTOR 1.00 X 0 0 0 BRUCE CURTIS DIRECTOR 1.00 X 0 0 0 JEFF O'DRISCOLL DIRECTOR 1.00 X 0 0 0 MICHELLE STOCKNESS DIRECTOR 1.00 X 0 0 0 CORIANNE BURNETT DIRECTOR 1.00 X 0 0 0 COLIN CHUNG DIRECTOR 1.00 X 0 0 0 KRISTIN KIHS DIRECTOR 1.00 X 0 0 0 JEANINE DUDLE DIRECTOR 1.00 X 0 0 0 PATRICK KERR DIRECTOR 1.00 X 0 0 0 MICHAEL MARKUS DIRECTOR 1.00 X 0 0 0 ARI CARLIN COPELAND DIRECTOR (FROM 6/21) 1.00 X 0 0 0 CHRISTOPHER A HARRISON DIRECTOR (FROM 6/21) 1.00 X 0 0 0 DAVID BRUSCHWEIN DIRECTOR (FROM 6/21) 1.00 X 0 0 0 DAVID K SAUNDERS PE DIRECTOR (FROM 6/21) 1.00 X 0 0 0 JOHN R DUNN PE DIRECTOR (FROM 6/21) 1.00 X 0 0 0 JOSEPH ANTHONY HONNER DIRECTOR (FROM 6/21) 1.00 X 0 0 0 JOSEPH FINN DIRECTOR (FROM 6/21) 1.00 X 0 0 0 KATHERINE S NUTTING DIRECTOR (FROM 6/21) 1.00 X 0 0 0 LESTER M ESTELLE SR DIRECTOR (FROM 6/21) 1.00 X 0 0 0 LOUIS WOOTEN DIRECTOR (FROM 6/21) 1.00 X 0 0 0 MARCUS PETER FIRMAN DIRECTOR (FROM 6/21) 1.00 X 0 0 0 PAUL J DELPHOS DIRECTOR (FROM 6/21) 1.00 X 0 0 0 RANDY L MOORE DIRECTOR (FROM 6/21) 1.00 X 0 0 0 STEPHEN L SIMPSON PE DIRECTOR (FROM 6/21) 1.00 X 0 0 0 STEVE GAY DIRECTOR (FROM 6/21) 1.00 X 0 0 0 KEITH KOHUT DIRECTOR (FROM 6/21) 1.00 X 0 0 0 KELLEY D SMITH DIRECTOR (FROM 6/21) 1.00 X 0 0 0 SALLY U MILLS-WRIGHT DIRECTOR (FROM 6/21) 1.00 X 0 0 0 TIMOTHY PHELAN DIRECTOR (THRU 6/21) 1.00 X 0 0 0 DEBRA KAYE DIRECTOR (THRU 6/21) 1.00 X 0 0 0 KELLY COMSTOCK DIRECTOR (THRU 6/21) 1.00 X 0 0 0 JOHN SEEVER DIRECTOR (THRU 6/21) 1.00 X 0 0 0 MARK DUBEN DIRECTOR (THRU 6/21) 1.00 X 0 0 0 RODDY ROGERS DIRECTOR (THRU 6/21) 1.00 X 0 0 0 RON HARGROVE DIRECTOR (THRU 6/21) 1.00 X 0 0 0 DEAN SLETTEN DIRECTOR (THRU 6/21) 1.00 X 0 0 0 JEFF DEVILLE DIRECTOR (THRU 6/21) 1.00 X 0 0 0 SHERRY WILLIAMS DIRECTOR (THRU 6/21) 1.00 X 0 0 0 JEFFREY EKSTROM DIRECTOR (THRU 6/21) 1.00 X 0 0 0 KEISHA THORPE DIRECTOR (THRU 6/21) 1.00 X 0 0 0 MARY L GUGLIUZZA DIRECTOR (THRU 6/21) 1.00 X 0 0 0 MICHAEL STUHR DIRECTOR (THRU 6/21) 1.00 X 0 0 0 DAVID LAFRANCE SECRETARY/CHIEF EXECUTIVE OFFICER 40.00 X 362849 0 48412 PAULA MACILWAINE DEPUTY CHIEF EXECUTIVE OFFICER 40.00 X 259136 0 51458 BOB LAY CHIEF FINANCIAL OFFICER 40.00 X 185957 0 35778 GEORGE TRACY MEHAN EXECUTIVE DIRECTOR, GOVERNMENT AFFAIRS 40.00 X 241569 0 42413 SUSAN FRANCESCHI CHIEF MEMBERSHIP OFFICER 40.00 X 194869 0 30809 STEVE VIA DIRECTOR - FEDERAL RELATIONS 40.00 X 152097 0 15449 MICHAEL HISKEY DIRECTOR - IT 40.00 X 145372 0 33755 APRIL DEBAKER DIRECTOR - CONF. & EVENTS 40.00 X 141996 0 36449 THERESE BLACKETOR CONTROLLER 40.00 X 142852 0 34662 GREG KAIL DIRECTOR - COMMUNICATIONS 40.00 X 139240 0 42466 1965937 0 371651 22 0 1 0 JOHN WILEY & SONS INC PO BOX 22308 NEW YORK NY 10087 PUBLISHING 991150 PERSONIFY INC PO BOX 735327 DALLAS TX 75373 SOFTWARE MAINTENANCE 315715 UPS PO BOX 650116 DALLAS TX 75265 SHIPPING 189537 BRIDGEPORT NATIONAL BINDERY INC PO BOX 289 AGAWAN MA 01001 PRINTING 186525 ON24 INC 50 BEALE ST 8TH FLOOR SAN FRANCISCO CA 94105 SOFTWARE PLATFORM 171729 11 4803729 1099837 5903566 MEMBERSHIP DUES 813920 13822243 13822243 ADVERTISING & SUBSCRIPTIONS 511120 2705534 1295192 1410342 CONFERENCE & SEMINARS 813920 2010742 2010742 EDUCATIONAL PROGRAM FEES 813920 684908 684908 981660 981660 20205087 410681 410681 1121520 1121520 7217623 6944991 272632 272632 272632 2461082 605938 1855144 1855144 INSURANCE PROCEEDS 813920 7044618 7044618 MISC REVENUE 813920 19200 19200 7063818 36832448 20649889 1429542 8849451 X 1867802 1867802 190330 190330 355693 355693 1453251 962725 490526 10655163 5998045 3539046 1118072 977985 749596 119949 108440 1521948 1161225 201350 159373 856356 647707 123088 85561 211499 201096 1142 9261 79668 75749 431 3488 54770 31427 18209 5134 67980 67980 2946727 2801780 15917 129030 493277 164045 329232 1359933 1208322 3078 148533 1248321 1009518 37358 201445 167538 107885 49828 9825 792134 755914 35751 469 770846 617702 24830 128314 252369 199938 8501 43930 RENT, INCLUDING CONFERE 542648 520746 17746 4156 ADMINISTRATIVE SERVICES 418753 290628 54168 73957 RECRUITING AND TRAINING 196189 136591 5228 54370 COMPLIMENTARY PUBLICATI 77083 50155 26928 175640 142416 33057 167 27733903 20247035 4847183 2639685 889638 832922 6017304 4366139 460312 879283 813936 881395 811327 450735 347563 218677 673775 848388 23351566 17382784 6551037 5968782 14642562 27335141 5104000 4880000 465742 582888 36777196 47244350 2403635 6494871 10380487 10836306 2949000 2000000 465742 582888 16198864 19914065 X 18443851 25033261 2134481 2297024 20578332 27330285 36777196 47244350 X 9098545 508268 -2854860 X 0 1 X 1 1 1 X 835129 1067792 1034412 1914462 5903566 10755361 29821781 29917119 31348241 20311667 21255827 132654635 526776 386124 611293 21347 1545540 31183686 31371035 32993946 22247476 27159393 144955536 21784 21784 0 21784 21784 144933752 1303374 1328095 1453350 1575060 1532201 7192080 187642 207591 231033 175997 65792 868055 1491016 1535686 1684383 1751057 1597993 8060135 575412 623694 453133 594269 2246508 33250114 33530415 35131462 24592802 28757386 155262179 0.93350 0.93260 0.05190 0.05020 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2017 AMOUNT: $ 575,412. 2018 AMOUNT: $ 623,694. 2019 AMOUNT: $ 453,133. 2020 AMOUNT: $ 594,269. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 26015 28755 54770 26259813 26314583 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 181956 200044 72450 54770 509220 250000 250000 250000 250000 1000000 1500000 30912 31988 26788 26015 115703 1998928 55998 133143 54893 5443 2127733 1953099 48545 37881 40597 1998928 1908558 35845 43818 35122 1953099 1889955 30805 38103 50305 1908558 1880144 35092 29100 54381 1889955 0.00000 0.69150 0.30850 0 0 252423 252423 11928317 6715761 5212556 688233 607755 80478 10482593 10059268 423325 5968782 LONG TERM MATURITY CDS 4880000 F 4880000 DEFERRED COMPENSATION LIABILITY 582888 582888 X 37272736 508268 508268 36764468 67980 67980 36832448 27665923 0 27665923 67980 67980 27733903 PART V, LINE 4: THE ORGANIZATION HAS DONOR RESTRICTED ENDOWMENT FUNDS ESTABLISHED FOR THE PURPOSES OF PROVIDING INCOME FOR AWARDS AND SCHOLARSHIPS. THE ASSOCIATION RECEIVES CONTRIBUTIONS IN SUPPORT OF THE FOLLOWING AWARDS: (1) ABEL WOLMAN FELLOWSHIP - FELLOWSHIPS HONOR THE MEMORY OF ABEL WOLMAN BY PROVIDING SUPPORT TO PROMISING DOCTORAL STUDENTS IN THE U.S., CANADA AND MEXICO PURSUING ADVANCED TRAINING AND RESEARCH IN THE FIELD OF WATER SUPPLY AND TREATMENT. (2) LARSON AQUATIC RESEARCH SUPPORT - SCHOLARSHIPS HONOR THE MEMORY OF DR. THURSTON LARSON BY PROVIDING SUPPORT FOR DOCTORAL AND MASTERS STUDENTS INTERESTED IN CAREERS IN THE FIELDS OF CORROSION CONTROL, TREATMENT AND DISTRIBUTION OF DOMESTIC AND INDUSTRIAL WATER SUPPLIES, AQUATIC CHEMISTRY, AND/ OR ENVIRONMENTAL CHEMISTRY. (3) DR. PHILIP C. SINGER SCHOLARSHIP - SCHOLARSHIPS HONOR THE INTERNATIONAL LEGACY OF RENOWNED WATER QUALITY RESEARCHER, EDUCATOR, AUTHOR AND MENTOR DR. PHILIP C. SINGER BY PROVIDING SUPPORT FOR STUDENTS ENROLLED IN A GRADUATED PROGRAM IN AN ACCREDITED UNIVERSITY PROGRAM FOR WATER RESEARCH, PUBLIC HEALTH OR WATER QUALITY. PART X, LINE 2: MANAGEMENT BELIEVES THAT THE ASSOCIATION HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN AFFECTING ITS ANNUAL FILING REQUIREMENTS, AND AS SUCH, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE CONSOLIDATED FINANCIAL STATEMENTS. THE ASSOCIATION WOULD RECOGNIZE FUTURE ACCRUED INTEREST AND PENALTIES RELATED TO UNRECOGNIZED TAX BENEFITS AND LIABILITIES IN INCOME TAX EXPENSE IF SUCH INTEREST AND PENALTIES ARE INCURRED. THE ASSOCIATION'S FORMS 990, 990-T AND OTHER INCOME TAX FILINGS REQUIRED BY STATE, LOCAL, OR NON-U.S. TAX AUTHORITIES ARE NO LONGER SUBJECT TO TAX EXAMINATION FOR YEARS BEFORE 2017 1 NORTH AMERICA 0 0 GRANTS OPERATING SUPPORT 355693 SOUTH AMERICA 0 0 PROGRAM SERVICES CONFERENCE/TRAVEL 14000 0 0 0 0 0 0 369693 0 369693 NORTH AMERICA OPERATING SUPPORT 178614 CHECK 0 N/A N/A NORTH AMERICA OPERATING SUPPORT 73762 CHECK 0 N/A N/A NORTH AMERICA OPERATING SUPPORT 36554 CHECK 0 N/A N/A NORTH AMERICA OPERATING SUPPORT 34105 CHECK 0 N/A N/A NORTH AMERICA OPERATING SUPPORT 17808 CHECK 0 N/A N/A NORTH AMERICA OPERATING SUPPORT 14850 WIRE 0 N/A N/A 0 6 0 0 0 0 0 0 PART I, LINE 2: AWWA SECTION SERVICES STAFF CORRESPONDS WITH SECTIONS REGULARLY THROUGHOUT THE YEAR MONITORING ACTIVITIES AND PROVIDING ASISTANCE TO THE SECTIONS AS NEEDED. ANNUAL FINANCIAL INFORMATION IS SENT FROM EACH SECTION TO AWWA. PART III ACCOUNTING METHOD: 1 ENGINEERS WITHOUT BORDERS 1031 33RD STREET SUITE 210 DENVER CO 80205 841589324 501(C)(3) 25000 0 OPERATING SUPPORT AWWA ALASKA SECTION PO BOX 244141 ANCHORAGE AK 99524 920139517 501(C)(3) 14562 0 OPERATING SUPPORT AWWA ALABAMA-MISSISSIPPI SECTION 418 FORTUNE DR FAIRHOPE AL 36532 237026150 501(C)(3) 39819 0 OPERATING SUPPORT AWWA ARIZONA SECTION 2875 W RAY RD STE 6 CHANDLER AZ 85224 237026151 501(C)(3) 33548 0 OPERATING SUPPORT AWWA CALIFORNIA-NEVADA SECTION 10435 ASHFORD ST RANCHO CUCAMONGA CA 91730 946114828 501(C)(3) 251231 0 OPERATING SUPPORT AWWA CHESAPEAKE SECTION 4871 FAIRBANK RD TILGHMAN MD 21671 521182688 501(C)(3) 27273 0 OPERATING SUPPORT AWWA CONNECTICUT SECTION 90 S SARGENT DR NEW HAVEN CT 06511 066100180 501(C)(3) 23423 0 OPERATING SUPPORT AWWA FLORIDA SECTION 1320 TENNESSEE AVE ST CLOUD FL 34769 237027079 501(C)(3) 109334 0 OPERATING SUPPORT AWWA GEORGIA SECTION 151 JUDY RD FRANKLIN GA 30217 581815129 501(C)(3) 49030 0 OPERATING SUPPORT AWWA HAWAII SECTION PO BOX 22614 HONOLULU HI 96823 990165772 501(C)(3) 18098 0 OPERATING SUPPORT AWWA ILLINOIS SECTION 545 S RANDALL RD ST CHARLES IL 60174 237026152 501(C)(3) 79054 0 OPERATING SUPPORT AWWA INDIANA SECTION 2680 EAST MAIN ST STE 106 PLAINFIELD IN 46168 237026153 501(C)(3) 49471 0 OPERATING SUPPORT AWWA INTERMOUNTAIN SECTION 8215 S 1300 W WEST JORDAN UT 84088 237026154 501(C)(3) 20640 0 OPERATING SUPPORT AWWA IOWA SECTION 3526 NW 80TH LN ANKENY IA 50023 237026138 501(C)(3) 19390 0 OPERATING SUPPORT AWWA KANSAS SECTION PO BOX 3046 SALINA KS 67402 237026155 501(C)(3) 16349 0 OPERATING SUPPORT AWWA KENTUCKY-TENNESSEE SECTION 3801 SPRINGHURST BLVD SUITE 201 LOUISVILLE KY 40241 237026156 501(C)(3) 65541 0 OPERATING SUPPORT AWWA MICHIGAN SECTION PO BOX 150469 GRAND RAPIDS MI 49515 386073280 501(C)(3) 43745 0 OPERATING SUPPORT AWWA MINNESOTA SECTION 2355 FAIRVIEW AVENUE NORTH PO BOX 117 ROSEVILLE MN 55113 237026161 501(C)(3) 33573 0 OPERATING SUPPORT AWWA MISSOURI SECTION 15914 RYAN DR BELTON MO 64012 237026157 501(C)(3) 32496 0 OPERATING SUPPORT AWWA MONTANA SECTION PO BOX 582 SEELEY LAKE MT 59868 237026158 501(C)(3) 15236 0 OPERATING SUPPORT AWWA NEBRASKA SECTION PO BOX 94791 LINCOLN NE 68509 237026159 501(C)(3) 15004 0 OPERATING SUPPORT AWWA NEW ENGLAND SECTION 125 HOPPING BROOK RD HOLLISTON MA 01746 041666330 501(C)(3) 64589 0 OPERATING SUPPORT AWWA NEW JERSEY SECTION 50 E RIDGEWOOD AVE BOX 183 RIDGEWOOD NJ 07450 226049378 501(C)(3) 46307 0 OPERATING SUPPORT AWWA NEW YORK SECTION 201 W GENESEE ST 130 FAYETTEVILLE NY 13066 116026214 501(C)(3) 69849 0 OPERATING SUPPORT AWWA NORTH CAROLINA SECTION 2841 PLAZA PLACE STE 130 RALEIGH NC 27612 566045934 501(C)(3) 47283 0 OPERATING SUPPORT AWWA NORTH DAKOTA SECTION 918 E DIVIDE AVE BISMARK ND 58501 440420756 501(C)(3) 14168 0 OPERATING SUPPORT AWWA OHIO SECTION 400 W WILSON BRIDGE RD SUITE 120 COLUMBUS OH 43215 237026162 501(C)(3) 76174 0 OPERATING SUPPORT AWWA PACIFIC NORTHWEST SECTION PO BOX 872467 VANCOUVER WA 98687 237026163 501(C)(3) 98866 0 OPERATING SUPPORT AWWA PENNSYLVANIA SECTION 1309 BRIDGE ST NEW CUMBERLAND PA 17070 237026164 501(C)(3) 67662 0 OPERATING SUPPORT AWWA ROCKY MOUNTAIN SECTION 8200 S QUEBEC ST SUITE A3-264 CENTENNIAL CO 80112 237026165 501(C)(3) 72372 0 OPERATING SUPPORT AWWA SOUTH CAROLINA SECTION 121 EXECUTIVE CENTER DR STE 115 COLUMBIA SC 29210 237052846 501(C)(3) 33649 0 OPERATING SUPPORT AWWA SOUTH DAKOTA SECTION 10101 N PONDEROSA DR BLACK HAWK SD 57718 237026166 501(C)(3) 15209 0 OPERATING SUPPORT AWWA SOUTHWEST SECTION 315 BOURQUE ST KAPLAN LA 70548 237026167 501(C)(3) 43537 0 OPERATING SUPPORT AWWA TEXAS SECTION PO BOX 80510 AUSTIN TX 78708 751388778 501(C)(3) 122152 0 OPERATING SUPPORT AWWA VIRGINIA SECTION PO BOX 11992 LYNCHBURG VA 24506 237026168 501(C)(3) 52791 0 OPERATING SUPPORT AWWA WEST VIRGINIA SECTION PO BOX 5190 CHARLESTON WV 25361 310988950 501(C)(3) 14769 0 OPERATING SUPPORT AWWA WISCONSIN SECTION PO BOX 635 OAK CREEK WI 53154 237026169 501(C)(3) 28334 0 OPERATING SUPPORT 37 0 AWARDS (WOLMAN) 2 39894 0 SCHOLARSHIP (LARSON) 2 12000 0 ONE AWWA SCHOLARSHIP 31 19991 0 CORPORATE SPONSORED SCHOLARSHIPS 21 115445 0 PART I, LINE 2: ORGANIZATION GRANTS: (A) MEMBER SECTION ALLOTMENTS: THE ASSOCIATION'S BOARD OF DIRECTORS APPROVES ANNUAL ALLOTMENTS EACH YEAR PAYABLE TO ITS MEMBER SECTIONS. THIS ALLOTMENT PROVIDES OPERATIONAL SUPPORT TO THE MEMBER SECTIONS FOR THE CALENDAR YEAR. (B) CONTRIBUTIONS PAYABLE WATER FOR PEOPLE: AWWA MAINTAINS A PROGRAM WHEREBY A VOLUNTARY CONTRIBUTION IS MADE TO WATER FOR PEOPLE IN SUPPORT OF THEIR ORGANIZATIONAL ACTIVITIES. INDVIDUALS: FUNDS ARE DISTRIBUTED AS AWARDS AND SCHOLARSHIPS TO RECIPIENTS. SCHOLARSHIP FUNDS SUPPORT EDUCATION FEES. IN REGARDS TO THE WOLMAN AWARD - MID-WAY THROUGH THE YEAR OF SUPPORT, AWWA REQUESTS FROM THE STUDENT A LETTER STATING THE PROGRESS TOWARDS THEIR DEGREE TO INCLUDE AN ABSTRACT OF RESEARCH, AND ALSO A LETTER FROM THEIR ADVISOR WITH SIMLIAR INFORMATION. X X X X X X 0 0 0 0 0 0 0 1 0 DAVID LAFRANCE SECRETARY/CHIEF EXECUTIVE OFFICER 361849 0 1000 0 0 0 26100 0 22312 0 411261 0 0 0 PAULA MACILWAINE DEPUTY CHIEF EXECUTIVE OFFICER 258136 0 1000 0 0 0 24007 0 27451 0 310594 0 0 0 GEORGE TRACY MEHAN EXECUTIVE DIRECTOR, GOVERNMENT AFFAI 240569 0 1000 0 0 0 22161 0 20252 0 283982 0 0 0 SUSAN FRANCESCHI CHIEF MEMBERSHIP OFFICER 193869 0 1000 0 0 0 17964 0 12845 0 225678 0 0 0 BOB LAY CHIEF FINANCIAL OFFICER 184957 0 1000 0 0 0 17122 0 18656 0 221735 0 0 0 GREG KAIL DIRECTOR - COMMUNICATIONS 134240 0 5000 0 0 0 13365 0 29101 0 181706 0 0 0 MICHAEL HISKEY DIRECTOR - IT 140372 0 5000 0 0 0 13503 0 20252 0 179127 0 0 0 APRIL DEBAKER DIRECTOR - CONF. & EVENTS 136996 0 5000 0 0 0 13446 0 23002 0 178444 0 0 0 THERESE BLACKETOR CONTROLLER 137852 0 5000 0 0 0 13370 0 21292 0 177514 0 0 0 STEVE VIA DIRECTOR - FEDERAL RELATIONS 147097 0 5000 0 0 0 13561 0 1888 0 167546 0 0 0 PART I, LINE 7 THE EXECUTIVE COMMITTEE ANNUALLY REVIEWS THE PERFORMANCES OF EXECUTIVE STAFF AND OTHER STAFF AS IDENTIFIED BY THE COMMITTEE TO DETERMINE IF ADDITIONAL COMPENSATION IN FORM OF BONUSES WILL BE PAID. DURING CALENDAR YEAR ENDING DECEMBER 31, 2021, THE EXECUTIVE COMMITTEE AWARDED THE SECRETARY/CHIEF EXECUTIVE OFFICER, DEPUTY CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR-GOVERNMENT AFFAIRS, CHIEF MEMBERSHIP OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR OF IT, DIRECTOR OF CONFERENCES AND EVENTS, CONTROLLER, AND THE DIRECTOR OF FEDERAL RELATIONS A BONUS BASED ON REVIEW OF THEIR PERFORMANCES AND SERVICES TO THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 1A THE EXECUTIVE COMMITTEE SHALL CONSIST OF THE PRESIDENT, PRESIDENT-ELECT, IMMEDIATE PAST-PRESIDENT, TREASURER, SIX VICE-PRESIDENTS, COUNCIL CHAIRS, THE CHAIR OF THE WATER RESEARCH FOUNDATION BOARD OF TRUSTEES, THE CHIEF EXECUTIVE OFFICER SERVING AS SECRETARY IN A NONVOTING CAPACITY, AND SUCH OTHER NONVOTING MEMBERS AS THE BOARD SHALL DIRECT. BETWEEN MEETINGS OF THE BOARD OF DIRECTORS, THE EXECUTIVE COMMITTEE SHALL EXERCISE THE FULL POWERS OF THE BOARD IN MATTERS WHICH IN THE JUDGMENT OF THE EXECUTIVE COMMITTEE MUST BE ACTED UPON BEFORE THE NEXT REGULAR MEETIN OF THE BOARD, EXCEPT THAT THE EXECUTIVE COMMITTEE SHALL NOT ACT FOR THE BOARD IN RESPECT TO EXPLUSION OF MEMBERS OR TAKE ANY ACTION THAT WILL RESULT IN A CHANGE IN THE NUMBER OF DIRECTORS, NOR SHALL THE EXECUTIVE COMMITTEE HAVE THE AUTHORITY OF THE BOARD OF DIRECTORS IN REFERENCE TO THE FOLLOWING, WITHIN TH EMEANING OF THE ILLINOIS GENERAL NOT FOR PROFIT CORPORATION ACT: (1) AMENDING, ALTERING, OR REPEALING THESE BYLAWS, (2) ELECTING, APPOINTING OR REMOVING ANY MEMBER OF THE EXECUTIVE COMMITTEE, ANY OTHER BOARD COMMITTEE, OR ANY DIRECTOR OR OFFICER OF THE ASSOCIATION, (3) AMENDING THE ARTICLES OF INCORPORATION, (4) ADOPTING A PLAN OF MERGER OR ADOPTING A PLAN OF CONSOLIDATION WITH ANOTHER CORPORATION, (5) AUTHORIZING THE SALE, LEASE, EXCHANGE OR MORTGAGE OF ALL OR SUBSTANTIALLY ALL OF THE PROPERTY AND ASSETS OF THE ASSOCIATION, (6) AUTHORIZING THE VOLUNTARY DISSOLUTION OF THE ASSOCIATION ORE REVOKING PROCEEDINGS THEREFORE, (7) ADOPTING A PLAN FOR THE DISTRIBUTION OF THE ASSETS OF THE ASSOCIATION, (8) AMENDING, ALTERING OR REPEALING ANY RESOLUTION OF THE BOARD OF DIRECTORS WHICH BY ITS TERMS PROVIDES THAT IT SHALL NOT BE AMENDED, ALTERED OR REPEALED BY THE EXECUTIVE COMMITTEE, OR (9) MODIFYING, DISAPPROVING OR WITHHOLDING A RECCOMENDATION OR REPORT OF A COUNCIL OF THE ASSOCIATION, WHICH IS PRESENTED TO THE EXECUTIVE COMMITTEE FOR SUBMISSION TO THE BOARD OF DIRECTORS, OR WHICH REQUIRES BOARD ACTION, WITHOUT REPORTING SUCH ACTION BY THE COMMITTEE TO THE BOARD WITH REASONS THEREFORE. FORM 990, PART VI, SECTION A, LINE 2 CHI HO SHAM AND DAVID LAFRANCE HAVE A BUSIENSS RELATIONSHIP AS THEY ARE DIRECTORS OF AWWA'S INACTIVE WHOLLY-OWNED SUBSIDIARY, AMERICAN WATER WORKS ASSOCIATION SERVICES, INC. FORM 990, PART VI, SECTION A, LINE 6 MEMBERS OF THE ORGANIZATION INCLUDE INDIVIDUAL MEMBERS AND ORGANIZATION MEMBERS. THERE ARE TWO TYPES OF ORGANIZATION MEMBERS; SERVICE PROVIDER MEMBERS AND UTILITY MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS APPOINT THE SECTION DIRECTOR OF THEIR RESPECTIVE SECTION. SECTION DIRECTORS ARE VOTING MEMBERS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY A THIRD PARTY PREPARER AND IS REVIEWED BY THE AUDIT COMMITTEE. BOARD MEMBERS ARE NOTIFIED BY E-MAIL AND IN PERSON AT THE ANNUAL JUNE BOARD MEETING THAT THE FORM 990 IS AVAILABLE FOR REVIEW ON-LINE BEFORE BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS AND DIRECTORS ANNUALLY COMPLETE A DISCLOSURE FORM. CONFLICTS WITH REGARDS TO CONTRACTS OR TRANSACTIONS ARE DISCLOSED PRIOR TO ANY MEETING WHERE ACTION IS REQUIRED. THESE DISCLOSURES ARE REFLECTED IN THE MEETING MINUTES. OFFICERS/ DIRECTORS WITH CONFLICTS ARE NOT ALLOWED TO PARTICIPATE IN OR DISCUSS THE MATTER AND ARE NOT ALLOWED TO VOTE. CONFLICTS ARE DEALT WITH AT THE BOARD AND MANAGEMENT LEVEL. FORM 990, PART VI, SECTION B, LINE 15A A COMPENSATION (SALARY AND BONUS) REVIEW IS CONDUCTED ANNUALLY BY THE COMPENSATION COMMITTEE FOR THE CHIEF EXECUTIVE OFFICER. THE COMPENSATION COMMITTEE CONSISTS OF THE 3 PRESIDENTIAL OFFICERS AND THE TREASURER. IN DETERMINING THE COMPENSATION FOR THE CEO, THE AWWA PRESIDENT (CHAIR OF THE COMPENSATION COMMITTEE) IS PROVIDED (1) EXECUTIVE SALARY INFORMATION INCLUDING SURVEY COMPARABILITY DATA AND (2) EXECUTIVE SALARY INFORMATION FROM THE FORM 990'S OF OTHER ASSOCIATIONS TO USE AS RESOURCES TO DETERMINE SALARY AND FOR DISCUSSION WITH THE COMPENSATION COMMITTEE. IN DETERMINING THE CEO'S BONUS, THE COMPENSATION COMMITTEE IS PROVIDED WITH COMPARABLE MARKET DATA AND BENCHMARKING INFORMATION. IN ADDITION, THE CEO'S PERFORMANCE IS REVIEWED BY THE COMPENSATION COMMITTEE IN RELATION TO PREDETERMINED PERFORMANCE GOALS AND OBJECTIVES, PRIOR TO AWARDING A BONUS. THE EXECUTIVE COMMITTEE RATIFIED THE DECISION OF THE COMPENSATION COMMITTEE. THIS WAS LAST COMPLETED IN 2021. FOR THE PAYMENT OF SALARY AND BONUSES FOR THE DEPUTY CEO AND EXECUTIVE DIRECTOR OF GOVERNMENT AFFAIRS, A REVIEW WAS CONDUCTED IN 2021 BY THE COMPENSATION COMMITTEE AND APPROVED BY THE EXECUTIVE COMMITTEE. THE CHIEF FINANCIAL OFFICER'S COMPENSATION AND BONUS IS DETERMINED BY THE CEO BASED ON THE REVIEW OF PREDETERMINED PERFORMANCE GOALS AND OBJECTIVES. THE EXECUTIVE COMMITTEE REVIEWS AND AFFIRMS THE CEO'S RECOMMENDATION. FORM 990, PART VI, SECTION C, LINE 19 AWWA'S GOVERNING DOCUMENTS, FINANCIAL STATEMENTS, AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC ON AWWA'S WEBSITE AND UPON REQUEST FOR A VALID BUSINESS PURPOSE. FORM 990, PART IX, LINE 11G OUTSIDE AND PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 2,801,780. MANAGEMENT AND GENERAL EXPENSES 15,917. FUNDRAISING EXPENSES 129,030. TOTAL EXPENSES 2,946,727. FORM 990, PART XI, LINE 9: RETROSPECTIVE ADJUSTMENT TO NET ASSETS FOR ALLOTMENT ACCOUNTING CHANGE -2,854,860. AMERICAN WATER WORKS ASSOCIATION TRAINING SERVICES LLC 6666 W QUINCY AVE DENVER CO 80235 842962122 PROVIDE TRAINING WORKSHOPS TO SMALL WATER UTILITIES THROUGHOUT THE US. CO 0 0 AMERICAN WATER WORKS ASSOCIATION AWWA ASSOCIATION SERVICES INC 6666 WEST QUINCY AVE DENVER CO 80235 841265561 INACTIVE CO AMERICAN WATER WORKS ASSOCIATION C 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0