2022-07-14T13:54:45-05:00 2021-08-31 946214841 ARMANINO LLP 12657 ALCOSTA BLVD STE 500 SAN RAMON CA 945834600 990 2020-09-01 941156284 SAN FRANCISCO SYMPHONY SANF 4155528000 DAVIES SYMPHONY HALL 201 VAN NESS SAN FRANCISCO CA 941024585 SANDRA L CURRY INTERIM CFO 4155528000 2022-07-15 1 SANDRA CURRY 999009999 KATY BROWN P00650274 9257902600 2022-07-06 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z SAKURAKO FISHER DAVIES SYMPHONY HALL 201 VAN NESS SAN FRANCISCO CA 941024585 82712112 0 X WWW.SFSYMPHONY.ORG X 1910 CA TO ENRICH, SERVE, AND SHAPE CULTURAL LIFE THROUGHOUT THE SPECTRUM OF BAY AREA COMMUNITIES. 66 66 704 73 -54967 21618 46481549 53012650 15354693 1358354 5416510 12406181 -1915534 -351283 65337218 66425902 65372 30850 0 0 56772974 42086334 610776 127139 4861422 15774542 11549528 73223664 53793851 -7886446 12632051 349325037 429119299 44579198 29816618 304745839 399302681 X THE SAN FRANCISCO SYMPHONY EXISTS TO INSPIRE AND SERVE AUDIENCES AND COMMUNITIES THROUGHOUT THE BAY AREA AND THE WORLD THROUGH THE POWER OF MUSICAL PERFORMANCE. 0 0 38963770 20850 1329393 THROUGH ITS ARTISTIC, EDUCATION, AND COMMUNITY PROGRAMS, THE SAN FRANCISCO SYMPHONY SERVES MORE THAN 400,000 BAY AREA RESIDENTS AND VISITORS OF EVERY ECONOMIC AND CULTURAL BACKGROUND IN OVER 22 CONCERTS. FROM SEPTEMBER 2020 THROUGH MAY 2021, NO LIVE CONCERTS WERE PERFORMED DUE TO THE PANDEMIC. THE SYMPHONY TYPICALLY REACHES MILLIONS OF OTHERS THROUGHOUT THE UNITED STATES AND ABROAD THROUGH TOURING, RECORDING, DIGITAL PERFORMANCE, AND RADIO AND TELEVISION BROADCASTS.DURING A LARGE PORTION OF THE YEAR, SAN FRANCISCO SYMPHONY WAS UNABLE TO PERFORM IN FRONT OF LIVE AUDIENCES DUE TO THE ONGOING PANDEMIC AND THE WORK SHIFTED TO A DIGITAL PLATFORM. ON FEBRUARY 2021, THE SAN FRANCISCO SYMPHONY LAUNCHED SFSYMPHONY+, AN ONLINE SUBSCRIPTION PLATFORM FOR ON-DEMAND VIDEO STREAMING SERVICES.THE FEBRUARY - AUGUST 2021 DIGITAL PROGRAMMING INCLUDES: - DIGITAL SOUNDBOX SERIES WITH THREE PROGRAMS CURATED BY ESA-PEKKA SALONEN; ADDITIONAL PROGRAMS CURATED BY JULIA BULLOCK, DESTINY MUHAMMAD, NICO MUHLY, AND CLAIRE CHASE - NEW EPISODES OF CURRENTS SERIES, EXPLORING INDIAN CLASSICAL, AMERICAN INDIAN, ZIMBABWEAN, PERSIAN, AND KLEZMER MUSICAL CULTURES - FREE CHINESE NEW YEAR VIRTUAL CELEBRATION: YEAR OF THE OX - FREE CHAMBER MUSIC PERFORMANCES BY MEMBERS OF THE SAN FRANCISCO SYMPHONY 938653 10000 52296 IN PARTNERSHIP WITH THE SAN FRANCISCO UNIFIED SCHOOL DISTRICT, THE SAN FRANCISCO SYMPHONY PROVIDES COMPREHENSIVE MUSIC EDUCATION TO EVERY STUDENT IN GRADES 1-5 IN SAN FRANCISCO'S PUBLIC ELEMENTARY SCHOOLS THROUGH ADVENTURES IN MUSIC, AND SUPPORTS EVERY PUBLIC MIDDLE AND HIGH SCHOOL BAND AND ORCHESTRA PROGRAM THROUGH MUSIC AND MENTORS. 39902423 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 0 0 1 1 0 0 1 0 1 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 206 0 1 704 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 66 66 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X JUDI SANDERLIN CONTROLLER 4155528000 DAVIES SYMPHONY HALL 201 VAN NESS SAN FRANCISCO CA 941024585 PRISCILLA B GEESLIN PRESIDENT 30.00 X X 0 0 0 SAKURAKO FISHER LEFT 122020 PRESIDENT 30.00 X X 0 0 0 MATT COHLER VICE PRESIDENT/JOINT ARTISTIC 8.00 X X 0 0 0 GAIL COVINGTON VICE PRESIDENT/COMMITTEE ON GOVERNORS 8.00 X X 0 0 0 TRINE SORENSEN VICE PRESIDENT/DEVELOPMENT 8.00 X X 0 0 0 ROBERT G ODONNELL TREASURER 8.00 X X 0 0 0 LYDIA I BEEBE SECRETARY 8.00 X X 0 0 0 ADITI IYER START 122020 MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 AIDA M ALVAREZ MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 ALAN MAY MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 ANDREA PALMER MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 ANITA WORNICK MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 ANN PARAS MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 BASHEER JANJUA MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 CAROL CASEY MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 CHARLOTTE SHULTZ MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 CHRISTINE E LAMOND MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 CHRISTINE MATTISON MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 DAN COOPERMAN MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 DAVID WEBER LEFT 122020 MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 DAVID FRIEDBERG LEFT 122020 MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 DAVID J BERGER MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 DEAN CASH MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 DEBRA MCCOY MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 DORIS FISHER MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 ERIC X LI MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 F CURT KIRSCHNER MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 FRED M LEVIN MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 FREDERIC SEEGAL MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 GE WANG MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 GORRETTI LO LUI MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 GORDON P GETTY MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 GREGORY E JOHNSON MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 GRETCHEN KIMBALL MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 IRIS CHAN MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 ISABEL VALDES MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 JACK VAN GEEM MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 JEFF BHARKHDA MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 JEFFERSON HAN LEFT 122020 MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 JEROME M GUILLEN MEMBER, BOARD OF GOVERNORS 6.00 X 0 0 0 JIM HENRY MEMBER, BOARD OF GOVERNORS 6.00 X 0 0 0 JOHN GAMBS MEMBER, BOARD OF GOVERNORS 6.00 X 0 0 0 JOHN D GOLDMAN MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 JOHN S CHEN MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 JUDI KANTER MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 KAUSIK RAJGOPAL LEFT 122020 MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 LUCAS CHANG START 122020 MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 MARC T MACAULAY MEMBER, BOARD OF GOVERNORS 6.00 X 0 0 0 MARC WINNIFORD START 102020 MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 MARGARET LIU COLLINS MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 MARK A JUNG MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MARK C PERRY MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 MARY A FRANCIS MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 MARY C FALVEY MEMBER, BOARD OF GOVERNORS 7.00 X 0 0 0 MARYON DAVIES LEWIS MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MAX LEVCHIN MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 METTA KRACH MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 MICHAEL ANDERS MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 MICHAEL PIERCE LEFT 122020 MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 MICHELE BEIGEL CORASH MEMBER, BOARD OF GOVERNORS 8.00 X 0 0 0 NANCY H BECHTLE MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 PATRICIA CALFEE-PICACHE START 82021 MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 PATRICIA LEE-HOFFMANN MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 PATRICK MCCABE START 122020 MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 PAULA BLANK MEMBER, BOARD OF GOVERNORS 5.00 X 0 0 0 RAJ MATHAI MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 REBECCA MACIEIRA-KAUFMANN MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 ROBERT THOMPSON MEMBER, BOARD OF GOVERNORS 6.00 X 0 0 0 ROBERT R TUFTS MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 ROBERTA B DENNING LEFT 122020 MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 TIFFANY CHANG MEMBER, BOARD OF GOVERNORS 3.00 X 0 0 0 VINCENT MATTHEWS MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 ZACHARY TOWNSEND MEMBER, BOARD OF GOVERNORS 4.00 X 0 0 0 MARK HANSON LEFT 82021 CEO 60.00 X 763604 0 52429 ELIZABETH PESCH CFO 60.00 X 256873 0 12251 MATTHEW SPIVEY START 72021 INTERIM CEO/CHIEF PROGRAMMING OFFICER 60.00 X 245889 0 32622 ALEXANDER BARANTSCHIK CONCERTMASTER 60.00 X 260873 0 81058 DANIEL COLEMAN SENIOR DIRECTOR OF DEVELOPMENT 60.00 X 196570 0 12251 EUGENE IZOTOV PRINCIPAL OBOE 60.00 X 190391 0 58014 MARK INOUYE PRINCIPAL TRUMPET 60.00 X 180743 0 38365 CAREY BELL PRINCIPAL CLARINET 60.00 X 180208 0 31980 DAVID CHAMBERS LEFT 62020 CHIEF ADVANCEMENT & REVENUE OFFICER 60.00 X 372991 0 13591 2648142 0 332561 129 1 1 0 KARAWANE INC 400 NORTH ROXBURY DRIVE BEVERLY HILLS CA 90210 MUSIC DIRECTOR 1076243 CLIFTONLARSONALLEN LLP 60 SOUTH MARKET STREET SUITE 1550 SAN JOSE CA 95113 ACCOUNTING SERVICES 517032 BLUEPRINT STUDIOS 352 SHAW RD S SAN FRANCISCO CA 94080 EVENT PLANNER 344886 ARMANINO LLP 12657 ALCOSTA BLVD 500 SAN RAMON CA 94583 ACCOUNTING SERVICES 314212 BPM ONE CALIFORNIA STREET SUITE 2500 SAN FRANCISCO CA 94111 ACCOUNTING SERVICES 310996 15 63226 1594498 14433318 36921608 2269561 53012650 CONCERT & RELATED REVE 711130 1280717 1280717 VOLUNTEER COUNCIL 711130 77637 77637 1358354 4149513 -54967 4204480 14768 14768 23889400 15632732 8256668 8256668 8256668 224115 1594498 631668 -407553 -407553 45145 21810 23335 23335 MISCELLANEOUS 900099 18167 18167 18167 66425902 1381689 -54967 12086530 30850 30850 1888458 331962 760416 796080 33056205 26953901 3574677 2527627 2619105 2176368 383819 58918 2583757 2031866 325441 226450 1938809 1517163 243001 178645 55204 53512 1692 109620 109620 753095 753095 36000 36000 127139 127139 110558 110558 3716125 2867395 295763 552967 1135060 1135060 437333 249691 30616 157026 687399 687399 1753 1753 635390 423445 181680 30265 136673 123298 5862 7513 1778867 1079657 699210 400213 51872 348341 REPAIRS AND MAINTENANCE 426507 401268 25239 DUES AND SUBSCRIPTIONS 281594 281594 PRINTING AND BROCHURES 223717 223717 SALES TAX 29135 5226 23909 595285 244419 152074 198792 53793851 39902423 9030006 4861422 5274423 22509570 340581 328805 10520207 11774202 705701 4809545 466139 399633 2915801 2816486 362501 211104 984772 1445856 40825635 21721213 18167536 19104422 229789126 276515750 71704991 79674966 8093259 9528960 349325037 429119299 5942213 9359916 6998539 8098341 1000570 0 30637876 12358361 44579198 29816618 X 6608088 35083161 298137751 364219520 304745839 399302681 349325037 429119299 X 12632051 61951299 804 19972688 X 0 1 X 1 1 1 X 29263278 41942469 42113427 46481549 53012650 212813373 29263278 41942469 42113427 46481549 53012650 212813373 26322408 186490965 4897507 4860874 5369909 5059018 4219248 24406556 495041 132276 98825 35552 22769 784463 842473 907323 868277 962308 242282 3822663 241827055 104564912 0.77120 0.71220 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FUNDRAISING INCOME - 2016 AMOUNT: $ 782,371. 2017 AMOUNT: $ 891,052. 2018 AMOUNT: $ 836,561. 2019 AMOUNT: $ 903,481. 2020 AMOUNT: $ 224,115. MISCELLANEOUS INCOME - 2016 AMOUNT: $ 60,102. 2017 AMOUNT: $ 16,271. 2018 AMOUNT: $ 31,716. 2019 AMOUNT: $ 58,827. 2020 AMOUNT: $ 18,167. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 36000 36000 53757851 53793851 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 18750 49400 36000 36000 140150 250000 250000 250000 250000 1000000 1500000 0 X X X REPLICA FOR ANNUAL POSTER 0 293697954 8555472 75404113 13165476 364492063 280638948 2976252 26260000 16177246 293697954 301999893 785026 4104155 26250126 280638948 314808035 6910962 26116171 45835275 301999893 303916391 5532430 36874167 31514953 314808035 0.03932 0.96068 0.00000 1 0 20520052 16269143 4250909 20093951 5452070 14641881 211632 211632 19104422 LIMITED PARTNERSHIPS AND OTHERS 79674966 F 79674966 LIABILITES TO BENEFICIARY OF SPLIT INT. AGREEMENTS 3131506 PENSION BENEFIT LIABILITIES 9226855 12358361 X 149936404 61951299 1043595 19972688 82967582 66968822 110558 -653478 -542920 66425902 55380366 1043595 653478 1697073 53683293 110558 110558 53793851 PART V, LINE 4: THE SYMPHONY'S ENDOWMENT PLAYS A VITAL ROLE IN PROVIDING THE FINANCIAL SUPPORT AND STABILITY THAT FURTHER THE SYMPHONY'S MISSION: TO SET THE HIGHEST POSSIBLE STANDARD IN MUSICAL PERFORMANCE AND TO SERVE AND SHAPE CULTURAL LIFE THROUGHOUT THE BAY AREA'S DIVERSE COMMUNITIES. THE SYMPHONY'S ENDOWMENT PROVIDES A STEADY, STABLE, AND PREDICTABLE REVENUE STREAM THAT ALLOWS US TO PLAN FOR THE SYMPHONY'S ENRICHING PROGRAMS. PART X, LINE 2: THE SFS IS A NONPROFIT ORGANIZATION PURSUANT TO INTERNAL REVENUE CODE SECTION 501(C)(3) AND THE STATE OF CALIFORNIA EQUIVALENT LEGISLATION AND, ACCORDINGLY, IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES ON INCOME RELATED TO ITS TAX-EXEMPT PURPOSE. THE SFS EVALUATED ITS CURRENT TAX POSITIONS AND CONCLUDED THAT AS OF AUGUST 31, 2021 AND 2020, THE SFS DOES NOT HAVE ANY SIGNIFICANT UNCERTAIN TAX POSITIONS FOR WHICH A RESERVE WOULD BE NECESSARY. FOR STATE TAX PURPOSES, THE SFS IS GENERALLY NO LONGER SUBJECT TO TAX EXAMINATIONS FOR YEARS PRIOR TO 2017. FOR FEDERAL TAX PURPOSES, THE SFS IS NO LONGER SUBJECT TO TAX EXAMINATIONS FOR YEARS PRIOR TO 2018. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN PENSION BENEFIT LIABILITIES 19,972,688. PART XI, LINE 4B - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSE -631,668. COST OF GOODS SOLD -21,810. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSE 631,668. COST OF GOODS SOLD 21,810. SCHEDULE D PART V LINE 1E COLUMN A AS A RESULT OF MARKET DECLINES, THE FAIR VALUE OF THE DONOR-RESTRICTED ENDOWMENTS MAY FALL BELOW ORIGINAL CONTRIBUTED VALUE. DEFICIENCIES CAN RESULT FROM UNFAVORABLE MARKET FLUCTUATIONS THAT OCCUR WHILE CONTINUED APPROPRIATIONS ARE DEEMED PRUDENT BY THE BOARD. SFS HAS ONE FUND WITH AN AGGREGATE MARKET VALUE OF $2,456 AND $2,498 AT AUGUST 31, 2021 AND 2020, RESPECTIVELY THAT IS BELOW THE VALUES OF THE ORIGINAL GIFTS. AND IT WILL NOT DRAW ON SUCH FUND UNTIL THE BALANCE IS RESTORED TO THAT OF THE ORIGINAL GIFTS. IF THEY OCCUR, FUTURE MARKET GAINS WILL BE USED TO RESTORE THIS REDUCTION IN NET ASSETS. FOR FINANCIAL REPORTING PURPOSES, DONOR-RESTRICTED ENDOWMENT FUND APPRECIATION, GAINS, AND INCOME EXCEEDING DONOR RESTRICTIONS ARE CLASSIFIED AS NET ASSETS WITH DONOR RESTRICTIONS UNTIL THOSE AMOUNTS ARE APPROPRIATED FOR EXPENDITURE BY THE BOARD. UPON APPROPRIATION, APPRECIATION AND EARNINGS ARE RECLASSIFIED AS NET ASSETS WITHOUT DONOR RESTRICTIONS. CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 PASSIVE INVESTMENTS 16517364 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PASSIVE INVESTMENTS 28266687 0 0 0 0 0 0 44784051 0 44784051 1 0 0 1 1 0 PART III ACCOUNTING METHOD: X 1 ARTSMARKETING SERVICES 260 KING STREET EAST SUITE 500 TORONTO CA M5A 4L5 CONSULT & SOLICIT FOR TELEFUNDING 0 383612 127139 256473 383612 127139 256473 CA OPENING GALA 1250588 1026473 224115 24595 35567 386471 LUNAR NEW YEAR 568025 568025 2650 23752 158633 1818613 1594498 224115 27245 59319 545104 631668 -407553 1 OAKLAND SCHOOL FOR THE ARTS 530 EIGHTEENTH STREET OAKLAND CA 94612 680463892 501(C)(3) 0 10000 FMV PERFORMANCE TICKETS ENCOURAGE PARTICIPATION IN THE ARTS SF MARIN FOOD BANK 900 PENNSYLVANIA AVE SAN FRANCISCO CA 94107 943041517 501(C)(3) 0 13850 FMV PERFORMANCE TICKETS ENCOURAGE PARTICIPATION IN THE ARTS 2 0 PART I, LINE 2: THE SYMPHONY DONATES TICKETS TO VARIOUS ORGANIZATIONS, PREDOMINANTLY RELATED TO EDUCATION. SYMPHONY STAFF MEMBER(S) WORK DIRECTLY WITH THE SCHOOLS AND ATTEND CONCERTS TO PERSONALLY WELCOME THE TEACHERS AND STUDENTS WHO ARE ATTENDING THESE CONCERTS. X X 0 0 X X X X 1 0 0 0 0 0 0 0 0 MARK HANSON LEFT 82021 CEO 763604 0 0 0 0 0 13150 0 39279 0 816033 0 0 0 DAVID CHAMBERS LEFT 62020 CHIEF ADVANCEMENT & REVENUE OFFICER 237491 0 0 0 135500 0 1464 0 12127 0 386582 0 0 0 ALEXANDER BARANTSCHIK CONCERTMASTER 260873 0 0 0 0 0 24100 0 56958 0 341931 0 0 0 MATTHEW SPIVEY START 72021 INTERIM CEO/CHIEF PROGRAMMING OFFICE 245889 0 0 0 0 0 4093 0 28529 0 278511 0 0 0 ELIZABETH PESCH CFO 256873 0 0 0 0 0 0 0 12251 0 269124 0 0 0 EUGENE IZOTOV PRINCIPAL OBOE 190391 0 0 0 0 0 37926 0 20088 0 248405 0 0 0 MARK INOUYE PRINCIPAL TRUMPET 180743 0 0 0 0 0 24516 0 13849 0 219108 0 0 0 CAREY BELL PRINCIPAL CLARINET 180208 0 0 0 0 0 21856 0 10124 0 212188 0 0 0 DANIEL COLEMAN SENIOR DIRECTOR OF DEVELOPMENT 196570 0 0 0 0 0 0 0 12251 0 208821 0 0 0 PART I, LINE 1A THE ORGANIZATION PROVIDED TAX INDEMNIFICATION BENEFITS TO CEO MARK HANSON RELATED TO THE HOME LOAN AGREEMENT. THE FORGIVABLE HOME LOAN WAS INCLUDED IN THE CEO'S W-2 AND GROSSED UP TO COVER THE TAXABLE PORTION. THE MATTHEW SPIVEY RECEIVED FIRST-CLASS TRAVEL BENEFITS AFTER ASSUMING THE INTERIM CEO ROLE. PART I, LINE 4A THE CHIEF ADVANCEMENT AND REVENUE OFFICER RECEIVED A SEVERANCE PAYMENT OF $135,500. MARK C HANSON OFFICER RELOCATION ASSISTANCE X 500000 339633 0 1 1 SCOTT J PINGEL HIGHEST COMPENSATED EMPLOYEE HOUSING ASSISTANCE X 100000 20000 0 0 1 EDWARD STEPHAN HIGHEST COMPENSATED EMPLOYEE HOUSING ASSISTANCE X 100000 40000 0 0 1 399633 SCHEDULE L, PART II, LOANS TO AND FROM INTERESTED PERSONS: SFS'S BOARD-APPROVED AGREEMENT OF AUTHORITY DOES NOT REQUIRE SPECIFIC APPROVAL FROM THE BOARD AND/OR COMMITTEES. X 44 2211750 FMV X 2 1900 FMV X 7 53911 SALES PRICE X 1 2000 FMV 6 0 1 0 PART I, COLUMN (B): THIS NUMBER REPRESENTS THE NUMBER OF CONTRIBUTIONS MADE, NOT THE NUMBER OF ITEMS CONTRIBUTED. FORM 990, PART VI, SECTION A, LINE 2 TWO MEMBERS OF THE BOARD, DORIS FISHER AND SAKURAKO FISHER, ARE RELATED BY MARRIAGE. FORM 990, PART VI, SECTION B, LINE 11B ON BEHALF OF THE BOARD OF GOVERNORS, THE AUDIT COMMITTEE SHALL HAVE THE RESPONSIBILITY TO REVIEW THE SYMPHONY'S FORM 990 BEFORE FILING WITH THE INTERNAL REVENUE SERVICE. THE COMMITTEE IS PROVIDED WITH A COMPLETE COPY OF THE FILING, INCLUDING ALL SUPPORTING SCHEDULES AND ATTACHMENTS. A MEETING OF THE AUDIT COMMITTEE (EITHER IN PERSON OR VIA ELECTRONIC MEANS) SHALL BE HELD TO REVIEW THE 990 FORM WITH MANAGEMENT AND/OR THE PREPARERS. ALL QUESTIONS, COMMENTS AND SUGGESTED REVISIONS SET FORTH BY THE AUDIT COMMITTEE WILL BE DOCUMENTED ALONG WITH THE RESPONSES, IF APPLICABLE, AND THE FILING UPDATED OR REVISED AS NECESSARY. FORM 990, PART VI, SECTION B, LINE 12C THE SYMPHONY'S CONFLICT OF INTEREST POLICY COVERS MEMBERS OF THE BOARD OF GOVERNORS AND THE EXECUTIVE LEADERSHIP TEAM. THE POLICY IS REVIEWED ANNUALLY BY THE AUDIT COMMITTEE. PER THE POLICY, EACH BOARD MEMBER AND EXECUTIVE TEAM MEMBER COMPLETE AN ANNUAL DISCLOSURE FORM TO IDENTIFY EXISTING OR POTENTIAL CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE HUMAN RESOURCES COMMITTEE (COMMITTEE) OF THE BOARD OF GOVERNORS APPROVES THE COMPENSATION PACKAGE OF THE CHIEF EXECUTIVE OFFICER (CEO), THE MUSIC DIRECTOR, AND THE CHIEF FINANCIAL OFFICER (CFO) OF THE SYMPHONY. THE COMMITTEE WILL MEET ANNUALLY TO REVIEW AND APPROVE THE COMPENSATION AND BENEFIT PACKAGES FOR THE CEO AND CFO. THE COMMITTEE RELIES ON COMPARABILITY DATA PREPARED BY THE DIRECTOR OF HUMAN RESOURCES FOR THE SAME OR SIMILAR POSITIONS IN COMPARABLE ORCHESTRAS IN THE UNITED STATES AND SIMILAR POSITIONS FOR NON-PROFITS IN THE SAN FRANCISCO BAY AREA. SIMILARLY, THE COMMITTEE PROVIDES GUIDELINES FOR NEGOTIATION OF COLLECTIVE BARGAINING AGREEMENTS, INCLUDING TOTAL COST GUIDELINES DEVELOPED IN CONSULTATION WITH THE FINANCE COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 THE REQUIRED ORGANIZATIONAL DOCUMENTS OF THE SYMPHONY WILL BE AVAILABLE (FOR INSPECTION OR COPYING) AT DAVIES SYMPHONY HALL DURING NORMAL BUSINESS HOURS AT NO CHARGE. THE PUBLIC INSPECTION COPY OF THE SYMPHONY'S FORM 990 AND THE AUDITED FINANCIAL REPORTS, FROM THE PREVIOUS FIVE YEARS (AT A MINIMUM), WILL BE AVAILABLE (FOR INSPECTION OR COPYING) AT DAVIES SYMPHONY HALL DURING NORMAL BUSINESS HOURS AT NO CHARGE. WHEN RESPONDING TO A PUBLIC INSPECTION REQUEST FOR FINANCIAL STATEMENTS OR THE FORM 990 BY ANYONE, THE SYMPHONY SHALL FULFILL SUCH REQUEST IN A TIMELY FASHION WITHOUT INQUIRING AS TO THE REASON FOR THE PUBLIC INSPECTION REQUEST. IN ADDITION, THE SYMPHONY'S FORM 990 IS AVAILABLE TO THE PUBLIC ON THE INTERNET AT GUIDESTAR AND ON THE COMPANY'S MAIN WEBSITE. FORM 990, PART XI, LINE 9: CHANGE IN PENSION BENEFIT LIABILITIES 19,972,688.