2022-08-04T08:32:08-05:00 2021-12-31 113066459 CERINI & ASSOCIATES LLP 3340 VETERANS MEMORIAL HWY BOHEMIA NY 11716 990 2021-01-01 133014387 THE SHALOM HARTMAN INSTITUTE OF NORTH AMERICA SHAL 2122680300 475 RIVERSIDE DRIVE 1450 NEW YORK NY 10115 YEHUDA KURTZER PRESIDENT 2122680300 2022-08-02 1 YEHUDA KURTZER 999009999 MATT BURKE P00760659 6315821600 2022-08-02 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z YEHUDA KURTZER 475 RIVERSIDE DRIVE 1450 NEW YORK NY 10115 19450722 0 X WWW.SHALOMHARTMAN.ORG X 1978 NY A PLURALISTIC CENTER OF RESEARCH AND EDUCATION DEEPENING AND ELEVATING THE QUALITY OF JEWISH LIFE IN ISRAEL AND NORTH AMERICA. 40 40 94 42 0 0 15912367 18874134 141624 299474 252142 277114 0 0 16306133 19450722 8197601 9226000 0 0 6259543 6637388 0 0 1347323 4106154 4234492 18563298 20097880 -2257165 -647158 33544814 33744747 2878054 3145154 30666760 30599593 X THE SHALOM HARTMAN INSTITUTE OF NORTH AMERICA IS A PLURALISTIC CENTER OF RESEARCH AND EDUCATION DEEPENING AND ELEVATING THE QUALITY OF JEWISH LIFE IN ISRAEL AND NORTH AMERICA. THROUGH OUR WORK, WE ARE REDEFINING THE CONVERSATION ABOUT JUDAISM IN (CONTINUED ON SCHEDULE O) MODERNITY, RELIGIOUS PLURALISM, ISRAELI DEMOCRACY, ISRAEL AND WORLD JEWRY, AND THE RELATIONSHIP WITH OTHER FAITH COMMUNITIES. 0 0 17542266 9226000 299474 1) THE KOGOD RESEARCH CENTER FOR CONTEMPORARY JEWISH THOUGHT IS SHI NA'S THINK TANK, HOME TO INTERNATIONALLY RECOGNIZED SCHOLARS WHO ARE COMMITTED TO APPLYING THEIR SCHOLARSHIP TO ISSUES OF CENTRAL IMPORTANCE TO JEWISH LIFE IN ISRAEL AND AROUND THE WORLD. THE RESEARCH SEMINARS INVOLVE COLLABORATIVE STUDY WITH THE PURPOSE OF DEVELOPING DEEP THOUGHT ON ISSUES OF IMPORT TO JEWISH LIFE TODAY. EACH SEMINAR IS ORGANIZED AROUND A CENTRAL QUESTION AND IS LED BY A MEMBER OF THE RESEARCH CENTER. (CONTINUED IN SCHEDULE O).THE IENGAGE TEAM (SCHOLARS IN THE FIELDS OF JEWISH STUDIES, MIDDLE EAST POLITICS, AND HISTORY) DEVELOPS ROBUST AND EASY-TO-USE CURRICULA THAT PROVIDES A FRAMEWORK FOR ONGOING STUDY, ENRICHMENT, AND INTELLECTUAL LEADERSHIP TRAINING TO EMPOWER EDUCATORS AND RABBIS TO LEAD VALUES - BASED DISCUSSIONS TAILORED TO THE NEEDS AND QUESTIONS OF THEIR COMMUNITIES.2) THE DAVID HARTMAN CENTER FOR INTELLECTUAL EXCELLENCE IS AN INCUBATOR FOR EMERGING INTELLECTUAL TALENT, SUPPORTING YOUNG RESEARCHERS AS THEY BECOME APPLIED THINKERS WHO WILL ADDRESS THE CRITICAL QUESTIONS FACING THE JEWISH PEOPLE TODAY. FELLOWS ARE EMERGING THOUGHT LEADERS AND PUBLIC INTELLECTUALS, EITHER ACADEMICS IN THE ADVANCED DOCTORAL/IMMEDIATE POST-DOCTORAL STAGES OR RABBIS IN THE EARLY STAGES OF CUTTING-EDGE RABBINATES. 3) REGIONAL WORK: ENGAGES PROFESSIONAL AND LAY LEADERS AT MAJOR COMMUNAL ORGANIZATIONS THROUGHOUT NORTH AMERICA, PROVIDING CURRICULA, FACULTY, AND ONGOING COLLABORATIVE PARTNERSHIPS. THEY AIM TO BRING JEWISH VALUES-BASED DISCUSSIONS TO THE FOREFRONT THROUGH SEMINARS AND TEXT-BASED STUDY PROGRAMS. CURRENTLY, PROGRAMMING EFFORTS ARE FOCUSED IN BOSTON, CHICAGO, NEW YORK/NEW JERSEY, LOS ANGELES, SAN FRANCISCO BAY AREA/PACIFIC NORTHWEST, WASHINGTON, DC, DETROIT, MONTREAL, AND TORONTO.4) NATIONAL PROGRAMS - TARGET SPECIFIC GROUPS OF JEWISH LEADERS ACROSS NORTH AMERICA:- RABBINIC PROGRAMS: THROUGH HARTMAN RABBINIC PROGRAMS, RABBIS ENRICH THEIR TEXTUAL KNOWLEDGE, BROADEN THE RANGE OF IDEAS THEY ENCOUNTER, AND DEEPEN THEIR RELATIONSHIP WITH ISRAEL. THE RABBINIC LEADERSHIP INITIATIVE (RLI) IS A THREE-YEAR INTENSIVE FELLOWSHIP PROGRAM THAT IMMERSES RABBIS IN THE HIGHEST LEVEL OF JEWISH LEARNING, EQUIPPING THEM TO MEET CONTEMPORARY CHALLENGES WITH EVER-INCREASING INTELLECTUAL AND MORAL SOPHISTICATION. THE RABBINIC TORAH STUDY (RTS) SEMINAR IS AN ANNUAL TEN-DAY STUDY SEMINAR THAT BRINGS TOGETHER RABBIS OF ALL DENOMINATIONS TO STUDY AT THE HARTMAN INSTITUTE IN JERUSALEM TO ENGAGE IN THOUGHT-PROVOKING, PLURALISTIC STUDY THAT HELPS THEM TO ENHANCE THEIR SPIRITUALITY, GAIN NEW INSIGHTS, AND ENRICH THEIR CAPACITY TO INSPIRE AND MEET THE COMPLEX NEEDS OF THEIR COMMUNITIES.- CAMPUS: THE HARTMAN FELLOWSHIP FOR CAMPUS PROFESSIONALS BRINGS TOGETHER COHORTS OF THE MOST TALENTED AND BEST-POSITIONED CAMPUS PROFESSIONALS FROM ACROSS NORTH AMERICA FOR STUDY AND DISCUSSION OF ISRAEL'S CENTRAL CHALLENGES. THE YEAR-LONG FELLOWSHIP TRAINS THIS SELECT GROUP OF LEADERS TO THINK IN VALUES-BASED TERMS ABOUT ISRAEL AS A CORE ELEMENT OF JEWISH LIFE AND PROVIDE THEM WITH A SET OF TOOLS TO HELP CULTIVATE SUBSTANTIVE, COMPELLING CONVERSATIONS ABOUT, AND EQUALLY SUBSTANTIVE AND COMPELLING RELATIONSHIPS WITH, ISRAEL.- THE MUSLIM LEADERSHIP INITIATIVE (MLI) INVITES EMERGING RELIGIOUS AND INTELLECTUAL MUSLIM LEADERS IN THE UNITED STATES INCLUDING CLERGY, CHAPLAINS, JOURNALISTS, ACADEMICS, ENTREPRENEURS, AND CULTURAL FIGURES TO EXPLORE HOW JEWS UNDERSTAND JUDAISM, ISRAEL, AND JEWISH PEOPLEHOOD.- THE HARTMAN DAY SCHOOL FELLOWSHIP (DSF) BRINGS TOGETHER A SELECT GROUP OF DAY SCHOOLS FROM THE NEW YORK AREA WHO ARE INTERESTED IN STRENGTHENING JEWISH IDENTITY IN THE CONTEXT OF ISRAEL EDUCATION THROUGHOUT THEIR SCHOOL'S ECOSYSTEM - FROM COMMUNAL LEADERSHIP, TO THE DAILY CLASSROOM EXPERIENCE OF THE STUDENTS AND EVERYTHING IN BETWEEN, AND PROVIDES THEM WITH A SET OF TOOLS TO FOSTER SUBSTANTIVE AND COMPELLING EDUCATIONAL EXPERIENCES ABOUT ISRAEL.- THE NATIONAL IENGAGE FELLOWSHIP FOR CAMP LEADERS INVESTIGATES SOME OF THE ASSUMPTIONS THAT JEWISH CAMPING LEADERS AND EDUCATORS HOLD AROUND JEWISH PEOPLEHOOD TO SEE WHETHER AND WHICH NEW PARADIGMS OF JEWISH COLLECTIVITY ARE NEEDED FOR THIS MOMENT. THE FELLOWSHIP EXPLORES WAYS ISRAEL MIGHT PROVIDE A PLACE FOR CONNECTIVITY AND CHALLENGE TO COMMUNITY, AND HOW WE THINK ABOUT THAT AS A FEATURE IN OUR COMMUNITY.- FOUNDATIONS FOR A THOUGHTFUL JUDAISM IS A CURRICULAR PROJECT WHICH OFFERS A SOPHISTICATED YET ACCESSIBLE INTRODUCTION TO PHILOSOPHICAL IDEAS IN JEWISH PEOPLEHOOD, PRACTICE, FAITH, AND ETHICS. ITS CONTENT IS BASED ON HARTMAN IDEAS AND TEACHING FROM THE LAST FOUR DECADES. 17542266 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 99 0 1 94 1 0 0 0 0 0 0 0 0 0 0 0 0 X 40 40 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY FL CA X X RACHEL J ROSENFIELD 2122680300 475 RIVERSIDE DRIVE 1450 NEW YORK NY 10115 ABIGAIL POGREBIN DIRECTOR 1.00 X 0 0 0 ALAN FISCHER DIRECTOR 1.00 X 0 0 0 BARBARA SEGAL DIRECTOR 1.00 X 0 0 0 BERNIE PLUM DIRECTOR 1.00 X 0 0 0 CHARLES GOODMAN DIRECTOR 1.00 X 0 0 0 DAN RUBIN DIRECTOR 1.00 X 0 0 0 DAVID SCHNELL DIRECTOR 1.00 X 0 0 0 DEBBIE SAIDOFF DIRECTOR 1.00 X 0 0 0 DIANA ANDERSON DIRECTOR 1.00 X 0 0 0 DR ANITA FRIEDMAN DIRECTOR 1.00 X 0 0 0 DR RAY FINK DIRECTOR 1.00 X 0 0 0 DR SIDNEY FRIEDMAN DIRECTOR 1.00 X 0 0 0 ETHAN HORWITZ DIRECTOR 1.00 X 0 0 0 GORDON LAFER DIRECTOR 1.00 X 0 0 0 GREG KAUFMAN DIRECTOR 1.00 X 0 0 0 HOWARD ZACK DIRECTOR 1.00 X 0 0 0 JACQUIE BAYLEY DIRECTOR 1.00 X 0 0 0 JOEL TAUBER DIRECTOR 1.00 X 0 0 0 JOEL FLEISHMAN DIRECTOR 1.00 X 0 0 0 KAREN GANTZ ZAHLER DIRECTOR 1.00 X 0 0 0 LARAINE FISCHER DIRECTOR 1.00 X 0 0 0 MARSHALL ZOLLA DIRECTOR 1.00 X 0 0 0 NATHALIE RUBENS DIRECTOR 1.00 X 0 0 0 NATY SAIDOFF DIRECTOR 1.00 X 0 0 0 PAUL BERGER DIRECTOR 1.00 X 0 0 0 PETER JOSEPH DIRECTOR 1.00 X 0 0 0 PHILIP WACHS DIRECTOR 1.00 X 0 0 0 ROBERT SULKIN DIRECTOR 1.00 X 0 0 0 RONALD SEDLEY DIRECTOR 1.00 X 0 0 0 ROSELYNE SWIG DIRECTOR 1.00 X 0 0 0 RUTH RASKAS DIRECTOR 1.00 X 0 0 0 SHELLEY TAUBER DIRECTOR 1.00 X 0 0 0 STACY DICK DIRECTOR 1.00 X 0 0 0 STUART KOGOD DIRECTOR 1.00 X 0 0 0 SYLVIA KAUFMAN DIRECTOR 1.00 X 0 0 0 ALAYNE SULKIN DIRECTOR 1.00 X 0 0 0 AMY KLEIN DIRECTOR 1.00 X 0 0 0 DONALD MELTZER CHAIR, SHINA 1.00 X X 0 0 0 ERIC ZAHLER TREASURER 1.00 X X 0 0 0 MATT BERLER DIRECTOR 1.00 X 0 0 0 ANGELICA BERRIE CHAIR, SHI 1.00 X X 0 0 0 ROBERT KOGOD CHAIRMAN EMERITUS, SHI 1.00 X X 0 0 0 YEHUDA KURTZER PRESIDENT 40.00 X 435050 0 62197 RACHEL JACOBY ROSENFIELD SECRETARY & EXECUTIVE VICE PRESIDENT 40.00 X 268659 0 31106 DONNIEL HARTMAN EXECUTIVE CHAIR 40.00 X 388084 0 104775 ELIOT GOLDSTEIN VICE PRESIDENT OF DEVELOPMENT 40.00 X 219795 0 21626 LAUREN BERKUN VICE PRESIDENT, RABBINIC INITIATIVES 40.00 X 200000 0 12596 JUSTUS BAIRD SENIOR VP OF NATIONAL PROGRAMS 40.00 X 184845 0 31377 ELANA STEIN SCHOLAR IN RESIDENCE 40.00 X 167140 0 9510 JENNY LYSS SENIOR DEVELOPMENT OFFICER 40.00 X 175000 0 30297 2038573 0 303484 8 0 1 0 0 18874134 18874134 REGISTRATION FEES 611600 291474 291474 EDUCATIONAL MATERIALS 611600 8000 8000 299474 277114 277114 19450722 299474 0 277114 9226000 9226000 1531294 1070047 95925 365322 4255330 3048231 548942 658157 165991 107998 29157 28836 297216 208369 38775 50072 387557 274996 44201 68360 153363 7775 145588 52737 7194 45543 218699 166171 26290 26238 CONFERENCES AND ACTIVIT 1274000 1274000 0 0 SEMINARS AND EVENT COST 937704 937704 0 0 OFFICE EXPENSES, INSURA 883037 498829 279413 104795 FACULTY AND FELLOWSHIPS 637474 637474 0 0 77478 77478 20097880 17542266 1208291 1347323 8195881 12323870 4206 13236 15211315 10539417 161112 360459 2089899 1091884 1179189 998015 2857738 3585684 5896844 5885537 38529 38529 33544814 33744747 2670355 2944370 207699 200784 2878054 3145154 X 9771199 10470012 20895561 20129581 30666760 30599593 33544814 33744747 -647158 579991 0 X X 0 1 X 1 0 X 18548379 23554665 23494862 15054762 18874134 99526802 18548379 23554665 23494862 15054762 18874134 99526802 37290500 62236302 314225 237265 264956 252142 277114 1345702 100872504 0.61700 0.68720 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 5026193 3748 826818 5856759 5076349 357033 -87221 319968 5026193 6801079 5628 681860 2412218 5076349 1 1614520 685178 929342 475379 406706 68673 998015 BENEFICIAL INTEREST IN PERPETUAL TRUST 2810341 F INVESTMENT IN PARTNERSHIPS 2879 F FIXED INCOME MUTUAL FUNDS 3072317 F 5885537 X 20092789 579991 62076 642067 19450722 0 19450722 20159956 62076 62076 20097880 0 20097880 PART V, LINE 4: ENDOWMENT ASSETS FOR THE TERM ENDOWMENT FUND ARE APPROPRIATED FOR EXPENDITURE BY THE INSTITUTE'S BOARD OF DIRECTORS BASED ON PROGRAM NEEDS AND THE TERMS OF THE GIFT INSTRUMENT. LONG-TERM EXPECTED RETURNS ON ENDOWMENT ASSETS AND THE DURATION OF THE ENDOWMENT FUND ARE CONSIDERED IN DETERMINING APPROPRIATIONS FOR EXPENDITURE. PART X, LINE 2: ALL SIGNIFICANT TAX POSITIONS HAVE BEEN CONSIDERED BY MANAGEMENT AND IT HAS BEEN DETERMINED THAT ALL TAX POSITIONS WOULD BE SUSTAINED UPON EXAMINATION BY TAXING AUTHORITIES. THERE ARE NO UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION IN THE ACCOMPANYING FINANCIAL STATEMENTS OR FURTHER DISCLOSURE IN THE NOTES TO THE FINANCIAL STATEMENTS. THE INSTITUTE IS REQUIRED TO FILE FORM 990 (RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX). THE INSTITUTE IS SUBJECT TO AUDITS BY TAXING JURISDICTIONS; HOWEVER, NO AUDITS FOR ANY PERIODS ARE CURRENTLY IN PROGRESS. 0 MIDDLE EAST AND NORTH AFRICA GRANTMAKING 9226000 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES COMMUNITY LEADERSHIP PROGRAM, FELLOWSHIP FOR CAMPUS PROFESSIONALS, IENGAGE, MUSLIM 1274000 MIDDLE EAST AND NORTH AFRICA 0 1 492859 0 1 0 0 0 1 10992859 0 10992859 MIDDLE EAST AND NORTH AFRICA TO PROVIDE FINANCIAL ASSISTANCE TO FUND THE VARIOUS PROGRAMS OFFERED IN 2021. 9226000 WIRE 0 0 0 0 0 0 0 PART III ACCOUNTING METHOD: X 1 0 X X X X X X 0 0 0 0 0 0 0 0 0 YEHUDA KURTZER PRESIDENT 435050 0 0 0 0 0 30000 0 32197 0 497247 0 0 0 DONNIEL HARTMAN EXECUTIVE CHAIR 388084 0 0 0 0 0 73500 0 31275 0 492859 0 0 0 RACHEL JACOBY ROSENFIELD SECRETARY & EXECUTIVE VICE PRESIDENT 268659 0 0 0 0 0 13750 0 17356 0 299765 0 0 0 ELIOT GOLDSTEIN VICE PRESIDENT OF DEVELOPMENT 219795 0 0 0 0 0 10990 0 10636 0 241421 0 0 0 JUSTUS BAIRD SENIOR VP OF NATIONAL PROGRAMS 184845 0 0 0 0 0 9750 0 21627 0 216222 0 0 0 LAUREN BERKUN VICE PRESIDENT, RABBINIC INITIATIVES 200000 0 0 0 0 0 10000 0 2596 0 212596 0 0 0 JENNY LYSS SENIOR DEVELOPMENT OFFICER 175000 0 0 0 0 0 8750 0 21547 0 205297 0 0 0 ELANA STEIN SCHOLAR IN RESIDENCE 167140 0 0 0 0 0 8357 0 1153 0 176650 0 0 0 PART I, LINE 1A SOME SENIOR STAFF DO FLY BUSINESS CLASS OR FIRST CLASS FOR TRAVEL RELATED TO WORK. FORM 990, PART VI, SECTION A, LINE 2 THE FOLLOWING BOARD MEMBERS HAVE A FAMILIAL RELATIONSHIP: (1) ALAN FISCHER AND LARAINE FISCHER - MARRIED (2) NATY SAIDOFF AND DEBBIE SAIDOFF - MARRIED (3) ROBERT SULKIN AND ALAYNE SULKIN - MARRIED (4) JOEL TAUBER AND SHELLEY TAUBER - MARRIED (5) ERIC ZAHLER AND KAREN GANTZ ZAHLER - MARRIED (6) SYLVIA KAUFMAN AND GREG KAUFMAN - MOTHER AND SON (7) ROBERT KOGOD AND STUART KOGOD - FATHER AND SON FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO FILING, THE FORM 990 IS REVIEWED BY THE GLOBAL CFO OF SHI, EXECUTIVE VICE PRESIDENT, DIRECTOR OF OPERATIONS, SHI CONTROLLER, AND FINANCE MANAGER. ONCE APPROVED, THE COMPLETE FORM 990 IS PROVIDED TO THE AUDIT COMMITTEE FOR REVIEW. FORM 990, PART VI, SECTION B, LINE 12C SHINA HAS A CONFLICT OF INTEREST POLICY WHICH COVERS OFFICERS, DIRECTORS, AND KEY EMPLOYEES OF THE ORGANIZATION, AND THEIR FAMILY MEMBERS WHO HAVE A DIRECT OR INDIRECT FINANCIAL INTEREST IN THE ORGANIZATION ABOVE $100. THE POLICY REQUIRES THE DISCLOSURE OF POTENTIAL CONFLICTS OF INTEREST TO THE AUDIT COMMITTEE. AFTER DISCLOSURE, THE INTERESTED PARTY WILL NOT BE PRESENT AT OR OTHERWISE PARTICIPATE IN THE DELIBERATIONS OR VOTING OF THE AUDIT COMMITTEE ABOUT THE POTENTIAL CONFLICT OF INTEREST. ANY CONFLICTS OF INTEREST ARE SHOWN IN THE FINANCIAL REPORTS. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS SETS AND REVIEWS THE COMPENSATION OF THE PRESIDENT BY AN EMPLOYMENT AGREEMENT WHICH IS BASED ON INDUSTRY STANDARDS. THE LAST REVIEW HAPPENED IN 2019. PERSONS WITH A CONFLICT OF INTEREST REGARDING THE COMPENSATION ARRANGEMENT ARE NOT INVOLVED. COMPENSATION IS BASED ON COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS. THE PRESIDENT SETS THE SALARY OF THE EXECUTIVE VICE PRESIDENT ACCORDING TO INDUSTRY STANDARDS AND COMPARABLE COMPENSATION. THE LATEST REVIEW OF THE SALARY OF THE EXECUTIVE VICE PRESIDENT TOOK PLACE IN 2019. TOGETHER THE PRESIDENT AND EXECUTIVE VICE PRESIDENT SET THE SALARIES OF OTHER KEY AND HIGHLY COMPENSATED EMPLOYEES BASED ON COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED PERSONS. FORM 990, PART VI, SECTION C, LINE 19 THE FORM 990 AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE AND ARE ALSO AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.