2022-09-20T07:06:17-05:00 2021-12-31 541029635 THOMPSON GREENSPON 4035 RIDGE TOP RD SUITE 700 FAIRFAX VA 22030 990 2021-01-01 520954597 NATIONAL INSTITUTE FOR AUTOMOTIVE SERVICE EXCELLENCE NATI 7036696600 1503 EDWARDS FERRY RD NE 401 LEESBURG VA 20176 TIMOTHY ZILKE PRESIDENT 7036696600 2022-09-08 1 TIMOTHY ZILKE 999009999 CHARLES F HELME III CPA P00118452 7033858888 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z ASE TIMOTHY ZILKE 1503 EDWARDS FERRY RD NE STE 401 LEESBURG VA 20176 21331294 0 X WWW.ASE.COM X 1972 DC ASE'S MISSION IS TO IMPROVE THE QUALITY OF VEHICLE REPAIR AND SERVICE THROUGH THE TESTING AND CERTIFICATION OF REPAIR AND SERVICE PROFESSIONALS. 14 13 46 13 0 0 210000 0 11842216 15838515 881265 2893365 21279 23954 12954760 18755834 43249 36444 0 0 4438486 6396103 0 0 0 9794643 11222787 14276378 17655334 -1321618 1100500 24209695 25163895 3469758 4630057 20739937 20533838 ASE'S MISSION IS TO IMPROVE THE QUALITY OF VEHICLE REPAIR AND SERVICE THROUGH THE TESTING AND CERTIFICATION OF REPAIR AND SERVICE PROFESSIONALS. 0 0 0 0 0 VOLUNTARY TESTING AND CERTIFICATION OF AUTOMOTIVE TECHNICIANS DURING 2021 ABOUT 96,231 TECHNICIANS NATIONWIDE REGISTERED FOR TESTS IN MORE THEN 52 SPECIALTY SERVICE AREAS. IN ADDITION, OVER 52,886 STUDENTS TOOK MORE THAN 188,601 TESTS. 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 72 0 1 46 1 0 0 0 0 0 0 0 0 X 14 13 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 1 1 0 X THE ORGANIZATION 7036696600 1503 EDWARDS FERRY RD NE 401 LEESBURG VA 20176 TIMOTHY A ZILKE PRESIDENT & CEO 40.00 X X 479042 0 96091 MARK POLKE CHAIR 1.00 X X 0 0 0 BRAD PELLMAN VICE CHAIR 1.00 X X 0 0 0 HOMER HOGG TREASURER 1.00 X X 0 0 0 BRIAN SZALK SECRETARY 1.00 X X 0 0 0 BOBBY BASSETT PAST CHAIR 1.00 X X 0 0 0 JOHN HANIGHEN DIRECTOR 1.00 X 0 0 0 JASON RAINEY DIRECTOR 1.00 X 0 0 0 TED HAYES DIRECTOR 1.00 X 0 0 0 TOM TRISDALE DIRECTOR 1.00 X 0 0 0 MARK MILLER DIRECTOR 1.00 X 0 0 0 JEFF WALKER DIRECTOR 1.00 X 0 0 0 TOM PALERMO DIRECTOR 1.00 X 0 0 0 JOHN WOLF DIRECTOR 1.00 X 0 0 0 ALLISON GUTH CFO 40.00 X 183888 0 34379 PATRICIA SERRATORE SENIOR VP 40.00 X 182985 0 38782 MICHAEL COLEY SENIOR VP 0.00 40.00 X 0 233833 52646 DAVID MILNE VICE PRESIDENT 40.00 X 157665 0 42772 JOHN TISDALE VICE PRESIDENT 40.00 X 156955 0 39886 DAVE CAPPERT EXECUTIVE DIRECTOR 40.00 X 141521 0 37711 1302056 233833 342267 10 0 1 0 PROMETRIC BOX 223608 PITTSBURGH PA 152512608 TESTING SERVICES 6146980 SUMMIT CONSULTING GROUP INC 1627 COMANCHE ROAD ARNOLD MD 21012 TESTING SERVICES 2054550 CORPORATE COMMUNICATIONS GROUP 800 COMMERCE DRIVE UPPER MARLBORO MD 20774 TESTING SERVICES 433507 RACKSPACE US INC PO BOX 730759 DALLAS TX 753732497 TESTING SERVICES 377282 CHARLES S KUNCE 876 WATERSIDE LANE BRADENTON FL 34209 TESTING SERVICES 158465 12 EXAMINATIONS 611430 15807625 15807625 SPECIAL JOBS 541900 30890 30890 15838515 784178 784178 19660 19660 4680617 2571430 2109187 2109187 2109187 8324 4030 4294 4294 18755834 15842809 0 2913025 X 36444 793400 4681356 277941 429714 213692 122000 59510 95078 6915468 15000 295753 2167493 321622 17663 239748 893208 70962 OTHER TAXES 9282 17655334 530 196 1072178 1068228 866800 1031652 10497 4977 399902 336358 5547480 2469862 3680010 3077618 16993395 18579995 1186383 1064871 24209695 25163895 1415312 1563741 1114940 1311272 718050 939506 1036994 3469758 4630057 X 20739937 20533838 20739937 20533838 24209695 25163895 1100500 -1306599 0 X 0 1 X 1 0 1123166 911252 211914 4424314 1558610 2865704 3077618 LIABILITY - 457B PLAN 531494 LIABILITY - SERP 505500 1036994 X 17358187 -1306599 4030 -1302569 18660756 95078 95078 18755834 17564286 4030 4030 17560256 95078 95078 17655334 PART X, LINE 2: THE INSTITUTE HAS NO UNCERTAIN TAX POSITIONS THAT QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS AND NO INTEREST AND PENALTIES HAVE BEEN RECORDED IN THE ACCOMPANYING FINANCIAL STATEMENTS RELATED TO UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: RECLASS ENTRY OF COST OF GOODS SOLD PART XII, LINE 2D - OTHER ADJUSTMENTS: RECLASS ENTRY OF COST OF GOODS SOLD SCHEDULE D, PART X - (457 PLAN) ON DECEMBER 22, 1992, THE INSTITUTE ESTABLISHED A DEFERRED COMPENSATION PLAN (THE 457 PLAN) UNDER SECTION 457 OF THE IRC, WHICH COMPLEMENTS THE INSTITUTE'S EXISTING BENEFIT PLANS. THE 457 PLAN, WHICH IS AVAILABLE TO ELIGIBLE EMPLOYEES, PERMITS PARTICIPANTS TO DEFER UNTIL FUTURE YEARS AN AMOUNT ESTABLISHED BY THE BOARD OF DIRECTORS, WITHIN THE LIMITS ALLOWABLE UNDER SECTION 457 OF THE IRC. DEFERRED COMPENSATION AND INVESTMENTS DESIGNATED FOR SUCH DEFERRALS ARE AVAILABLE AND TAXABLE TO PARTICIPANTS OR THEIR BENEFICIARIES ONLY UPON TERMINATION OF EMPLOYMENT, RETIREMENT, DEATH OR AN UNFORESEEABLE EMERGENCY. UNTIL PAID OR MADE AVAILABLE TO THE PARTICIPANT OR BENEFICIARY, ALL DEFERRED AMOUNTS AND INVESTMENT EARNINGS RELATED TO DEFERRED AMOUNTS ARE SOLELY THE PROPERTY AND RIGHTS OF THE INSTITUTE AND ARE SUBJECT TO THE CLAIMS OF THE INSTITUTE'S GENERAL CREDITORS. PARTICIPANTS' RIGHTS UNDER THE 457 PLAN ARE EQUAL TO THOSE OF A GENERAL CREDITOR OF THE INSTITUTE. THE ASSETS OF THE 457 PLAN ARE HELD WITH NORTHWESTERN MUTUAL. FOR THE YEARS ENDED DECEMBER 31, 2021 AND 2020, THE INSTITUTE CONTRIBUTED $22,500 PER YEAR. ON NOVEMBER 29, 2001, THE INSTITUTE ESTABLISHED A SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (THE SERP) FOR THE BENEFIT OF CERTAIN MEMBERS OF SENIOR MANAGEMENT TO PROVIDE DEFERRED COMPENSATION FOR THEM UPON RETIREMENT. UNDER THE SERP, CONTRIBUTIONS ARE MADE AT THE DISCRETION OF THE EXECUTIVE COMMITTEE OF THE INSTITUTE UNTIL A PARTICIPANT REACHES NORMAL RETIREMENT AGE, CURRENTLY 65. UNTIL PAID OR MADE AVAILABLE TO THE PARTICIPANT OR BENEFICIARY, ALL DEFERRED AMOUNTS AND INVESTMENT EARNINGS RELATED TO DEFERRED AMOUNTS ARE SOLELY THE PROPERTY AND RIGHTS OF THE INSTITUTE AND ARE SUBJECT TO THE CLAIMS OF THE INSTITUTE'S GENERAL CREDITORS. PARTICIPANTS' RIGHTS UNDER THE SERP ARE EQUAL TO THOSE OF A GENERAL CREDITOR. THE ASSETS OF THE SERP ARE HELD BY A TRUST COMPANY. THE SERP'S ASSET MARKET VALUE IS INCLUDED AS AN ASSET AND A LIABILITY IN THE ACCOMPANYING STATEMENTS OF FINANCIAL POSITION OF THE INSTITUTE FOR THE YEARS ENDED DECEMBER 31, 2021 AND 2020. CONTRIBUTIONS TO THE SERP FOR THE YEARS ENDED DECEMBER 31, 2021 AND 2020 WERE $21,583 AND $16,642, RESPECTIVELY. 1 ASE EDUCATIONAL FOUNDATION 1503 EDWARDS FERRY RD NE STE 401 LEESBURG VA 20176 362957357 501 C (3) 25253 0 GENERAL SUPPORT 1 0 SCHEDULE I, PART I, LINE 2 ASE MONITORS GRANTS VIA DISCUSSIONS WITH BOARD MEMBERS OF THE EDUCATION FOUNDATION. 0 1 0 TIMOTHY A ZILKE PRESIDENT & CEO 425082 0 47099 0 6861 0 74333 0 21758 0 575133 0 0 0 MICHAEL COLEY SENIOR VP 0 214911 0 15790 0 3132 0 29686 0 22960 0 286479 0 0 PATRICIA SERRATORE SENIOR VP 161229 0 19575 0 2181 0 27746 0 11036 0 221767 0 0 0 ALLISON GUTH CFO 162089 0 19592 0 2207 0 21940 0 12439 0 218267 0 0 0 DAVID MILNE VICE PRESIDENT 142670 0 11217 0 3778 0 19914 0 22858 0 200437 0 0 0 JOHN TISDALE VICE PRESIDENT 143885 0 11130 0 1940 0 19728 0 20158 0 196841 0 0 0 DAVE CAPPERT EXECUTIVE DIRECTOR 129453 0 10330 0 1738 0 17344 0 20367 0 179232 0 0 0 PART I, LINE 4B PAYMENTS TO SERP - TIMOTHY ZILKE $21,583. FORM 990, PART VI FORM 990, PART VI, SECTION B, LINE 12C - THE CONFLICT OF INTEREST POLICY COVERS ALL DIRECTORS AND IS MONITORED BY OUTSIDE LEGAL COUNSEL. THE OUTSIDE LEGAL COUNSEL OBTAINS AND REVIEWS AN ANNUAL INFORMATION QUESTIONNAIRE FOR EACH DIRECTOR. OUTSIDE COUNSEL MONITORS BOARD ACTIVITIES FOR ANY POTENTIAL CONFLICTS OF INTEREST AND WOULD RECOMMEND APPROPRIATE ACTIONS. FORM 990, PART VI, SECTION B, LINE 11B FORM 990, PART VI, SECTION B, LINE 11B - EXECUTIVE COMMITTEE MEMBERS REVIEW THE FORM 990. FORM 990, PART VI, SECTION B, LINE 12C FORM 990, PART VI, SECTION B, LINE 12C - THE CONFLICT OF INTEREST POLICY COVERS ALL DIRECTORS AND IS MONITORED BY OUTSIDE LEGAL COUNSEL. THE OUTSIDE LEGAL COUNSEL OBTAINS AND REVIEWS AN ANNUAL INFORMATION QUESTIONNAIRE FOR EACH DIRECTOR. OUTSIDE COUNSEL MONITORS BOARD ACTIVITIES FOR ANY POTENTIAL CONFLICTS OF INTEREST AND WOULD RECOMMEND APPROPRIATE ACTIONS. FORM 990, PART VI, SECTION B, LINE 15 FORM 990, PART VI, SECTION B, LINE 15 - THE CORPORATE OFFICERS REVIEW AND APPROVE THE CEO COMPENSATION BASED UPON A THIRD PARTY COMPENSATION STUDY. FORM 990, PART VI, SECTION C, LINE 19 FORM 990, PART VI, SECTION C, LINE 19 - POLICIES AVAILABLE UPON REQUEST; ANNUAL AUDIT AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G TEST EXPENSE 6,350,838. VEHICLE LEASE, INS., MAINT., ETC. 6,864. TEST PROMOTION 85,552. SPECIAL EVENTS 75,000. MANUFACTURING COSTS 143,463. CREDIT CARD DISC./CBT 253,751. ASE EDUCATION FOUNDATION 1503 EDWARDS FERRY ROAD NE STE 401 LEESBURG VA 20176 362957357 EVALUATE TECH TRAINING IL 501 C 3 10 NATIONAL INSTITUTE FOR AUTOMOTIVE SERVICE EXCELLENCE 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 ASE EDUCATION FOUNDATION O 981000 FMV