2022-10-13T08:13:40-07:00 2022-05-31 990 2021-06-01 161476258 Utica University UTIC 3157923011 1600 Burrstone Road Utica NY 13502 Pamela Salmon VP of Financial Affairs & Treasurer 3157923011 2022-10-13 1 11 0 AAL2 2021 2022-09-23 18:48:47Z X Pamela Salmon 1600 Burrstone Road Utica NY 13502 142992916 0 X www.utica.edu X 1946 NY We empower learners to achieve their career and life goals through personally enriching experiences and outstanding educational pathways. 29 28 1709 75 35000 36399 13860306 18314752 85014179 83374001 16042962 2363955 497302 1090073 115414749 105142781 17156038 19985889 0 0 46045419 50532066 0 0 2946584 31837267 34335851 95038724 104853806 20376025 288975 162972224 156931603 84303263 82613316 78668961 74318287 We empower learners to achieve their career and life goals through personally enriching experiences and outstanding educational pathways. 0 0 52431746 16118939 72537456 Instruction and research to educate undergraduate & graduate students preparing them to achieve distinction in their chosen professions and inspiring them to become citizens committed to their community. Institutional Support for central and executive-level activities concerned with management and long-range planning for the entire institution. 20609414 3866950 1055075 Student Services provides support to instructional programs with an emphasis on student life outside the classroom. it includes areas such as athletics, student activities, career counseling and placement, etc. 6312232 0 0 Academic support encompasses the areas of faculty and program development as well as resource centers including the library and various institutes designed to support the learning experience. 10159669 0 10836543 Auxiliary Enterprises Expenses $10,159,669 Revenue $10,871,544 10159669 0 10836543 89513061 1 1 0 1 0 0 0 1 0 1 1 0 0 0 1 0 1 0 1 1 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 1 314 0 1 1709 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 29 28 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X Pamela Salmon 3157923011 1600 Burrstone Road Utica NY 13502 Laura Casamento President 37.5 0 X 470922 0 44198 Jeffrey Gates Senior Vice President of Student Life and Enrollment 37.5 0 X 202823 0 33979 Todd Pfannestiel Provost & Senior Vice President for Academic Affairs 37.5 0 X 215043 0 18141 Ahmed Radwan Dean for Health and Professions 37.5 0 X 162863 0 45023 Polly Smith Senior Vice President for Market Innovation & New Ventures/Associtae Provost for OES 37.5 0 X 186622 0 18542 Pamela Salmon Vice President of Financial Affairs 37.5 0 X 166839 0 35794 George Nehme Vice President for Advancement 37.5 0 X 179053 0 16096 Robert Halliday Associate Provost, Online Learning and Vice President of Online and Extended Studies 37.5 0 X 155439 0 34335 Stephanie Nesbitt Dean of the School of Business & Justice 37.5 0 X 161814 0 20777 Andrew Beakman Vice President of Legal Affairs & General Counsel 37.5 0 X 155947 0 6824 Robert Brevenik Chairperson 0 0 X X 0 0 0 Jeremy Thurston Vice Chairperson/Chair-Elect 0 0 X X 0 0 0 Heidi Hoeller Vice Chairperson 0 0 X X 0 0 0 Christian Meyer III Vice Chairperson 0 0 X X 0 0 0 Kenneth Bell Secretary 0 0 X X 0 0 0 Larry Bull Trustee 0 0 X 0 0 0 John Calabrese Sr Trustee 0 0 X 0 0 0 Gerard Capraro Trustee 0 0 X 0 0 0 John Casellini Trustee 0 0 X 0 0 0 Bernadette Clark Trustee 0 0 X 0 0 0 Ronald Cuccaro Trustee 0 0 X 0 0 0 Harry Cynkus Trustee 0 0 X 0 0 0 Frederick Degen Trustee 0 0 X 0 0 0 Krista DiBerardino Trustee 0 0 X 0 0 0 James DuRoss Trustee 0 0 X 0 0 0 John Forte Trustee 0 0 X 0 0 0 Marianne Gaige Trustee 0 0 X 0 0 0 Samuel Hester Trustee 0 0 X 0 0 0 Andrew Hislop Trustee 0 0 X 0 0 0 Daniel Jones Trustee 0 0 X 0 0 0 Wester Miga Trustee 0 0 X 0 0 0 Russell Petralia Trustee 0 0 X 0 0 0 Mark Pilipczuk Trustee 0 0 X 0 0 0 Eugene Quadraro Jr Trustee 0 0 X 0 0 0 Solade Rowe Trustee 0 0 X 0 0 0 John Snyder Trustee 0 0 X 0 0 0 Treesa Salter Trustee 0 0 X 0 0 0 Tricia Rutkowski Trustee 0 0 X 0 0 0 2057365 0 273709 87 0 1 0 Wiley Deltak edu 1415 W 22nd St Suite 400 Oak Brook IL 60523 Online Educational Services 5114940 Atalian Global Services Inc 417 Fifth Avenue New York NY 10016 Facilities Services 4519248 The Hayner Hoyt Corportation 1820 LeMoyne Avenue Syracuse NY 13208 Construction 9724501 Orbis Education Services 11595 North Meridian St Carmel IN 46032 Educational Partner 5031580 Sodexo Inc & Affiliates 10 Earhart Drive Williamsville NY 14221 Food Service 4071572 37 0 0 0 0 11574082 6740670 0 18314752 Student Tuition and Fees 611710 72537458 72537458 0 0 Auxiliary Enterprises 611710 10836543 10836543 0 0 0 0 0 0 83374001 727502 0 0 727502 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 39486588 0 37850135 0 1636453 0 1636453 0 0 1636453 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1090073 1055073 35000 0 1090073 105142781 84429074 35000 2363955 0 0 19715568 19715568 270321 270321 0 0 2125532 840920 1029112 255500 0 0 0 0 35324025 29565073 4112974 1645978 2512652 2065386 326522 120744 7686658 6678061 736059 272538 2883199 2380288 367145 135766 0 0 0 0 139529 0 139529 0 120142 0 120142 0 12500 12500 0 0 0 0 0 0 0 0 4486307 3540550 776368 169389 680291 197836 482455 0 3331422 2465405 772458 93559 785913 33001 752903 9 1314 1314 0 0 3804910 3559075 228327 17508 1284096 1053932 201613 28551 0 0 0 0 443604 316353 49725 77526 1775010 1664721 109737 552 0 0 0 0 5464483 4963307 501176 0 852710 222197 630489 24 Auxiliaries' Food Service 2944878 2944878 0 0 Grounds Services 2641391 2559584 67253 14554 Custodial Services 2360067 2289325 58157 12585 Printing & Publications 448097 376370 19334 52393 2759187 1797096 912683 49408 104853806 89513061 12394161 2946584 7150 7150 22938150 16579558 2293888 3184403 10887455 10440761 305897 237841 36636 1211 239303 335679 155648662 71933664 81309107 83714998 30060820 28864607 6836088 6835827 8057730 6729568 162972224 156931603 11658849 10296526 13002232 12210288 43518080 42609033 16124102 17497469 84303263 82613316 X 41239574 38826991 37429387 35491296 78668961 74318287 162972224 156931603 X 288975 -5632979 0 0 0 993330 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 1 441 0 1 15990 16431 0 Schedule C, Part II-B, Line 1 The University used paid lobbyists to develop additional University funding through representation with federal and state governments. 0 9847124 0 0 X X X X 0 36600490 3347871 -3116405 956285 324217 80495 35470959 27110269 2567821 8227652 822234 389894 93124 36600490 25052831 2373955 1013233 867663 376357 85730 27110269 25880260 418115 66624 856501 372004 83663 25052831 24642658 430065 2097529 831579 369766 88647 25880260 0.12 0.62 0.26 0 0 0 6246046 6246046 0 123300166 50801796 72498370 0 2275534 1267339 1008195 0 13161051 9949460 3211591 0 10665865 9915069 750796 83714998 Post Retirement Liability 5863326 Charitable Trust Obligations 66604 Bond Premium, Net of Amortization 4885260 Lease Liability 6682279 17497469 83417092 -5632982 0 0 0 -5632982 89050074 0 16092707 16092707 105142781 88761099 0 0 0 0 0 88761099 0 16092707 16092707 104853806 Schedule D, Part III, Line 4 The University has a fine arts collection that is housed in the Barrett Art Gallery. The gallery is open to students and members of the community who share an interest in fine arts. The University offers a number of fine arts courses. Schedule D, Part V, Line 4 The University has endowment funds that are managed to provide a permanent source of income to support the teaching, research, and service missions of the institution. Schedule D, Part XI, Line 4b Scholarship Aid $16,092,707 Schedule D, Part XII, Line 4b Scholarship Aid $16,092,707 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 Utica University prints its nondiscriminatory policy in the annual catalog and it is also on the University Website. Schedule E, Part I, Line 6 A majority of the University financial assistance is provided by the government to enable promising students to attend University if family and personal resources are inadequate to support a University education. Two of the main sources of financial aid are from the federal and state government. 1 South America 0 1 Program Services International Student Recruitment 3234 South America 0 1 Program Services Visit & Assess Study Abroad Sites 7900 Sub-Saharan Africa 0 1 Program Services Visit & Assess Study Abroad Sites 15779 Europe (including Iceland and Greenland) 0 1 Program Services Study Abroad 18443 North America (including Canada and Mexico, but not the United States) 0 4 Program Services International Student Recruitment 1231 North America (including Canada and Mexico, but not the United States) 0 1 Program Services Faculty 84000 North America (including Canada and Mexico, but not the United States) 0 1 Program Services Adjunct Lecturer 5000 Central America and the Caribbean 0 3 Program Services Adjunct Lecturer 19000 0 13 154587 Scholarship Central America and the Caribbean 1 18080 Credit on Students' tuition Bill 0 FMV Scholarship East Asia and the Pacific 6 26339 Credit on Students' tuition Bill 0 FMV Scholarship Europe (including Iceland and Greenland) 4 28510 Credit on Students' tuition Bill 0 FMV Scholarship Middle East and North Africa 1 6000 Credit on Students' tuition Bill 0 FMV Scholarship North America (including Canada and Mexico, but not the United States) 10 53051 Credit on Students' tuition Bill 0 FMV Scholarship Russia and the newly independent States 4 24500 Credit on Students' tuition Bill 0 FMV Scholarship South America 1 6000 Credit on Students' tuition Bill 0 FMV Scholarship South Asia 3 18000 Credit on Students' tuition Bill 0 FMV Scholarship Sub-Saharan Africa 1 2500 Credit on Students' tuition Bill 0 FMV 0 0 0 0 1 0 Schedule F, Part I, Line 2 Grants are given as scholarships and show as a credit on the student account against tuition owed. 1 Scholarships 3728 15822386 0 FMV Fellowships 30 26232 0 FMV Grants are awarded to University employees or students for research projects. Grantees may elect to receive reimbursement for receipted expenses or they may elect to receive their awards as W-2 Compensation. Higher Education Emergency Relief Fund 4083 3866950 0 FMV Funds granted to students to help provide emergency relief grants to support students dealing with financial stress from the impact of the COVID pandemic. Schedule I, Part I, Line 2 Students receiving scholarships are evaluated by the University's assessment of academic achievement, financial need and other similar standards. X X X X X X X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 Jeffrey Gates Senior Vice President of Student Life and Enrollment 198587 0 4200 0 36 0 7351 0 26628 0 236802 0 0 0 Pamela Salmon Vice President of Financial Affairs 163181 0 3500 0 158 0 8167 0 27627 0 202633 0 0 0 Laura Casamento President 349258 0 75000 0 46663 0 18667 0 25532 0 515120 0 0 0 Todd Pfannestiel Provost & Senior Vice President for Academic Affairs 208239 0 4301 0 2503 0 7526 0 10615 0 233184 0 0 0 Andrew Beakman Vice President of Legal Affairs & General Counsel 151810 0 3101 0 1036 0 5426 0 1397 0 162770 0 0 0 Ahmed Radwan Dean for Health and Professions 154527 0 3300 0 5036 0 16533 0 28489 0 207885 0 0 0 George Nehme Vice President for Advancement 175039 0 3856 0 158 0 6020 0 10077 0 195150 0 0 0 Polly Smith Senior Vice President for Market Innovation & New Ventures/Associtae Provost for OES 183067 0 3500 0 55 0 8167 0 10375 0 205164 0 0 0 Stephanie Nesbitt Dean of the School of Business & Justice 158559 0 3200 0 55 0 10267 0 10511 0 182592 0 0 0 Robert Halliday Associate Provost, Online Learning and Vice President of Online and Extended Studies 152276 0 3060 0 103 0 7140 0 27195 0 189774 0 0 0 Schedule J, Part I, Line 1a The University president receives a housing stipend since her house now serves as a meeting place for dignitaries and community leaders, as well as for other meeting and fundraising events. The University provides travel costs for the University President's spouse on certain business travel. The University pays for the president's membership dues and initiation fees relating to membership in any clubs that the board of trustees requests that the president join. A Oneida County Local Development Corporation 273190422 682440CM2 2019-12-18 49438503 See Part VI 0 0 0 A 1135000 0 49443342 0 0 0 569147 0 0 13753312 35120883 0 2021 1 1 1 1 A 0 0 1 1 0 0.0043 0.0001 0.0044 0 0 1 A 0 1 0 0 0 0 0 0 1 A 1 Schedule K, Part I, Column f-12/18/2019 49,438,503 Oneida County Local Development Corporation The purpose of this bond was to refund prior bonds that were issued on May 28, 2015 and March 28,2018. These bonds were used for constructing and equipping an addition to the science center. Schedule K, Part II, Line 3-12/18/2019 49,438,503 Oneida County Local Development Corporation Total proceeds in Part II, Line 3 include $4,839 of earnings on investment of bond proceeds prior to the expenditures of project costs. Bernadette Clark Wife of Harold T. Clark, Managing Agent for Adron LLC 425850 The University has a rental agreement with Adron to lease space. 0 Laura Casamento Laura Casamento, President of Utica University - son is Brian Marcantonio, head soccer coach 72173 Payroll and Benefits 0 Jeremy Thurston Board Memeber and Majority owner of The Hayner Hoyt Corporation 3106536 The University paid for services on a construction contract 0 James DuRoss Trustee 4864710 James DuRoss is employed by Atalian Global Services, Inc. which provides janitorial, landscape and building maintenance services to the University. 0 X 15 3031742 FMV 0 1 1 Schedule M, Part I, Line 32b The University uses real estate agents and coin dealers in conjunction with the sale of donated properties on occasion. Form 990, Part VI, Section A, Line 2 The University conducts business with various vendors throughout the greater Utica area. Several of the University's vendors have principals or employees currently serving on its board of trustees. In accordance with the University's bylaws, each vendor serving on the University board of trustees is required to disclose the details of transactions and other business involvements with the University. Significant related party transactions include janitorial, landscape and building maintenance service, government relations services and data processing, printing, mailing and email marketing for the development office. Form 990, Part VI, Section B, Line 11b The 990 is reviewed and approved by the treasurer, key employees, and appropriate trustees prior to being filed and issued. Additionally, the 990 is provided to the entire board of trustees for review and comment prior to filing. This is done by posting a draft PDF of the 990 to the University trustee website. Form 990, Part VI, Section B, Line 12c Officers and Board members are required to complete conflict of interest statements and submit them to the office of financial affairs. Form 990, Part VI, Section B, Line 15 The compensation of the president is determined by a compensation committee of the board of trustees in consultation with an independent consultant and approved by the executive committee. The compensation of officers and key employees is determined by the University president and approved by the compensation committee. Form 990, Part VI, Section C, Line 19 Governing documents are available to the public through personal requests through appropriate University officials. Form 990, Part XI, Line 9 Change in the funded status of the pension plan $990,046, change in annuity obligations $3,284.