2022-11-14T08:42:23-06:00 2021-12-31 420714325 RSM US LLP 920 5TH AVENUE SUITE 2800 SEATTLE WA 98104 990 2021-01-01 262267933 THE SHADOWSERVER FOUNDATION INC SHAD 5109563740 4695 CHABOT DR SUITE 200 PLEASANTON CA 94588 PIOTR KIJEWSKI CEO 5109563740 2022-11-11 1 PIOTR KIJEWSKI 999009999 SUE ROBISON P00560072 2062814444 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X PIOTR KIJEWSKI 4695 CHABOT DR SUITE 200 PLEASANTON CA 94588 2582270 0 X HTTPS://WWW.SHADOWSERVER.ORG X 2007 NJ SHADOWSERVER'S MISSION IS TO MAKE THE INTERNET MORE SECURE BY BRINGING TO LIGHT VULNERABILITIES, MALICIOUS ACTIVITY AND EMERGING THREATS. SINCE 2004, SHADOWSERVER HAS BEEN INVESTIGATING MALICIOUS INTERNET ACTIVITY, COLLECTING MALWARE WITH ITS RELATED ANALYSIS AND META DATA, WORKING WITH LAW ENFORCEMENT IN VARIOUS CAPACITIES, AND SHARING INFECTION AND MALICIOUS DATA WITH APPROPRIATE NETWORK OWNERS. SHADOWSERVER ALSO PROVIDES EDUCATIONAL PRESENTATIONS WORLDWIDE WHILE ENCOURAGING THE OPEN SHARING OF DATA WITHIN THE SECURITY INDUSTRY AND WITH VENDOR AND GOVERNMENT ORGANIZATIONS. SHADOWSERVER HAS EMERGED AS ONE OF THE WORLD'S LEADING RESOURCES FOR INTERNET SECURITY REPORTING AND MALICIOUS ACTIVITY INVESTIGATION AND MAINTAINS A GLOBAL INFRASTRUCTURE SPANNING 80 COUNTRIES. THE ORGANIZATION IS FUNDED ENTIRELY FROM SPONSORSHIPS, GRANTS AND CHARITABLE DONATIONS. 4 2 5 5 0 0 2850645 1955059 568175 627148 112 63 0 0 3418932 2582270 0 0 0 0 501809 967829 0 0 71560 2433748 2650689 2935557 3618518 483375 -1036248 2298010 1410714 493279 681290 1804731 729424 X SEE SCHEDULE OSHADOWSERVER'S MISSION IS TO MAKE THE INTERNET MORE SECURE BY BRINGING TO LIGHT VULNERABILITIES, MALICIOUS ACTIVITY AND EMERGING THREATS. SINCE 2004, SHADOWSERVER HAS BEEN INVESTIGATING MALICIOUS INTERNET ACTIVITY, COLLECTING MALWARE WITH ITS RELATED ANALYSIS AND META DATA, WORKING WITH LAW ENFORCEMENT IN VARIOUS CAPACITIES, AND SHARING INFECTION AND MALICIOUS DATA WITH APPROPRIATE NETWORK OWNERS. SHADOWSERVER ALSO PROVIDES EDUCATIONAL PRESENTATIONS WORLDWIDE WHILE ENCOURAGING THE OPEN SHARING OF DATA WITHIN THE SECURITY INDUSTRY AND WITH VENDOR AND GOVERNMENT ORGANIZATIONS. SHADOWSERVER HAS EMERGED AS ONE OF THE WORLD'S LEADING RESOURCES FOR INTERNET SECURITY REPORTING AND MALICIOUS ACTIVITY INVESTIGATION AND MAINTAINS A GLOBAL INFRASTRUCTURE SPANNING 80 COUNTRIES. THE ORGANIZATION IS FUNDED ENTIRELY FROM SPONSORSHIPS, GRANTS AND CHARITABLE DONATIONS. 0 0 2304792 441152 SPECIAL PROJECTS TEAM: A TEAM OF PEOPLE AND EFFORTS TO SUPPORT LAW ENFORCEMENT AND THEIR EFFORTS TO PURSUE AND TAKE DOWN OF CYBER-CRIMINAL ACTIVITIES AND INFRASTRUCTURES. - REGISTRAR OF LAST RESORT, A SPECIAL PURPOSE DNS REGISTRAR FOR REGISTERING AND MANAGING MALICIOUS DOMAIN NAMES USED FOR MALWARE/BOTNET C2 CHANNELS, PARTICULARLY HIGH-VOLUME DOMAIN GENERATION ALGORITHMS (DGAS). - SINKHOLING, A PROJECT TO REDIRECT MALICIOUS TRAFFIC BY TAKING OVER MALICIOUS DOMAINS IN ORDER TO SEIZE OR DISRUPT BOTNETS AND WARN VICTIMS OF CYBERCRIME. - VARIOT, A PROJECT WITH THE GOAL OF CREATING AN INVENTORY OF IOT DEVICES ON THE INTERNET THROUGH SCANNING IPV4 AND PARTS OF IPV6 SPACE, IDENTIFY INFECTED MACHINES, COLLECTING AND DISRUPTING IOT MALWARE. - ALLOW LISTING (THE KNOWN GOOD HASH PROJECT WHICH SERVES AS A LIST OF ALLOWED HASHES), A PROJECT THAT REGULARLY UPDATES AND STORES KNOWN GOOD FILES METADATA, BY HASH - COVERING MANY COMMON OPERATING SYSTEMS, PATCH REVISIONS AND APPLICATION VERSIONS. 432832 55996 OTHER PROGRAMS (BACKEND MANAGEMENT SYSTEM) - PROJECTS FOR MANAGEMENT, UPGRADES, AND EXPANSION OF EXISTING DATA CENTER AND RELATED EQUIPMENT TO INCLUDE DEVELOPMENT OF SUPPORTING TECHNOLOGIES FOR NEW AND EXISTING MISSIONS AND MAINTENANCE OF EXISTING DATA STORAGE AND QUERY SYSTEMS. 194279 130000 HONEYPOT PROJECT TO DEVELOP A WORLDWIDE SET OF EMULATED VULNERABLE SYSTEM TO CAPTURE AND ANALYZE MALICIOUS INTERNET TRAFFIC. 2931903 1 1 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 1 1 0 1 5 1 0 0 0 0 0 0 0 0 0 0 0 0 X 4 2 0 0 1 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 CA NJ NY X PIOTR KIJEWSKI 5109563740 4695 CHABOT DR SUITE 200 PLEASANTON CA 94588 JASON RHOADS SENIOR TECHNICAL ARCHITECT 40.00 0.00 X 301386 0 68637 RICHARD PERLOTTO TRUSTEE, CEO (THRU 6/21) 60.00 0.00 X X 193115 0 48993 PIOTR KIJEWSKI TRUSTEE, CEO (AS OF 7/21) 20.00 40.00 X X 0 127302 25089 DIMITRI NGUYEN SYSTEM ADMINISTRATOR 40.00 0.00 X 111720 0 18885 MICHAEL JOHNSON TRUSTEE, CFO 5.00 0.00 X 0 0 0 NIKLAS SCHIFFLER TRUSTEE 5.00 0.00 X 0 0 0 DAVID WATSON TRUSTEE 5.00 35.00 X 0 0 0 606221 127302 161604 3 0 1 0 HONEYNET SERVICES LTD ARABESQUE HOUSE YORK N. YORKSHIRE UK YO329GW OUTSIDE CONTRACTORS 319921 MATT TARBIT 21A HIGHBURY TERRACE LEEDS MEANWOOD UK LS64ET OUTSIDE CONTRACTORS 142546 RSM US LLP 331 W 3RD ST STE 200 DAVENPORT IL 52801 ACCOUNTING 122966 3 1955059 1955059 SPECIAL PROJECTS TEAM 541511 441152 441152 HONEYPOTS 541511 130000 130000 SCAN PROJECT 541511 55996 55996 627148 63 63 2582270 627148 0 63 X 242108 217897 24211 522470 316942 138177 67351 156829 132115 24714 46422 44358 2064 81277 8127 69085 4065 124344 124344 772736 765594 7142 23956 4294 19662 364609 342481 22128 693206 671991 21215 12603 12459 144 553819 415372 138447 17995 17995 BANK FEES 3462 3462 TAXES - OTHER 1375 1375 MEMBERSHIPS & REGISTRAT 1307 273 1034 3618518 2931903 615055 71560 1112676 803719 10000 17500 48822 78795 2918842 2479532 969777 439310 156735 71390 2298010 1410714 290801 300945 115000 202478 265345 493279 681290 X 1804731 729424 1804731 729424 2298010 1410714 X -1036248 -39059 X 0 1 X 1 0 X 549155 890751 1683574 2850645 1955059 7929184 1641183 1309412 601863 568175 627148 4747781 2190338 2200163 2285437 3418820 2582207 12676965 0 1703415 1347276 616023 1504013 1478411 6649138 1703415 1347276 616023 1504013 1478411 6649138 6027827 898 2373 1182 112 63 4628 898 2373 1182 112 63 4628 295 247 542 2191531 2202783 2286619 3418932 2582270 12682135 0.47530 0.44630 0.00040 0.00040 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 62472 18221 44251 2767948 2374762 393186 88422 86549 1873 439310 SECURITY DEPOSIT 71390 71390 DEFERRED RENT 265345 265345 X 2582270 0 2582270 0 2582270 3657577 39059 39059 3618518 0 3618518 PART X, LINE 2: THE FOUNDATION IS EXEMPT FROM PAYMENT OF TAXES ON INCOME OTHER THAN NET UNRELATED BUSINESS INCOME UNDER IRC SECTION 501(C)(3). FOR THE YEARS ENDED DECEMBER 31, 2021 AND 2020, THERE WAS NO UNRELATED BUSINESS INCOME AND, ACCORDINGLY, NO FEDERAL OR STATE INCOME TAXES HAVE BEEN RECORDED. MANAGEMENT HAS EVALUATED THE FOUNDATION'S TAX POSITIONS AND CONCLUDED THAT THE FOUNDATION'S FINANCIAL STATEMENTS DO NOT INCLUDE ANY UNCERTAIN TAX POSITIONS. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXCHANGE RATE LOSS 39,059. EUROPE (INCLUDING ICELAND & GREENLAND) 0 5 PROGRAM SERVICES SOFTWARE DEVELOPMENT, SPECIAL PROJECTS MANAGEMENT, LIAISON SERVICES 723730 0 5 0 0 0 5 723730 0 723730 0 0 1 0 0 0 PART III ACCOUNTING METHOD: 0 0 0 0 0 0 0 1 0 JASON RHOADS SENIOR TECHNICAL ARCHITECT 301386 0 0 0 0 0 17400 0 51237 0 370023 0 0 0 RICHARD PERLOTTO TRUSTEE, CEO (THRU 6/21) 168723 0 24392 0 0 0 9871 0 39122 0 242108 0 0 0 PIOTR KIJEWSKI TRUSTEE, CEO (AS OF 7/21) 0 127302 0 0 0 0 0 3234 0 21855 0 152391 0 0 PART I, LINE 7 RICHARD PERLOTTO RECEIVED A BONUS OF $24,392 DAVID WATSON DIRECTOR 319921 PAYMENT FOR SERVICES TO HONEYNET SERVICES LTD 1 FORM 990, PART VI, SECTION A, LINE 4 AN AMENDED AND RESTATED ARTICLES OF INCORPORATION DOCUMENT WAS FILED CHANGING THE SHADOWSERVER FOUNDATION TO A NON-MEMBER BASED ORGANIZATION. THE BOARD OF TRUSTEES WAS EXPANDED AND THE BYLAWS CHANGED. FORM 990, PART VI, SECTION A, LINE 8B THE ORGANIZATION DID NOT DOCUMENT THE MEETINGS HELD OR WRITTEN ACTIONS UNDERTAKEN DURING THE YEAR BY EACH COMMITTEE WITH AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B THE CEO COMPLETES THE INITIAL REVIEW. THE 990 IS THEN REVIEWED BY THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FINANCIAL STATEMENTS AVAILABLE UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART IX, LINE 11G PAYROLL PROCESSING: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 4,001. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 4,001. CONTRACT SERVICES: PROGRAM SERVICE EXPENSES 765,594. MANAGEMENT AND GENERAL EXPENSES 3,141. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 768,735. FORM 990, PART XI, LINE 9: EXCHANGE RATE LOSS -39,059. STICHTING THE SHADOWSERVER FOUNDATION EUROPE LOCATELLIKADE 1 AMSTERDAM NL 1076 AZ TO INVESTIGATE MALWARE NL 501(C)(3) LINE 7 THE SHADOWSERVER FOUNDATION INC 0 STICHTING REGISTRAR OF LAST RESORT FOUNDATION LOCATELLIKADE 1 AMSTERDAM NL 1076 AZ TO HOUSE TOXIC DOMAIN NAMES NL 501(C)(3) LINE 7 THE SHADOWSERVER FOUNDATION INC 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0