2022-11-15T19:31:51-06:00 2021-12-31 951777440 GREEN HASSON & JANKS LLP 700 SOUTH FLOWER STREET SUITE 3300 LOS ANGELES CA 90017 990 2021-01-01 271720480 TEAM RUBICON INC TEAM 3106408787 5230 PACIFIC CONCOURSE DRIVE 200 LOS ANGELES CA 90045 DANE BARATA CHIEF FINANCIAL OFFICER 3106408787 2022-11-15 1 DANE BARATA 999009999 LIZBETH G NEVAREZ P01399868 3108731600 2022-11-15 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X JACOB WOOD 5230 PACIFIC CONCOURSE DRIVE 200 LOS ANGELES CA 90045 41443792 0 X WWW.TEAMRUBICONUSA.ORG X 2010 MN HUMANITARIAN AND CONVENTIONAL AID RESPONSES WITHIN AND OUTSIDE THE US. 11 9 213 156571 0 0 56115707 39273718 0 0 547935 241204 816858 742708 57480500 40257630 1351120 1002707 0 0 17276005 18046888 0 0 3909978 38404056 15532943 57031181 34582538 449319 5675092 40707997 45866738 5540505 5732830 35167492 40133908 X TEAM RUBICON SERVES COMMUNITIES BY MOBILIZING VETERANS TO CONTINUE THEIR SERVICE, LEVERAGING THEIR SKILLS AND EXPERIENCE TO HELP PEOPLE PREPARE, RESPOND, AND RECOVER FROM DISASTERS AND HUMANITARIAN CRISES. 0 0 15901492 850000 DISASTER OPERATIONS (SEE SCHEDULE O) 8145722 152707 CAPABILITIES & TRAINING (SEE SCHEDULE O) 2562708 REBUILD OPERATIONS (SEE SCHEDULE O) 843382 199291 OTHER (SEE SCHEDULE O) 843382 199291 27453304 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 1 1 1 0 0 1 0 0 1 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 155 0 1 213 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 11 9 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 1 1 0 CA AK AL CT KS MA NH NV OH OR RI SC WV AR CO DC FL GA HI IL KY ME MD MI MN MS NC ND NJ NM NY OK PA TN UT VA WA WI X X JEAN NGO 3106408787 5230 PACIFIC CONCOURSE SUITE 200 LOS ANGELES CA 90045 ARTHUR DELACRUZ PRESIDENT/CHIEF OPERATING OFFICER 55.00 0.00 X 325575 0 11842 NICOLE CAPOSSELA CHIEF DEVELOPMENT OFFICER 55.00 0.00 X 259631 0 30070 LOREY ZLOTNICK CHIEF MARKETING OFFICER 55.00 0.00 X 246135 0 37434 RAJ KAMACHEE CHIEF INFORMATION OFFICER 55.00 0.00 X 243935 0 22970 DANE BARATA CHIEF FINANCIAL OFFICER 55.00 0.00 X 235827 0 38027 JACOB WOOD EXECUTIVE CHAIRMAN 10.00 0.00 X 225322 0 36848 DAVID BURKE CHIEF PROGRAM OFFICER 55.00 0.00 X 216797 0 19285 MARKIS NICHOLSON VP OF PEOPLE OPERATIONS 55.00 0.00 X 210506 0 16612 ADAM MILLER BOARD MEMBER 2.00 0.00 X 0 0 0 CHRISTINA PARK BOARD MEMBER 2.00 0.00 X 0 0 0 CLAYTON DEGIACINTO BOARD MEMBER 2.00 0.00 X 0 0 0 JOE MARCHESE BOARD MEMBER 2.00 0.00 X 0 0 0 JOHN PITTS BOARD MEMBER 2.00 0.00 X 0 0 0 JONATHAN SMIDT BOARD MEMBER 2.00 0.00 X 0 0 0 MARY SOLOMAN BOARD MEMBER 2.00 0.00 X 0 0 0 MICHAEL STERN BOARD MEMBER 2.00 0.00 X 0 0 0 SAMUEL GREEN BOARD MEMBER 2.00 0.00 X 0 0 0 1963728 0 213088 32 0 1 0 WIPFLI LLP PO BOX 3160 MILWAUKEE WI 53201 TECH CONSULTING SERVICES 760614 MOONLAB PRODUCTIONS LLC 2110 MAIN STREET SUITE 201 SANTA MONICA CA 90405 EVENT SERVICES 634663 MEDIA STORM LLC PO BOX 321 NORWALK CT 06856 MARKETING, AD, PR SERVICES 416644 NEWBILL PAINTING AND CONSTRUCTION 2301 YORKTOWN STREET HOUSTON TX 77056 CONSTRUCTION SERVICES 184425 MB HOME SOLUTIONS 727 RYAN ROAD LAKE CHARLES CA 70601 CONSTRUCTION SERVICES 155037 8 4282265 34991453 778128 39273718 220329 220329 316218 295343 20875 20875 20875 121450 4282265 647989 -526539 -526539 442121 242830 199291 199291 LICENSING FEE 900099 1001620 1001620 REBATES-REWARDS REVENUE 900099 68336 68336 1069956 40257630 199291 0 784621 350000 350000 152707 152707 500000 500000 873441 662696 81397 129348 13677636 10377473 1274639 2025524 480043 364217 44736 71090 1929076 1463625 179774 285677 1086692 824493 101271 160928 47300 47300 292192 41798 201529 48865 1178719 1140039 22608 16072 238238 67352 64363 106523 1680415 938593 488687 253135 917110 688494 195421 33195 195505 188584 1948 4973 1290018 1196641 93377 509099 299373 209726 FIELD EXPENSES 7609466 7339500 85788 184178 MEALS, GROCERIES, CATER 738205 712073 7355 18777 PLACEMENT & RECRUITING 276281 122002 33952 120327 EQUIPMENT REPAIRS & MAI 25368 23644 1136 588 535027 84249 450778 34582538 27453304 3219256 3909978 9251449 8736471 152789 171566 6393082 7404727 239361 333196 1054604 1308125 8279806 3620905 4436035 4658901 18941188 23142696 239489 111056 40707997 45866738 5540505 3209518 2523312 5540505 5732830 X 35167492 25574097 14559811 35167492 40133908 40707997 45866738 X 5675092 -208676 -500000 X 0 1 X 1 0 X 40602473 43736729 50002559 56529766 39273718 230145245 40602473 43736729 50002559 56529766 39273718 230145245 25566365 204578880 91700 743066 618537 477588 220329 2151220 5953 1313609 1113525 1069956 3503043 235799508 1154283 0.86760 0.84740 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 415629 144079 271550 4899539 1298034 3601505 2964638 2178792 785846 4658901 X 72983077 -208676 32286134 32077458 40905619 -647989 -647989 40257630 68016661 32286134 1147989 33434123 34582538 0 34582538 PART X, LINE 2: TEAM RUBICON RECOGNIZES THE IMPACT OF TAX POSITIONS IN THE FINANCIAL STATEMENTS IF THAT POSITION IS MORE LIKELY THAN NOT TO BE SUSTAINED ON AUDIT, BASED ON THE TECHNICAL MERITS OF THE POSITION. DURING THE YEAR ENDED DECEMBER 31, 2021, TEAM RUBICON PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS AND DID NOT NOTE ANY MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR WHICH MIGHT HAVE AN EFFECT ON ITS TAX-EXEMPT STATUS. PART XI, LINE 4B - OTHER ADJUSTMENTS: REALLOCATION OF SPECIAL EVENTS EXPENSES -647,989. PART XII, LINE 2D - OTHER ADJUSTMENTS: REALLOCATION OF SPECIAL EVENTS EXPENSES 647,989. BAD DEBT EXPENSE 500,000. 1 CENTRAL AMERICAN AND THE CARIBBEAN 0 0 PROGRAM SERVICE DISASTER RELIEF 952930 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICE DISASTER RELIEF 345206 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICE DISASTER RELIEF 46084 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICE DISASTER RELIEF 20429 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICE DISASTER RELIEF 13322 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 GRANTS TO RECIPIENTS LOCATED IN THE REGION 500000 0 0 0 0 0 0 1877971 0 1877971 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES DISASTER RELIEF 500000 WIRE TRANSFER 0 1 0 0 0 0 0 0 0 PART III ACCOUNTING METHOD: ANNUAL GALA 4403715 4282265 121450 101681 30780 515528 4403715 4282265 121450 101681 30780 515528 647989 -526539 1 THE ST BERNARD PROJECT 2645 TOULOUSE STREET NEW ORLEANS LA 70119 262189665 501(C)(3) 350000 0 DISASTER RELIEF PROGRAMS 1 0 CLAY HUNT FELLOWSHIP PROGRAM 70 152707 PART I, LINE 2: TEAM RUBICON FUNDS OTHER AFFILIATES AND NON PROFITS IN THE SAME SPACE. BECAUSE IT WORKS CLOSELY WITH THOSE ORGANIZATIONS, NO FORMAL REPORTING/FOLLOW UP IS REQUIRED. X X X X X X 0 0 0 0 0 0 0 1 0 ARTHUR DELACRUZ PRESIDENT/CHIEF OPERATING OFFICER 287360 0 38215 0 0 0 9583 0 2259 0 337417 0 0 0 NICOLE CAPOSSELA CHIEF DEVELOPMENT OFFICER 233369 0 26262 0 0 0 9708 0 20362 0 289701 0 0 0 LOREY ZLOTNICK CHIEF MARKETING OFFICER 227962 0 18173 0 0 0 8886 0 28548 0 283569 0 0 0 RAJ KAMACHEE CHIEF INFORMATION OFFICER 219012 0 24923 0 0 0 8268 0 14702 0 266905 0 0 0 DANE BARATA CHIEF FINANCIAL OFFICER 211965 0 23862 0 0 0 9479 0 28548 0 273854 0 0 0 JACOB WOOD EXECUTIVE CHAIRMAN 171197 0 54125 0 0 0 8300 0 28548 0 262170 0 0 0 DAVID BURKE CHIEF PROGRAM OFFICER 200805 0 15992 0 0 0 8672 0 10613 0 236082 0 0 0 MARKIS NICHOLSON VP OF PEOPLE OPERATIONS 202891 0 7615 0 0 0 0 0 16612 0 227118 0 0 0 PART I, LINE 7 NON FIXED PAYMENTS INCLUDED DISCRETIONARY ANNUAL PERFORMANCE BASED BONUSES. THE BOARD APPROVES THE BONUS POOL EACH YEAR. SARAH LENGER SISTER OF THE PRESIDENT/CHIEF EXECUTIVE OFFICER, JAKE WOOD 30615 THE ORGANIZTION PAID FEES FOR GRAPHIC DESIGN SERVICES 0 X 5 1011 FAIR MARKET VALUE X SUPPLIES 4 438893 FAIR MARKET VALUE X FLIGHT TICKETS 3 247936 FAIR MARKET VALUE X PRINT ADVERTISING 1 90288 FAIR MARKET VALUE 0 1 0 PART I, COLUMN (B): NONCASH CONTRIBUTIONS ARE LISTED BY NUMBER OF CONTRIBUTORS. FORM 990, PART III, LINE 4B, PROGRAM SERVICE ACCOMPLISHMENTS: BEYOND DISASTER RESPONSE AND RECOVERY, TEAM RUBICON INVESTS IN THEIR VOLUNTEERS AND COMMUNITIES WITH DISASTER TRAINING EDUCATION AND RELEVANT COURSES. THIS YEAR IN CALIFORNIA ALONE WE TRAINED OVER 1,460 VOLUNTEERS IN FIRE MITIGATION TACTICS SO THEY CAN BE BETTER PREPARED TO TAKE ON MITGATION EFFORTS THEMSELVES IN THE FUTURE. RECRUITMENT EFFORTS FOR THE ORGANIZATION CONTINUE TO FOCUS ON METROPOLITAN CENTERS ACROSS THE UNITED STATES, PRIMARILY IN CITIES WITH A POPULATION LARGER THAN 100,000. WITH TEAMS LOCATED ACROSS THE US, TEAM RUBICON IS ABLE TO QUICKLY PROVIDE RELIEF REGARDLESS OF LOCATION OR SCALE OF A DISASTER. THIS FOCUS ON CITY-LEVEL RECRUITMENT HAS THE ADDED BENEFIT OF INCREASING THE RESILIENCY OF LOCAL COMMUNITIES, CREATING A FRAMEWORK FOR TEAM RUBICON MEMBERS, THEIR FAMILIES, AND NEIGHBORS TO PREPARE AND RESPOND TO DISASTERS TOGETHER. THE ABILITY TO CONTINUE TO SERVE ALONGSIDE LIKE-MINDED INDIVIDUALS HAS SUBSTANTIAL IMPACT ON TEAM RUBICON'S VETERAN AND CIVILIAN MEMBERS ALIKE. TEAM RUBICON'S COMMITMENTS TO FINANCIAL AND OPERATIONAL TRANSPARENCY HAVE EARNED THEM HIGH MARKS FROM CHARITY WATCH GROUPS, INCLUDING A PLATINUM RATING FROM GUIDESTAR AND A FOUR-STAR RATING FROM CHARITY NAVIGATOR. IN COORDINATION WITH SEVERAL DATA AND VISUALIZATION PARTNERS, TEAM RUBICON ALSO HOSTS THE OPEN INITIATIVE, AN ONLINE DATA TRANSPARENCY DASHBOARD AVAILABLE TO THE GENERAL PUBLIC THAT PROVIDES REAL-TIME INSIGHT INTO KEY OPERATIONAL METRICS AND THE OVERALL HEALTH OF THE ORGANIZATION. THE ORGANIZATION'S WORK HAS BEEN RECOGNIZED BY NUMEROUS AWARDS, INCLUDING, BUT NOT LIMITED TO CNN HEROES, THE CLASSY AWARDS, THE HEINZ AWARD, THE GRINNELL PRIZE, THE MANHATTAN INSTITUTE, AND THE LINCOLN AWARDS. ITS WORK HAS ALSO BEEN COVERED BY DOZENS OF MEDIA OUTLETS, INCLUDING ABC NEWS, NBC, CNN, FOX, MSNBC, ESPN, THE NEW YORK TIMES, OUTSIDE, TIME MAGAZINE, AND OTHERS. FORM 990, PART III, LINE 4A, PROGRAM SERVICE ACCOMPLISHMENTS: IN 2021, TEAM RUBICON GREW TO OVER 150,000 REGISTERED VOLUNTEERS (65% MILITARY VETERANS) WHO HAVE EXECUTED HUNDREDS OF DISASTERS OPERATIONS SINCE 2010, INCLUDING LARGE-SCALE EVENTS SUCH AS THE 2010 HAITI EARTHQUAKE, SUPERSTORM SANDY (2012), HURRICANE HARVEY (2017), HURRICANE DORIAN (2019), HURRICANES LAURA AND DELTA (2020) AND OTHERS. THIS YEAR ALONE WE COMPLETED OVER 200 OPERATIONS AND SERVED OVER 170 COMMUNITIES BOTH DOMESTICALLY AND INTERNATIONALLY. WE ASSISTED OVER 21,500 INDIVIDUALS ACROSS 20 DIFFERENT TYPES OF HAZARDS, INCLUDING THE 2021 HAITI EARTHQUAKE, WINTER STORM URI, TENNESSEE FLOODING AND THE MIDWEST TORNADOS. OUR VETERAN-LED VOLUNTEERS CONTINUED TO STEP UP AND DELIVER SERVICES IN NEW WAYSINCLUDING TO CONTINUED COVID VACCINATION EFFORTS FROM 2020 AND DISTRIBUTING MORE THAN 8.3 MILLION ITEMS TO AFGHAN FAMILIES RESETTLING ACROSS THE U.S. FORM 990, PART III, LINE 4C, PROGRAM SERVICE ACCOMPLISHMENTS: TEAM RUBICON SUPPORTS THE COMMUNITY IN ALL PARTS OF THE DISASTER CYCLE. WE CONTINUE OUR LONG-TERM REBUILD PROGRAM, WHICH REACHES BEYOND THE IMMEDIATE RESPONSE PHASE OF THE DISASTER CYCLE AND INTO THE RECOVERY PHASE TO GET HOMEOWNERS BACK INTO THEIR HOMES AS QUICKLY AS POSSIBLE. WE PROVIDE SAFE AND STABLE HOMES, UTILIZING RESILIENT BUILDING METHODS WHEREVER POSSIBLE. TEAM RUBICON CONTINUES ITS REBUILD OPERATIONS IN HOUSTON, TX, AND LAKE CHARLES, CA AND ORANGE, TX IN RESPONSE TO HURRICANES LAURA AND DELTA. WE LAUNCHED A NEW REBUILD OPERATION IN SELMA, AL IN RESPONSE TO HURRICANE ZETA AND THE MULTIPLE TORNADOS THAT HIT THE AREA. FORM 990, PART VI, SECTION A, LINE 8B THIS QUESTION IS NOT APPLICABLE SINCE THE ORGANIZATION DOES NOT HAVE A COMMITTEE WITH THE AUTHORITY TO ACT ON BEHALF OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B COPIES OF THE 990 ARE DISTRIBUTED VIA EMAIL TO ITS BOARD MEMBERS. MANAGEMENT ASKS THAT THE BOARD "APPROVE", PROVIDE COMMENTS, ASK QUESTIONS BY A SET DEADLINE. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A CONFLICT OF INTEREST POLICY THAT APPLIES TO ALL EMPLOYEES AND BOARD MEMBERS. ENFORCEMENT OF THE POLICY INCLUDES A REQUIREMENT THAT ALL EMPLOYEES AND BOARD MEMBERS ANNUALLY DISCLOSE ANY CONFLICTS BY EITHER REPORTING CONFLICTS OR CONFIRMING THAT NO CONFLICTS EXIST. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF THE PRESIDENT IS SUBJECT TO REVIEW AND APPROVAL BY THE BOARD OF DIRECTORS INDEPENDENTLY, WITHOUT THE PARTICIPATION OF THE INTERESTED PERSON. THE BOARD USES COMPARABILITY DATA TO SET THE COMPENSATION OF THE PRESIDENT. FORM 990, PART VI, SECTION B, LINE 15B: THE BOARD OF DIRECTORS REVIEW AND APPROVE THE COMPENSATION OF ALL MEMBERS OF MANAGEMENT INDEPENDENTLY, WITHOUT THE PARTICIPATION OF INTERESTED PERSONS. THE BOARD USES COMPARABILITY DATA TO SET THE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES THE FORM 990 AND ITS AUDITED FINANCIAL STATEMENTS AVAILABLE VIA WWW.FOUNDATIONCENTER.ORG AND WWW.TEAMRUBICONUSA.ORG. ALL OTHER GOVERNING DOCUMENTS INCLUDING THE FORM 1023 ARE PUBLICLY AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: BAD DEBT EXPENSE -500,000.