2022-11-15T15:14:40-06:00 2021-12-31 131578842 BUCHBINDER TUNICK & CO LLP ONE PENN PLAZA - SUITE 3200 NEW YORK NY 101190002 990 2021-01-01 134079917 1199 SEIUGREATER NEW YORK WORKER PARTICIPATION FUND INC 1199 6464736336 PO BOX 842 NEW YORK NY 10108 MERCEDES MAMBRU CHIEF FINANCIAL OFFICER 6464736336 2022-11-14 1 MERCEDES MAMBRU 999009999 MATTHEW SIMON CPA P00293700 2126955003 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z MERCEDES MAMBRU 498 SEVENTH AVENUE 5TH FLOOR NEW YORK NY 10018 2969299 0 X HTTP://1199SEIUBENEFITS.ORG X LABOR MANAGEMENT COOPERATION ORGANIZATION 1999 NY TO OPERATE LABOR MANAGEMENT PROGRAMS 9 9 0 0 0 0 0 0 3235621 2962655 14746 6644 0 0 3250367 2969299 0 0 0 0 0 0 0 0 0 4603227 3136482 4603227 3136482 -1352860 -167183 4269911 3869840 853990 621102 3415921 3248738 THE EXEMPT PURPOSE OF THE FUND IS TO ESTABLISH AND OPERATE A LABOR MANAGEMENT PARTICIPATION PROGRAM AND TO ESTABLISH AND OPERATE A JOINT EMPLOYMENT PLACEMENT SERVICE. 0 0 THE EXEMPT PURPOSE OF THE FUND IS TO ESTABLISH AND OPERATE A LABOR MANAGEMENT PARTICIPATION PROGRAM AND TO ESTABLISH AND OPERATE A JOINT EMPLOYMENT PLACEMENT SERVICE TO SERVE APPROX. 15,008 MEMBERS. 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 7 0 1 0 0 0 0 0 0 0 0 0 0 0 X 9 9 1 0 0 0 0 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X MERCEDES MAMBRU CFO 6464736336 498 SEVENTH AVENUE 5TH FLOOR NEW YORK NY 10018 X MICHAEL BALBONI EMPLOYER DIRECTOR 1.00 5.00 X 0 0 0 ROBIN ROSEN EMPLOYER DIRECTOR 1.00 5.00 X 0 0 0 WILLIAM PASCOCELLO EMPLOYER DIRECTOR 1.00 5.00 X 0 0 0 DOUG WISSMANN EMPLOYER DIRECTOR 1.00 4.00 X 0 0 0 ALLAN SHERMAN UNION DIRECTOR 1.00 5.00 X 0 0 0 YVONNE ARMSTRONG UNION DIRECTOR 1.00 5.00 X 0 0 0 MILAGROS SILVA UNION DIRECTOR 1.00 4.00 X 0 0 0 DAINE WILLIAMS UNION DIRECTOR 1.00 2.00 X 0 0 0 RON MCCALLA UNION DIRECTOR 1.00 3.00 X 0 0 0 MITRA BEHROOZI CROSS FUNDS EXECUTIVE OFFI 1.00 X 0 71229 32471 DONNA REY CROSS FUNDS EXECUTIVE OFFI 1.00 X 1574 67720 31813 MERCEDES MAMBRU CHIEF FINANCIAL OFFICER 1.00 X 590 25365 12187 SANDI VITO EXECUTIVE OFFICER 1.00 X 6632 24578 14084 VILMA LINARES VAUGHN DEPUTY EXECUTIVE DIRECTOR 1.00 X 4256 15774 8773 13052 204666 99328 0 0 0 0 RESI COOPER 36 CARRIAGE HOUSE DRIVE JERICHO NY 11753 CONSULTANT 165000 MICHAEL BALBONI 519 EIGHTH AVENUE 16TH FLOOR NEW YORK NY 10018 CONSULTANT 165000 PROSKAUER ROSE LLP ELEVEN TIMES SQUARE NEW YORK NY 10036 LEGAL 119155 3 CONTRIBUTIONS FROM EMP 900099 2962655 2962655 2962655 6644 6644 2969299 2962655 0 6644 X 90176 31800 26562 12236 CONTRACT ADMINISTRATORS 879172 PROGRAM SALARIES, BENEF 571212 LABOR MANAGEMENT 550741 LONG TERM CARE ADVOCACY 505618 468965 3136482 -31500 -7132 3575245 3277338 565134 500404 54889 41349 16590 13540 144442 85690 4269911 3869840 677900 238220 176090 382882 853990 621102 X 3370658 3203475 45263 45263 3415921 3248738 4269911 3869840 -167183 0 X X 0 1 X 1 0 12405 11212 1193 40634 28287 12347 1850 1850 0 13540 DUE TO PARTICIPATING EMPLOYERS - TECHNOLOGY GRANT 45264 DUE TO RELATED ENTITIES 337618 382882 X 2969299 0 2969299 0 2969299 3136482 0 3136482 0 3136482 PART X, LINE 2: FORM 990, PART IV, LINE 11F: US GAAP REQUIRES PLAN MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE FUND AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE ORGANIZATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE. THE PLAN ADMINISTRATOR HAS ANALYZED THE TAX POSITIONS TAKEN BY THE PLAN, AND HAS CONCLUDED THAT AS OF DECEMBER 31, 2021, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. THE PLAN ADMINISTRATOR BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR YEARS PRIOR TO 2018. FORM 990, PART VI, SECTION A, LINE 2 ALL OF THE UNION DIRECTORS ARE ALSO EMPLOYEES OF 1199SEIU (THE UNION) AND THEREFORE HAVE A BUSINESS RELATIONSHIP WITH EACH OTHER. FORM 990, PART VI, SECTION A, LINE 7A THE UNION DIRECTORS ARE APPOINTED BY 1199SEIU UNITED HEALTHCARE WORKERS EAST, AND THE EMPLOYER DIRECTORS ARE APPOINTED BY THE GREATER NEW YORK HEALTH CARE FACILITIES ASSOCIATION, INC. FORM 990, PART VI, SECTION B, LINE 11B THE CHIEF FINANCIAL OFFICER AND FINANCE TEAM REVIEWS THE DRAFT FORM 990 AND CONFER WITH THE ACCOUNTANTS AND LEGAL COUNSEL TO ENSURE THE ACCURACY OF THE RETURN. ANY CONCERNS ARE NOTED AND ADDRESSED AND MANAGEMENT ENSURES THAT THE CHANGES ARE INCORPORATED IN THE FORM 990. THE COMPLETED FORM 990 IS THEN SIGNED BY THE EXECUTIVE DIRECTOR. FORM 990, PART VI, SECTION B, LINE 12C AS OF DECEMBER, 2008, DIRECTORS AND EMPLOYEES ARE REQUIRED TO ANNUALLY DISCLOSE OR UPDATE TO THE EXECUTIVE DIRECTOR, OR DESIGNEE, THEIR INTERESTS THAT COULD GIVE RISE TO CONFLICTS OF INTERESTS. FOR EACH INTEREST DISCLOSED BY A DIRECTOR, THE EXECUTIVE DIRECTOR OR DESIGNEE WILL DETERMINE WHETHER TO (A) TAKE NO ACTION (B) ASSURE FULL DISCLOSURE TO THE DIRECTORS (C) ASK THE DIRECTOR TO BE RECUSED FROM PARTICIPATION IN RELATED DISCUSSIONS OR DECISIONS; AND/OR (D) ASK THE DIRECTOR TO RESIGN. REGARDING EMPLOYEES, COMPLETED CONFLICTS OF INTEREST DISCLOSURE FORMS WILL BE REVIEWED BY THE HUMAN RESOURCES DEPARTMENT AND DISCLOSED CONFLICTS WILL BE REVIEWED BY HUMAN RESOURCES MANAGEMENT. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR ALL DIRECTORS, OFFICERS AND KEY EMPLOYEES OF THE FUND IS DETERMINED BY THE CROSS FUNDS COMPENSATION COMMITTEE (THE "COMMITTEE"), COMPRISED OF INDEPENDENT MEMBERS. THE COMMITTEE UTILIZES APPROPRIATE DATA AS TO COMPARABILITY IN ITS DETERMINATIONS, INCLUDING INFORMATION PROVIDED BY INDEPENDENT COMPENSATION CONSULTANTS. THE COMMITTEE DOCUMENTS THE BASIS FOR ANY COMPENSATION DETERMINATIONS CONTEMPORANEOUSLY IN THE MINUTES OF THE COMMITTEE. THE COMMITTEE DETERMINES COMPENSATION PERIODICALLY AS IT DEEMS APPROPRIATE. FORM 990, PART VI, SECTION C, LINE 18 UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 SPD AND FINANCIAL REPORTS ARE MADE PUBLIC PURSUANT TO IRS FILING REQUIREMENTS. WRITTEN REQUESTS FOR OTHER INFORMATION WILL BE FORWARDED TO GENERAL COUNSEL'S OFFICE FOR CONSIDERATION. FORM 990, PART VII, SECTION A: ALL OFFICERS AND KEY EMPLOYEES ARE PAID BY THE 1199SEIU LEAGUE TRAINING AND UPGRADING FUND FOR THEIR SERVICES PERFORMED FOR THE 1199SEIU FUNDS. THEIR SALARIES ARE THEN ALLOCATED TO EACH FUND BASED ON THE AMOUNT OF SERVICES PROVIDED TO EACH FUND AND IS REPORTED AS IF PAID BY THE FILING ORGANIZATION. FORM 990, PART IX, LINE 24E SHARED ALLOCATED EXPENSES 307,279. RETENTION AND SUPPORT 85,000. ALLOCATED WAGES, TAXES AND BENEFITS 56,877. OTHER EXPENSES 19,809. FORM 990, PART XII, LINE 2C: THE FUND'S AUDIT COMMITTEE ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT AND THE SELECTION OF THE INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. 1199 SEIU GREATER NY EDUCATION FUND 498 SEVENTH AVENUE NEW YORK NY 10018 133753121 TO PROVIDE EDUCATION BENEFITS TO PARTICIPANTS NY 501 (C) (9) N/A N/A 0 1199 SEIUGREATER NY JOB SECURITY FUND 498 SEVENTH AVENUE NEW YORK NY 10018 050557207 TO PROVIDE SUPP'L UNEMPLOY & OTHER RELATED BENEFITS TO COVERED PARTICIPANTS. NY 501 (C) (9) N/A N/A 0 1199 SEIU GREATER NY PENSION FUND 498 SEVENTH AVENUE NEW YORK NY 10018 136601940 TO PROVIDE PENSION BENEFITS TO PARTICIPANTS NY 401 (A) N/A N/A 0 1199 SEIU GREATER NY BENEFIT FUND 498 SEVENTH AVENUE NEW YORK NY 10018 136125570 TO PROVIDE HEALTH BENEFITS TO PARTICIPANTS AND DEPENDENTS NY 501 (C) (9) N/A N/A 0 1199 SEIU GREATER NY CHILDCARE FUND 498 SEVENTH AVENUE NEW YORK NY 10018 753086330 TO PROVIDE CHILDCARE BENEFITS TO MEMBERS AND DEPENDENTS NY 501 (C) (9) N/A N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 1 1