2022-11-08T09:19:58-06:00 2021-12-31 113266576 GRASSI & CO CPA'S PC 50 JERICHO QUADRANGLE SUITE 200 JERICHO NY 11753 990 2021-01-01 135622663 IRON WORKERS LOCAL 40 361 & 417 HEALTH IRON 2126841586 451 PARK AVE SOUTH NEW YORK NY 10016 BRIAN SABBAGH FUND MANAGER 2126610945 2022-10-26 1 BRIAN SABBAGH 999009999 ALAN SILVERSTEIN P00043838 2126610945 2022-10-26 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z BRIAN SABBAGH 451 PARK AVE SOUTH NEW YORK NY 10016 320248573 0 X WWW.IRONWORKERS.NET X 1948 NY TO PROVIDE HEALTH, VACATION AND OTHER BENEFITS 18 18 19 0 0 0 0 0 116464830 119960789 8362918 5537964 256 420452 124828004 125919205 0 0 112971130 123669630 2342906 2361660 0 0 0 2197704 2395849 117511740 128427139 7316264 -2507934 224931312 228259017 30594367 34627478 194336945 193631539 HOSPITALIZATION, COMPREHENSIVE, MEDICAL, PRESCRIPTION, DENTAL, OPTICAL, SUPPLEMENTARY MEDICARE, AND VACATION BENEFIT 0 0 HOSPITALIZATION, COMPREHENSIVE MEDICAL, PRESCRIPTION, DENTAL, OPTICAL, SUPPLEMENTARY MEDICARE, AND VACATION BENEFITS 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 2561 0 19 1 0 0 0 0 0 0 0 0 0 0 0 0 X 18 18 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 1 1 0 0 0 X BRIAN SABBAGH 2126841586 451 PARK AVE SOUTH NEW YORK NY 10016 X JAKE BIDOSKY EMPLOYERS TRUSTEE 0.50 0.50 X 0 0 0 STEVE ISAACSON EMPLOYERS TRUSTEE 0.50 0.50 X 0 0 0 ROBERT SAMELA EMPLOYERS TRUSTEE 0.50 0.50 X 0 0 0 RICHARD LUCAS EMPLOYERS TRUSTEE 0.50 0.50 X 0 0 0 A ALAN SEIDMAN EMPLOYERS TRUSTEE 0.50 0.50 X 0 0 0 DANIEL TEUTUL EMPLOYERS TRUSTEE 0.50 0.50 X 0 0 0 TERRY FLYNN EMPLOYERS TRUSTEE 0.50 0.50 X 0 0 0 ROBERT WEISS EMPLOYERS TRUSTEE 0.50 0.50 X 0 0 0 DANIEL DOYLE UNION TRUSTEE 0.50 0.50 X 0 0 0 CHRISTOPER WALSH UNION TRUSTEE 0.50 0.50 X 0 0 0 ROBERT WALSH UNION TRUSTEE 0.50 0.50 X 0 0 0 MICHAEL GAYDOS UNION TRUSTEE 0.50 0.50 X 0 0 0 JOHN CUSH UNION TRUSTEE 0.50 0.50 X 0 0 0 MATTHEW CHARTRAND UNION TRUSTEE 0.50 0.50 X 0 0 0 ANTHONY DEBLASIE UNION TRUSTEE 0.50 0.50 X 0 0 0 KEITH EISGRUBER UNION TRUSTEE 0.50 0.50 X 0 0 0 MATTHEW P STODDARD UNION TRUSTEE 0.50 0.50 X 0 0 0 BRIAN SABBAGH FUND MANAGER 35.00 5.00 X 226452 0 125539 ELSIE O'NEIL EMPLOYEE 35.00 5.00 X 181586 0 125539 IAN CHAN EMPLOYEE 35.00 5.00 X 170100 0 125539 JOHN J DELANEY EMPLOYEE 35.00 5.00 X 196175 0 125539 JIM DUFFICY EMPLOYEE 35.00 5.00 X 181891 0 125539 LUCIA BAUKNIGHT EMPLOYEE 35.00 5.00 X 166364 0 125539 LORI DALTON EMPLOYEE 35.00 5.00 X 103350 0 125539 DOREEN STENNETT EMPLOYEE 35.00 5.00 X 144188 0 125539 GARRENT LEUNG EMPLOYEE 35.00 5.00 X 125532 0 125539 KEVIN CUSH EMPLOYEE 35.00 5.00 X 110426 0 125539 1606064 0 1255390 10 0 1 0 JOINT MULTI SERVICE ASSOCIATES LTD 89 JOSEPH AVE STATEN ISLAND NY 10304 ACCOUNTING 312000 SEGAL CONSULTANTS 333 WEST 34TH ST NEW YORK NY 10001 ACTUARIAL 215234 COLLERAN O'HARA & MILLS LLP 100 CROSSWAYS PARK DR W 200 WOODBURY NY 11797 LEGAL 177791 3 EMPLOYER CONTRIBUTIONS 230000 119661055 119661055 EMPLOYEE CONTRIBUTIONS 230000 299734 299734 119960789 4385836 4385836 195481496 194329368 1152128 1152128 1152128 MISC INCOME 230000 420452 420452 420452 125919205 121112917 0 4806288 123669630 1309612 942058 109990 198760 255646 363979 61497 187461 371576 8321 27620 28441 209284 INVESTMENT EXPENSE 498986 ADMIN FEES 75914 POSTAGE 59766 MISCELLANEOUS EXPENSE 25314 23284 128427139 23364382 22880279 16137887 6415722 7646998 5700333 101882 140368 2456269 2316468 166675 139801 174299040 189456493 3214448 3526021 224931312 228259017 27485783 31838464 3108584 2789014 30594367 34627478 X 0 0 0 0 194336945 193631539 194336945 193631539 224931312 228259017 -2507934 1802528 0 X 0 1 X 0 0 2456269 2316468 139801 139801 U.S. GOVERNMENT AND AGENCIES 74739420 F COMMON STOCK 21117764 F CORPORATE BONDS AND DEBENTURES 68399286 F STATE AND LOCAL BONDS 1837861 F EXCHANGE TRADED FUNS 13433258 F COMMON COLLECTIVE TRUST 9928904 F 189456493 ESCROW PAYABLE 30000 DUE TO AFFILIATED FUNDS 1817354 EXCHANGE 941660 2789014 X 127222747 1802528 1802528 125420219 498986 498986 125919205 123681114 0 123681114 498986 4247039 4746025 128427139 PART X, LINE 2: THE PLAN ADOPTED THE PROVISIONS PERTAINING TO UNCERTAIN TAX PROVISIONS OF FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, INCOME TAXES, AND HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. THE PLAN BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS PRIOR TO 2018. PART XII, LINE 4B - OTHER ADJUSTMENTS: INCREASE IN BENEFITS PAYABLE 4,247,039. 0 0 0 BRIAN SABBAGH FUND MANAGER 226452 0 0 0 0 0 41152 22101 40523 21763 308127 43864 0 0 JOHN J DELANEY EMPLOYEE 196175 0 0 0 0 0 41152 22101 40523 21763 277850 43864 0 0 JIM DUFFICY EMPLOYEE 181891 0 0 0 0 0 41152 22101 40523 21763 263566 43864 0 0 ELSIE O'NEIL EMPLOYEE 181586 0 0 0 0 0 41152 22101 40523 21763 263261 43864 0 0 IAN CHAN EMPLOYEE 170100 0 0 0 0 0 41152 22101 40523 21763 251775 43864 0 0 LUCIA BAUKNIGHT EMPLOYEE 166364 0 0 0 0 0 41152 22101 40523 21763 248039 43864 0 0 DOREEN STENNETT EMPLOYEE 144188 0 0 0 0 0 41152 22101 40523 21763 225863 43864 0 0 GARRENT LEUNG EMPLOYEE 125532 0 0 0 0 0 41152 22101 40523 21763 207207 43864 0 0 KEVIN CUSH EMPLOYEE 110426 0 0 0 0 0 41152 22101 40523 21763 192101 43864 0 0 LORI DALTON EMPLOYEE 103350 0 0 0 0 0 41152 22101 40523 21763 185025 43864 0 0 FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE FORM 990 IS PROVIDED TO MEMBERS OF ORGANIZATION'S GOVERNING BODY BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY MONITORS THE COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. ENFORCEMENT OF POLICY AND COMPLIANCE WITH THE POLICY IS ADDRESSED AT QUARTERLY BOARD MEETINGS. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS AVAILABLE UPON REQUEST IRON WORKERS LOCALS 40 361 & 417 PENSION FUND 451 PARK AVE SOUTH NEW YORK NY 10016 516102576 TO PROVIDE PENSION BENEFITS TO MEMBERS NY 0 IRON WORKERS LOCALS 40 361 & 417 ANNUITY FUND 451 PARK AVE SOUTH NEW YORK NY 10016 237299279 TO PROVIDE ANNUITY BENEFITS TO MEMBERS NY 0 IRON WORKERS LOCALS 40 361 & 417 TOPPING OUT FUND 451 PARK AVE SOUTH NEW YORK NY 10016 133156507 TO PROVIDE SUPPLEMENTAL MEDICAL AND UNEMPLOYMENT BENEFITS TO MEMBERS NY 501(C)(9) 0 IRON WORKERS LOCALS 40 361 APPRENTICESHIP & TRAINING FUND 35-23 36TH STREET ASTORIA NY 11106 132571023 TO PROVIDE TRAINING TO MEMBERS NY 501(C)(3) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 IRON WORKERS LOCALS 40361 & 417 PENSION FUND Q 572388 TIME AND MOTION STUDY IRON WORKERS LOCALS 40361 & 417 ANNUITY FUND FUND Q 655035 TIME AND MOTION STUDY IRON WORKERS LOCALS 40361 & 417 TOPPING OUT FUND FUND Q 623410 TIME AND MOTION STUDY IRON WORKERS LOCALS 40361 & 417 APPRENTICESHIP & TRAINING FUND Q 53077 TIME AND MOTION STUDY