2022-11-10T14:07:32-06:00 2021-12-31 381357951 PLANTE & MORAN PLLC 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2021-01-01 362167011 FIELD MUSEUM OF NATURAL HISTORY FIEL 3129229410 1400 S DUSABLE LAKE SHORE DRIVE CHICAGO IL 606052827 LE MONTE G BOOKER SR CHIEF FINANCIAL OFFICER 3129229410 2022-11-04 1 LE MONTE G BOOKER SR 999009999 LU ANN TRAPP P01506476 3122071040 2022-11-04 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z JULIAN SIGGERS 1400 S DUSABLE LAKE SHORE DRIVE CHICAGO IL 606052827 94295135 0 X WWW.FIELDMUSEUM.ORG X 1893 IL THE MUSEUM IS AN INDEPENDENT CENTER OF LEARNING THAT ENGAGES IN RESEARCH AND PUBLIC EDUCATION. 77 76 589 660 1047434 0 33285111 53260839 5271570 17936215 15671270 23044703 -107746 -146445 54120205 94095312 417568 544497 0 0 31998329 35040647 82677 89000 3770075 35039954 37087751 67538528 72761895 -13418323 21333417 813785937 874117562 205686559 193217526 608099378 680900036 X THE FIELD MUSEUM IS AN EDUCATIONAL INSTITUTION CONCERNED WITH THE DIVERSITY AND RELATIONSHIPS IN NATURE AND AMONG CULTURES. IT PROVIDES COLLECTION-BASED RESEARCH AND LEARNING FOR GREATER PUBLIC UNDERSTANDING AND APPRECIATION OF THE WORLD (CONTINUED ON SCHEDULE O) IN WHICH WE LIVE. ITS COLLECTIONS, PUBLIC LEARNING PROGRAMS, AND RESEARCH ARE INSEPARABLY LINKED TO SERVE A DIVERSE PUBLIC OF VARIED AGES, BACKGROUNDS AND KNOWLEDGE. 0 1 28948383 544497 317347 SCIENCE & EDUCATION: SCIENCE AND EDUCATION CONSISTS OF FOUR COMPLEMENTARY CENTERS-THE COLLECTIONS CENTER, THE INTEGRATIVE RESEARCH CENTER, THE SCIENCE ACTION CENTER, AND THE LEARNING CENTER. TOGETHER, THESE CENTERS ADVANCE THE MUSEUM'S MISSION OF UNDERSTANDING THE PAST, EXPLORING ITS PRESENT, AND SHAPING A FUTURE FOR THE EARTH THAT IS RICH WITH BIOLOGICAL AND CULTURAL DIVERSITY. THE COLLECTIONS AMOUNT TO OVER 30,000,000 NATURAL OBJECTS AND MAN-MADE ARTIFACTS SPANNING THE MUSEUM'S FOUR DISCIPLINES - ANTHROPOLOGY, BOTANY, GEOLOGY, AND ZOOLOGY. 14374463 14269036 PUBLIC PROGRAMS: THE MUSEUM BRINGS SCIENCE TO LIFE WITH MORE THAN 400,000 SQUARE FEET OF SPACE DEVOTED TO EXHIBITIONS AND OTHER PUBLIC PROGRAMS. IN 2021, THE MUSEUM WELCOMED MORE THAN 750,000 VISITORS. 11468402 161907 MUSEUM SERVICES: THE MUSEUM HAS APPROXIMATELY 1,300,000 SQUARE FEET FOR WHICH MUSEUM SERVICES PROVIDES ENGINEERING, MAINTENANCE, AND SECURITY, AS WELL AS DIRECTLY SUPPORTS THE SCIENCE AND EDUCATION AND PUBLIC PROGRAMS. 6756435 3219535 MUSEUM OUTREACH AND BUSINESS ENTERPRISES. 6756435 3219535 61547683 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 1 128 0 1 589 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 77 76 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AR CA CO CT GA IL KS KY ME MD MA MI MN NJ NY NC OH OK OR PA RI SC TN UT VA WA WV WI MS ND NV NM X LE MONTE G BOOKER SR 3126657240 1400 S DUSABLE LAKE SHORE DRIVE CHICAGO IL 606052496 JULIAN F SIGGERS PRESIDENT + CEO 35.00 0.00 X X 752522 0 25705 JOHN L BUCKSBAUM VICE CHAIR, FACILITIES AND ADMINISTRATION SERVICES 3.00 0.00 X X 0 0 0 DR RICHARD A CHAIFETZ VICE CHAIR, GOVERNMENT RELATIONS 3.00 0.00 X X 0 0 0 RICHARD W COLBURN EXECUTIVE MEMBER AT LARGE 3.00 0.00 X X 0 0 0 ROBERT W CRAWFORD JR VICE CHAIR, AUDIT 3.00 0.00 X X 0 0 0 JEFFREY T FOLAND VICE CHAIR, MARKETING 3.00 0.00 X X 0 0 0 MARSHALL B FRONT VICE CHAIR, INVESTMENT 3.00 0.00 X X 0 0 0 WILBUR H GANTZ III CHAIR EMERITUS 3.00 0.00 X X 0 0 0 JUDY GREFFIN VICE CHAIR, FINANCE 3.00 0.00 X X 0 0 0 DAVID D HILLER VICE CHAIR, INTEGRATIVE RESEARCH 3.00 0.00 X X 0 0 0 CONSTANCE T KELLER CHAIR EMERITUS, VICE CHAIR GOVERNANCE 3.00 0.00 X X 0 0 0 JEFFREY B KELLER VICE CHAIR, SCIENCE ACTION 3.00 0.00 X X 0 0 0 MARGARET B MACLEAN VICE CHAIR, COLLECTIONS 3.00 0.00 X X 0 0 0 BOBBY MEHTA VICE CHAIR, LEARNING 3.00 0.00 X X 0 0 0 MICHAEL O'GRADY SECRETARY 3.00 0.00 X X 0 0 0 JESSICA P SAROWITZ VICE CHAIR, DIVERSITY AND INCLUSION 3.00 0.00 X X 0 0 0 JAI SHEKHAWAT VICE CHAIR, DIGITAL ENGAGEMENT 3.00 0.00 X X 0 0 0 MATTHEW K SIMON EXECUTIVE MEMBER AT LARGE 3.00 0.00 X X 0 0 0 DAWN L SOLOMON VICE CHAIR, EXHIBITIONS 3.00 0.00 X X 0 0 0 W ROCKWELL WIRTZ BOARD CHAIR 3.00 0.00 X X 0 0 0 JASON M WORTENDYKE VICE CHAIR, RETIREMENT AND BENEFITS 3.00 0.00 X X 0 0 0 MARSHA A CRUZAN VICE CHAIR, DEVELOPMENT 3.00 0.00 X X 0 0 0 CARYN HARRIS EXECUTIVE MEMBER AT LARGE 3.00 0.00 X X 0 0 0 ARJUN AGGARWAL BOARD MEMBER 1.00 0.00 X 0 0 0 ROBERT P ARTHUR BOARD MEMBER 1.00 0.00 X 0 0 0 SUSAN M BENTON BOARD MEMBER 1.00 0.00 X 0 0 0 HOWARD B BERNICK BOARD MEMBER 1.00 0.00 X 0 0 0 AMY E BEST BOARD MEMBER 1.00 0.00 X 0 0 0 ROBERT BLACKWELL JR BOARD MEMBER 1.00 0.00 X 0 0 0 TRACY CAHILLANE BOARD MEMBER 1.00 0.00 X 0 0 0 GREGORY C CASE BOARD MEMBER 1.00 0.00 X 0 0 0 DAVID COTTON BOARD MEMBER 1.00 0.00 X 0 0 0 MARK J COZZI BOARD MEMBER 1.00 0.00 X 0 0 0 SIR PETER CRANE FRS BOARD MEMBER 1.00 0.00 X 0 0 0 KERMIT R CRAWFORD BOARD MEMBER 1.00 0.00 X 0 0 0 OSCAR A DAVID BOARD MEMBER 1.00 0.00 X 0 0 0 ROGER K DEROMEDI BOARD MEMBER 1.00 0.00 X 0 0 0 MARGERY KAMIN FEITLER BOARD MEMBER 1.00 0.00 X 0 0 0 JAMEE C FIELD KANE BOARD MEMBER 1.00 0.00 X 0 0 0 MARSHALL FIELD V BOARD MEMBER 1.00 0.00 X 0 0 0 MICHAEL E FLANNERY BOARD MEMBER 1.00 0.00 X 0 0 0 KAREN Z GRAY-KREHBIEL BOARD MEMBER 1.00 0.00 X 0 0 0 JACK M GREENBERG BOARD MEMBER 1.00 0.00 X 0 0 0 LEWIS S GRUBER BOARD MEMBER 1.00 0.00 X 0 0 0 JOHN O HUDSON III BOARD MEMBER 1.00 0.00 X 0 0 0 MICHAEL L KEISER BOARD MEMBER 1.00 0.00 X 0 0 0 SHANNON M KENNEDY BOARD MEMBER 1.00 0.00 X 0 0 0 RICHARD L KEYSER BOARD MEMBER 1.00 0.00 X 0 0 0 WILLIAM C KUNKLER III BOARD MEMBER 1.00 0.00 X 0 0 0 JOSEPH P LACHER JR BOARD MEMBER 1.00 0.00 X 0 0 0 JORGE M LEON BOARD MEMBER 1.00 0.00 X 0 0 0 RICHARD LEVIN BOARD MEMBER 1.00 0.00 X 0 0 0 DIANE VON SCHLEGELL LEVY BOARD MEMBER 1.00 0.00 X 0 0 0 NEIL S NOVICH BOARD MEMBER 1.00 0.00 X 0 0 0 JAMES J O'CONNOR JR BOARD MEMBER 1.00 0.00 X 0 0 0 CHRISTOPHER A O'HERLIHY BOARD MEMBER 1.00 0.00 X 0 0 0 KENNETH O'KEEFE BOARD MEMBER 1.00 0.00 X 0 0 0 ASUTOSH PADHI BOARD MEMBER 1.00 0.00 X 0 0 0 AURIE A PENNICK BOARD MEMBER 1.00 0.00 X 0 0 0 JOHN F PODJASEK III BOARD MEMBER 1.00 0.00 X 0 0 0 PETER B POND BOARD MEMBER 1.00 0.00 X 0 0 0 SCOTT RAFFERTY BOARD MEMBER 1.00 0.00 X 0 0 0 JOHN RAU BOARD MEMBER 1.00 0.00 X 0 0 0 THOMAS S RICKETTS BOARD MEMBER 1.00 0.00 X 0 0 0 DR DILARA SAYEED BOARD MEMBER 1.00 0.00 X 0 0 0 NYDIA S SEARLE BOARD MEMBER 1.00 0.00 X 0 0 0 DR MICHAEL E SEVERINO BOARD MEMBER 1.00 0.00 X 0 0 0 JENNIFER L SHERMAN BOARD MEMBER 1.00 0.00 X 0 0 0 ADELE S SIMMONS BOARD MEMBER 1.00 0.00 X 0 0 0 MARY L SMITH BOARD MEMBER 1.00 0.00 X 0 0 0 JUDSON B SNYDER BOARD MEMBER 1.00 0.00 X 0 0 0 THOMAS S SOULELES BOARD MEMBER 1.00 0.00 X 0 0 0 MARK TEBBE BOARD MEMBER 1.00 0.00 X 0 0 0 MARCUS VON KAPFF BOARD MEMBER 1.00 0.00 X 0 0 0 MARK R WALTER BOARD MEMBER 1.00 0.00 X 0 0 0 EVERETT S WARD BOARD MEMBER 1.00 0.00 X 0 0 0 LAURA S WASHINGTON BOARD MEMBER 1.00 0.00 X 0 0 0 PATRICK WOOD-PRINCE BOARD MEMBER 1.00 0.00 X 0 0 0 LE MONTE G BOOKER SR CHIEF FINANCE OFFICER 35.00 0.00 X 312094 0 37744 CHARLES KATZENMEYER VP, INSTITUTIONAL ADVANCEMENT 35.00 0.00 X 324049 0 27041 RAYMOND DETHORNE CHIEF MARKETING OFFICER 35.00 0.00 X 277715 0 135403 THORSTEN LUMBSCH VP, SCIENCE AND EDUCATION 35.00 0.00 X 248679 0 34600 R L GRANDE DISTINGUISHED SERVICE CURATOR 35.00 0.00 X 232343 0 37208 PHILIPP HECK CURATOR AND DIRECTOR INTEGRATIVE RESEARCH 35.00 0.00 X 228549 0 37392 OLIVIER RIEPPEL CURATOR AND SECTION HEAD 35.00 0.00 X 224167 0 31629 LORI BRESLAUER GENERAL COUNSEL 35.00 0.00 X 185667 0 25562 GINEVRA RANNEY SR. DIRECTOR, INDIVIDUAL PHILANTHROPY & PRINCIPAL 35.00 0.00 X 180192 0 31618 RICHARD LARIVIERE FORMER PRESIDENT & CEO 15.00 0.00 X 397703 0 0 3363680 0 423902 42 1 1 0 ORTIZ BUILDERS 3607 W 26TH STREET CHICAGO IL 60623 CONSTRUCTION 2390820 INTEGRATED ELECTRICAL SERVICES 12621 S LARAMIE AVE ALSIP IL 60803 ELECTRICAL 905831 ARAMARK MANAGEMENT SERVICES 27310 NETWORK PLACE CHICAGO IL 60673 HOUSEKEEPING SERVICES 714353 TARGET DATA INC 626 W JACKSON BLVD CHICAGO IL 60661 MARKETING 700514 HILL MECHANICAL 11045 GAGE AVENUE FRANKLIN PARK IL 60131 CONSTRUCTION 366362 28 1665378 2526399 23052067 26016995 632526 53260839 ADMISSIONS 900099 12325031 12325031 COMMISSIONS 900099 1294875 1294875 EVENT INCOME 900099 1107604 76630 1030974 TRAVELING EXHIBITS 900099 1079825 1079825 2128880 2112420 16460 17936215 5568925 5568925 21766 21766 17475778 0 17475778 17475778 17475778 31612 2526399 199823 -168211 -168211 94095312 16888781 1047434 22898258 177400 177400 130702 130702 236395 236395 2175552 705033 892867 577652 25717397 22018484 1816859 1882054 1501168 1285000 106883 109285 3798265 3251316 270436 276513 1848265 1554008 149248 145009 71175 71175 174040 174040 90750 90750 89000 89000 1429264 1429264 5822836 4972900 584881 265055 1345145 1336539 8606 3664580 2822593 591610 250377 1940493 1477440 418041 45012 228762 228762 2689084 2443871 236135 9078 450656 445833 3228 1595 149241 98924 37133 13184 6865755 6793112 25184 47459 11671283 11501270 120078 49935 348798 348798 ASSOCIATION MEMBERSHIPS 91905 14117 77527 261 OTHER PROGRAM EXPENSES 53984 53984 72761895 61547683 7444137 3770075 787600 1116563 45556205 61828752 22682661 15921212 3828018 7495484 93304 85241 4061471 2680481 472452111 262669034 214064998 209783077 95969990 98042675 423888805 473776451 2852885 3387626 813785937 874117562 5840728 7367239 6498342 6352093 162010247 161020715 6339255 0 24997987 18477479 205686559 193217526 X 262814094 309304653 345285284 371595383 608099378 680900036 813785937 874117562 X 21333417 50237794 1229447 X 0 1 X 1 1 1 X 45408951 44694330 35946290 27829700 48141973 202021244 5483967 5409280 5577460 5455411 5118867 27044985 50892918 50103610 41523750 33285111 53260840 229066229 31165361 197900868 5373105 7281597 8042438 6192819 5590691 32480650 697656 1009600 1242752 2950008 264496887 107366111 0.74820 0.71530 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 0 0 1 99471 99471 0 PART II-B, LINE 1: THE FIELD MUSEUM RETAINED METCALF FEDERAL RELATIONS FOR $80,750 IN 2021 FOR LOBBYING AT THE FEDERAL LEVEL. IN ADDITION, THE MUSEUM IS A MEMBER OF MUSEUMS IN THE PARK, APPROXIMATELY $10,000 OF FEES SUPPORT LOBBYING AT THE STATE LEVEL. A SMALL AMOUNT OF STAFF TIME IS SPENT ON ADVOCACY, ADDING $8,721. 1 X X X X 0 538652610 11762278 64950377 19412525 1429264 594523476 473458005 9825097 75946081 19397493 1179080 538652610 401529493 11734955 81435037 20151004 1090476 473458005 421654061 23077473 -23988603 18170931 1042507 401529493 369482719 19764374 49700979 16304000 990011 421654061 0.46182 0.31434 0.22384 1 0 328498536 188868908 139629628 107979816 59994119 47985697 31045878 13806007 17239871 4927881 4927881 209783077 EQUITY SECURITY FUNDS 347026264 F HEDGED EQUITY FUNDS 63810266 F ABSOLUTE RETURN FUNDS 61179921 F LIMITED PARTNERSHIP 1760000 C 473776451 INTEREST RATE SWAP 18477479 18477479 X 144333112 50237794 1429270 51667064 92666048 1429264 1429264 94095312 71532454 199823 199823 71332631 1429264 1429264 72761895 PART III, LINE 1A: THE MUSEUM'S COLLECTIONS ARE COMPRISED OF OBJECTS OF HISTORICAL, CULTURAL OR SCIENTIFIC SIGNIFICANCE THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED AND CARED FOR, AND ACTIVITIES VERIFYING ITS EXISTENCE AND ASSESSING ITS CONDITION ARE PERFORMED CONTINUOUSLY. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES PROCEEDS FROM SALES OF COLLECTION ITEMS TO BE DEPOSITED IN THE ENDOWMENT, WITH EARNINGS TO BE USED TO ACQUIRE OTHER ITEMS FOR COLLECTIONS OR PROVIDE FOR THE DIRECT CARE OF EXISTING COLLECTIONS. IN ACCORDANCE WITH THE PRACTICE GENERALLY FOLLOWED BY MUSEUMS, THE VALUE OF OBJECTS IN THE COLLECTIONS IS EXCLUDED FROM THE FINANCIAL STATEMENTS; COLLECTIONS ARE REFLECTED IN THE ACCOMPANYING STATEMENTS OF FINANCIAL POSITION AT A NOMINAL VALUE OF $1. SUCH COLLECTIONS HAVE BEEN ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE MUSEUM'S INCEPTION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED, OR AS DECREASES IN TEMPORARILY RESTRICTED NET ASSETS IF THE ASSETS USED TO PURCHASE THE ITEMS ARE RESTRICTED BY DONORS. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED IN THE FINANCIAL STATEMENTS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN UNRESTRICTED NET ASSETS. THERE WERE NO SALES OF COLLECTION ITEMS IN 2021 OR 2020. PART III, LINE 4: THE MUSEUM'S COLLECTIONS ARE MADE UP OF ARTIFACTS OF HISTORICAL, CULTURAL, OR SCIENTIFIC SIGNIFICANCE. MUCH OF THE COLLECTION IS FEATURED IN THE MUSEUM'S GENERAL COLLECTION WHICH IS OPEN FOR PUBLIC EXHIBITION. THE COLLECTION IS ALSO USED FOR ADVANCED SCIENTIFIC STUDY AND SCHOLARLY RESEARCH. THROUGH EXHIBITION AND STUDY, THE MUSEUM ACTS AS AN INDEPENDENT CENTER OF LEARNING FOCUSED ON DIVERSITY IN THE WORLD'S PHYSICAL ENVIRONMENTS AND CULTURES IN FURTHERANCE OF THE ORGANIZATION'S EXEMPT PURPOSE. PART V, LINE 4: THE ASSETS OF THE ENDOWMENT FUNDS SHALL BE INVESTED TO OBTAIN THE GREATEST "TOTAL RETURN" COMMENSURATE WITH THE RISKS DEEMED APPROPRIATE PURSUANT TO THE PROVISIONS OF THE INVESTMENT POLICY. THE PRIMARY OBJECTIVES OF THE MANAGEMENT OF THE ENDOWMENT FUNDS ARE TO 1) ACHIEVE LONG-TERM GROWTH THROUGH CAPITAL APPRECIATION AS WELL AS INCOME AND 2) PRESERVE THE PURCHASING POWER OF THE ASSETS OF THE ENDOWMENT FUND BY OBTAINING A "REAL RETURN" EQUAL TO OR IN EXCESS OF NORMAL ANNUAL SPENDING-ENDOWMENT WITHDRAWALS TO SUPPORT THE MUSEUM. PART X, LINE 2: THE MUSEUM IS EXEMPT FROM INCOME TAXATION UNDER THE PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND A COMPARABLE STATE OF ILLINOIS STATUTE. MANAGEMENT BELIEVES THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION IN THE ACCOMPANYING FINANCIAL STATEMENTS. THE MUSEUM HAS A POLICY TO RECORD INTEREST AND PENALTIES (IF ANY) RELATED TO INCOME TAX MATTERS IN INCOME TAX EXPENSE. THE MUSEUM HAS DETERMINED THAT ITS TAX POSITIONS SATISFY THE MORE LIKELY THAN NOT CRITERION. FOR THE YEAR ENDED DECEMBER 31, 2021 AND 2020, NO INTEREST AND PENALTIES WERE RECORDED. PART XI, LINE 2D - OTHER ADJUSTMENTS: PENSION-RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST 1,229,447. SPECIAL EVENTS EXPENSES 199,823. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSES 199,823. 1 CENTRAL AMERICA & THE CARIBBEAN PROGRAM SERVICES SCIENCE AND EDUCATION 4932 EUROPE (ICELAND & GREENLAND) PROGRAM SERVICES SCIENCE AND EDUCATION 105889 NORTH AMERICA PROGRAM SERVICES SCIENCE AND EDUCATION 25897 SOUTH AMERICA PROGRAM SERVICES SCIENCE AND EDUCATION 146591 SUB-SAHARAN AFRICA PROGRAM SERVICES SCIENCE AND EDUCATION 17222 EUROPE (ICELAND & GREENLAND) PROGRAM SERVICES PUBLIC PROGRAM 45611 NORTH AMERICA PROGRAM SERVICES PUBLIC PROGRAM 457162 SOUTH AMERICA PROGRAM SERVICE PUBLIC PROGRAM 5500 SUB-SAHARAN AFRICA PROGRAM SERVICE PUBLIC PROGRAM 500 NORTH AMERICA PROGRAM SERVICE MUSEUM SERVICE 3600 EUROPE PROGRAM SERVICE MUSEUM SERVICE 8881 SOUTH AMERICA GRANT MAKING STIPEND FOR RESEARCH 155965 EUROPE GRANT MAKING STIPEND FOR RESEARCH 16000 SUB SAHARAN AFRICA GRANT MAKING STIPEND FOR RESEARCH 64430 CENTRAL AMERICA & THE CARIBBEAN INVESTMENTS 116270926 0 0 0 0 0 0 808804 116520302 117329106 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA, FASO, STIPEND FOR RESEARCH 64430 WIRE 0 SOUTH AMERICA STIPEND FOR RESEARCH 103816 WIRE 0 2 STIPEND FOR RESEARCH SOUTH AMERICA 4 52149 CHECK STIPEND FOR RESEARCH EUROPE 1 16000 CHECK 1 0 1 1 1 0 PART I, LINE 2: STAFF MAKE VISITS TO MONITOR WORK BEING DONE OUTSIDE THE UNITED STATES AND REPORT ON THE STATUS OF THE GRANTS. PART III ACCOUNTING METHOD: X X X X X X X 1 PATRICIA HURLEY 205 W WACKER DRIVE STE 1400 CHICAGO IL 60606 EVENT CONSULTANT 0 2084592 65000 2019592 MARTS & LUNDY 1200 WALL STREET WEST LYNDHURST NJ 07071 CAMPAIGN CONSULTANT 0 0 24000 -24000 2084592 89000 1995592 AK AL AR CA CO CT FL GA IL IN KS KY MA MD ME MI MN MS NC ND NJ NM NY NV OH OK OR PA RI SC TN UT VA WA WI WV AZ MO WOMEN'S BOARD GALA 2084592 2084592 132876 WOMEN'S BOARD LUNCHEON 371259 371259 21071 1 102160 70548 31612 45876 2558011 2526399 31612 199823 199823 -168211 1 CHICAGO COMMONS ASSOCIATION 515 E 50TH ST SUITE 200 CHICAGO IL 60615 362169136 501(C)(3) 8050 0 STIPEND FOR SCIENCE AND EDUCATION CHINATOWN MUSEUM FOUNDATION 238 W 23RD STREET CHICAGO IL 60616 364492615 501(C)(3) 6670 0 STIPEND FOR SCIENCE AND EDUCATION THE UNIVERSITY OF CHICAGO 5835 KIMBARK AVE CHICAGO IL 60637 362177139 GOV'T 118144 0 STIPEND FOR SCIENCE AND EDUCATION BOARD OF REGENTS OF THE UNIVERSITY OF WISCONSIN SYSTEM 21 NORTH PARK ST MADISON WI 53715 396006492 GOV'T 11361 0 STIPEND FOR SCIENCE AND EDUCATION BOARD OF TRUSTEES OF MICHIGAN STATE UNIVERSITY 426 AUDITORIUM ROAD EAST LANSING MI 48824 386005987 GOV'T 5684 0 STIPEND FOR SCIENCE AND EDUCATION CONTRATIEMPO NFP 641 W LAKE ST SUITE 200 CHICAGO IL 60661 352237428 501(C)(3) 14150 0 STIPEND FOR SCIENCE AND EDUCATION FLORIDA FISH AND WILDLIFE CONSERVATION 100 8TH AVE SE ST PETERSBURG FL 33701 593105845 GOV'T 7778 0 STIPEND FOR SCIENCE AND EDUCATION 7 STIPENDS FOR SCIENCE AND EDUCATION 19 130702 PART I, LINE 2: A DEPARTMENT ADMINISTRATOR REVIEWS ALL OF THE REQUESTS FOR PAYMENTS AND SIGNS OFF ON THE REQUEST BEFORE PAYMENT IS ISSUED. X X 1 1 X X X X X 1 0 0 0 0 0 0 0 1 1 JULIAN F SIGGERS PRESIDENT + CEO 729059 0 0 0 23463 0 11600 0 14105 0 778227 0 0 0 RAYMOND DETHORNE CHIEF MARKETING OFFICER 137715 0 0 0 140000 0 122800 0 12603 0 413118 0 0 0 RICHARD LARIVIERE FORMER PRESIDENT & CEO 0 0 0 0 397703 0 0 0 0 0 397703 0 0 0 CHARLES KATZENMEYER VP, INSTITUTIONAL ADVANCEMENT 304087 0 0 0 19962 0 20300 0 6741 0 351090 0 0 0 LE MONTE G BOOKER SR CHIEF FINANCE OFFICER 294071 0 0 0 18023 0 17400 0 20344 0 349838 0 0 0 THORSTEN LUMBSCH VP, SCIENCE AND EDUCATION 235156 0 0 0 13523 0 20304 0 14296 0 283279 0 0 0 R L GRANDE DISTINGUISHED SERVICE CURATOR 219182 0 0 0 13161 0 16874 0 20334 0 269551 0 0 0 PHILIPP HECK CURATOR AND DIRECTOR INTEGRATIVE RES 184440 0 0 0 44109 0 16470 0 20922 0 265941 0 0 0 OLIVIER RIEPPEL CURATOR AND SECTION HEAD 212179 0 0 0 11988 0 17534 0 14095 0 255796 0 0 0 GINEVRA RANNEY SR. DIRECTOR, INDIVIDUAL PHILANTHROP 171229 0 0 0 8963 0 10996 0 20622 0 211810 0 0 0 LORI BRESLAUER GENERAL COUNSEL 174882 0 0 0 10785 0 13404 0 12158 0 211229 0 0 0 PART I, LINE 1A THE PRESIDENT RECEIVED SOCIAL CLUB DUES. THE PURPOSE OF THE SOCIAL CLUB DUES ARE FOR BUSINESS USES RELATED TO ENTERAINING GUESTS, FUNDRAISING, AND NETWORKING. THE PRESIDENT'S SPOUSE ALSO RECEIVED TRAVEL BENEFITS RELATED TO HER DUTIES AS A VOLUNTEER OF THE MUSEUM. PART I, LINE 4A THE FORMER PRESIDENT RECIEVED PAYMENT AS AN INDEPENDENT CONTRACTOR FROM AUGUST 2020 TO JULY 2021, RELATED TO CONSULTATION SERVICES TO ASSIST WITH THE TRANSITION TO NEW LEADERSHIP AFTER HIS RETIREMENT. THE FORMER CHIEF MARKETING OFFICER, RECEIVED TOTAL POST-EMPLOYMENT PAYMENTS FROM THE MUSEUM OF $260,000. $140,000 WAS PAID DURING 2021 AND THE REMAINING $120,000 WAS ACCRUED AND PAID DURING 2022. PART I, LINE 8 THE PRESIDENT AND CEO WAS HIRED IN SEPTEMBER 2020 AND IS PAID PURSUANT TO A WRITTEN EMPLOYMENT CONTRACT THAT WAS SUBJECT TO THE INITIAL CONTRACT EXCEPTION. THE PROCESS USED TO HIRE THE PRESIDENT AND CEO AND THE APPLICABLE EMPLOYMENT CONTRACT FOLLOWED THE REBUTTABLE PRESUMPTION PROCEDURE. A ILLINOIS FINANCE AUTHORITY 861091967 45204E2LI 2019-06-12 87160000 CURRENT REFUNDING 0 0 0 A 3000000 87160000 960000 86200000 1 0 1 1 A 1 1 0 0 0 1 A 1 PART I (A)(F) CURRENT REFUNDING OF PRIOR ISSUE ISSUED ON 7/30/2015, WHICH WAS A REFUNDING OF PRIOR ISSUES ISSUED ON 12/03/1985; 11/08/1990; 4/15/1998; 3/22/2000 PART II, LINE 11 PROCEEDS USED BY 7/1/2020 TO CURRENTLY REFUND PRIOR ISSUE BONDS FROM 7/30/2015, WHICH WERE A REFUNDING OF PRIOR ISSUE BONDS FROM 12/03/1985, 11/08/1990, 4/15/1998, AND 3/22/2000. X 52 632526 FAIR MARKET VALUE X 12 0 X 345 0 0 1 1 PART I, LINE 32B: THE STOCK GIFTS GO INTO THE MUSEUM'S ACCOUNT AT NORTHERN TRUST, AND THEN NORTHERN TRUST SELLS THE STOCK ON BEHALF OF THE MUSEUM THE DAY AFTER THE RECEIPT. NORTHERN TRUST DEPOSITS PROCEEDS FROM THE SALE OF SECURITIES INTO THE MUSEUM'S ACCOUNT. PART I, LINE 33: THE MUSEUM DOES NOT REPORT CONTRIBUTIONS OF COLLECTION ITEMS AS REVENUE AS PERMITTED UNDER GENERALLY ACCEPTED ACCOUNTING PRINCIPLES. THE MUSEUM DOES NOT CAPITALIZE ITS COLLECTION AS ALLOWED UNDER SFAS 116. FORM 990, PART III, LINE 3 THE COVID-19 GLOBAL PANDEMIC CONTINUES TO IMPACT THE MUSEUM'S OPERATIONS. ON MARCH 14, 2020, THE MUSEUM CLOSED TO THE PUBLIC AND REMAINED CLOSED UNTIL JULY 17, 2020 IN ACCORDANCE WITH DIRECTIVES ISSUED BY THE STATE OF ILLINOIS (STATE) AND CITY OF CHICAGO (CITY) DUE TO THE COVID-19 GLOBAL PANDEMIC. THE MUSEUM REOPENED ON JULY 17, 2020 AND OPERATED AT A REDUCED CAPACITY UNTIL NOVEMBER 20, 2020, WHEN THE MUSEUM CLOSED AGAIN TO THE PUBLIC IN ACCORDANCE WITH DIRECTIVES ISSUED BY THE STATE AND CITY. THE MUSEUM REOPENED AGAIN ON JANUARY 21, 2021 AT A REDUCED CAPACITY. THE CAPACITY RESTRICTIONS WERE LIFTED ON JUNE 11, 2021. THESE CLOSURES AND CAPACITY RESTRICTIONS RESULTED IN REDUCED REVENUE RELATED TO ADMISSIONS, MEMBERSHIP, PROGRAM SERVICE FEES AND BUSINESS ENTERPRISES. THE LOSS OF REVENUE WAS MITIGATED BY EXPENSE ADJUSTMENTS, INCLUDING TEMPORARY WORKFORCE AND SALARY REDUCTIONS, POSTPONED PROGRAM EXPENSES, AND DELAYED CAPITAL EXPENDITURES. FORM 990, PART VI, SECTION A, LINE 2 BOARD OF TRUSTEES MEMBERS JAMEE C. FIELD KANE, MARSHALL FIELD V, AND CARYN HARRIS HAVE A FAMILY RELATIONSHIP. BOARD OF TRUSTEES MEMBERS BOBBY MEHTA, AND KERMIT R. CRAWFORD HAVE A BUSINESS RELATIONSHIP. BOARD OF TRUSTEES MEMBERS BOBBY MEHTA, MICHAEL O'GRADY AND WILLIAM C. KUNKLER III HAVE A BUSINESS RELATIONSHIP. BOARD OF TRUSTEES MEMBERS THOMAS S. SOULELES, BOBBY MEHTA, AND JAI SHEKHAWAT HAVE A BUSINESS RELATIONSHIP. BOARD OF TRUSTEES MEMBER CONSTANCE T. KELLER HAS A FAMILY RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER JEFFREY B. KELLER. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. MANAGEMENT REVIEWS THE COMPLETED FORM 990. A DRAFT OF THE FORM 990 IS PRESENTED TO THE AUDIT COMMITTEE. A FULL COPY OF THE 990 IS THEN PROVIDED TO ALL VOTING MEMBERS OF THE GOVERNING BODY PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE MUSEUM'S OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES ARE ANNUALLY REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT AS A CONDITION OF THEIR SERVICE TO THE ORGANIZATION. POTENTIAL CONFLICTS ARE LOGGED WITH AND MONITORED BY THE GENERAL COUNSEL AND SECRETARY OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES IS RESPONSIBLE FOR THE APPROVAL OF COMPENSATION OF THE CEO. THE EXECUTIVE COMMITTEE IS COMPRISED OF INDEPENDENT TRUSTEES. THE CHAIR OF THE BOARD AND EXECUTIVE COMMITTEE ESTABLISHED A COMPENSATION SUB-COMMITTEE. THE COMPENSATION COMMITTEE IS COMPRISED OF SIX TRUSTEES, EACH OF WHICH IS A MEMBER OF THE EXECUTIVE COMMITTEE. THE COMPENSATION COMMITTEE REVIEWS THE CEO'S COMPENSATION AND MAKES RECOMMENDATIONS TO THE EXECUTIVE COMMITTEE FOR FINAL APPROVAL. EXECUTIVE COMMITTEE DECISIONS REGARDING THE CEO'S COMPENSATION ARE HELD IN EXECUTIVE SESSION. THE COMPENSATION ARRANGEMENTS FOR THE CEO ARE DOCUMENTED VIA AN EMPLOYMENT CONTRACT (APPROVED BY THE EXECUTIVE COMMITTEE). THE EXECUTIVE DIRECTOR OF HUMAN RESOURCES CONDUCTS A SALARY BENCHMARK ANALYSIS FOR OFFICERS AND KEY EMPLOYEES WITH OUTSIDE CONSULTANTS AND EXTERNAL SURVEYS ON A BIENNIAL BASIS; THIS INFORMATION IS SHARED WITH THE COMPENSATION COMMITTEE AND CEO FOR THEIR REVIEW. FORM 990, PART VI, SECTION C, LINE 19 THE MUSEUM'S FORM 990 IS AVAILABLE AT THE ORGANIZATION'S PRINCIPAL PLACE OF BUSINESS UPON REQUEST. THE MUSEUM'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE THROUGH APPLICABLE GOVERNMENTAL AGENCIES OR THROUGH REQUEST AT THE MUSEUM'S PRINCIPAL PLACE OF BUSINESS. THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON WRITTEN REQUEST TO THE ORGANIZATION (AND AT MANAGEMENT'S DISCRETION). FORM 990, PART XI, LINE 9: PENSION-RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST 1,229,447.