2022-11-11T08:25:38-06:00 2021-12-31 861065772 DELOITTE TAX LLP TWO JERICHO PLAZA JERICHO NY 11753 990 2021-01-01 042864973 HEALTH NEW ENGLAND INC HEAL 4137874000 ONE MONARCH PLACE 1500 SPRINGFIELD MA 011441500 RICHARD SWIFT CHIEF EXECUTIVE OFFICER 4137874000 2022-11-10 1 RICHARD SWIFT XXX-XX-XXXX CHRISTINE KAWECKI P00743140 5169187000 2022-11-04 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z RICHARD SWIFT ONE MONARCH PLACE 1500 SPRINGFIELD MA 011441500 927623800 0 X WWW.HEALTHNEWENGLAND.ORG X 2013 MA THE MISSION OF HEALTH NEW ENGLAND, INC., AS PART OF BAYSTATE HEALTH, INC. (AN INTEGRATED HEALTH CARE SYSTEM), IS TO IMPROVE THE OVERALL QUALITY OF LIFE AND HEALTH STATUS OF THE COMMUNITIES WE SERVE AND TO CONTRIBUTE TO THE ECONOMIC SUCCESS OF OUR REGION. HEALTH NEW ENGLAND IS COMMITTED TO MEETING THE IDENTIFIED HEALTH AND WELLNESS NEEDS OF OUR COMMUNITIES SERVED THROUGH THE COMBINED EFFORTS OF BAYSTATE HEALTH, COMMUNITY ORGANIZATION PARTNERS, AND AFFILIATED PROVIDERS. 11 8 383 0 0 0 0 0 773438302 852776589 3804860 14618649 739235 3945735 777982397 871340973 627500 610870 669167164 789240469 40690405 43781039 0 0 0 50638322 49030958 761123391 882663336 16859006 -11322363 254172988 263944212 143653780 171034362 110519208 92909850 X THE MISSION OF HEALTH NEW ENGLAND, INC., AS PART OF BAYSTATE HEALTH, INC. (AN INTEGRATED HEALTH CARE SYSTEM), IS TO IMPROVE THE OVERALL QUALITY OF LIFE AND HEALTH STATUS OF THE COMMUNITIES WE SERVE AND TO CONTRIBUTE TO THE ECONOMIC SUCCESS OF OUR REGION. HEALTH NEW ENGLAND IS COMMITTED TO MEETING THE IDENTIFIED HEALTH AND WELLNESS NEEDS OF OUR COMMUNITIES SERVED THROUGH THE COMBINED EFFORTS OF BAYSTATE HEALTH, COMMUNITY ORGANIZATION PARTNERS, AND AFFILIATED PROVIDERS 1 0 789851339 610870 856722324 HEALTH NEW ENGLAND, INC. MAKES HIGH QUALITY, LOW COST HEALTH CARE SERVICES AVAILABLE THROUGH HEALTH PLANS WITHIN A SERVICE AREA THAT COMPRISES MORE POOR, MEDICALLY UNDERSERVED AND RURAL COMMUNITIES THAN ANY OTHER PART OF MASSACHUSETTS. A FEDERAL HEALTH RESOURCES & SERVICES ADMINISTRATION REPORT STATED THAT OF THE 102 MASSACHUSETTS TOWNS DESIGNATED AS MEDICALLY UNDERSERVED, 78 ARE IN THE FOUR COUNTIES THAT HEALTH NEW ENGLAND SERVES. BASED ON THAT STATISTIC, IN ALL, OVER 45% OF HEALTH NEW ENGLAND'S ENROLLEES LIVE IN MEDICALLY UNDERSERVED AREAS.HEALTH NEW ENGLAND'S SERVICE AREA INCLUDES FOUR OF THE FIVE COUNTIES WITH THE HIGHEST PERCENTAGE OF POVERTY AND THE LOWEST PER CAPITA INCOME IN MASSACHUSETTS, BASED ON US CENSUS BUREAU DATA. MANY RESIDENTS IN WESTERN MASSACHUSETTS THUS STRUGGLE WITH POVERTY AND LOW LEVELS OF INCOME. ACROSS THE FOUR COUNTIES OF WESTERN MASSACHUSETTS, 16% OF RESIDENTS LIVE IN POVERTY, AND THE MEDIAN FAMILY INCOME IN THREE OF THE FOUR COUNTIES IS MORE THAN 20% LOWER THAN THAT OF THE STATE. CHILD POVERTY RATES ARE HIGH WITH 23% OF CHILDREN IN THE REGION LIVING IN POVERTY. HAMPDEN COUNTY HAS THE HIGHEST RATES OF POVERTY AND UNEMPLOYMENT IN HEALTH NEW ENGLAND'S SERVICE AREA AND THE LOWEST MEDIAN INCOME. ALSO, LOWER LEVELS OF EDUCATION CONTRIBUTE TO UNEMPLOYMENT AND THE ABILITY TO EARN A LIVABLE WAGE. APPROXIMATELY 12% OF RESIDENTS AGE 25 AND OLDER IN WESTERN MASSACHUSETTS DO NOT HAVE A HIGH SCHOOL DIPLOMA, WITH THE HIGHEST RATES OBSERVED IN HAMPDEN COUNTY (16%). IN THE COMMUNITIES OF SPRINGFIELD, HOLYOKE, CHICOPEE, LUDLOW, WEST SPRINGFIELD, AND PITTSFIELD, OVER 20% OF ELIGIBLE INDIVIDUALS DO NOT HAVE A HIGH SCHOOL DIPLOMA, WHICH IS NEARLY DOUBLE THE STATEWIDE RATE.HEALTH NEW ENGLAND MAKES HEALTH CARE AVAILABLE IN THIS SERVICE AREA AND TO THIS POPULATION BY OFFERING HEALTH PLANS WHICH SERVE THE FOLLOWING:INDIVIDUALS AND SMALL GROUPS: ENROLLEES AT 12/31/2021: 37,559 REVENUE: $204,385,290PROGRAM EXPENSES: $209,340,467HEALTH NEW ENGLAND OFFERS HEALTH PLANS TO INDIVIDUALS AND FAMILIES (BOTH DIRECTLY AND THROUGH THE MASSACHUSETTS HEALTH CONNECTOR) AND SMALL EMPLOYER GROUPS (EMPLOYERS WITH 50 OR FEWER EMPLOYEES). HEALTH NEW ENGLAND IS ONE OF THE LEADING SOURCES OF HMO COVERAGE FOR INDIVIDUALS AND SMALL GROUPS IN WESTERN MASSACHUSETTS.MEDICARE:ENROLLEES AT 12/31/2021: 9,651REVENUE: $102,078,903PROGRAM EXPENSE: $91,336,206HEALTH NEW ENGLAND SERVES MEDICARE ENROLLEES THROUGH HEALTH NEW ENGLAND MEDICARE ADVANTAGE PLANS. MEDICAID:ENROLLEES AT 12/31/2021: 45,720REVENUE: $318,203,260PROGRAM EXPENSE: $286,028,322 HEALTH NEW ENGLAND PARTICIPATES IN MASSHEALTH, THE MASSACHUSETTS MEDICAID PROGRAM, THROUGH A MEDICAID MANAGED CARE PLAN. THE NUMBER OF HEALTH NEW ENGLAND'S MEDICAID PLAN ENROLLEES HAS GENERALLY INCREASED SINCE 2010 WHEN HEALTH NEW ENGLAND BEGAN OFFERING SUCH PLANS, WITH AVERAGE ANNUAL INCREASES OF 3-5%.OTHER INDIVIDUALS AND FAMILIES:ENROLLEES AT 12/31/2021: 35,678REVENUE: $230,929,677PROGRAM EXPENSE: $201,276,965 HEALTH NEW ENGLAND ALSO PROVIDES COVERAGE TO INDIVIDUALS AND FAMILIES THROUGH PLANS OFFERED BY EMPLOYERS WHICH HAVE MORE THAN 50 EMPLOYEES. THIS CATEGORY INCLUDES MANY MUNICIPAL EMPLOYEES WHO DO NOT OBTAIN COVERAGE THROUGH THE GIC, AND ALSO INCLUDES MANY EMPLOYEES OF HEALTH CARE AND NONPROFIT ORGANIZATIONS. HEALTH NEW ENGLAND'S COMMUNITY BENEFITS PROGRAM IS INTENDED TO HELP PEOPLE ATTAIN THEIR FULL HEALTH POTENTIAL AND REDUCE BARRIERS THAT CAUSE DISADVANTAGES DUE TO SOCIAL DETERMINANTS OF HEALTH FACTORS THAT ADVERSELY AFFECT THE HEALTH OF THE COMMUNITY. THE PROGRAM SEEKS TO POSITIVELY IMPACT SEVERAL HEALTH PRIORITY AREAS: BUILT ENVIRONMENT (FOOD INSECURITY, HOUSING, TRANSPORTATION); CARE COORDINATION; CHRONIC CONDITIONS; MENTAL HEALTH AND SUBSTANCE USE DISORDER; HEALTH EQUITY; AND THE NEED FOR INCREASED PHYSICAL ACTIVITY AND A HEALTHY DIET. ADDITIONALLY, THE OVERALL PROGRAM ADDRESSES SEVERAL SOCIAL DETERMINANTS OF HEALTH: LACK OF RESOURCES TO MEET BASIC NEEDS (SAFE NEIGHBORHOODS, POVERTY, AND EMPLOYMENT), EDUCATIONAL ATTAINMENT AND LITERACY, AND INSTITUTIONAL RACISM.IN 2021, HEALTH NEW ENGLAND COMMITTED APPROXIMATELY $700,000 IN INVESTMENTS BACK TO THE COMMUNITY. IN 2021, MAJOR PROGRAM COMPONENTS INCLUDE: WHERE HEALTH MATTERS GRANTS, ACCOUNTING FOR 36% OF ALL FUNDING COVID-19 MINI GRANTS, ACCOUNTING FOR 29% OF ALL FUNDING BAYSTATE HEALTH FOUNDATION ACCOUNTING FOR 14% OF ALL FUNDS DIVERSITY, EQUITY, INCLUSION, BELONGING (DEIB) MINI GRANTS, ACCOUNTING FOR 9% OF ALL FUNDING PUBLIC HEALTH INSTITUTE OF WESTERN MASSACHUSETTS, ACCOUNTING FOR 7% OF ALL FUNDS LONG TERM COMMUNITY GRANT COMMITMENTS, ACCOUNTING FOR 5% OF ALL FUNDSALL COMMUNITY BENEFIT AWARD DECISIONS WERE DETERMINED BY THEIR ALIGNMENT WITH THE FOLLOWING HEALTH PRIORITIES, DETERMINANTS OF HEALTH, AND SPECIFIC TARGET POPULATIONS: THE COMMUNITY BENEFITS PROGRAM SOUGHT TO POSITIVELY IMPACT SPECIFIC HEALTH PRIORITY AREAS: COVID-19, CHRONIC CONDITIONS (ASTHMA, CARDIOVASCULAR DISEASE, CHRONIC OBSTRUCTIVE PULMONARY DISEASE, DIABETES, OBESITY); HEALTH EQUITY; AND, MENTAL HEALTH AND SUBSTANCE USE DISORDER. THE PROGRAM ADDRESSED SEVERAL SOCIAL AND ECONOMIC DETERMINANTS OF HEALTH: FOOD INSECURITIES AND LACK OF BASIC NEEDS (SAFE NEIGHBORHOODS, INSTITUTIONAL RACISM, POOR HOUSING CONDITIONS, EDUCATION). THE PROGRAM PRIORITIZED THE UNMET NEEDS OF SPECIFIC TARGET POPULATIONS: AT-RISK CHILDREN, YOUTH AND ADOLESCENTS; COMMUNITIES OF COLOR, PARTICULARLY LATINX AND BLACKS; INDIVIDUALS LIVING IN POVERTY OR WITH LOW-INCOME LEVELS; LGBTQ+ INDIVIDUALS; OLDER ADULTS; REFUGEES; AND, VETERANS.ACCORDINGLY, HEALTH NEW ENGLAND HAS AIDED OR WORKED WITH A WIDE VARIETY OF COMMUNITY ORGANIZATIONS TO SUPPORT PROGRAMS FOR HEALTH IMPROVEMENT, SUPPORT FACTORS THAT INFLUENCE OVERALL HEALTH AND BENEFIT THE OVERALL COMMUNITY. COMMUNITY BENEFITS INCLUDE, BUT ARE NOT LIMITED TO, THE FOLLOWING ORGANIZATIONS.IN 2021, HEALTH NEW ENGLAND FUNDED PROGRAMS THAT SERVED THE NEEDS OF SPECIFIC VULNERABLE AND LOW-INCOME COMMUNITIES WITHIN OUR SERVICE AREA AND ALIGN WITH THE HEALTH PRIORITIES AND SOCIAL AND ECONOMIC DETERMINANTS OF HEALTH AS IDENTIFIED BY THE 2019 CHNA. THE 2021 "WHERE HEALTH MATTERS" GRANT PROGRAM TARGETED THREE PRIORITY AREAS: CHRONIC CONDITIONS, MEETING BASIC NEEDS, AND SOCIAL ENVIRONMENT, AS IDENTIFIED BY THE 2019 CHNA. IN OCTOBER 2021, $400,000 WERE AWARDED TO THREE COMMUNITY NONPROFIT ORGANIZATIONS. GIRLS ON THE RUN WESTERN MA (GOTR) RECEIVED $100,000 IN FUNDING OVER TWO YEARS TO SUPPORT THEIR "EXPANSION OF GIRLS ON THE RUN PROGRAM". OVER THE NEXT 2-YEARS GOTR WILL DOUBLE THEIR PROGRAMMING WITH THE GOAL OF IMPROVING PHYSICAL AND SOCIAL EMOTIONAL HEALTH OUTCOMES AMONG 3-8TH GRADE GIRLS IN CHICOPEE, HOLYOKE, AND SPRINGFIELD SCHOOLS. THE CARE CENTER RECEIVED $150,000 IN FUNDING OVER 3 YEARS TO SUPPORT THE "ROQUE HOUSE AND CULTURAL CENTER". OVER THE NEXT 3 YEARS, THE CARE CENTER WILL PROVIDE A STABLE, INSPIRING, AND SAFE HOME FOR YOUNG FAMILIES BY SUPPORTING A LIVE-IN ARTIST AND COUNSELOR TO SUPPORTING A VIBRANT LEARNING COMMUNITY OF YOUNG MOTHERS IN THE PROCESS OF ATTAINING THEIR COLLEGE DEGREE. WELLSPRING RECEIVED $150,000 IN FUNDING OVER 3 YEARS TO SUPPORT THE "GO FRESH MOBILE MARKET PROGRAM". OVER THE NEXT 3 YEARS, GO FRESH MARKET WILL 1) DOUBLE THE NUMBER OF PEOPLE IT PROVIDES ACCESS TO FRESH, HEALTHY, LOCAL FOODS; 2) ENACT A PILOT PROGRAM TO EXPAND THE GO FRESH FARMERS MARKET THROUGHOUT WINTER PROVIDING YEAR-ROUND ACCESS TO HEALTH FOODS; 3) PARTNER WITH LOCAL HEALTH CLINICS TO ESTABLISH A FOOD REFERRAL PROGRAM THAT MEETS THE NEEDS OF PATIENTS WITH CHRONIC CONDITIONS THROUGH EDUCATION AND ACCESS TO HEALTHY FOODS; AND 4) CONTINUE TO SUPPORT MINORITY AND IMMIGRANT FARMERS VIA THE WELLSPRING HARVEST GREENHOUSE PROGRAM IN THE INDIAN ORCHARD NEIGHBORHOODS. IN 2021, HEALTH NEW ENGLAND BUILT ON THE EXISTING MULTIYEAR COMMITMENTS TO ORGANIZATIONS THROUGH THE WHERE HEALTH MATTERS GRANT PROGRAM IN $100,000 GRANT FUNDS. THE FOOD BANK OF WESTERN MA CONTINUED THEIR "FOOD INSECURITY SCREENING AND REFERRAL INITIATIVE" TO IDENTIFY AND SERVE FOOD INSECURE INDIVIDUALS, INCREASE ACCESS TO SERVICES TO ADDRESS FOOD INSECURITY. (YEAR 2 OUT OF 3) CLINICAL & SUPPORT OPTIONS (CSO) CONTINUED THEIR "FRIENDS OF THE HOMELESS CARE COORDINATION SUPPORT". THE GOAL IS TO DEVELOP AND IMPLEMENT MEDICAL PREVENTION AND RESPONSE STRATEGIES AND COORDINATE MEDICAL CARE AND CREATE GREATER ACCESS TO BEHAVIORAL HEALTH CARE FOR THOSE WHO ARE HOMELESS WHILE IMPROVING INDIVIDUAL CAPACITY FOR SELF-EFFICACY. (YEAR 2 OUT OF 3)IN 2021, HEALTH NEW ENGLAND AWARDED $200,000 IN COVID-19 MINI GRANTS TO OVER 67 NON-PROFIT ORGANIZATIONS. ORGANIZATIONS COULD RECEIVE UP TO $5,000 FOR PROGRAMS AND HEALTH NEW ENGLAND AWARDED AN AVERAGE GRANT AMOUNT OF $3,000. ALL FUNDED PROGRAMS SUPPORTED THE MOST VULNERABLE COMMUNITIES IMPACTED BY THE PANDEMIC, AND FOCUSED ON ADDRESSING ACCESS TO HEALTHY FOODS, CHILD CARE, CHRONIC CONDITIONS, COVID-19 VACCINE 789851339 0 0 0 0 0 0 0 0 0 1 0 0 1 1 0 1 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 1 1 0 0 1 7891 0 1 383 1 0 0 0 0 0 0 0 0 0 0 X 11 8 1 1 1 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 MA X HEALTH NEW ENGLAND INC 4137874000 ONE MONARCH PLACE SUITE 1500 SPRINGFIELD MA 011441500 MARK ALVIN KEROACK MD PRESIDENT & CEO BH 1.00 41.00 X X 0 2310852 37309 RICHARD SWIFT PRESIDENT & CEO 39.00 1.00 X X 705659 0 392048 RAYMOND MCCARTHY SVP CFO TREAS BH 1.00 39.00 X X 0 1045794 26405 RICHARD ALLEN SEGOOL MD VICE CHAIR / DIRECTOR 1.00 1.00 X X 0 0 0 AMY JAMROG DIRECTOR 1.00 0.00 X 0 0 0 CAROL FUSIA CAMPBELL DIRECTOR 1.00 0.00 X 0 0 0 HARRIET A DEVERRY DIRECTOR 1.00 0.00 X 0 0 0 JAMES FRANCIS CONLON DIRECTOR 1.00 0.00 X 0 0 0 RICHARD BEAUCHAMP STEELE DIRECTOR 1.00 0.00 X 0 0 0 RICHARD SHUMAN MD TERMED 52221 DIRECTOR 1.00 0.00 X 0 0 0 ROBERT J BACON TERMED 1121 DIRECTOR 1.00 0.00 X 0 0 0 TANIA MARIE BARBER DIRECTOR 1.00 0.00 X 0 0 0 WILLIAM RANDALL WEBBER DIRECTOR 1.00 0.00 X 0 0 0 MARION ANNE MCGOWAN PHD EVP/COO - BH 1.00 39.00 X 0 1417231 228343 IRA KLEIN CHIEF MEDICAL OFFICER 40.00 0.00 X 952973 0 18674 KENNETH BERNARD VP INFORMATION TECHNOLOGY 40.00 0.00 X 751671 0 38335 JODY GROSS VP OPERATIONS & GOVT OPERATION 40.00 0.00 X 533448 0 147945 KEITH M LEDOUX VP COMMERCIAL, LOB & SALES 39.00 1.00 X 514616 0 126853 SUSAN SILVER O'CONNOR DIRECTOR & GENERAL COUNSEL 40.00 0.00 X 385270 0 120575 JASON RIO SR DIR REVENUE A&R 40.00 0.00 X 244544 0 60700 LISA COHEN CHIEF FINANCIAL OFFICER 40.00 0.00 X 178828 0 69144 JUDITH MICHELE DANEK DIR OFFICE OF GOVT RELATION 40.00 1.00 X 141871 0 34714 KATE H MCINTOSH MD VP & CHIEF MEDICAL OFFICER 40.00 0.00 X 93707 0 2236 CASEY HOSSA CHIEF INFORMATION OFFICER 40.00 0.00 X 70000 0 2475 MICHAEL FASO END JUNE 2021 INTERIM CFO 39.00 1.00 X 0 0 0 VISHAL TIWARI SR. MEDICAL DIR OF MEDICAL MGMNT 40.00 0.00 X 362575 0 54201 ANDREW COLBY SR. DIR. PHARMACY SERVICES 40.00 0.00 X 310674 0 62512 JACQUELINE SPAIN MEDICAL DIRECTOR 40.00 0.00 X 291031 0 68231 TIMOTHY CHRYSTAL DIR OF NEW & EXISTING SALE 40.00 0.00 X 279219 0 39656 VINIL DEVABHAKTUNI CHIEF TECHNOLOGY OFFICER 40.00 0.00 X 251846 0 23686 THOMAS J BROWN III FORMER INTERIM CFO 0.00 0.00 X 0 242478 19459 6067932 5016355 1573501 133 1 1 0 THE MERCY HOSPITAL INC PO BOX 531870 ATLANTA GA 30353 MEDICAL SERVICES 29880907 BERKSHIRE MEDICAL GROUP 725 NORTH STREET PITTSFIELD MA 01201 MEDICAL SERVICES 24741934 UMASS MEMORIAL MEDICAL CENTER INC PO BOX 415353 BOSTON MA 02241 MEDICAL SERVICES 18341269 THE COOLEY DICKINSON HOSPITAL 30 LOCUST STREET NORTHAMPTON MA 01060 MEDICAL SERVICES 17242113 HOLYOKE MEDICAL CENTER 57 BEECH STREET HOLYOKE MA 01040 MEDICAL SERVICES 10791730 390 MEDICAID PREMIUM 524114 318203125 318203125 COMMERCIAL LARGE GROUP 524114 223229536 223229536 COMMERCIAL SMALL GROUP 524114 209010154 209010154 MEDICARE PREMIUM 524114 102047836 102047836 DSRIP 524114 285938 285938 852776589 3162015 3162015 67739461 56282827 11456634 11456634 11456634 OPTUM GROWTH CREDIT 524114 3325085 3325085 RETROSPECTIVE RATED CO 524114 330693 330693 289957 289957 3945735 871340973 856722324 0 14618649 610870 610870 789240469 789240469 5281045 5281045 31838604 31838604 1060598 1060598 3087701 3087701 2513091 2513091 294973 294973 3726935 3726935 55730 55730 585221 585221 8462265 8462265 1015369 1015369 982196 982196 25821520 25821520 922755 922755 22074 22074 55260 55260 670588 670588 150884 150884 MISCELLANEOUS 1900084 1900084 EXCHANGE ADMIN FEES 1878353 1878353 REGULATORY FEES AND OTH 1204852 1204852 BAD DEBT EXPENSE 746347 746347 535552 535552 882663336 789851339 92811997 0 68407909 73085986 16111049 19799826 731418 338626 31886840 29269465 3352938 2617375 130766648 136388536 9236320 8331050 25566706 23382813 254172988 263944212 125118592 144899378 18535188 26134984 143653780 171034362 X 110519208 92909850 110519208 92909850 254172988 263944212 X -11322363 -10442470 4155475 X X 0 1 X 1 0 644101 639781 4320 14500171 12693633 1806538 16742568 15936051 806517 2617375 HEALTH CARE RECEIVABLES 14826102 RECEIVABLES FROM SUBS 7618205 ACCRUED INVESTMENT RECEIVABLE 557525 OTHER RECEIVABLES 380981 23382813 MEDICAL SUBSIDY PAYABLE 11465959 PREMIUMS RECEIVED IN ADVANCE 14540237 PAYABLE TO AFFILIATES 128788 26134984 870755752 0 870755752 585221 585221 871340973 882078115 0 882078115 585221 585221 882663336 1 BAYSTATE HEALTH FOUNDATION 759 CHESTNUT CIRCLE SPRINGFIELD MA 01199 043549011 501(C)(3) 100000 0 AWARDS ARE MADE WHERE THEY ALIGN WITH HEALTH PRIORITIES AS IDENTIFIED BY THE HEALTH NEW ENGLAND COMMUNITY HEALTH NEEDS ASSESSMENT. BUILDING FOOD SECURITY 118 EAST MAIN STREET ORANGE MA 01364 043517520 501(C)(3) 7500 0 AWARDS ARE MADE WHERE THEY ALIGN WITH HEALTH PRIORITIES AS IDENTIFIED BY THE HEALTH NEW ENGLAND COMMUNITY HEALTH NEEDS ASSESSMENT. CENTER FOR NEW AMERICANS 42 GOTHIC STREET NORTHAMPTON MA 01060 043224215 501(C)(3) 6000 0 AWARDS ARE MADE WHERE THEY ALIGN WITH HEALTH PRIORITIES AS IDENTIFIED BY THE HEALTH NEW ENGLAND COMMUNITY HEALTH NEEDS ASSESSMENT. CLINICAL & SUPPORT OPTIONS INC 8 ATWOOD DRIVE SUITE 301 NORTHAMPTON MA 01060 042206041 501(C)(3) 60000 0 AWARDS ARE MADE WHERE THEY ALIGN WITH HEALTH PRIORITIES AS IDENTIFIED BY THE HEALTH NEW ENGLAND COMMUNITY HEALTH NEEDS ASSESSMENT. GIRLS ON THE RUN WESTERN MA 670 LINWOOD AVENUE SUITE 11 WHITINSVILLE MA 01588 001194294 501(C)(3) 50000 0 AWARDS ARE MADE WHERE THEY ALIGN WITH HEALTH PRIORITIES AS IDENTIFIED BY THE HEALTH NEW ENGLAND COMMUNITY HEALTH NEEDS ASSESSMENT. MENTAL HEALTH ASSOCIATION INC COUNSELING MENTAL HLTH 995 WORTHINGTON STREET SPRINGFIELD MA 01104 042104711 501(C)(3) 6000 0 AWARDS ARE MADE WHERE THEY ALIGN WITH HEALTH PRIORITIES AS IDENTIFIED BY THE HEALTH NEW ENGLAND COMMUNITY HEALTH NEEDS ASSESSMENT. NORTHEAST ORGANIC FARMING ASSOC 411 SHELDON ROAD BARRE MA 01005 222987723 501(C)(3) 6250 0 AWARDS ARE MADE WHERE THEY ALIGN WITH HEALTH PRIORITIES AS IDENTIFIED BY THE HEALTH NEW ENGLAND COMMUNITY HEALTH NEEDS ASSESSMENT. PARTNERS FOR A HEALTHIER COMMUNITY INC 127 STATE STREET 4TH FLOOR SPRINGFIELD MA 01103 043342182 501(C)(3) 50000 0 AWARDS ARE MADE WHERE THEY ALIGN WITH HEALTH PRIORITIES AS IDENTIFIED BY THE HEALTH NEW ENGLAND COMMUNITY HEALTH NEEDS ASSESSMENT. PROVIDENCE MINISTRIES FOR THE NEEDY 5 GAMELIN STREET HOLYOKE MA 01040 042898893 501(C)(3) 7500 0 AWARDS ARE MADE WHERE THEY ALIGN WITH HEALTH PRIORITIES AS IDENTIFIED BY THE HEALTH NEW ENGLAND COMMUNITY HEALTH NEEDS ASSESSMENT. REVITALIZE COMMUNITY DEVELOPMENT 1145 MAIN STREET SUITE 107 SPRINGFIELD MA 01103 043172737 501(C)(3) 10000 0 AWARDS ARE MADE WHERE THEY ALIGN WITH HEALTH PRIORITIES AS IDENTIFIED BY THE HEALTH NEW ENGLAND COMMUNITY HEALTH NEEDS ASSESSMENT. SURVIVAL CENTERS INC 138 SUNDERLAND ROAD AMHERST MA 01002 042698462 501(C)(3) 10000 0 AWARDS ARE MADE WHERE THEY ALIGN WITH HEALTH PRIORITIES AS IDENTIFIED BY THE HEALTH NEW ENGLAND COMMUNITY HEALTH NEEDS ASSESSMENT. TAPESTRY HEALTH SYSTEMS INC 1985 MAIN STREET SUITE I SPRINGFIELD MA 01103 237303142 501(C)(3) 11250 0 AWARDS ARE MADE WHERE THEY ALIGN WITH HEALTH PRIORITIES AS IDENTIFIED BY THE HEALTH NEW ENGLAND COMMUNITY HEALTH NEEDS ASSESSMENT. THE CARE CENTER 247 CABOT STREET HOLYOKE MA 01040 001095978 501(C)(3) 50000 0 AWARDS ARE MADE WHERE THEY ALIGN WITH HEALTH PRIORITIES AS IDENTIFIED BY THE HEALTH NEW ENGLAND COMMUNITY HEALTH NEEDS ASSESSMENT. THE FOOD BANK OF WESTERN MASSACHUSETTS 97 N HATFIELD RD HATFIELD MA 01038 042751023 501(C)(3) 52000 0 AWARDS ARE MADE WHERE THEY ALIGN WITH HEALTH PRIORITIES AS IDENTIFIED BY THE HEALTH NEW ENGLAND COMMUNITY HEALTH NEEDS ASSESSMENT. UNITED WAY OF PIONEER VALLEY 1441 MAIN STREET SPRINGFIELD MA 01103 042152680 501(C)(3) 20000 0 AWARDS ARE MADE WHERE THEY ALIGN WITH HEALTH PRIORITIES AS IDENTIFIED BY THE HEALTH NEW ENGLAND COMMUNITY HEALTH NEEDS ASSESSMENT. WELLSPRING COOPERATIVE CORPORATION 143 MAIN STREET SPRINGFIELD MA 01105 465509253 501(C)(3) 50000 0 AWARDS ARE MADE WHERE THEY ALIGN WITH HEALTH PRIORITIES AS IDENTIFIED BY THE HEALTH NEW ENGLAND COMMUNITY HEALTH NEEDS ASSESSMENT. 16 PART I, LINE 2: HEALTH NEW ENGLAND REVIEWS ALL REQUESTS FOR GRANT FUNDS ON A QUARTERLY BASIS THROUGH THE COMMUNITY BENEFITS COMMITTEE, WHICH VETS AND APPROVES ALL GRANT AWARDS. AWARDS ARE SUBSTANTIATED ACCORDING TO ALIGNMENT WITH HEALTH PRIORITIES AS IDENTIFIED BY THE HEALTH NEW ENGLAND COMMUNITY HEALTH NEEDS ASSESSMENT. IN 2021, HEALTH NEW ENGLAND PRIORITIZES ORGANIZATIONS THAT SUPPORT CHRONIC CONDITIONS, MENTAL HEALTH AND SUBSTANCE USE DISORDER, INFANT AND PERINATAL/MATERNAL HEALTH, FOOD INSECURITIES AND EARLY LITERACY/EDUCATION. ALL AWARDED ORGANIZATIONS ARE CONTACTED THROUGHOUT THE YEAR. ORGANIZATIONS ARE REQUIRED TO CONFIRM USE OF HEALTH NEW ENGLAND'S GRANT FUNDS AND SUBMIT A YEAR END REPORT. COMMUNITY IMPACT DATA IS THE BASIS OF REPORTS FOR THE HEALTH NEW ENGLAND BOARD OF DIRECTORS AND ATTORNEY GENERAL COMMUNITY BENEFITS ANNUAL REPORT. X X X X 1 1 0 0 0 1 0 1 0 MARK ALVIN KEROACK MD PRESIDENT & CEO BH 0 1265624 0 635250 0 409978 0 18850 0 18459 0 2348161 0 0 MARION ANNE MCGOWAN PHD EVP/COO - BH 0 761240 0 611713 0 44278 0 203721 0 24622 0 1645574 0 0 RICHARD SWIFT PRESIDENT & CEO 590443 0 105664 0 9552 0 374900 0 17148 0 1097707 0 105664 0 RAYMOND MCCARTHY SVP CFO TREAS BH 0 621140 0 224219 0 200435 0 24650 0 1755 0 1072199 0 0 IRA KLEIN CHIEF MEDICAL OFFICER 313731 0 232688 0 406554 0 17400 0 1274 0 971647 0 64195 0 KENNETH BERNARD VP INFORMATION TECHNOLOGY 557121 0 109510 0 85040 0 17400 0 20935 0 790006 0 109510 0 JODY GROSS VP OPERATIONS & GOVT OPERATION 328288 0 173782 0 31378 0 139143 0 8802 0 681393 0 173783 0 KEITH M LEDOUX VP COMMERCIAL, LOB & SALES 245064 0 260000 0 9552 0 98188 0 28665 0 641469 0 114765 0 SUSAN SILVER O'CONNOR DIRECTOR & GENERAL COUNSEL 245518 0 114432 0 25320 0 98343 0 22232 0 505845 0 114432 0 VISHAL TIWARI SR. MEDICAL DIR OF MEDICAL MGMNT 312803 0 48367 0 1405 0 52911 0 1290 0 416776 0 48367 0 ANDREW COLBY SR. DIR. PHARMACY SERVICES 261946 0 47481 0 1247 0 47070 0 15442 0 373186 0 47431 0 JACQUELINE SPAIN MEDICAL DIRECTOR 246049 0 43484 0 1498 0 46149 0 22082 0 359262 0 42018 0 TIMOTHY CHRYSTAL DIR OF NEW & EXISTING SALE 154772 0 123600 0 847 0 31844 0 7812 0 318875 0 23421 0 JASON RIO SR DIR REVENUE A&R 205043 0 38340 0 1161 0 38661 0 22039 0 305244 0 36875 0 VINIL DEVABHAKTUNI CHIEF TECHNOLOGY OFFICER 196997 0 53806 0 1043 0 15111 0 8575 0 275532 0 40355 0 THOMAS J BROWN III FORMER INTERIM CFO 0 106928 0 31857 0 103693 0 12103 0 7356 0 261937 0 0 LISA COHEN CHIEF FINANCIAL OFFICER 174052 0 0 0 4776 0 68698 0 446 0 247972 0 0 0 JUDITH MICHELE DANEK DIR OFFICE OF GOVT RELATION 123913 0 17312 0 646 0 20148 0 14566 0 176585 0 17261 0 PART I, LINES 4A-B SEVERANCE WAS PAID TO IRA KLEIN, FORMER CHIEF MEDICAL OFFICER, IN 2021 ($400,000) AND IS REPORTED AS TAXABLE COMPENSATION IN COL. B(III). MARK A. KEROACK, MD - SUPPLEMENTAL RETIREMENT OF $363,307 IS INCLUDED IN COLUMN B. THIS AMOUNT WAS EARNED AND PAID IN 2021. RAYMOND MCCARTHY - SUPPLEMENTAL RETIREMENT OF $154,955 IS INCLUDED IN COLUMN B. THIS AMOUNT WAS EARNED AND PAID IN 2021. MARION MCGOWAN - SUPPLEMENTAL RETIREMENT OF $184,871 IS INCLUDED IN COLUMN C. THIS AMOUNT WAS EARNED IN 2021. PART I, LINE 6 CERTAIN EMPLOYEES OF HEALTH NEW ENGLAND, INC ARE ELIGIBLE FOR BONUSES IN PART BASED ON NET EARNINGS, EMPLOYEES RECEIVE A PERCENTAGE OF THE EXCESS REVENUES WHEN TARGET UNDERWRITING MARGINS ARE EXCEEDED. PART I, LINE 7 CERTAIN EMPLOYEES OF HEALTH NEW ENGLAND, INC ARE ELIGIBLE FOR BONUSES IN PART BASED ON NUMBERS OF MEMBERS BY LINES OF BUSINESSES, AND QUALITY - MEDICARE 5 STAR, PBM, MEDICAID AND POPULATION HEALTH. GINLILL LLC OWNED BY MICHAEL FASO 393959 HEALTH NEW ENGLAND, INC. UTILIZED GINILL, LLC FOR INTERIM CFO SERVICES FROM OCTOBER 1, 2020 THROUGH JUNE 28, 2021. DURING THIS PERIOD, GINILL, LLC PROVIDED HEALTH NEW ENGLAND, INC. WITH INTERIM CFO SERVICES, PERFORMED BY MICHAEL FASO. 0 FORM 990, PART III, LINE 2 IN 2021, HEALTH NEW ENGLAND FUNDED PROGRAMS THAT SERVED THE NEEDS OF SPECIFIC VULNERABLE AND LOW-INCOME COMMUNITIES WITHIN OUR SERVICE AREA AND ALIGN WITH THE HEALTH PRIORITIES AND SOCIAL AND ECONOMIC DETERMINANTS OF HEALTH AS IDENTIFIED BY THE 2019 CHNA. THE 2021 "WHERE HEALTH MATTERS" GRANT PROGRAM TARGETED THREE PRIORITY AREAS: CHRONIC CONDITIONS, MEETING BASIC NEEDS, AND SOCIAL ENVIRONMENT, AS IDENTIFIED BY THE 2019 CHNA. IN OCTOBER 2021, $400,000 WERE AWARDED TO THREE COMMUNITY NONPROFIT ORGANIZATIONS. GIRLS ON THE RUN WESTERN MA (GOTR) RECEIVED $100,000 IN FUNDING OVER TWO YEARS TO SUPPORT THEIR "EXPANSION OF GIRLS ON THE RUN PROGRAM". OVER THE NEXT 2-YEARS GOTR WILL DOUBLE THEIR PROGRAMMING WITH THE GOAL OF IMPROVING PHYSICAL AND SOCIAL EMOTIONAL HEALTH OUTCOMES AMONG 3-8TH GRADE GIRLS IN CHICOPEE, HOLYOKE, AND SPRINGFIELD SCHOOLS. THE CARE CENTER RECEIVED $150,000 IN FUNDING OVER 3 YEARS TO SUPPORT THE "ROQUE HOUSE AND CULTURAL CENTER". OVER THE NEXT 3 YEARS, THE CARE CENTER WILL PROVIDE A STABLE, INSPIRING, AND SAFE HOME FOR YOUNG FAMILIES BY SUPPORTING A LIVE-IN ARTIST AND COUNSELOR TO SUPPORTING A VIBRANT LEARNING COMMUNITY OF YOUNG MOTHERS IN THE PROCESS OF ATTAINING THEIR COLLEGE DEGREE. WELLSPRING RECEIVED $150,000 IN FUNDING OVER 3 YEARS TO SUPPORT THE "GO FRESH MOBILE MARKET PROGRAM". OVER THE NEXT 3 YEARS, GO FRESH MARKET WILL 1) DOUBLE THE NUMBER OF PEOPLE IT PROVIDES ACCESS TO FRESH, HEALTHY, LOCAL FOODS; 2) ENACT A PILOT PROGRAM TO EXPAND THE GO FRESH FARMERS MARKET THROUGHOUT WINTER PROVIDING YEAR-ROUND ACCESS TO HEALTH FOODS; 3) PARTNER WITH LOCAL HEALTH CLINICS TO ESTABLISH A FOOD REFERRAL PROGRAM THAT MEETS THE NEEDS OF PATIENTS WITH CHRONIC CONDITIONS THROUGH EDUCATION AND ACCESS TO HEALTHY FOODS; AND 4) CONTINUE TO SUPPORT MINORITY AND IMMIGRANT FARMERS VIA THE WELLSPRING HARVEST GREENHOUSE PROGRAM IN THE INDIAN ORCHARD NEIGHBORHOODS. HEALTH NEW ENGLAND AWARDED $200,000 IN COVID-19 MINI GRANTS TO 67 LOCAL NON-PROFIT ORGANIZATIONS. ORGANIZATIONS COULD RECEIVE UP TO $5,000 FOR PROGRAMS AND HEALTH NEW ENGLAND AWARDED AN AVERAGE GRANT AMOUNT OF $3,000. ALL FUNDED PROGRAMS SUPPORTED THE MOST VULNERABLE COMMUNITIES IMPACTED BY THE PANDEMIC, AND FOCUSED ON ADDRESSING ACCESS TO HEALTHY FOODS, CHILD CARE, CHRONIC CONDITIONS, COVID-19 VACCINE EDUCATION AND OUTREACH, DIGITAL DIVIDE, EDUCATION, HOUSING NEEDS, LACK OF RESOURCES TO MEET BASIC NEEDS, MENTAL HEALTH AND SUBSTANCE USE, PEDIATRIC/ADOLESCENT ISOLATION AND ANXIETY DUE TO COVID, AND PREVENTATIVE HEALTH (I.E. PHYSICAL ACTIVITY & NUTRITION). HEALTH NEW ENGLAND AWARDED $64,000 IN DEIB MINI GRANTS TO 15 LOCAL NON-PROFIT ORGANIZATIONS. A TOTAL OF $5,000 WAS AWARDED TO TWO ORGANIZATIONS SUPPORTING PAID INTERNSHIPS FOR EMERGING YOUTH LEADERS. A TOTAL OF $20,250 WAS AWARDED TO FIVE ORGANIZATIONS SUPPORTING PROGRAMS THAT ADDRESS GENDER IDENTITY AND SEXUAL ORIENTATION. A TOTAL OF $38,750 WAS AWARDED TO EIGHT ORGANIZATIONS SUPPORTING PROGRAMS THAT ADDRESS FOOD INSECURITY. FORM 990, PART III, LINE 4A EDUCATION AND OUTREACH, DIGITAL DIVIDE, EDUCATION, HOUSING NEEDS, LACK OF RESOURCES TO MEET BASIC NEEDS, MENTAL HEALTH AND SUBSTANCE USE, PEDIATRIC/ADOLESCENT ISOLATION AND ANXIETY DUE TO COVID, AND PREVENTATIVE HEALTH (I.E. PHYSICAL ACTIVITY & NUTRITION). ORGANIZATIONS INCLUDED AMHERST SURVIVAL CENTER, BARRINGTON STAGE COMPANY, BERKSHIRE COUNTY ARC, BERKSHIRE FAMILY YMCA, BIG BROTHERS BIG SISTERS OF FRANKLIN COUNTY, BIG BROTHERS BIG SISTERS OF HAMPDEN COUNTY, BOYS & GIRLS CLUB OF CHICOPEE, BOYS & GIRLS CLUB OF GREATER HOLYOKE, BOYS & GIRLS CLUB OF SPRINGFIELD, CANCER CONNECTIONS, CENTER FOR NEW AMERICANS, CENTER FOR SELF RELIANCE, CHILDREN'S ADVOCACY CENTER FRANKLIN COUNTY & NORTH QUABBIN, CHILDREN'S ADVOCACY CENTER OF HAMPSHIRE COUNTY, CHRISTINA'S HOUSE, CRIMINAL JUSTICE, ORGANIZATION OF HAMPDEN COUNTY, EXTREME SCIENCE KID, GIRLS INC. OF THE VALLEY, GREATER SPRINGFIELD, HABITAT FOR HUMANITY, HAMPSHIRE REGIONAL YMCA, HOLYOKE HEALTH CENTER, HOLYOKE YMCA, HONEST BEGINNINGS, INDIAN ORCHARD COMMUNITY SURVIVAL CENTER, INTERNATIONAL LANGUAGE INSTITUTE OF MA, JUNIOR ACHIEVEMENT OF WESTERN MA, JUST ROOTS, LEE FOOD PANTRY AT GRACE CHURCH, LINK TO LIBRARIES, MANY HANDS FARM CORPS, MENTAL HEALTH ASSOCIATION, MENTAL HEALTH ASSOCIATION, MICHAEL J DIAS FOUNDATION, NEW NORTH CITIZEN'S COUNCIL, NORTH STAR FAMILY SERVICE, NORTHAMPTON SURVIVAL CENTER, NOTRE DAME ACADEMY, NUESTRAS RAICES, OPEN PANTRY COMMUNITY SERVICES, OPERATION BETTER STAR, PARISH CUPBOARD, PIONEER VALLEY WORKERS CENTER, PROVIDENCE MINISTRIES FOR THE NEEDY, REVITALIZE CDC, RIVER EAST SCHOOL-TO-CAREER, RONALD MCDONALD HOUSE, ROOT STUDIO, ROOTS RISING, SOUTH WORCESTER NEIGHBORHOOD CENTER, SPRINGFIELD BUSINESS IMPROVEMENT DISTRICT, SUNSHINE VILLAGE, TAPESTRY HEALTH, THE BRIEN CENTER, THE FOOD BANK OF WESTERN MA, THE HARTSBROOK SCHOOL, THE MEN OF HONOR YOUTH MENTORSHIP PROGRAM, TRANSTIONS THROUGH MOTION, VALLEY EYE RADIO, VOLUNTEER IN MEDICINE BERKSHIRES, WAY FINDERS, WESTFIELD FOOD PANTRY, WOMANSHELTER COMPANERAS AND YMCA OF GREATER SPRINGFIELD. HEALTH NEW ENGLAND AWARDED $64,000 IN DEIB MINI GRANTS TO FIFTEEN LOCAL NON-PROFIT ORGANIZATIONS. A TOTAL OF $5,000 WAS AWARDED TO TWO ORGANIZATIONS SUPPORTING PAID INTERNSHIPS FOR EMERGING YOUTH LEADERS. A TOTAL OF $20,250 WAS AWARDED TO FIVE ORGANIZATIONS SUPPORTING PROGRAMS THAT ADDRESS GENDER IDENTITY AND SEXUAL ORIENTATION. A TOTAL OF $38,750 WAS AWARDED TO EIGHT ORGANIZATIONS SUPPORTING PROGRAMS THAT ADDRESS FOOD INSECURITY. ORGANIZATIONS INCLUDED 18 DEGREES, CENTRAL WEST JUSTICE CENTER (CLA), COMMUNITY ROOTS, BUILDING FOOD SECURITY IN FRANKLIN COUNTY, GARDENING THE COMMUNITY, GIRLS INC. OF THE VALLEY, MANY HANDS FARM CORPS, MASSEQUALITY, MENTAL HEALTH ASSOCIATION, MONTAGUE CATHOLIC SOCIAL MINISTRIES, NORTHEAST ORGANIC FARMING ASSOCIATION, SURVIVAL CENTER, TAPESTRY HEALTH, TRANSHEALTH, AND WOMEN'S FUND OF WESTERN MA. HEALTH NEW ENGLAND CONTINUED TO SUPPORT ITS PARENT ORGANIZATION BY AWARDING THE BAYSTATE HEALTH FOUNDATION A $102,250 GRANT FOR THE "BAYSTATE COLLABORATIVE PROBLEM SOLVING (CPS) TRAINING PROGRAM". IMPLEMENTATION OF THE CPS MODEL WILL HELP HOSPITAL STAFF, FAMILIES AND YOUTH TO DEVELOP SKILLS TO BETTER MANAGE THE CHALLENGES ASSOCIATED WITH PEDIATRIC BEHAVIORAL HEALTH PATIENTS BEING TREATED ACROSS THE BAYSTATE CHILDREN'S HOSPITAL CONTINUUM OF CARE. USE OF RESTRICTIVE INTERVENTIONS IN THESE SETTINGS WILL BE DECREASED AND QUALITY OF CARE WILL BE IMPROVED. IN 2021, HEALTH NEW ENGLAND IN COLLABORATION WITH THE COALITION OF WESTERN MASSACHUSETTS HOSPITALS AND HEALTH PLAN, CONSULTANTS, AND REGIONAL ADVISORY COUNCIL (RAC) BEGAN THE PROCESS OF COMPLETING THE 2022 COMMUNITY HEALTH NEEDS ASSESSMENT. ON SEPTEMBER 9TH, HEALTH NEW ENGLAND HOSTED VIA ZOOM ITS FIRST COMMUNITY BENEFIT FORUM WITH 50 COMMUNITY PARTNERS IN ATTENDANCE. COMMUNITY MEMBERS LEFT WITH AN INCREASED UNDERSTANDING OF HEALTH NEW ENGLAND'S COMMUNITY BENEFIT PROGRAM, AND ENGAGED IN A RICH DIALOGUE FOCUSING ON COMMUNITY HEALTH NEEDS: WHAT ARE THE TOP 3 THINGS IN YOUR COMMUNITY THAT HELP PEOPLE LEAD HEALTHY LIVES? WHAT ARE THE TOP 3 THINGS IN YOUR COMMUNITY THAT MAKE IT HARD TO LEAD HEALTHY LIVES? HOW CAN HEALTH NEW ENGLAND INCREASE COMMUNITY ENGAGEMENT OPPORTUNITIES? HEALTH NEW ENGLAND HAS ALSO TRADITIONALLY SUPPORTED OTHER ACTIVITIES AND INITIATIVES OF ITS PARENT, BAYSTATE HEALTH. HEALTH NEW ENGLAND HAS PARTICIPATED IN SEVERAL JOINTLY-SPONSORED MULTI-YEAR COMMITMENTS WITH THE FOLLOWING ORGANIZATIONS. - NATIONAL CONFERENCE OF COMMUNITY AND JUSTICE - GREATER SPRINGFIELD CHAPTER, URBAN LEAGUE - BAYSTATE HEALTH DEPARTMENT OF PSYCHIATRY EDUCATIONAL FUNDING - SPRINGFIELD HEALTH AND HUMAN SERVICES ANNUAL COMMUNITY BABY SHOWER - GREATER SPRINGFIELD DIAPER BANK - SAFE PASSAGE HOT CHOCOLATE RUN, PROVIDES A VARIETY OF SUPPORT AND ADVOCACY SERVICES FOR WOMEN AND CHILDREN WHO HAVE EXPERIENCED DOMESTIC VIOLENCE. THE HOT CHOCOLATE RUN IS THE MAJOR FUNDRAISER FOR THIS ORGANIZATION. HEALTH NEW ENGLAND HAS A LONG HISTORY OF SUPPORTING COMMUNITY HEALTH EDUCATION PROGRAMS AND INITIATIVES WITHIN OUR SERVICE AREA EITHER THROUGH THE PROVISION OF FUNDING AND/OR DIRECT DELIVERY. FOLLOWING ARE HIGHLIGHTS OF SUCH EDUCATIONAL PROGRAM OFFERINGS SUPPORTED BY HEALTH NEW ENGLAND: - THE PUBLIC HEALTH INSTITUTE OF WESTERN MASSACHUSETTS: THE PUBLIC HEALTH INSTITUTE OF WESTERN MASSACHUSETTS (PHIWM)) IS A NONPROFIT ORGANIZATION COMMITTED TO IMPROVING THE PUBLIC'S HEALTH BY EDUCATING COMMUNITY PARTNERS, FOSTERING INNOVATION, LEVERAGING RESOURCES, AND BUILDING PARTNERSHIPS ACROSS SECTORS, INCLUDING GOVERNMENT AGENCIES, COMMUNITIES, THE HEALTH CARE DELIVERY SYSTEM, MEDIA, AND ACADEMIA. PHI USES A COLLABORATIVE PROGRAMMING APPROACH TO SOLVE PRESSING COMMUNITY HEALTH ISSUES. - PIONEER VALLEY ASTHMA COALITION: A COMMUNITY PARTNERSHIP THAT WORKS TO IMPROVE THE QUALITY OF LIFE FOR INDIVIDUALS, FAMILIES AND COMMUNITIES AFFECTED BY ASTHMA. THE PVAC WAS FORMED TO ADDRESS ASTHMA FROM A COMMUNITY, HOLISTIC PERSPECTIVE, BRINGING TOGETHER A VARIETY OF GROUPS TO ADDRESS THE MANY FACTORS THAT IMPACT ASTHMA, INCLUDING: HEALTHCARE ORGANIZATIONS (E.G. BAYSTATE HEALTH), HEALTH PLANS, LOCAL AND STATE PUBLIC HEALTH AGENCIES (E.G. SPRINGFIELD HEALTH AND HUMAN SERVICES), HOUSING ORGANIZATIONS, COMMUNITY AGENCIES, ACADEMIC INSTITUTIONS, COMMUNITY MEMBERS, AND A VARIETY OF OTHER TYPES OF ORGANIZATIONS WITHIN THE COMMUNITY. HEALTH NEW ENGLAND HAS ALSO WORKED WITH PARTNER AGENCIES AND ORGANIZATIONS IN SUPPORT OF PROGRAMS RELATED TO CHRONIC DISEASE MANAGEMENT, INCLUDING: - DIABETES PROGRAMMING AND SUPPORT : DIABETES EDUCATION AT BRIGHTWOOD HEALTH CENTER DIABETES EDUCATION CENTER, MERCY MEDICAL CENTER, RIVERBEND MEDICAL GROUP "GET INFORMED ABOUT DIABETES AND WESTERN MASSACHUSETTS DIETETIC ASSOCIATION - CANCER EDUCATION AND SUPPORT: CANCER CONNECTION, RAYS OF HOPE OUTREACH, MERCY MEDICAL SISTER CARITAS CANCER CENTER, CANCER HOUSE OF HOPE, BAYSTATE CANCER CENTER - HEART DISEASE: AMERICAN HEART ASSOCIATION GET TO GOAL CAMPAIGN, AMERICAN HEART ASSOCIATION HEART WALK, GO RED FOR WOMEN, LA ESPERANZA LATINA HEALTH FAIR, CHICOPEE CHAMBER OF COMMERCE HEALTH FAIR - NUTRITION AND ANTI-OBESITY OUTREACH: BOYS AND GIRLS CLUBS NUTRITION COUNSELING AND HEALTHY WEIGHT CLINICS, AMHERST SURVIVAL CENTER EMPTY BOWLS AWARENESS AND FUNDRAISING EVENT, GARDENING THE COMMUNITY, MASON SQUARE AND BRIGHTWOOD FARMERS MARKETS, AND FOOD BANK OF WESTERN MASSACHUSETTS - SENIOR WELLNESS: AREA SENIOR CENTERS, BAYSTATE HEALTH SENIOR CLASS PROGRAMMING FRANKLIN COUNTY HOME CARE, AND TOWN OF ADAMS COUNCIL ON AGING HEALTH NEW ENGLAND ALSO CONDUCTS COMMUNITY BENEFIT ACTIVITIES OUTSIDE OF THE PROGRAMS DESCRIBED ABOVE. HEALTH NEW ENGLAND HAS USED ITS AGREEMENTS WITH HEALTH CARE PROVIDERS TO PROMOTE QUALITY IMPROVEMENT ACTIVITIES AND TO FINANCE IMPROVED COORDINATION OF HEALTH CARE FOR INDIVIDUALS WITH SEVERE OR CHRONIC DISEASES. FORM 990, PART VI, SECTION A, LINE 2 TWO OR MORE OF THE PERSONS LISTED IN THIS FORM 990, PART VII HAVE A BUSINESS RELATIONSHIP WITH EACH OTHER BY VIRTUE OF SITTING ON ONE OR MORE BOARDS OF DIRECTORS/TRUSTEES OR BY SERVING IN AN EMPLOYMENT RELATIONSHIP WITH ONE OR MORE ENTITIES WITHIN THE NETWORK OF AFFILIATED ORGANIZATIONS. FORM 990, PART VI, SECTION A, LINE 3 DURING THE PERIOD COVERED BY THIS FILING, HEALTH NEW ENGLAND INC. ENGANGED GINLILL, LLC AS A MANAGEMENT COMPANY, FOR INTERIM CFO SERVICES. HNE PAID GINLILL, LLC $393,959 DURING THIS PERIOD. FORM 990, PART VI, SECTION A, LINE 4 EFFECTIVE JULY 1, 2021, HEALTH NEW ENGLAND, INC AND SUBSIDIARIES VOTED TO INCREASE THE NUMBER OF EX-OFFICIO MEMBERS TO 5. THIS ONE CHANGE SIMULTANEOUSLY INCREASED THE AVAILABLE SEATS ON THE BOARD OF DIRECTORS FROM 16 TO 17. FORM 990, PART VI, SECTION A, LINE 6 AS A MASSACHUSETTS NONPROFIT ORGANIZATION, HEALTH NEW ENGLAND, INC. HAS NO STOCKHOLDERS AND ONE LEGAL MEMBER - BAYSTATE HEALTH, INC. HEALTH NEW ENGLAND, INC. REFERS TO ITS ENROLLEES AS "MEMBERS", BUT HEALTH NEW ENGLAND, INC.'S ORGANIZATIONAL DOCUMENTS AND BY LAWS GIVE ENROLLEES NO ORGANIZATIONAL MEMBERSHIP STATUS FROM A LEGAL PERSPECTIVE. FORM 990, PART VI, SECTION A, LINE 7A BAYSTATE HEALTH, INC. IS THE SOLE MEMBER OF HEALTH NEW ENGLAND, INC. CONSEQUENTLY, BAYSTATE HEALTH HAS FINAL AUTHORITY ON ALL APPOINTMENTS AND ELECTIONS TO THE HEALTH NEW ENGLAND, INC BOARD. FORM 990, PART VI, SECTION A, LINE 7B THE HEALTH NEW ENGLAND, INC. ("HNE") GOVERNANCE COMMITTEE (THE "COMMITTEE") IS MADE UP OF MEMBERS OF THE HNE BOARD OF DIRECTORS AND THE HNE GENERAL COUNSEL, WHO SERVES IN AN ADVISORY, NON-VOTING CAPACITY. THE COMMITTEE IS RESPONSIBLE FOR OVERSEEING AND MAKING RECOMMENDATIONS ON MATTERS AFFECTING THE GOVERNANCE OF HNE AND ITS AFFILIATES, CONSISTENT WITH THE HNE BYLAWS. THE PRINCIPAL ACTIVITIES OF THE COMMITTEE ARE TO DEVELOP AND RECOMMEND TO THE BOARD PROCEDURES AND POLICIES DESIGNED TO PROVIDE FOR EFFECTIVE AND EFFICIENT GOVERNANCE, INCLUDING BUT NOT LIMITED TO: EVALUATION OF THE BOARD AND THE BOARD CHAIR; RECRUITMENT AND RECOMMENDATION OF CANDIDATES FOR BOARD MEMBERSHIP; BOARD ORIENTATION AND EDUCATION; SUCCESSION PLANNING FOR THE BOARD CHAIR AND OTHER BOARD LEADERS AND PERIODIC REVIEW AND AMENDMENT OF COMMITTEE CHARTERS AND CORPORATE BY LAWS AS NEEDED. FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO THE FILING OF THIS RETURN APPROPRIATE PARTS OF THIS FORM 990 WERE REVIEWED BY REPRESENTATIVES FROM THE FINANCE AND LEGAL DEPARTMENTS OF HEALTH NEW ENGLAND, INC., SOME OF WHOM ARE OFFICERS OF THE FILING ORGANIZATION. THE ENTIRE RETURN WAS REVIEWED BY A TAX EXPERT FROM AN OUTSIDE ACCOUNTING FIRM. THE ENTIRE RETURN WAS SENT OUT TO THE BOARD OF DIRECTORS AND OFFICERS OF HEALTH NEW ENGLAND, INC. FOR COMMENT AND REVIEW. FORM 990, PART VI, SECTION B, LINE 12C HEALTH NEW ENGLAND, INC. HAS A COMPREHENSIVE CONFLICT OF INTEREST POLICY. ALL DIRECTORS, OFFICERS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES OF HEALTH NEW ENGLAND AND ITS AFFILIATES ARE ASKED TO COMPLETE AN ANNUAL "CONFLICT OF INTEREST" FORM. WE USE AN ELECTRONIC DATABASE TO RECEIVE AND MANAGE ALL CONFLICT OF INTEREST SUBMISSIONS. THIS INFORMATION IS REVIEWED BY THE HEALTH NEW ENGLAND DIRECTOR OF COMPLIANCE AND THE HEALTH NEW ENGLAND LEGAL DEPARTMENT. POTENTIAL CONFLICT OF INTEREST TRANSACTIONS ARE REVIEWED AS APPROPRIATE UNDER THE POLICY, WHICH PROVIDES FOR RECUSAL FROM DISCUSSION AND DELIBERATION BY ANY PARTY WITH A POTENTIAL CONFLICT OF INTEREST. HEALTH NEW ENGLAND EMPLOYEES ALSO SIGN AN ANNUAL STATEMENT WHICH AFFIRMS THAT SUCH PERSON: (A) HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY; (B) HAS READ AND UNDERSTANDS THE CONFLICT OF INTEREST POLICY; AND (C) HAS AGREED TO COMPLY WITH THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF THE PRESIDENT AND CEO AND OF OTHER KEY OFFICERS IS ESTABLISHED BASED ON INFORMATION PROVIDED BY INDEPENDENT THIRD PARTY CONSULTANTS (KORN FERRY/HAY GROUP) FOR REASONABLENESS AND APPROPRIATE COMPARABILITY DATA. THE COMPENSATION IS THEN ESTABLISHED, REVIEWED AND APPROVED BY THE INDEPENDENT COMPENSATION COMMITTEE OF HEALTH NEW ENGLAND, INC. AND ALL SUCH DELIBERATIONS AND DECISIONS ARE DOCUMENTED CONTEMPORANEOUSLY. FORM 990, PART VI, SECTION C, LINE 19 AVAILABLE UPON REQUEST AND AT MANAGEMENT'S DISCRETION FORM 990, PART XI, LINE 9: CHANGE IN NON ADMITTED ASSETS 4,155,475. FORM 990, PART XII, LINE 1: THE AUDITED FINANCIAL STATEMENTS ARE BASED ON INSURANCE STATUTORY ACCOUNTING PRINCIPLES (SAP) PROMULGATED BY THE ACCOUNTING PRACTICES AND PROCEDURES TASK FORCE UNDER THE AUSPICES OF THE NATIONAL ASSOCIATION OF INSURANCE COMMISSIONERS (NAIC). THIS FORM OF ACCOUNTING IS TYPICALLY LOOKED UPON AS MORE CONSERVATIVE THAN ACCRUAL ACCOUNTING WITHOUT QUITE BEING CASH BASIS. THE ACCOMPANYING STATUTORY BASIS FINANCIAL STATEMENTS HAVE BEEN PREPARED IN ACCORDANCE WITH NAIC STATEMENTS OF STATUTORY ACCOUNTING PRINCIPLES (SSAP) AND IN ACCORDANCE WITH STATUTORY ACCOUNTING PRACTICES (SAP) PRESCRIBED BY THE STATE OF MASSACHUSETTS, WHICH IS A COMPREHENSIVE BASIS OF ACCOUNTING OTHER THAN U.S. GENERALLY ACCEPTED ACCOUNTING PRINCIPLES (GAAP). SUCH PRACTICES VARY FROM GAAP PRINCIPALLY AS FOLLOWS: INVESTMENTS - FOR STATUTORY, INVESTMENTS IN BONDS ARE REPORTED AT AMORTIZED COST OR FAIR VALUE BASED ON THEIR NAIC RATING. FOR GAAP PURPOSES, SUCH FIXED MATURITY INVESTMENTS WOULD BE DESIGNATED AT PURCHASE AS HELD-TO-MATURITY TRADING OR AVAILABLE FOR SALE. HELD-TO-MATURITY FIXED INVESTMENTS WOULD BE REPORTED AT AMORTIZED COST AND THE REMAINING FIXED MATURITY INVESTMENTS WOULD BE REPORTED AT FAIR VALUE. FOR STATUTORY PURPOSES, UNREALIZED GAINS AND LOSSES ON INVESTMENTS ARE EXCLUDED FROM NET INCOME AND REPORTED AS AN INCREASE OR DECREASE IN CAPITAL AND SURPLUS. DECREASES IN FAIR VALUE THAT ARE DETERMINED BY MANAGEMENT TO BE OTHER THAN TEMPORARY ARE REPORTED AS REALIZED LOSSES. THE ORGANIZATION HAS ELECTED THE FAIR VALUE OPTION FOR CERTAIN OF ITS INVESTMENTS. ALL SINGLE CLASS AND MULTI CLASS MORTGAGE BACKED/ASSET BACKED SECURITIES (E.G. CMOS) ARE ADJUSTED FOR THE EFFECTS OF CHANGES IN PREPAYMENT ASSUMPTIONS ON THE RELATED ACCRETION OF DISCOUNT OR AMORTIZATION OF PREMIUM OF SUCH SECURITIES USING PROSPECTIVE METHOD. IF IT IS DETERMINED THAT A DECLINE IN FAIR VALUE IS OTHER THAN TEMPORARY, THE COST BASIS OF THE SECURITY IS WRITTEN DOWN TO THE PRESENT VALUE OF ESTIMATED FUTURE CASH FLOWS USING THE ORIGINAL EFFECTIVE INTEREST RATE INHERENT IN THE SECURITY. NON ADMITTED ASSETS - CERTAIN ASSETS ARE DESIGNATED AS NON- ADMITTED. THESE ASSETS (WHICH ARE PRINCIPALLY ELECTRONIC DATA PROCESSING EQUIPMENT, PREPAID ITEMS, CERTAIN HEALTH RECEIVABLES, RECEIVABLES OVER 90 DAYS PAST DUE AND NON-AUDITED EQUITY VALUE OF SUBSIDIARIES) ARE EXCLUDED FROM THE ACCOMPANYING STATEMENTS OF ADMITTED ASSETS, LIABILITIES AND CAPITAL AND SURPLUS. THESE ITEMS ARE CHARGED DIRECTLY TO UNASSIGNED SURPLUS. UNDER GAAP, SUCH ASSETS ARE INCLUDED IN THE BALANCE SHEET, TO THE EXTENT THEY ARE NOT IMPAIRED. BAYSTATE HEALTH INC 759 CHESTNUT STREET SPRINGFIELD MA 01199 042105941 IMPROVE THE HEALTH OF PEOPLE IN OUR COMMUNITIES EVERY DAY. MA 501(C)(3) LINE 7 N/A 0 BAYSTATE MEDICAL CENTER INC 759 CHESTNUT STREET SPRINGFIELD MA 01199 042790311 ACUTE CARE TEACHING HOSPITAL MA 501(C)(3) LINE 3 BAYSTATE HEALTH INC 0 VISITING NURSE ASSN AND HOSPICE OF WESTERN NEW ENGLAND INC 30 CAPITAL DRIVE SUITE A WEST SPRINGFIELD MA 01089 042105803 HOMEHEALTH AND HOSPICE CARE MA 501(C)(3) LINE 10 BAYSTATE HEALTH INC 0 BAYSTATE HEALTH FOUNDATION INC 759 CHESTNUT STREET SPRINGFIELD MA 01199 043549011 FUNDRAISING MA 501(C)(3) LINE 7 BAYSTATE HEALTH INC 0 BAYSTATE ADMINISTRATIVE SERVICES INC 759 CHESTNUT STREET SPRINGFIELD MA 01199 222747685 ADMINISTRATIVE SERVICES MA 501(C)(3) LINE 12C, III-FI BAYSTATE HEALTH INC 0 BAYSTATE TOTAL HOME CARE INC 280 CHESTNUT STREET SPRINGFIELD MA 01104 203260764 REAL ESTATE AND OTHER MA 501(C)(3) LINE 12B, II BAYSTATE HEALTH INC 0 BAYSTATE WING HOSPITAL CORPORATION 40 WRIGHT STREET PALMER MA 01069 222519813 HOSPITAL MA 501(C)(3) LINE 3 BAYSTATE HEALTH INC 0 HNE OF CONNECTICUT INC ONE MONARCH PLACE SUITE 1500 SPRINGFIELD MA 01104 465190134 HMO CT 501(C)(4) HEALTH NEW ENGLAND INC 1 BAYSTATE NOBLE HOSPITAL CORPORATION 115 WEST SILVER STREET WESTFIELD MA 010861634 222537423 HOSPITAL MA 501(C)(3) LINE 3 BAYSTATE HEALTH INC 0 BAYSTATE FRANKLIN MEDICAL CENTER 164 HIGH STREET GREENFIELD MA 01301 042103575 HOSPITAL MA 501(C)(3) LINE 3 BAYSTATE HEALTH INC 0 BAYSTATE HEALTH SYSTEMS INC HEALTH & WELFARE BENEFITS PLAN 759 CHESTNUT STREET SPRINGFIELD MA 01199 222531644 VOLUNTARY EMPLOYEES BENEFIT ASSOCIATION MA 501(C)(9) BAYSTATE HEALTH INC 0 BAYSTATE HEALTH URGENT CARE 700 CONGRESS STREET QUINCY MA 02169 384059312 URGENT HEALTHCARE MA N/A 0 0 INGRAHAM CORPORATION 759 CHESTNUT STREET SPRINGFIELD MA 01199 043016257 HEALTH CARE AND OTHER BUSINESS ACTIVITIES MA N/A C 0 HNE INSURANCE SERVICES INC ONE MONARCH PLACE SUITE 1500 SPRINGFIELD MA 011441500 043183019 COLLECTION OF SERVICES FOR ANCILLARY SERVICES MA HNE HOLDING CORPORATION C 3459 128788 1.00000 1 HNE ADVISORY SERVICES ONE MONARCH PLACE SUITE 1500 SPRINGFIELD MA 011441500 043012347 ADMINISTRATIVE SERVICES MA HNE HOLDING CORPORATION C -1408521 16795312 1.00000 1 HNE HOLDING CORPORATION ONE MONARCH PLACE SUITE 1500 SPRINGFIELD MA 011441500 464620480 HOLDING COMPANY MA HEALTH NEW ENGLAND INC C -2631336 4182441 1.00000 1 BAYSTATE HEALTH INSURANCE COMPANY LTD N CHURCH STREET GEORGE TOWN GRAND CAYMAN CJ KYI-1104 980421413 OFFSHORE CAPTIVE INSURANCE CJ N/A C 0 HNE INSURANCE COMPANY INC ONE MONARCH PLACE SUITE 1500 SPRINGFIELD MA 011441500 454462433 PROVIDE HEALTH CARE FOR MA MEDICARE SUPPLEMENT MEMBERS MA HNE HOLDING CORPORATION C -840035 5670236 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 HNE ADVISORY SERVICES L 16225934 LEDGER ACTIVITY HNE ADVISORY SERVICES P 17176897 LEDGER ACTIVITY HNE INSURANCE COMPANY INC P 105824 LEDGER ACTIVITY HNE INSURANCE COMPANY INC L 1155340 LEDGER ACTIVITY