2022-11-15T11:12:57-06:00 2021-12-31 PricewaterhouseCoopers LLP 2001 MARKET ST SUITE 1800 PHILADELPHIA PA 19103 990 2021-01-01 930480268 KFHPW HOLDINGS % CHIEF ACCOUNTING OFFICER KFHP 5102716611 ONE KAISER PLAZA SUITE 15L OAKLAND CA 94612 MICHAEL P WALTON CHIEF TAX OFFICER 5102716611 2022-10-21 MICHAEL P WALTON 999009999 ROBERT W FRIZ P00438748 2673303000 2022-10-17 2 2021 2022-09-23 18:48:47Z Ronald Vance ONE KAISER PLAZA 15L OAKLAND CA 94612 16864751 false X WWW.KP.ORG X 1942 WA Supporting Kaiser Permanente organiza- tions which provide high-quality, affordable health care services to improve the health of our members and the communities we serve. 13 12 0 0 0 0 0 0 0 0 434202 27661 0 0 434202 27661 0 0 0 0 0 0 0 0 0 6099304 4774738 6099304 4774738 -5665102 -4747077 1935556825 1927428012 2026477854 2022735408 -90921029 -95307396 SUPPORTING KAISER PERMANENTE ORGANIZATIONS WHICH PROVIDE HIGH-QUALITY, AFFORDABLE HEALTH CARE SERVICES TO IMPROVE THE HEALTH OF OUR MEMBERS AND THE COMMUNITIES WE SERVE. false false 4605480 0 0 Supporting Kaiser Permanente organizations which provide high-quality, affordable health care services to improve the health of our members and the communities we serve. 4605480 true false false false false false false false false false false false false true true false false true false false false false false false false false false false false true false false false false false false false false false false false false false true true false false false true X 1 0 true 0 false false false false false false false false false false false false X 13 12 true false true false true true true true true false false true true true true true true true true false X X CHIEF ACCOUNTING OFFICER 5102716611 ONE KAISER PLAZA SUITE 15L OAKLAND CA 94612 X Gregory Adams Chairman & CEO 0.1 49.9 X X 0 13283101 2279123 Arthur Southam EVP, Health Plan Ops & CGO 0.5 49.5 X 0 4764836 459569 Kathryn Lancaster EVP & Chief Financial Officer 0.5 49.5 X 0 4580354 447559 Janet Liang EVP, Group President & COO 3.5 46.5 X 0 4004413 934930 Kimberly Horn EVP, Group President, MOC 3.5 46.5 X 0 3251755 1473258 Mark Zemelman SVP, General Counsel & Secy 0.1 49.9 X 0 2838538 134757 Susan Mullaney Regional President - WA 1.0 49.0 X 0 2047569 729785 Vanessa Benavides SVP, Chief Legal Officer 0.5 49.5 X 0 1614569 272107 Thomas Meier SVP, Corporate Treasurer 0.5 49.5 X 0 1461837 301391 Alfonse Upshaw SVP,Corporate Controller & CAO 0.5 49.5 X 0 1150839 199363 Donald Orndoff SVP, NFS 0.5 49.5 X 0 1127680 99760 William Wiechmann Assistant Secretary 0.0 50.0 X 0 857930 153553 Hong-Sze Yu VP, Brd & Corp Gov & Asst Secy 0.5 49.5 X 0 541112 198385 Ryan Jenson Interim Corp Controller & CAO 3.0 47.0 X 0 606694 125965 Kirk Dobbins Assistant Secretary 0.5 49.5 X 0 453650 158358 Bernice Gould Assistant Secretary 1.5 48.5 X 0 256938 104758 Maryann Bodayle Assistant Secretary 1.0 49.0 X 0 191010 55200 Ramon F Baez Director 0.05 4.72 X 0 237259 -12291 Matthew T Ryan Director 0.25 8.25 X 0 220855 0 Margaret E Porfido JD Director 0.0 3.0 X 0 279077 -62832 Leslie S Heisz Director 0.3 5.7 X 0 233428 -17324 Judith A Johansen JD Director 0.0 9.5 X 0 277470 -61490 Jeffrey E Epstein Director 0.0 8.5 X 0 230934 -16869 Richard P Shannon MD Director 0.0 6.0 X 0 210000 3503 David F Hoffmeister Director 0.3 9.7 X 0 230207 -18455 A Eugene Washington MD Director 0.0 7.3 X 0 205500 1267 David J Barger Director 0.5 11.5 X 0 199500 -357 Regina M Benjamin MD MBA Director 0.5 8.0 X 0 196138 -16773 Cynthia A Telles PHD Director 0.2 9.5 X 0 131496 -28540 Edward YW Pei Director 0.0 0.0 X 0 56844 0 Kim J Kaiser Director 0.0 0.5 X 0 39404 0 Jenny J Ming Director 0.3 4.6 X 0 101209 -95667 0 44952055 7942063 0 true true false WASHINGTON PERMANENTE MEDICAL GROUP 1300 SW 27TH ST RENTON WA 98057 ACQ. EXP - RETENTION 3708159 1 0 0 25046 0 0 25046 0 0 0 0 0 16839705 16837090 2615 2615 2615 0 0 0 0 0 0 0 0 0 0 27661 0 0 27661 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 6745 0 6745 0 0 0 0 0 0 0 0 0 0 162513 0 162513 0 0 4605480 4605480 0 0 0 4774738 4605480 169258 0 0 0 3995098 4363992 0 0 0 99 0 0 0 0 0 0 0 0 0 0 0 0 18382143 14801762 0 0 0 0 53743438 49082188 1859436146 1859179971 1935556825 1927428012 772 1244 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2026477082 2022734164 2026477854 2022735408 X 8523555 8893061 0 0 -99444584 -104200457 -90921029 -95307396 1935556825 1927428012 X -4747077 -8263 368973 X false true X true true true X X 6 KAISER FOUNDATION HEALTH PLAN INC 941340523 10 true 0 0 KAISER FOUNDATION HEALTH PLAN OF THE NORTHWEST 930798039 10 true 0 0 KASIER FOUNDATION HEALTH PLAN OF COLORADO 840591617 10 true 0 0 KAISER FOUNDATION HEALTH PLAN OF GEORGIA 581592076 10 true 0 0 KFHP OF THE MID-ATLANTIC STATES INC 520954463 10 true 0 0 KAISER FOUNDATION HEALTH PLAN OF WASHINGTON 910511770 3 true 4605480 0 6 4605480 0 true false false false false false false false false false false false false false false true false DUE FROM AFFILIATES 6179971 INVESTMENT IN SUBSIDIARY 1853000000 OTHER ASSETS 0 1859179971 0 NOTES PAYABLE 2000000000 OTHER CURRENT LIABILITIES 22733536 DUE TO AFFILIATE ORGANIZATIONS 628 2022734164 SCHEDULE D, PART X, LINE 2 ASC 740 FOOTNOTE THE ORGANIZATION'S FINANCIAL STATEMENTS DO NOT INCLUDE A FOOTNOTE UNDER ASC 740. false true false false false false false true false Gregory Adams Chairman & CEO 0 1949013 0 10590330 0 743758 0 2248687 0 30436 0 15562224 0 3067941 Arthur Southam EVP, Health Plan Ops & CGO 0 1196028 0 3042244 0 526564 0 427557 0 32012 0 5224405 0 0 Kathryn Lancaster EVP & Chief Financial Officer 0 1197032 0 2859194 0 524128 0 430575 0 16984 0 5027913 0 0 Janet Liang EVP, Group President & COO 0 1187802 0 2273257 0 543354 0 900276 0 34654 0 4939343 0 373405 Kimberly Horn EVP, Group President, MOC 0 1048109 0 1460250 0 743396 0 1442280 0 30978 0 4725013 0 502935 Mark Zemelman SVP, General Counsel & Secy 0 767516 0 1741934 0 329088 0 96689 0 38068 0 2973295 0 0 Susan Mullaney Regional President - WA 0 744016 0 1056586 0 246967 0 702762 0 27023 0 2777354 0 142079 Vanessa Benavides SVP, Chief Legal Officer 0 484886 0 712201 0 417482 0 253358 0 18749 0 1886676 0 273264 Thomas Meier SVP, Corporate Treasurer 0 545140 0 785594 0 131103 0 271040 0 30351 0 1763228 0 0 Alfonse Upshaw SVP,Corporate Controller & CAO 0 510316 0 601573 0 38950 0 177877 0 21486 0 1350202 0 0 Donald Orndoff SVP, NFS 0 469482 0 517692 0 140506 0 68245 0 31515 0 1227440 0 0 William Wiechmann Assistant Secretary 0 307468 0 210516 0 339946 0 125024 0 28529 0 1011483 0 271687 Hong-Sze Yu VP, Brd & Corp Gov & Asst Secy 0 285025 0 147406 0 108681 0 170997 0 27388 0 739497 0 69146 Ryan Jenson Interim Corp Controller & CAO 0 299001 0 197139 0 110554 0 98471 0 27494 0 732659 0 66215 Kirk Dobbins Assistant Secretary 0 278740 0 156127 0 18783 0 130009 0 28349 0 612008 0 0 Bernice Gould Assistant Secretary 0 219155 0 35438 0 2345 0 93938 0 10820 0 361696 0 0 Maryann Bodayle Assistant Secretary 0 170274 0 18502 0 2234 0 44738 0 10462 0 246210 0 0 Ramon F Baez Director 0 223552 0 0 0 13707 0 -12291 0 0 0 224968 0 0 Matthew T Ryan Director 0 207000 0 0 0 13855 0 0 0 0 0 220855 0 0 Margaret E Porfido JD Director 0 257500 0 0 0 21577 0 -62832 0 0 0 216245 0 0 Leslie S Heisz Director 0 214500 0 0 0 18928 0 -17324 0 0 0 216104 0 0 Judith A Johansen JD Director 0 267600 0 0 0 9870 0 -61490 0 0 0 215980 0 0 Jeffrey E Epstein Director 0 222000 0 0 0 8934 0 -16869 0 0 0 214065 0 0 Richard P Shannon MD Director 0 210000 0 0 0 0 0 3503 0 0 0 213503 0 0 David F Hoffmeister Director 0 216500 0 0 0 13707 0 -18455 0 0 0 211752 0 0 A Eugene Washington MD Director 0 205500 0 0 0 0 0 1267 0 0 0 206767 0 0 David J Barger Director 0 199500 0 0 0 0 0 -357 0 0 0 199143 0 0 Regina M Benjamin MD MBA Director 0 187500 0 0 0 8638 0 -16773 0 0 0 179365 0 0 Edward YW Pei Director 0 0 0 0 0 56844 0 0 0 0 0 56844 0 46316 Kim J Kaiser Director 0 25400 0 0 0 14004 0 0 0 0 0 39404 0 0 SCHEDULE J, PART I, LINE 3 METHODS USED TO ESTABLISH COMPENSATION OF CEO/EXECUTIVE DIRECTOR: THE FILING ORGANIZATION RELIED ON A RELATED ORGANIZATION THAT USED ONE OR MORE OF THE METHODS DESCRIBED BELOW TO ESTABLISH THE TOP MANAGEMENT OFFICIALS' COMPENSATION: - COMPENSATION COMMITTEE - INDEPENDENT COMPENSATION CONSULTANT - FORM 990 OF OTHER ORGANIZATIONS - WRITTEN EMPLOYMENT CONTRACT - COMPENSATION SURVEY OR STUDY, AND - APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE OF A RELATED ORGANIZATION. SCHEDULE J, PART I, LINE 4b - SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN PAYMENT - Gregory Adams $ 637,715 Arthur Southam 467,059 Kathryn Lancaster 464,623 Janet Liang 496,329 Kimberly Horn 313,188 Mark Zemelman 272,737 Susan Mullaney 203,298 Vanessa Benavides 367,762 Thomas Meier 86,733 Donald Orndoff 106,741 William Wiechmann 320,687 Hong-Sze Yu 91,157 Ryan Jenson 89,323 SOME OF THE PARTICIPANTS LISTED IN SCHEDULE J, PART II PARTICIPATED IN NONQUALIFIED SUPPLEMENTAL RETIREMENT PLANS. UNDER THESE PLANS, THE ORGANIZATION MAKES ANNUAL CONTRIBUTIONS TO A NOTIONAL ACCOUNT ON BEHALF OF EACH PARTICIPANT. CONTRIBUTIONS VARY BY POSITION, LEVEL AND PAY, AND VEST OVER TIME BASED ON AGE AND/OR SERVICE. PARTICIPANT ACCOUNTS ARE CREDITED WITH A FIXED RATE OF INTEREST, INVESTED IN AVAILABLE MUTUAL FUNDS OR A COMBINATION OF BOTH. CERTAIN OFFICERS ACCRUE A BENEFIT THAT VESTS BASED ON AGE AND SERVICE AND TARGETS A PERCENTAGE OF FINAL AVERAGE PAY LESS PRIOR PLAN OFFSETS. UNVESTED AMOUNTS ARE SUBJECT TO RISK OF FORFEITURE. SCHEDULE J, PART I, LINE 7 NON-FIXED PAYMENTS THE ORGANIZATION PROVIDED NON-FIXED PAYMENTS TO SOME OF THE PERSONS LISTED. PAYMENTS WERE MADE UNDER DISCRETIONARY BONUS PROGRAMS AND INCENTIVE PLANS, BASED ON ATTAINMENT OF ORGANIZATIONAL PERFORMANCE GOALS AND INDIVIDUAL PERFORMANCE, DESIGNED TO SUPPORT THE ORGANIZATION'S MISSION TO PROVIDE HIGH-QUALITY, AFFORDABLE CARE AND IMPROVE THE HEALTH OF ITS MEMBERS AND THE COMMUNITIES IT SERVES. THE PLANS' ORGANIZATIONAL PERFORMANCE GOALS INCLUDED: QUALITY OF CARE AND SERVICE, MEMBERSHIP GROWTH, OPERATING INCOME, PER MEMBER EXPENSE TREND, AND COMMUNITY BENEFIT. PLAN DESIGNS, PERFORMANCE, AND PAYOUT LEVELS, AS WELL AS INDIVIDUAL PAYMENTS TO CERTAIN PERSONS, WERE REVIEWED AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS, COMPRISED OF INDEPENDENT DIRECTORS. SCHEDULE J, PART II, COLUMN C CERTAIN BOARD MEMBERS ARE ELIGIBLE FOR A RETIREE MEDICAL BENEFIT FOLLOWING RETIREMENT FROM THE BOARD. THE ACTUARIAL INCREASE OR DECREASE IN VALUE MAY CHANGE FOR VARIOUS REASONS, INCLUDING CONTINUED SERVICE, AGE, AND CHANGES IN ASSUMPTIONS, RESULTING IN NEGATIVE VALUES IN COLUMN (C) IN SOME INSTANCES. FORM 990, PART V, LINE 2a ALL COMPENSATED OFFICERS, DIRECTORS AND EMPLOYEES PERFORMING SERVICES FOR KFHPW HOLDINGS ARE EMPLOYEES OF OTHER KAISER ORGANIZATIONS. KFHPW HOLDINGS IS RECHARGED BY OTHER KAISER ORGANIZATIONS FOR EMPLOYEES' TIME. FORM 990, PART VI, LINE 1a - Voting Member and Governing Body - THE EXECUTIVE COMMITTEE, COMPOSED OF DIRECTORS, HAS AUTHORITY TO ACT FOR THE BOARD BETWEEN MEETINGS EXCEPT IT HAS NO AUTHORITY TO: (I) AMEND, ALTER OR REPEAL THE BYLAWS; (II) ELECT, APPOINT OR REMOVE ANY BOARD COMMITTEE MEMBER OR ANY DIRECTOR OF THE CORPORATION; (III) AMEND THE ARTICLES OF INCORPORATION; (IV) ADOPT A PLAN OF MERGER OR ADOPT A PLAN OF CONSOLIDATION WITH ANOTHER CORPORATION; (V) AUTHORIZE THE VOLUNTARY DISSOLUTION OF THE CORPORATION OR REVOKE PROCEEDINGS THEREFOR; (VI) ADOPT A PLAN FOR THE DISTRIBUTION OF THE ASSETS OF THE CORPORATION NOT IN THE ORDINARY COURSE OF BUSINESS; OR (VII) AMEND, ALTER OR REPEAL ANY RESOLUTION OF THE BOARD OF DIRECTORS WHICH BY ITS TERMS PROVIDES THAT IT SHALL NOT BE AMENDED, ALTERED OR REPEALED. Form 990, Part VI, Line 2 Family or Business Relationships Board members Eugene Washington, MD and Richard Shannon, MD have a business relationship. Board members Jeffrey Epstein and Jenny Ming have a business relationship. FORM 990, PART VI, LINE 4 -Significant changes- ARTICLE D, SECTIONS D-2 TO D-4 OF THE BYLAWS OF THE CORPORATION WAS AMENDED, EFFECTIVE JANUARY 1, 2021, SO THAT EACH DIRECTOR OF KAISER FOUNDATION HEALTH PLAN, INC. (HEALTH PLAN) IS DESIGNATED TO SERVE AS A DIRECTOR OF THE CORPORATION, SUBJECT TO SPECIFIC EXCLUSION (OF "DISQUALIFIED PERSONS" WITH RESPECT TO THE CORPORATION) RELATING TO THE CORPORATION'S "TYPE I SUPPORTING ORGANIZATION" STATUS. Form 990, Part VI, Line 6 KAISER FOUNDATION HEALTH PLAN, INC. IS THE SOLE MEMBER. FORM 990, PART VI, LINE 7A - APPOINTMENT OF GOVERNING BODY - EACH DIRECTOR OF HEALTH PLAN IS DESIGNATED AS A DIRECTOR OF THIS CORPORATION. EACH SUCH DIRECTOR OF THIS CORPORATION SHALL SERVE EX OFFICIO ONLY SO LONG AS HE OR SHE IS A DIRECTOR OF HEALTH PLAN. FORM 990, PART VI, LINE 7B - APPROVAL OF CERTAIN GOVERNANCE DECISIONS - THE FOLLOWING ACTIONS OF THE CORPORATION REQUIRE APPROVAL OF THE SOLE MEMBER: A) THE ADMISSION OF NEW MEMBERS AND THE EXPULSION, SUSPENSION, OR TERMINATION OF AN EXISTING MEMBER; B) ANY CHANGES TO ITS RIGHTS AS THE CORPORATION'S SOLE MEMBER; C) THE NUMBER OF DIRECTORS IS RESERVED TO THE MEMBER BUT SHALL BE NO FEWER THAN THREE, PROVIDED HOWEVER THAT NO DECREASE IN NUMBER OF DIRECTORS SHALL HAVE THE EFFECT OF SHORTENING THE TERM OF ANY INCUMBENT; D) THE ELECTION AND REMOVAL OF DIRECTORS AND THE FILLING OF ANY VACANCIES ON THE BOARD; E) ANY SIGNIFICANT CORPORATE RESTRUCTURING OR REORGANIZATION, SUCH AS A MERGER, CONSOLIDATION OR DISSOLUTION; F) ANY AMENDMENTS TO THE ARTICLES OF INCORPORATION OR BYLAWS. Form 990, Part VI, Line 11B - FORM 990 REVIEW PROCESS - 1. KEY INFORMATION NECESSARY FOR THE PREPARATION OF THE TAX RETURN IS OBTAINED AND/OR CONFIRMED WITH INTERNAL SOURCES INCLUDING REGIONAL FINANCE, EXECUTIVE COMPENSATION, AND LEGAL. 2. PRIOR TO FINALIZATION, THE RETURN IS REVIEWED BY AN EXTERNAL TAX ADVISOR. 3. ONCE SIGNED BY AN EXTERNAL TAX ADVISOR, THE RETURN AND UNDERLYING DATA ARE REVIEWED BY AN OFFICER OR A MEMBER OF MANAGEMENT DESIGNATED BY AN OFFICER FOR SIGNATURE AND FILING. 4. COPIES ARE THEN PROVIDED TO BOARD MEMBERS PRIOR TO FILING. Form 990, Part VI, Line 12C Ethics and Compliance Ongoing Monitoring and Enforcement Activities Kaiser Permanente regularly and consistently monitors and enforces compliance with the Conflicts of Interest policy in the following ways: Reporting Conflicts of Interest Concerns - The Kaiser Permanente Ethics and Compliance Hotline or Webline is available to all employees, vendors, contractors, and agents to anonymously report actual or perceived conflicts of interest. This process is managed by a third party; however, all reported allegations are provided to Ethics and Compliance for investigation, and if required, corrective action. Employees are prohibited from retaliating against or intimidating anyone who reports concerns in good faith or refuse to participate in wrongdoing. Annual Disclosure Process - Annually, Directors, Officers, Key Employees, Executives, and other employees in roles with elevated risk are required to complete a Conflicts of Interest Disclosure (COID). Responses are reviewed by Ethics and Compliance, Board Services, and / or the Governance, Accountability and Nominating Committee of the Kaiser Foundation Health Plan/Hospital Board of Directors. When actions are required, they are addressed in accordance with policies and written standards. Conflicts of interest responses and actions are maintained for tracking and reporting purposes. Ongoing Disclosure Process - In addition to the annual disclosure process and in accordance with the Conflicts of Interest policy, on an ongoing basis Ethics and Compliance receives, consults, and reports conflicts of interest matters. External Audit Review of Disclosures - Annually, as a part of the Kaiser Permanente external audit, an outside certified public accounting firm reviews the COID process and actions taken for Directors, Officers, Key Employees, and Executives. The results, inclusive of any findings, are presented to the Kaiser Foundation Health Plan/ Hospital Audit and Compliance Committee of the Board of Directors. Awareness and Enforcement - Kaiser Permanente adheres to the following general awareness and enforcement guidelines: - Annually, the Conflicts of Interest and Corrective / Disciplinary Action policies are provided and reviewed as a part of the general ethics and compliance training. - Represented employees are subject to corrective/disciplinary action provisions outlined in the regional or national collective bargaining agreements and applicable policies. - In the event disciplinary action is required due to failure to comply with applicable legal and regulatory requirements, Kaiser Permanente policies and procedures, the Code of Conduct (Principles of Responsibility), unsatisfactory performance, or misconduct disciplinary action includes, but is not limited to: * verbal discussion, coaching, and/or warning by the employee's immediate; supervisor or higher-level manager to correct the problem; * written notice, with or without final warning; * suspension, with or without final warning; or * termination of employment Form 990, Part VI, Line 15A/B COMPENSATION DETERMINATION THE EXECUTIVE COMPENSATION PROGRAM AS ADMINISTERED BY KAISER FOUNDATION HEALTH PLAN, INC. IS DESIGNED TO RECRUIT, RETAIN AND MOTIVATE QUALIFIED SENIOR MANAGEMENT PERSONNEL. SENIOR MANAGEMENT PERSONNEL HAVE A SIGNIFICANT IMPACT ON THE STRATEGIC AND POLICY DIRECTION AND RESULTS OF THE ORGANIZATION. THEREFORE, THE EXECUTIVE COMPENSATION PROGRAM IS, TO A SIGNIFICANT DEGREE, PERFORMANCE-BASED. THE COMPENSATION PROGRAM IS REVIEWED ANNUALLY BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS AND THE MANAGEMENT COMMITTEE ON COMPENSATION. PRIOR TO PAYMENT, ALL PROGRAMS AND PAYMENTS TO THE CEO, EXECUTIVE DIRECTOR, AND TOP MANAGEMENT OFFICIALS (EXECUTIVES) ARE REVIEWED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS AND THE MANAGEMENT COMMITTEE ON COMPENSATION. BASE PAY FOR EXECUTIVE POSITIONS IS ESTABLISHED AT A LEVEL COMPARABLE TO THE RELEVANT MARKET. IN ADDITION, OTHER COMPONENTS OF THE COMPENSATION PROGRAM BEAR 'AT-RISK' FEATURES DESIGNED TO FOCUS ON STRATEGICALLY IMPORTANT PERFORMANCE GOALS AND TO ASSIST IN ATTRACTING AND RETAINING TOP PERFORMERS. THE EXECUTIVE COMPENSATION PROGRAM IS TARGETED TO BE COMPETITIVE TO THE COMPARABLE EXTERNAL MARKET IN WHICH THE ORGANIZATION COMPETES FOR EXECUTIVE LEADERSHIP. EVALUATION OF COMPARABLE PAY DATA IS PERFORMED BY AN INDEPENDENT COMPENSATION, BENEFITS & HUMAN RESOURCES CONSULTING FIRM. THE COMPENSATION PROGRAM FOCUSES ON OBJECTIVES IN THE AREAS OF QUALITY OF MEMBER CARE AND SERVICE, MEMBERSHIP GROWTH, FINANCIAL SOUNDNESS, AND THE COMMUNITY AND SOCIAL MISSION OF THE ORGANIZATION. Form 990, PART VI, LINE 18 Forms 990 are available on www.guidestar.org. Form 990, Part VI, Line 19 Public Inspection GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST AS DISCLOSED TO OTHER REGULATORY BODIES. TO REQUEST COPIES CONTACT: NATIONAL COMMUNICATIONS - RM OPERATIONS KAISER FOUNDATION HEALTH PLAN AND HOSPITALS ONE KAISER PLAZA, 18TH FLOOR OAKLAND, CA 94612 Form 990, Part VII, Section A, Column B HOURS FOR RELATED ORGANIZATIONS INDIVIDUALS WHO ARE BOTH OFFICERS AND MEMBERS OF BOARDS OF DIRECTORS WORK FULL TIME AS EMPLOYEES AS WELL AS FULFILL THEIR BOARD ASSIGNMENT. ALL OFFICERS WORK FULL TIME IN THEIR EMPLOYEE CAPACITY. FULL TIME WORK MAY REQUIRE IN EXCESS OF THE TRADITIONAL 40 HOUR WEEK. GIVEN THE INTEGRATED NATURE OF OUR ORGANIZATION, EMPLOYEES MAY PROVIDE SUPPORT FOR VARIOUS KAISER PERMANENTE COMPANIES. THE AVERAGE HOURS PER WEEK REPORTED FOR THE FILING ORGANIZATION AND RELATED ORGANIZATIONS WAS ESTIMATED. Form 990, PART XI, LINE 9 Other changes in net assets or fund balances: CHANGE IN DONATED CAPITAL $ 369,506 OTHER THAN TEMPORARY IMPAIRMENTS (10) GAIN/LOSS ON INVESTMENTS - BOOK 2,092 GAIN/LOSS ON INVESTMENTS - TAX (2,615) ----------- TOTAL $ 368,973 KAISER FOUNDATION HOSPITALS ONE KAISER PLAZA 15L OAKLAND CA 94612 941105628 HEALTH CARE CA 501(c)(3) 3 NA false KAISER FOUNDATION HEALTH PLAN INC ONE KAISER PLAZA 15L OAKLAND CA 94612 941340523 HEALTH CARE CA 501(c)(3) 10 NA false KAISER FOUNDATION HEALTH PLAN OF CO ONE KAISER PLAZA 15L OAKLAND CA 94612 840591617 HEALTH CARE CO 501(c)(3) 10 KFHP INC true KAISER FOUNDATION HEALTH PLAN OF GA INC ONE KAISER PLAZA 15L OAKLAND CA 94612 581592076 HEALTH CARE GA 501(c)(3) 10 KFHP INC true KAISER FOUNDATION HEALTH PLAN OF THE MAS ONE KAISER PLAZA 15L OAKLAND CA 94612 520954463 HEALTH CARE MD 501(c)(3) 10 KFHP INC true KAISER FOUNDATION HEALTH PLAN OF THE NW ONE KAISER PLAZA 15L OAKLAND CA 94612 930798039 HEALTH CARE OR 501(c)(3) 10 KFHP INC true KAISER FDN HEALTH PLAN OF WASHINGTON ONE KAISER PLAZA 15L OAKLAND CA 94612 910511770 HEALTH CARE WA 501(c)(3) 3 KFHPW HLDING true KAISER HOSPITAL ASSET MANAGEMENT INC ONE KAISER PLAZA 15L OAKLAND CA 94612 943299125 ASSET MGMT CA 501(c)(3) 12-I KFH true KAISER HEALTH PLAN ASSET MANAGEMENT INC ONE KAISER PLAZA 15L OAKLAND CA 94612 943299124 ASSET MGMT CA 501(c)(3) 12-I KFHP INC true CAMP BOWIE SERVICE CENTER ONE KAISER PLAZA 15L OAKLAND CA 94612 943299123 ADMIN CA 501(c)(3) 12-I KFHP INC true LOKAHI ASSURANCE LTD ONE KAISER PLAZA 15L OAKLAND CA 94612 912171891 WC PLACEMENT HI 501(c)(3) 12-I KFHP INC true 1800 HARRISON FOUNDATION ONE KAISER PLAZA 15L OAKLAND CA 94612 943317484 FINANCING CA 501(c)(3) 12-1 KFHP INC true KAISER HOSPITAL ASSISTANCE CORPORATION ONE KAISER PLAZA 15L OAKLAND CA 94612 311779500 FINANCING CA 501(c)(3) 12-I KFH true KAISER HEALTH ALTERNATIVES ONE KAISER PLAZA 15L OAKLAND CA 94612 930954562 HEALTH CARE OR 501(C)(3) 10 KFHP INC true KP BERNARD J TYSON SCHOOL OF MEDICINE ONE KAISER PLAZA 15L OAKLAND CA 94612 814053028 MEDICAL EDU CA 501(C)(3) 2 KFH true GROUP HEALTH NORTHWEST ONE KAISER PLAZA 15L OAKLAND CO 94612 911216856 INACTIVE WA 501(C)(3) 12-I KFHP OF WA true GROUP HEALTH OF WASHINGTON ONE KAISER PLAZA 15L OAKLAND CA 94612 911314907 INACTIVE WA 501(C)(3) 12-I KFHP OF WA true KAISER FDN FOR THE ADV OF INTEGRATED HC ONE KAISER PLAZA 15L OAKLAND CA 94612 823819611 ADVOCACY CA 501(C)(4) N/A KFHP INC true NXT CAP SR FD ILLC 191 N Wacker Dr 1200 CHICAGO IL 60606 371651297 INVESTMENT DE NA N/A 0 0 0 OAK TREE ASSURANCE LTD ONE KAISER PLAZA 15L OAKLAND CA 94612 030329760 INSURANCE VT NA C CORP 0 0 true KAISER PERMANENTE INSURANCE COMPANY ONE KAISER PLAZA 15L OAKLAND CA 94612 943203402 INSURANCE CA NA C CORP 0 0 true KAISER PERMANENTE INTERNATIONAL ONE KAISER PLAZA 15L OAKLAND CA 94612 943245176 CONSULTING CA NA C CORP 0 0 true GROUP HEALTH SERVICES INC ONE KAISER PLAZA 15L OAKLAND CA 94612 911392222 INACTIVE WA NA C CORP 0 0 true KFHP OF WASHINGTON OPTIONS INC ONE KAISER PLAZA 15L OAKLAND CA 94612 911467158 INSURANCE WA NA C CORP 0 0 true true false false false true false false false false false false false false true true false false false false