2022-11-15T12:29:07-06:00 2021-12-31 954083485 TURNER WARREN HWANG & CONRAD ACCTCY 100 NORTH FIRST ST STE 202 BURBANK CA 91502 990 2021-01-01 941242831 TRAVIS CREDIT UNION TRAV 7074691671 PO BOX 2069 VACAVILLE CA 95696 KEVIN MILLER CEO 7074691671 2022-11-10 1 KEVIN MILLER 999009999 VALENTINO CREUS CPA P01054153 8189549700 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z KEVIN MILLER PO BOX 2069 VACAVILLE CA 95696 236586117 0 X WWW.TRAVISCU.ORG X CREDIT UNION 1951 CA A COOPERATIVE, ORGANIZED FOR THE PURPOSE OF PROMOTING THRIFT AND SAVINGS AMONG ITS MEMBERS. 9 9 863 12 334718 0 0 0 177134682 179661466 6637089 7374136 2903979 7892916 186675750 194928518 1994832 170100 0 0 70698194 72329539 0 0 0 77675347 65947096 150368373 138446735 36307377 56481783 4253827937 4695813134 3819970714 4210299672 433857223 485513462 X A COOPERATIVE, ORGANIZED FOR THE PURPOSE OF PROMOTING THRIFT ANDSAVINGS AMONG ITS MEMBERS, CREATING A SOURCE OF CREDIT FOR THEM AT RATES OF INTEREST SET BY THE BOARD OF DIRECTORS, AND PROVIDING AN OPPORTUNITY FOR THEM TO USE AND CONTROL THEIR OWN MONEY ON A DEMOCRATIC BASIS IN ORDER TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITIONS. AS A COOPERATIVE, TRAVIS CREDIT UNION CONDUCTSITS BUSINESS FOR THE MUTUAL BENEFIT AND GENERAL WELFARE OF ITSMEMBERS WITH THE EARNINGS, SAVINGS, BENEFITS, OR SERVICES OF THE CREDIT UNION BEING DISTRIBUTED TO ITS MEMBERS AS PATRONS. 0 0 TRAVIS CREDIT UNION PROVIDES A VARIETY OF LOANS INCLUDING AUTO, MORTGAGES, CREDIT CARD, SMALL BUSINESS AND UNSECURED AT COMPETITIVE RATES FOR OUR MEMBERSHIP, THEREBY, ASSISTING THEM MANAGE THEIR FINANCIAL HEALTH AND GROWTH IN THE FUTURE. TRAVIS CREDIT UNION PROVIDES A VARIETY OF SAVINGS ACCOUNTS INCLUDING SAVINGS, DEMAND, MONEY MARKET, CERTIFICATES AND INVESTMENTS AT COMPETITIVE RATES FOR OUR MEMBERSHIP, THEREBY, ASSISTING THEM MANAGE THEIR FINANCIAL HEALTH AND GROWTH IN THE FUTURE. TRAVIS CREDIT UNION PROVIDES FINANCIAL SERVICES TO OUR MEMBERSHIP WHICH ARE SMALL BUSINESS OWNERS DEVELOPING THEIR OWN BUSINESSES IN THE COMMUNITY. THESE MEMBERS PROVIDE VALUED SERVICES AND EMPLOYMENT TO OUR COMMUNITY MEMBERS THEREBY PROVIDING FUTURE GROWTH AND A STRONGER QUALITY OF LIFE. 0 0 1 0 0 0 0 0 0 1 0 1 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 0 1 122640 0 1 863 1 1 1 0 0 0 0 0 1 0 X 9 9 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 CA X X MARTIN FLEISCHER CPACONTROLLER 7074691671 PO BOX 2069 VACAVILLE CA 95696 DEBORAH ASPLING BOARD CHAIRPERSON 2.00 X 0 0 0 KEVIN BURKE BOARD VICE CHAIRPERSON 2.00 X 0 0 0 MARY COBURN BOARD SECRETARY 2.00 X 0 0 0 DOUGLAS BEAUMONT BOARD TREASURER 2.00 X 0 0 0 DEE ALARCON BOARD MEMBER 2.00 X 0 0 0 LEONARD AUGUSTINE BOARD MEMBER 2.00 X 0 0 0 BRIAN HOWELL BOARD MEMBER 2.00 X 0 0 0 JAMES KIRKLEY BOARD MEMBER 2.00 X 0 0 0 RICHARD WORD BOARD MEMBER 2.00 X 0 0 0 TIMOTHY TRUESDALE SUPV CMTE CHAIRPERSON 2.00 X 0 0 0 KARI MULLHOLAND SUPV CMTE MEMBER 2.00 X 2649 0 0 JOHANNA BENKER SUPV CMTE MEMBER 2.00 X 0 0 0 BARRY NELSON CEO/PRESIDENT 40.00 X 2206326 0 47989 NAVNEET KHANNA EXECUTIVE VICE PRESIDENT 40.00 X 436291 0 160378 IVAN JONES SVP/CFO 40.00 X 432870 0 126567 NATHAN COX SVP, CHIEF LENDING OFFICER 40.00 X 307936 0 131778 CRAIG BEAUDRY SVP/CHIEF INFORMATION OFFI 40.00 X 304014 0 155219 DENA M ROTHMANN SVP, MEMBER EXPERIENCE, CHIEF RETAIL OFFICER 40.00 X 278170 0 145255 FABIO R BIASELLA SVP/CHIEF MARKETING OFFICE 40.00 X 276721 0 175396 TERESA SHAFER SVP/CHIEF HUMAN RESOURCES 40.00 X 272769 0 39345 SCOTT A NICHOLS SVP, CHIEF INFORMATION OFFICER 40.00 X 238825 0 40298 MICHAEL JOSEPH LEVY GENERAL COUNSEL 40.00 X 262677 0 22420 JOHN N CALADIM VP, FINANCE 40.00 X 250118 0 22754 GLORIA NUNEZ VP, MEMBER EXPERIENCE 40.00 X 233339 0 48719 MICHAEL S GRADL VP, WEALTH MANAGEMENT & INSURANCE SERVICES 40.00 X 228539 0 51710 MARK VINELLA VP, COMPLIANCE & RISK MANAGEMENT 40.00 X 227922 0 46779 DAVID PAUL TYNER VP, INFORMATION SERVICES 40.00 X 223988 0 45036 FREIDA R CHILD VP, MARKETING 40.00 X 215142 0 43975 ROBERT GONZALES VP, BUSINESS BANKING 40.00 X 203307 0 35659 DELANNIA G CALDWELL VP, TALENT MANAGEMENT 40.00 X 196779 0 27289 JAIMIE GALEANO VP, RETAIL SALES AND SERVICE 40.00 X 194405 0 46775 MATTHEW PROSNESKI VP, RETAIL OPERATIONS 40.00 X 183070 0 32315 CYNTHIA MCGUIRE VP, CONSUMER LENDING 40.00 X 178762 0 36744 KARUNA FRANCINE BOARDS AVP, BUSINESS SERVICES 40.00 X 176981 0 26318 ANGUS F MACDONALD AVP, SERVICE MANAGEMENT 40.00 X 176705 0 21372 RICHARD E LLOYD AVP, INFORMATION SECURITY 40.00 X 176552 0 61710 MARTIN K FLEISCHER AVP, CONTROLLER 40.00 X 171216 0 28876 MARLOWE FLOURNOY VP, INFORMATION SERVICES 40.00 X 168834 0 40165 ROBERT H PATTERSON AVP, INFRASTRUCTURE AND OPERATIONS 40.00 X 167632 0 41481 MARK CASTRO AVP, REGIONAL MANAGER 40.00 X 166607 0 46088 DEBRA J PINLAC AVP, PROJECT MANAGEMENT OFFICE 40.00 X 162824 0 19618 MANINDER SINGH JOHAL SR. MORTGAGE LOAN OFFICER 40.00 X 1548754 0 14912 JOSEPH VITULLO SR. MORTGAGE LOAN OFFICER 40.00 X 740664 0 28256 RICKEY D BRADLEY EXTERNAL MORTGAGE SALES MANAGER 40.00 X 554089 0 44862 VERDELLA MARIE BRYANT SR. MORTGAGE LOAN OFFICER 40.00 X 455766 0 27484 ARIC N KOSHIYAMA WEALTH ADVISOR 40.00 X 417331 0 22860 12438574 0 1906402 114 0 1 0 FISERV INC 525 ALMANOR AVE SUNNYVALE CA 94085 ONLINE BANKING SERVICES 4038216 SMART SOURCE LLC 7270 MCGINNIS FERRY RD SUWANEE GA 30024 MEMBER STATEMENTS 1698361 SALESFORCE 1442 2ND ST SANTA MONICA CA 90401 SOFTWARE SERVICES 1323539 DASHER TECHNOLOGIES INC 675 CAMPBELL TECHNOLOGY PARKWAY SU CAMPBELL CA 95008 SYSTEM INTEGRATION 1273683 DIEBOLD INC 1455 MARKET ST SAN FRANCISCO CA 94103 SECURITY SERVICES 1034209 63 INTEREST ON LOANS 522100 133535101 133535101 OTHER OPERATING INCOME 522100 35999081 35961430 37651 FEE INCOME 522100 10127284 9830217 297067 179661466 7451566 7451566 41566965 13204 41634823 22776 -67858 -9572 -77430 -77430 OTHER NON-OPERATING IN 522100 7892916 7892916 7892916 194928518 194593800 334718 0 130100 40000 12438574 44776153 3315249 7583652 4215911 358349 199284 1300203 3370358 15535611 11570384 4401575 543473 13373979 3680520 392756 LOAN SERVICING EXPENSE 8909263 MISC OPERATING EXPENSES 4250949 OPERATING FEES 406604 PROV. FOR LOAN LOSSES -2346212 138446735 32344287 46336195 559716525 700391036 5792658 6147673 5810886 6037013 81008851 44305461 42205809 36703390 210919423 510166938 3291272528 3234554684 105765821 155476205 4253827937 4695813134 47768777 46242846 3772201937 4164056826 3819970714 4210299672 X 0 0 0 0 433857223 485513462 433857223 485513462 4253827937 4695813134 56481783 -4825544 0 X X 0 1 X 1 0 5000 5000 5000 1 CCUL-PAC 1201 K STREET SUITE 1050 SACRAMENTO CA 95814 940357265 5000 PART I-A, LINE 1: CONTRIBUTION TO CALIFORNIA CREDIT UNION LEAGUE TO PROMOTE TRADE INFORMATION PERTAINING TO CREDIT UNIONS. 6352246 6352246 37472076 17098028 20374048 7487158 6697526 789632 29697371 20509907 9187464 36703390 ALL OTHER INVESTMENTS 15000000 F LOANS HELD FOR SALE 1289739 F LOANS & LEASES 3184077078 F NCUA SHARE INSURANCE CAPITALIZATION DEPOSIT 34187867 C 3234554684 MEMBER SHARES & DEPOSITS 4064056826 DRAWS AGAINST LINES OF CREDIT 100000000 4164056826 X 194928520 2 2 194928518 0 194928518 138446737 2 2 138446735 0 138446735 PART X, LINE 2: THE TAXING AUTHORITIES HAVE THE ABILITY TO ASSESS TAXES, PENALTIES, AND INTEREST FOR ANY YEARS FOR WHICH NO TAX RETURN WAS FILED. IN THE OPINION OF MANAGEMENT, ANY LIABILITY RESULTING FROM TAXING AUTHORITIES IMPOSING INCOME TAXES ON THE NET TAXABLE INCOME FROM ACTIVITIES POTENTIALLY DEEMED TO BE UNRELATED TO THE CREDIT UNION'S EXEMPT PURPOSE IS NOT EXPECTED TO HAVE A MATERIAL EFFECT ON THE CREDIT UNION'S FINANCIAL POSITION OR RESULTS OF OPERATIONS. THE CREDIT UNION EVALUATED ITS TAX POSITIONS AND DETERMINED NO UNCERTAIN TAX POSITIONS EXIST AS OF DECEMBER 31, 2021 AND 2020. PART XI, LINE 2D - OTHER ADJUSTMENTS: ROUNDING 2. PART XII, LINE 2D - OTHER ADJUSTMENTS: ROUNDING 2. 1 CHILDREN'S MIRACLE NETWORK 205 WEST 700 SOUTH SALT LAKE CITY UT 84101 870387205 501(C)(3) 21000 0 FMV TO HELP IN SAVING CHILDREN'S LIVES BY DONATING FUNDS AND RAISING AWARENESS FOR LOCAL CHILDREN'S HOSPITALS. THE LEAVEN PO BOX 46 FAIRFIELD CA 94533 263653717 501(C)(3) 15000 0 FMV TO PROVIDE AN EDUCATIONAL AND SPIRITUAL BRIDGE FOR CHILDREN STRIVING TO RESTORE HOPE IN THEMSELVES AND THEIR FUTURE WHILE ACHIEVING ECONOMIC STABILITY. TOURO UNIVERSITY 1310 CLUB DRIVE VALLEJO CA 94592 133838740 501(C)(3) 15000 0 FMV TO HELP FUND THE NURSING SCHOLARSHIP PROGRAM TRAVIS LOGISTICS OFFICER ASSOC 350 HANGER AVEBLDG 549 TRAVIS AFB CA 94535 680439666 501(C)(3) 10000 0 FMV TO SUPPORT TO THE UNITED STATES AIR FORCE BY PROVIDING EDUCATIONAL OPPORTUNITIES WITH AN EMPHASIS ON STRATEGIC ENGAGEMENT TO THE TRAVIS AFB LOGISTICS COMMUNITY. VACAVILLE NEIGHBORHOOD BOYS & GIRLS CLUB 100 HOLLY LANE VACAVILLE CA 95688 134223488 501(C)(3) 60000 0 FMV TO INSPIRE AND ENABLE THE YOUNG PEOPLE TO REALIZE THEIR FULL POTENTIAL AS PRODUCTIVE, RESPONSIBLE, AND CARING INDIVIDUALS. 5 0 SCHOLARSHIPS 20 40000 FMV X 1 1 X X X X 0 1 0 BARRY NELSON CEO/PRESIDENT 683667 0 129697 0 1392962 0 24250 0 23739 0 2254315 0 0 0 NAVNEET KHANNA EXECUTIVE VICE PRESIDENT 371647 0 56234 0 8410 0 120382 0 39996 0 596669 0 0 0 IVAN JONES SVP/CFO 376866 0 48900 0 7104 0 120674 0 5893 0 559437 0 0 0 NATHAN COX SVP, CHIEF LENDING OFFICER 272575 0 27297 0 8064 0 110789 0 20989 0 439714 0 0 0 CRAIG BEAUDRY SVP/CHIEF INFORMATION OFFI 262238 0 35056 0 6720 0 124390 0 30829 0 459233 0 0 0 DENA M ROTHMANN SVP, MEMBER EXPERIENCE, CHIEF RETAIL 241231 0 28875 0 8064 0 133124 0 12131 0 423425 0 0 0 FABIO R BIASELLA SVP/CHIEF MARKETING OFFICE 237986 0 31631 0 7104 0 132023 0 43373 0 452117 0 0 0 TERESA SHAFER SVP/CHIEF HUMAN RESOURCES 233784 0 29817 0 9168 0 21737 0 17608 0 312114 0 0 0 SCOTT A NICHOLS SVP, CHIEF INFORMATION OFFICER 209176 0 22678 0 6971 0 20604 0 19694 0 279123 0 0 0 MICHAEL JOSEPH LEVY GENERAL COUNSEL 254071 0 1170 0 7436 0 21921 0 499 0 285097 0 0 0 JOHN N CALADIM VP, FINANCE 209232 0 23161 0 17725 0 12196 0 10558 0 272872 0 0 0 GLORIA NUNEZ VP, MEMBER EXPERIENCE 201610 0 23580 0 8149 0 20735 0 27984 0 282058 0 0 0 MICHAEL S GRADL VP, WEALTH MANAGEMENT & INSURANCE SE 197761 0 22587 0 8191 0 20517 0 31193 0 280249 0 0 0 MARK VINELLA VP, COMPLIANCE & RISK MANAGEMENT 196669 0 21818 0 9435 0 15701 0 31078 0 274701 0 0 0 DAVID PAUL TYNER VP, INFORMATION SERVICES 195506 0 19314 0 9168 0 17052 0 27984 0 269024 0 0 0 FREIDA R CHILD VP, MARKETING 188216 0 20446 0 6480 0 13213 0 30762 0 259117 0 0 0 ROBERT GONZALES VP, BUSINESS BANKING 171984 0 22286 0 9037 0 19067 0 16592 0 238966 0 0 0 DELANNIA G CALDWELL VP, TALENT MANAGEMENT 172678 0 17044 0 7057 0 15556 0 11733 0 224068 0 0 0 JAIMIE GALEANO VP, RETAIL SALES AND SERVICE 167826 0 14591 0 11988 0 18209 0 28566 0 241180 0 0 0 MATTHEW PROSNESKI VP, RETAIL OPERATIONS 161710 0 14932 0 6428 0 16380 0 15935 0 215385 0 0 0 CYNTHIA MCGUIRE VP, CONSUMER LENDING 151707 0 19121 0 7934 0 18059 0 18685 0 215506 0 0 0 KARUNA FRANCINE BOARDS AVP, BUSINESS SERVICES 162763 0 12359 0 1859 0 9750 0 16568 0 203299 0 0 0 ANGUS F MACDONALD AVP, SERVICE MANAGEMENT 163862 0 11848 0 995 0 18107 0 3265 0 198077 0 0 0 RICHARD E LLOYD AVP, INFORMATION SECURITY 162774 0 12751 0 1027 0 18365 0 43345 0 238262 0 0 0 MARTIN K FLEISCHER AVP, CONTROLLER 147802 0 13130 0 10284 0 17807 0 11069 0 200092 0 0 0 MARLOWE FLOURNOY VP, INFORMATION SERVICES 155534 0 12302 0 998 0 8875 0 31290 0 208999 0 0 0 ROBERT H PATTERSON AVP, INFRASTRUCTURE AND OPERATIONS 153987 0 11835 0 1810 0 2000 0 39481 0 209113 0 0 0 MARK CASTRO AVP, REGIONAL MANAGER 143556 0 10500 0 12551 0 17614 0 28474 0 212695 0 0 0 DEBRA J PINLAC AVP, PROJECT MANAGEMENT OFFICE 153850 0 8571 0 403 0 16335 0 3283 0 182442 0 0 0 MANINDER SINGH JOHAL SR. MORTGAGE LOAN OFFICER 55846 0 1492657 0 251 0 12816 0 2096 0 1563666 0 0 0 JOSEPH VITULLO SR. MORTGAGE LOAN OFFICER 49288 0 688236 0 3140 0 0 0 28256 0 768920 0 0 0 RICKEY D BRADLEY EXTERNAL MORTGAGE SALES MANAGER 78128 0 475765 0 196 0 14500 0 30362 0 598951 0 0 0 VERDELLA MARIE BRYANT SR. MORTGAGE LOAN OFFICER 52552 0 403051 0 163 0 14500 0 12984 0 483250 0 0 0 ARIC N KOSHIYAMA WEALTH ADVISOR 61314 0 355846 0 171 0 12632 0 10228 0 440191 0 0 0 PART I, LINE 4B 457(B): NON-QUALIFIED DEFERRED COMPENSATION PLAN. ELIGIBILITY IS LIMITED TO EMPLOYEES IN A POSITION OF ASSISTANT VICE PRESIDENT OR ABOVE, OR THOSE EMPLOYEES INDIVIDUALLY SELECTED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS. THOSE ELIGIBLE ARE ABLE TO PARTICIPATE EFFECTIVE THEIR DATE OF HIRE INTO A POSITION OF VICE PRESIDENT OR ABOVE, OR THE EFFECTIVE DATE OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS' APPOINTED ELIGIBILITY TO THE PLAN. THE PLAN MATCHES THE PARTICIPANT'S CONTRIBUTIONS DOLLAR FOR DOLLAR UP TO A CALENDAR YEAR MAXIMUM. THE CALENDAR YEAR MAXIMUM, THAT A PARTICIPANT CAN CONTRIBUTE, IS 50% OF THE ALLOWABLE AMOUNT UNDER CODE SECTION 457(E) (15), SO FOR 2021 THE MAXIMUM PARTICIPANT CONTRIBUTION IS $9,750. THE PLAN DOES NOT HAVE A VESTING SCHEDULE, SO CONTRIBUTIONS ARE 100% VESTED. PARTICIPANTS MAY NOT RECEIVE A DISTRIBUTION PRIOR TO SEVERANCE OF EMPLOYMENT WITH TCU. 457(F): NON-QUALIFIED SERP DESIGNED TO PROVIDE A SPECIFIC DOLLAR AMOUNT BY THE TIME A PARTICIPANT IS TENURED. THE TOTAL BENEFIT AMOUNT IS ACCRUED OVER THE LENGTH OF EMPLOYMENT OF THE PARTICIPANT. THE AMOUNT IS "CLIFF VESTED" OVER 3 PERIODS, WITH THE FINAL AND LARGEST VESTING AT RETIREMENT. FUNDS ARE DISTRIBUTED ON EACH VESTING DATE IN THE AMOUNT SPECIFIED IN THE VESTING SCHEDULE. FORFEITURE EVENTS ARE: INVOLUNTARY SEPARATION WITH CAUSE AND; VOLUNTARY SEPARATION WITHOUT GOOD REASON. PAYMENT OF BENEFITS DEPENDS ON THE EVENT THAT TRIGGERS A PAYMENT. THESE EVENTS AND PAYMENTS ARE: FULL PAYMENT OF AMOUNT ACCRUED AS OF EACH CLIFF VESTING DATE; AMOUNT ACCRUED-TO-DATE WILL BE PAID UPON: DEATH PRIOR TO RETIREMENT; VOLUNTARY SEPARATION FOR GOOD REASON; INVOLUNTARY SEPARATION WITHOUT CAUSE; SEPARATION DUE TO DISABILITY. PARTICIPANTS IN THE PLAN ARE: BARRY NELSON, IVAN JONES, NAVNEET KHANNA, CRAIG BEAUDRY, FABIO BIASELLA, DENA ROTHMANN AND NATHAN COX. CRAIG BEAUDRY OFFICER AUTOMOBILE X 45038 15051 0 1 1 BARRY NELSON OFFICER FIRST MORTGAGE X 648800 255700 0 1 1 NAVNEET KHANNA OFFICER FIRST MORTGAGE X 244000 123648 0 1 1 GLORIA NUNEZ KEY EMPLOYEE FIRST MORTGAGE X 280000 201142 0 1 1 GLORIA NUNEZ KEY EMPLOYEE CREDIT CARD X 14400 119 0 1 1 CRAIG BEAUDRY OFFICER CREDIT CARD X 25000 7112 0 1 1 IVAN JONES OFFICER CREDIT CARD X 2000 1290 0 1 1 DEE ALARCON DIRECTOR AUTOMOBILE X 10000 5732 0 1 1 JOHANNA BENKER DIRECTOR FIRST MORTGAGE X 324100 314051 0 1 1 CRAIG BEAUDRY OFFICER FIRST MORTGAGE X 746522 725079 0 1 1 TERESA SHAFER OFFICER AUTOMOBILE X 27737 6997 0 1 1 DEE ALARCON DIRECTOR FIRST MORTGAGE X 154700 35409 0 1 1 CYNTHIA A MCGUIRE KEY EMPLOYEE HELOC X 105000 95352 0 1 1 CYNTHIA A MCGUIRE KEY EMPLOYEE SIGNATURE LOAN X 36947 28294 0 1 1 IVAN JONES OFFICER FIRST MORTGAGE X 560000 468771 0 1 1 DOUGLAS BEAUMONT DIRECTOR FIRST MORTGAGE X 150000 93095 0 1 1 GLORIA NUNEZ KEY EMPLOYEE HELOC X 50000 16110 0 1 1 DENA ROTHMANN OFFICER AUTOMOBILE X 45214 38857 0 1 1 IVAN JONES OFFICER FIRST MORTGAGE X 377600 368481 0 1 1 JOHN CALADIM KEY EMPLOYEE FIRST MORTGAGE X 553800 488761 0 1 1 MARK VINELLA KEY EMPLOYEE FIRST MORTGAGE X 355600 242346 0 1 1 IVAN JONES OFFICER AUTOMOBILE X 50119 14781 0 1 1 SCOTT NICHOLS KEY EMPLOYEE AUTOMOBILE X 6564 3671 0 1 1 MICHAEL GRADL KEY EMPLOYEE FIRST MORTGAGE X 378000 278375 0 1 1 TERESA SHAFER OFFICER CREDIT CARD X 25000 87 0 1 1 DELANNIA CALDWELL KEY EMPLOYEE FIRST MORTGAGE X 331000 259913 0 1 1 DELANNIA CALDWELL KEY EMPLOYEE SECOND MORTGAGE X 30000 28159 0 1 1 BRIAN HOWELL DIRECTOR AUTOMOBILE X 20956 4578 0 1 1 CYNTHIA A MCGUIRE KEY EMPLOYEE CREDIT CARD X 20000 18911 0 1 1 CYNTHIA A MCGUIRE KEY EMPLOYEE FIRST MORTGAGE X 143000 95620 0 1 1 CYNTHIA A MCGUIRE KEY EMPLOYEE AUTOMOBILE X 30384 2825 0 1 1 KEVIN BURKE DIRECTOR FIRST MORTGAGE X 264000 136031 0 1 1 FABIO R BIASELLA OFFICER CREDIT CARD X 50000 13331 0 1 1 DENA ROTHMANN OFFICER CREDIT CARD X 15000 1720 0 1 1 NATHAN COX OFFICER AUTOMOBILE X 33000 23171 0 1 1 NATHAN COX OFFICER CREDIT CARD X 20000 6537 0 1 1 MATTHEW PROSNESKI KEY EMPLOYEE FIRST MORTGAGE X 360000 251763 0 1 1 BRIAN HOWELL DIRECTOR FIRST MORTGAGE X 425000 421328 0 1 1 BRIAN HOWELL DIRECTOR HELOC X 31120 31120 0 1 1 JAIMIE GALEANO KEY EMPLOYEE FIRST MORTGAGE X 412000 406226 0 1 1 KEVIN BURKE DIRECTOR AUTOMOBILE X 25005 22950 0 1 1 MARY COBURN DIRECTOR CREDIT CARD X 968 968 0 1 1 ROBERT GONZALES KEY EMPLOYEE FIRST MORTGAGE X 597000 594211 0 1 1 6147673 FORM 990, PART VI, SECTION A, LINE 6 TRAVIS CREDIT UNION IS A COOPERATIVE FINANCIAL INSTITUTION THAT IS OWNED AND CONTROLLED BY ITS MEMBERS, AND OPERATED FOR THE PURPOSE OF PROMOTING THRIFT AND SAVINGS TO ITS MEMBERS. TRAVIS CREDIT UNION DOES NOT HAVE STOCKHOLDERS. FORM 990, PART VI, SECTION A, LINE 7A THE GOVERNING BOARD OF TRAVIS CREDIT UNION IS COMPRISED OF VOLUNTEER MEMBERS WHO ARE DIRECTLY ELECTED BY ITS MEMBERS. EACH MEMBER OF THE GOVERNING BOARD SERVES FOR A PERIOD AS PRESCRIBED BY OUR BY-LAWS. FORM 990, PART VI, SECTION A, LINE 7B AT THE END OF EACH TERM OF THE BOARD MEMBERS, ELECTIONS ARE HELD AND BOARD MEMBERS ARE VOTED BY THE MEMBERS OF THE CREDIT UNION PURSUANT TO ITS BY-LAWS. MEMBER VOTES ARE ALSO REQUIRED TO RATIFY DECISIONS DEALING WITH REORGANIZATIONS AS IN THE CASE OF MERGER OR DISSOLUTION. FORM 990, PART VI, SECTION B, LINE 11B EACH BOARD MEMBER SHALL RECEIVE A COMPLETED DRAFT OF THE FORM 990 FOR REVIEW PRIOR TO FILING EACH YEAR. FORM 990, PART VI, SECTION B, LINE 12C ON A MONTHLY BASIS, MEMBERS OF THE BOARD ARE REQUIRED TO DISCLOSE ANY CONFLICTS OF INTEREST OR CONCERNS AND RECUSE THEMSELVES WHEN NECESSARY. FORM 990, PART VI, SECTION B, LINE 15 TRAVIS CREDIT UNION PARTICIPATES IN FOUR TO FIVE NATIONAL AND INDUSTRY SPECIFIC SURVEYS TO BENCHMARK BASE SALARY, BONUS AND RETIREMENT BENEFITS FOR ALL KEY EMPLOYEES, SALARIED EMPLOYEES, TO INCLUDE THE CEO, EVP, AND ALL VPS. THESE SURVEYS ARE CONDUCTED AT LEAST ANNUALLY. THE GOVERNING BOARD APPROVES THE CEO'S COMPENSATION PACKAGE AFTER IT HAS BEEN THOROUGHLY REVIEWED AND RECOMMENDED BY THE COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY IS INCLUDED IN OUR CORPORATE BYLAWS, OUR GOVERNING DOCUMENTS, WHICH ARE AVAILABLE UPON REQUEST. OUR MONTHLY FINANCIAL STATEMENTS ARE DISPLAYED AT ALL OF OUR BRANCH LOCATIONS AS WELL AS CORPORATE HEADQUARTERS. OUR YEAR END AUDITED FINANCIAL STATEMENTS ARE PRESENTED IN OUR ANNUAL MEETING AND WE FILE OUR CALL REPORTS ON A QUARTERLY BASIS WITH THE NCUA AND DBO. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS NOT CHANGED EITHER ITS OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE TAX YEAR. TRAVIS CREDIT UNION FOUNDATION 1 TRAVIS WAY VACAVILLE CA 95687 824159040 ADVOCATE FINANCIAL EDUCATION AND LITERACY IN OUR COMMUNITY CA 501(C)(3) LINE 7 TRAVIS CREDIT UNION 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 TRAVIS CREDIT UNION FOUNDATION L 49873 TRAVIS CREDIT UNION FOUNDATION O 97176