2022-11-15T14:44:13-06:00 2021-12-31 910189318 MOSS ADAMS LLP 101 SECOND STREET SUITE 900 SAN FRANCISCO CA 94105 990 2021-01-01 451204321 ROCK HEALTH FOUNDATION ROCK 4158698585 301 HOWARD STREET 950 SAN FRANCISCO CA 94105 KATIE DRASSER CEO 4158698585 2022-11-15 1 KATIE DRASSER 999009999 MICHAEL LUMSDEN P01262236 4159561500 2022-11-15 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z KATIE DRASSER 301 HOWARD STREET 950 SAN FRANCISCO CA 94105 906725 0 X WWW.ROCKHEALTH.ORG X 2011 CA ROCKHEALTH.ORG MAKES HEALTHCARE MASSIVELY BETTER FOR EVERY HUMAN BEING BY ENABLING AN INCLUSIVE DIGITAL HEALTH ECOSYSTEM, ADVANCING SOLUTIONS FOR THOSE WHO NEED IT MOST, AND FOSTERING COMMUNITY CONNECTIONS. 3 2 6 3 0 0 175486 376067 877617 264513 279 9049 12000 250597 1065382 900226 0 4380 0 0 377470 477825 0 0 32096 570956 969060 948426 1451265 116956 -551039 3992603 2660081 988406 383653 3004197 2276428 X ROCKHEALTH.ORG MAKES HEALTHCARE MASSIVELY BETTER FOR EVERY HUMAN BEING BY ENABLING AN INCLUSIVE DIGITAL HEALTH ECOSYSTEM, ADVANCING SOLUTIONS FOR THOSE WHO NEED IT MOST, AND FOSTERING COMMUNITY CONNECTIONS. 0 0 1004235 4380 264513 ROCK HEALTH FOUNDATION IS AN EDUCATIONAL NONPROFIT AND CONVENING ORGANIZATION THAT WORKS TO CENTER EQUITY ACROSS THE DIGITAL HEALTH SPACE. THE ORGANIZATION ACCOMPLISHES THIS BY FOSTERING A COMMUNITY WHERE DIGITAL HEALTH INNOVATORS, BUILDERS, INVESTORS, AND SOCIAL SECTOR ACTORS COME TOGETHER WITH THE SHARED GOAL OF DISMANTLING THE LONG-STANDING BARRIERS AND INEQUITIES THAT EXIST IN HEALTHCARE. ROCK HEALTH FOUNDATION'S STRATEGY FOCUSES ON CENTERING EQUITY IN DIGITAL HEALTH IN THREE DISTINCT WAYS: (1) EQUITABLE INVESTMENTS - FIELD-BASED SUPPORT THAT ENCOURAGES THE FLOW OF INVESTMENT RESOURCES TO UNDERREPRESENTED AND UNDERFUNDED DIGITAL HEALTH INNOVATORS, INCLUDING WOMEN INNOVATORS AND INNOVATORS OF COLOR, (2) EQUITABLE DESIGN - INCREASING THE DEVELOPMENT OF DIGITAL HEALTH INNOVATIONS THAT REACH COMMUNITIES FACING SYSTEMIC INEQUITIES, INCLUDING LOW-INCOME POPULATIONS, RURAL POPULATIONS, ETC., AND (3) ECOSYSTEM ENGAGEMENT - WHICH GATHERS DIGITAL HEALTH LEADERS AT MARQUEE CONVENINGS THROUGHOUT THE YEAR. 1004235 1 1 0 0 0 0 0 0 0 0 1 1 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 10 0 1 6 1 0 0 0 0 0 0 0 0 0 0 0 0 X 3 2 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 0 0 CA X KATIE DRASSER 4158698585 301 HOWARD STREET SUITE 950 SAN FRANCISCO CA 94105 NATE GROSS DIRECTOR 1.00 0.00 X 0 0 0 KELSEY MELLARD DIRECTOR 1.00 0.00 X 0 0 0 KATIE DRASSER CEO (EFFECTIVE 4/2021) 40.00 0.00 X X 215916 0 32931 WILLIAM EVANS FORMER CEO 0.00 40.00 X 0 327192 37024 MEGAN ZWEIG FORMER DIRECTOR OF RESEARCH 0.00 40.00 X 0 256661 18189 215916 583853 88144 1 1 1 0 0 376067 376067 EVENT TICKET REVENUE 541900 126218 126218 MEMBERSHIP REVENUE 541900 80000 80000 CONSULTING SERVICES 541900 57658 57658 FEE FOR SERVICE REVENU 541700 637 637 264513 15548 6499 9049 9049 9049 SHARED SERVICE REIMBUR 900099 250597 250597 250597 900226 264513 0 259646 X 3380 3380 1000 1000 248848 157577 82860 8411 197206 124876 65665 6665 3468 2196 1155 117 1670 1057 556 57 26633 16865 8868 900 10318 10318 79634 79634 325987 325242 676 69 728 728 15366 6385 8170 811 15748 6544 8373 831 270409 167816 96235 6358 40387 16783 21474 2130 159380 159380 14285 5261 4438 4586 13897 13897 TAXES & LICENSES 915 915 22006 9145 11700 1161 1451265 1004235 414934 32096 2008333 1349199 290405 220705 9187 24856 102173 66527 45312 35646 1555599 823480 83767 206195 3992603 2660081 33223 72735 44583 275000 78807 0 831793 35918 988406 383653 X 3004197 2276428 3004197 2276428 3992603 2660081 -551039 53504 -230234 0 X 0 1 X 0 0 X 1506626 1995751 419500 175486 376067 4473430 1506626 1995751 419500 175486 376067 4473430 1285152 3188278 51325 108 38300 279 0 90012 225000 19000 12000 250597 506597 5070039 5814409 0.62880 0.58020 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE - 2019 AMOUNT: $ 19,000. 2020 AMOUNT: $ 12,000. 2021 AMOUNT: $ 250,597. LEASE BUYOUT - 2018 AMOUNT: $ 225,000. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 24425 20243 4182 77748 46284 31464 35646 664738 C PRIVATE COMPANY STOCK 158742 F 823480 DEPOSITS 83767 OTHER RECEIVABLES 21471 LOAN RECEIVABLE FROM ROCK HEALTH, INC. 100957 206195 DEFERRED RENT 35918 35918 X PART X, LINE 2: U.S. GAAP REQUIRES THE FOUNDATION TO EVALUATE TAX POSITIONS TAKEN AND RECOGNIZE A TAX LIABILITY IF THE FOUNDATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE APPLICABLE TAX AUTHORITY. THE FOUNDATION HAS REVIEWED ITS TAX POSITIONS FOR ALL OPEN TAX YEARS AND BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR THE TAX POSITIONS TAKEN. THEREFORE NO LIABILITY HAS BEEN RECORDED. X X 0 0 0 0 0 0 0 0 0 WILLIAM EVANS FORMER CEO 0 327192 0 0 0 0 0 8413 0 28611 0 364216 0 0 MEGAN ZWEIG FORMER DIRECTOR OF RESEARCH 0 205111 0 51550 0 0 0 7827 0 10362 0 274850 0 0 KATIE DRASSER CEO (EFFECTIVE 4/2021) 205833 0 10083 0 0 0 6175 0 26756 0 248847 0 0 0 FORM 990, PART VI, SECTION A, LINE 8B THERE ARE NO COMMITTEES WITH AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM, IN CONJUNCTION WITH THE ORGANIZATION'S FINANCE AND ACCOUNTING REPRESENTATIVES. THE CEO THEN REVIEWS THE TAX RETURNS FOR ACCURACY. AN ELECTRONIC COPY OF THE FORM 990 IS THEN E-MAILED TO THE ENTIRE BOARD FOR COMMENTS PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF THE FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTORS, WHO ARE CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER DISCLOSURE OF THE FINANCIAL INTEREST AND ALL MATERIAL FACTS, AND AFTER ANY DISCUSSION WITH THE INTERESTED PERSON, THE INTERESTED PERSON SHALL LEAVE THE BOARD MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS DISCUSSED AND VOTED UPON. THE REMAINING BOARD MEMBERS SHALL DECIDE IF A CONFLICT OF INTEREST EXISTS. IN THE EVENT THAT THE BOARD DETERMINES THAT A PROPOSED TRANSACTION OR ARRANGEMENT PRESENTS A CONFLICT OF INTEREST, THE BOARD SHALL APPOINT A DISINTERESTED PERSON TO INVESTIGATE ALTERNATIVES, IF APPROPRIATE, AND EXCLUDE THE INTERESTED PERSON FROM THE DISCUSSION OF, AND VOTE ON, THE TRANSACTION. IF THE BOARD HAS REASONABLE CAUSE TO BELIEVE AN INTERESTED PERSON HAS FAILED TO DISCLOSE ACTUAL OR POSSIBLE CONFLICTS OF INTEREST, IT SHALL INFORM THE INTERESTED PERSON OF THE BASIS FOR SUCH BELIEF AND AFFORD THE INTERESTED PERSON AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE. IF THE BOARD DETERMINES THE INTERESTED PERSON HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT SHALL TAKE APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION OF THE TOP MANAGEMENT OFFICIAL IS DETERMINED BY THE DISINTERESTED DIRECTORS. THE CONTENT OF THE DISCUSSION, INCLUDING THE INFORMATION USED TO DETERMINE THE REASONABLENESS OF THE COMPENSATION, AND A RECORD OF ANY VOTES TAKEN IN CONNECTION WITH THE PROCEEDINGS SHALL BE MAINTAINED IN THE MINUTES OF THE CORPORATION. THE DETERMINATION OF REASONABLENESS IS BASED UPON INFORMATION ABOUT COMPENSATION PAID BY SIMILARLY SITUATED ORGANIZATIONS FOR SIMILAR SERVICES, CURRENT COMPENSATION SURVEYS COMPILED BY INDEPENDENT FIRMS, OR ACTUAL WRITTEN OFFERS FROM SIMILARLY SITUATED ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTING: PROGRAM SERVICE EXPENSES 323,957. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 323,957. PAYROLL SERVICE FEES: PROGRAM SERVICE EXPENSES 1,285. MANAGEMENT AND GENERAL EXPENSES 676. FUNDRAISING EXPENSES 69. TOTAL EXPENSES 2,030. ROCK HEALTH INC 301 HOWARD STREET SUITE 950 SAN FRANCISCO CA 94105 371955501 HEALTH CARE CONSULTING & MEMBERSHIP ORGANIZATION CA ROCK HEALTH FOUNDATION C 3337785 4013957 1.00000 1 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 ROCK HEALTH INC D 100957 BOOK VALUE ROCK HEALTH INC N 250597 BOOK VALUE