2022-11-17T19:56:33-06:00 2021-12-31 990 2021-01-01 362167779 ADVOCATE HEALTH CARE NETWORK ADVO 4142991576 3075 HIGHLAND PARKWAY STE 600 DOWNERS GROVE IL 60515 RACHEL HALVERSON VP TAX & ACCTG SVCS 4142991576 2022-11-17 RACHEL HALVERSON 999009999 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z JAMES SKOGSBERGH 3075 HIGHLAND PARKWAY STE 600 DOWNERS GROVE IL 60515 33976884 0 9395 X WWW.ADVOCATEHEALTH.COM X 1923 IL THE MISSION OF ADVOCATE HEALTH CARE IS TO SERVE THE HEALTH NEEDS OF INDIVIDUALS, FAMILIES AND COMMUNITIES THROUGH A PHILOSOPHY ROOTED IN OUR FUNDAMENTAL UNDERSTANDING OF HUMAN BEINGS AS CREATED IN THE IMAGE OF GOD. 16 15 0 0 0 0 175000000 0 0 0 16941114 33976884 0 0 191941114 33976884 109500000 9500000 0 0 0 0 0 0 0 75 0 109500075 9500000 82441039 24476884 575387886 599864770 0 0 575387886 599864770 THE MISSION OF ADVOCATE HEALTH CARE IS TO SERVE THE HEALTH NEEDS OF INDIVIDUALS, FAMILIES AND COMMUNITIES THROUGH A WHOLISTIC PHILOSOPHY ROOTED IN OUR FUNDAMENTAL UNDERSTANDING OF HUMAN BEINGS AS CREATED IN THE IMAGE OF GOD. 0 0 9500000 9500000 ADVOCATE HEALTH CARE NETWORK PROVIDES LEADERSHIP CONTROL AND SUPPORT TO ADVOCATE HEALTH AND HOSPITALS CORPORATION, ADVOCATE HOME HEALTH SERVICES, INC., ADVOCATE CHARITABLE FOUNDATION, ADVOCATE NORTH SIDE HEALTH NETWORK, MERIDIAN HOSPICE, ADVOCATE CONDELL MEDICAL CENTER AND ADVOCATE SHERMAN HOSPITAL. 9500000 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 1 0 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 16 15 1 0 0 0 0 0 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X ADVOCATE AURORA HEALTH 4142991576 3075 HIGHLAND PARKWAY SUITE 600 DOWNERS GROVE IL 60515 MICHELE BAKER RICHARDSON DIRECTOR 1.00 1.00 X 0 126333 0 ULYSSES BURLEY III DIRECTOR 1.00 1.00 X 0 8000 0 CLARENCE NIXON JR PHD DIRECTOR 1.00 1.00 X 0 14000 0 LYNN CRUMP-CAINE DIRECTOR 1.00 1.00 X 0 111333 0 JOHN TIMMER DIRECTOR 1.00 1.00 X 0 111333 0 MARK HARRIS DIRECTOR 1.00 1.00 X 0 88000 0 DAVID ANDERSON DIRECTOR 1.00 1.00 X 0 111333 0 EMELIE ILARDE MD DIRECTOR 1.00 1.00 X 0 8000 0 EDWARD MALYSIAK DIRECTOR 1.00 1.00 X 0 8000 0 BISHOP YEHIEL CURRY DIRECTOR 1.00 0.00 X 0 8000 0 DR DAISY VARUGHESE DIRECTOR 1.00 1.00 X 0 8000 0 REV MOLLY CARLSON DIRECTOR 1.00 0.00 X 0 8000 0 RICHARD JAKLE CHAIRPERSON, DIRECTOR 1.00 1.00 X X 0 111333 0 REV DR NATHANIEL EDMOND VICE CHAIRPERSON, DIRECTOR 1.00 1.00 X X 0 8000 0 JAMES SKOGSBERGH PRESIDENT & CEO, DIRECTOR 1.00 55.00 X X 0 7127827 610659 SHELLY HART ASSISTANT SECRETARY 1.00 55.00 X 0 826889 110451 MICHAEL KERNS ASSISTANT SECRETARY 1.00 55.00 X 0 566357 105397 STEVE HUSER ASSISTANT TREASURER 1.00 55.00 X 0 508637 74951 NAN NELSON ASSISTANT TREASURER 1.00 55.00 X 0 936331 116456 JAMES DOHENY ASSISTANT TREASURER 1.00 55.00 X 0 647980 847618 DOMINIC J NAKIS TREASURER 1.00 55.00 X 0 2244008 226707 MICHAEL GREBE SECRETARY 1.00 55.00 X 0 1306947 125203 DOMINICA TALLARICO VICE PRESIDENT 1.00 7.00 X 0 1359591 169102 GARY STUCK DO FORMER DIRECTOR 0.00 55.00 X 0 1353386 168916 KEVIN BRADY FORMER OFFICER 0.00 55.00 X 0 1351283 170494 SCOTT POWDER FORMER OFFICER 0.00 55.00 X 0 1232481 162237 KELLY JO GOLSON FORMER OFFICER 0.00 55.00 X 0 1210797 134479 VINCENT BUFALINO MD FORMER OFFICER 0.00 55.00 X 0 1430641 166670 WILLIAM P SANTULLI FORMER OFFICER 0.00 55.00 X 0 3018499 294721 REV KATHIE BENDER SCHWICH FORMER OFFICER 0.00 55.00 X 0 688796 171051 LESLIE LENZO FORMER OFFICER 0.00 55.00 X 0 946460 108919 LEE B SACKS MD FORMER OFFICER 0.00 0.00 X 0 241614 0 JAMES SLINKMAN FORMER OFFICER 0.00 55.00 X 0 501592 101715 BRUCE D SMITH FORMER OFFICER 0.00 55.00 X 0 107671 0 MICHAEL LAPPIN FORMER OFFICER 0.00 0.00 X 0 2323826 33021 BARBARA BYRNE MD FORMER OFFICER 0.00 55.00 X 0 1416408 166902 0 32077686 4065669 0 1 1 0 0 33976884 33976884 33976884 0 0 33976884 9500000 9500000 9500000 9500000 0 0 3679689 3683374 53085000 46190000 235011162 266462101 282871163 282871163 740872 658132 575387886 599864770 0 0 X 575387886 599864770 575387886 599864770 575387886 599864770 24476884 0 X 0 0 0 X X 8 ADV HEALTH & HOSP CORP 362169147 3 1 0 0 ADV HOME HLTH SVCS INC 362913108 10 0 0 0 ADV CHARITABLE FOUND 363297360 7 0 9500000 0 ADV NORTH SIDE HLTH NTWK 363196629 3 0 0 0 MERIDIAN HOSPICE 363158667 10 0 0 0 ADV CONDELL MED CTR 262525968 3 0 0 0 ADV SHERMAN HOSPITAL 362167920 3 0 0 0 EVANGELICAL SERVICES CORP 363208101 10 0 0 0 8 9500000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 X 1 1 SCHEDULE A PART VI SUPPLEMENTAL INFO- PART I, LINE 12G PART I, LINE 12G AHCN PROVIDES MANAGEMENT AND OVERSIGHT TO ITS SUPPORTED ORGANIZATIONS THROUGH ITS VARIOUS COMMITTEES. AHCN PROVIDES LEADERSHIP AND CONTROL BY REVIEWING AND APPROVING STRATEGIC PLANS AND OPERATING BUDGETS OF ITS SUPPORTED ORGANIZATIONS SO THAT THOSE ORGANIZATIONS CAN CARRY OUT THEIR MISSION TO SERVE THE HEALTH NEEDS OF INDIVIDUALS AND COMMUNITIES WITH A HIGH QUALITY, COORDINATED HEALTH CARE DELIVERY SYSTEM. IV, SECTION A, LINE 1: NOT ALL OF THE ORGANIZATIONS SUPPORTED BY AHCN ARE LISTED BY NAME, BUT THEY ARE REFERENCED IN THE ORGANIZATION'S BY-LAWS BY TYPE. THE BY-LAWS STATE THAT AHCN'S PURPOSE IS "TO PROMOTE, SUPPORT, BENEFIT, DEVELOP AND PERFORM THE FUNCTIONS OF ADVOCATE HEALTH AND HOSPITALS CORPORATION, ITS SUCCESSOR(S) AND OTHER ORGANIZATIONS DESCRIBED IN SECTIONS 509(A)(1) OR 509(A)(2) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED (THE "CODE") (SUCH CORPORATIONS, THEIR SUCCESSORS AND OTHER ORGANIZATIONS ARE COLLECTIVELY REFERRED TO HEREIN AS THE ORGANIZATIONS"), BY OPERATING AND PROVIDING LEADERSHIP, CONTROL AND SUPPORT IN THE PROVISION OF A HIGH QUALITY, COMPREHENSIVE, COORDINATED HEALTH DELIVERY SYSTEM FOR THE BENEFIT OF THE ORGANIZATIONS." THIS ORGANIZATION HAS A HISTORIC AND CONTINUING RELATIONSHIP WITH 509(A)(1) AND 509(A)(2) ORGANIZATIONS THAT ARE PART OF THE ADVOCATE SYSTEM. PART IV, SECTION D, LINE 3: THE SUBSIDIARY SUPPORTED ORGANIZATIONS HAVE A SIGNIFICANT VOICE IN DIRECTING THE USE OF AHCN'S RESOURCES THROUGH THE BUDGETING AND FINANCIAL PLANNING PROCESS. THE OPERATING AND CAPITAL BUDGETS FOR THE PART IV, SECTION D, LINE 3 CONT. SUBSIDIARIES ARE CREATED AT A SUBSIDIARY LEVEL AND ARE THEN CONSOLIDATED INTO THE SYSTEM BUDGET. THE FINAL SYSTEM BUDGET TAKES INTO ACCOUNT THE NEEDS AND PRIORITIES OF THE VARIOUS SUBSIDIARIES IN CARRYING OUT THEIR HEALTH CARE MINISTRY. THROUGH THIS BUDGETING AND MANAGEMENT PROCESS, AHCN OBTAINS THE INPUT NECESSARY TO APPROPRIATELY ALLOCATE THE SYSTEM'S RESOURCES. THE INVESTMENT POLICY OF THE ORGANIZATION IS STRUCTURED TO ALLOW THE SYSTEM TO INVEST ITS RESOURCES TO PROVIDE THE FUNDS NECESSARY TO FUND THE NEEDS AND PRIORITIES OF THE SYSTEM. PART IV, SECTION E, LINE 3A: AHCN HAS DIRECT RIGHTS TO APPOINT THE BOARD MEMBERS OF 3 OUT OF THE 8 ORGANIZATIONS LISTED AS SUPPORTED ORGANIZATIONS ON SCHEDULE A, PART I, LINE 12G. THESE THREE ORGANIZATIONS ARE THE SOLE CORPORATE MEMBERS OF THE REMAINING LIVE ORGANIZATIONS LISTED AS SUPPORTED ORGANIZATIONS ON SCHEDULE A, PART I, LINE 11G, AND THEREFORE HAVE THE RIGHT TO APPOINT THE BOARD MEMBERS OF THEIR RESPECTIVE SUBSIDIARIES. CONSEQUENTLY, AHCN HAS INDIRECT RIGHTS TO APPOINT THE BOARD MEMBERS OF THESE 5 ORGANIZATIONS. PART IV, SECTION E, LINE 3B: THROUGH ITS VARIOUS COMMITTEES, AHCN EXERCISES A SUBSTANTIAL DEGREE OF DIRECTION OVER THE POLICIES, PROGRAMS AND ACTIVITIES OF ITS SUPPORTED ORGANIZATIONS. FOR EXAMPLE, THE PLANNING COMMITTEE APPROVES STRATEGIC PLANS AND DIRECTIONS FOR EACH SUPPORTED ORGANIZATION, THE FINANCE COMMITTEE REVIEWS AND APPROVES BUDGET AND PROCESS FOR EACH SUPPORTED ORGANIZATION, AND THE COMPENSATION COMMITTEE APPROVES ALL EXECUTIVE COMPENSATION FOR EACH SUPPORTED ORGANIZATION. IN ADDITION, THE ORGANIZATION HAS CENTRAL CONFLICT OF INTEREST AND WHISTLEBLOWER POLICIES AND PROCEDURES. 0 0 INVESTMENT IN ESC 282871163 F 282871163 1 ADVOCATE CHARITABLE FOUNDATION 3075 HIGHLAND PARKWAY STE 600 CHICAGO IL 60515 363297360 501(C)(3) 9500000 0 SUPPORT EXEMPT MISSION 1 1 X 0 0 X X X X X 1 1 0 0 0 0 0 0 0 JAMES SKOGSBERGH PRESIDENT & CEO, DIRECTOR 0 1936110 0 4717247 0 474470 0 588049 0 22610 0 7738486 0 584675 WILLIAM P SANTULLI FORMER OFFICER 0 1163160 0 1639170 0 216169 0 263083 0 31638 0 3313220 0 249887 DOMINIC J NAKIS TREASURER 0 864811 0 1204184 0 175013 0 204758 0 21949 0 2470715 0 186174 MICHAEL LAPPIN FORMER OFFICER 0 23931 0 854192 0 1445703 0 13037 0 19984 0 2356847 0 153120 VINCENT BUFALINO MD FORMER OFFICER 0 639831 0 679541 0 111269 0 145934 0 20736 0 1597311 0 122073 BARBARA BYRNE MD FORMER OFFICER 0 639642 0 678782 0 97984 0 146897 0 20005 0 1583310 0 122647 DOMINICA TALLARICO VICE PRESIDENT 0 775918 0 493420 0 90253 0 136448 0 32654 0 1528693 0 108249 GARY STUCK DO FORMER DIRECTOR 0 648789 0 605607 0 98990 0 147538 0 21378 0 1522302 0 117596 KEVIN BRADY FORMER OFFICER 0 598445 0 655328 0 97510 0 139519 0 30975 0 1521777 0 118362 JAMES DOHENY ASSISTANT TREASURER 0 417493 0 185769 0 44718 0 824763 0 22855 0 1495598 0 58657 MICHAEL GREBE SECRETARY 0 579398 0 629271 0 98278 0 125203 0 0 0 1432150 0 114882 SCOTT POWDER FORMER OFFICER 0 550319 0 598707 0 83455 0 130900 0 31337 0 1394718 0 109206 KELLY JO GOLSON FORMER OFFICER 0 578765 0 545804 0 86228 0 131594 0 2885 0 1345276 0 99704 LESLIE LENZO FORMER OFFICER 0 607211 0 277229 0 62020 0 106034 0 2885 0 1055379 0 83830 NAN NELSON ASSISTANT TREASURER 0 549649 0 312029 0 74653 0 95618 0 20838 0 1052787 0 74289 SHELLY HART ASSISTANT SECRETARY 0 528722 0 236452 0 61715 0 90344 0 20107 0 937340 0 73931 REV KATHIE BENDER SCHWICH FORMER OFFICER 0 263023 0 365900 0 59873 0 86294 0 84757 0 859847 0 61713 MICHAEL KERNS ASSISTANT SECRETARY 0 365228 0 161534 0 39595 0 75911 0 29486 0 671754 0 51345 JAMES SLINKMAN FORMER OFFICER 0 326679 0 144679 0 30234 0 71128 0 30587 0 603307 0 46246 STEVE HUSER ASSISTANT TREASURER 0 333834 0 134530 0 40273 0 61335 0 13616 0 583588 0 47354 LEE B SACKS MD FORMER OFFICER 0 0 0 241614 0 0 0 0 0 0 0 241614 0 0 BRUCE D SMITH FORMER OFFICER 0 107671 0 0 0 0 0 0 0 0 0 107671 0 0 FORM 990, PART VI, SECTION A, LINE 1A THE ORGANIZATION'S BYLAWS PROVIDE THAT THE EXECUTIVE COMMITTEE HAS AUTHORITY TO ACT ON BEHALF OF THE BOARD. THE EXECUTIVE COMMITTEE IS ACCOUNTABLE AS A BODY TO THE BOARD OF DIRECTORS. THE EXECUTIVE COMMITTEE SHALL HAVE NINE MEMBERS, CONSISTING OF THE CHAIRPERSON, THE VICE CHAIRPERSON, THE PRESIDENT, THE CHAIRPERSONS OF THE FINANCE, PLANNING, HEALTH OUTCOMES AND MISSION AND SPIRITUAL CARE COMMITTEES, AND TWO OTHER DIRECTORS. THE PAST CHAIRPERSON OF THE BOARD OF DIRECTORS MAY SERVE AS AN EX-OFFICIO MEMBER OF THE COMMITTEE, WITH VOTE. EACH OF THE EXECUTIVE COMMITTEE'S MEMBERS IS ON THE BOARD. THE SCOPE OF THE EXECUTIVE COMMITTEE'S AUTHORITY INCLUDES: (A) NOMINATE CANDIDATES FOR ELECTION AS THE CHAIRPERSON AND VICE CHAIRPERSON OF THE BOARD; (B) BE RESPONSIBLE FOR PLANNING EDUCATIONAL PROGRAMS FOR THE BOARD OF DIRECTORS; (C) CONDUCT AN EVALUATION OF THE MEMBERS OF THE BOARD OF DIRECTORS; (D) HAVE SUCH AUTHORITY AS SHALL BE DELEGATED BY THE BOARD OF DIRECTORS; AND (E) ACT ON BEHALF OF THE BOARD OF DIRECTORS BETWEEN MEETINGS. FORM 990, PART VI, SECTION A, LINE 2 AS JAMES DAN, M.D., VINCENT BUFALINO, M.D., LEE SACKS, M.D, GAIL HASBROUCK, EARL BARNES II, JAMES DOHENY, SCOTT POWDER, WILLIAM SANTULLI AND DOMINIC NAKIS ARE EITHER DIRECTORS OR OFFICERS OF WHOLLY OWNED ADVOCATE ENTITIES, THEY ARE DEEMED TO HAVE A BUSINESS RELATIONSHIP PURSUANT TO THE INSTRUCTIONS FOR FORM 990. FORM 990, PART VI, SECTION A, LINE 7B ANY PROPOSED AMENDMENT TO CERTAIN SECTIONS OF THE BYLAWS SHALL REQURE THE BISHOP OF THE CHICAGO METROPOLITAN SYNOD AND THE ILLINOIS CONFERENCE MINISTER OF THE UNITED CHURCH OF CHRIST ("UCC") TO PROVIDE APPROVAL PRIOR TO RATIFICATION BY A MAJORITY VOTE OF THE UCC AND EVANGELICAL LUTHERAN CHURCH IN AMERICA ("ELCA") DIRECTORS THEN IN OFFICE VOTING FOR SUCH CHANGE. FURTHER, PRIOR TO THE BOARD'S CONSIDERATION OF SUCH AMENDMENTS, THE APPROVAL OF THE ELCA AND THE ILLINOIS UCC CONFERENCE COUNCIL SHALL BE OBTAINED. FORM 990, PART VI, SECTION B, LINE 11B ADVOCATE'S TAX PREPARATION PROCESS INCLUDES ONGOING CONSULTATION WITH ITS OUTSIDE TAX CONSULTING FIRM AND TAX LEGAL COUNSEL, BOTH OF WHICH POSSESS EXPERTISE IN HEALTH CARE AND TAX-EXEMPT RETURN PREPARATION, TO ADVISE AND ASSIST WITH PREPARATION OF THE FORM 990. THESE ADVISORS WORKED CLOSELY WITH THE ORGANIZATION'S FINANCE, TAX, AND LEGAL ASSOCIATES AND OTHER MEMBERS OF THE ORGANIZATION'S TEAM ASSEMBLED TO PARTICIPATE IN THE PREPARATION OF THE FORM 990. THE FORM 990 IS REVIEWED BY FINANCE MANAGEMENT, THE TAX MANAGER, THE VP OF FINANCE/CORPORATE CONTROLLER, THE CHIEF FINANCIAL OFFICER, AND ADVOCATE'S OUTSIDE TAX CONSULTING FIRM AND TAX LEGAL COUNSEL. PRIOR TO PRESENTING THE FORM 990 TO THE BOARD OF DIRECTOR'S AUDIT COMMITTEE IN NOVEMBER, THE ORGANIZATION'S TEAM, INCLUDING ITS ADVISORS, MET FREQUENTLY TO DISCUSS AND REVIEW DRAFTS OF THE FORM 990. AT THE NOVEMBER AUDIT COMMITTEE MEETING, THE VP OF FINANCE/CORPORATE CONTROLLER AND CHIEF FINANCIAL OFFICER COORDINATED A REVIEW OF THE FORM 990 WITH COMMITTEE MEMBERS, AS THE AUDIT COMMITTEE IS THE COMMITTEE OF THE BOARD OF DIRECTORS CHARGED WITH OVERSIGHT OF AUDIT AND TAX MATTERS. THE VP OF FINANCE/CORPORATE CONTROLLER AND CHIEF FINANCIAL OFFICER RESPONDED TO THE AUDIT COMMITTEE MEMBERS' QUESTIONS AND PROVIDED THE OPPORTUNITY FOR DETAILED DISCUSSION OF THE FORM 990. THE CHANGES IDENTIFIED WERE INCORPORATED, AND THEN A COMPLETE COPY OF THE FINAL FORM 990 WAS PROVIDED TO EACH MEMBER OF THE ORGANIZATION'S BOARD OF DIRECTORS BEFORE THE FORM 990 WAS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION'S CONFLICT OF INTEREST POLICY APPLIES TO VARIOUS PEOPLE, INCLUDING MEMBERS OF ADVOCATE'S BOARD OF DIRECTORS, GOVERNING COUNCILS, OFFICERS, ASSOCIATES, VOLUNTEERS, AND MEDICAL STAFF MEMBERS WITH ADMINISTRATIVE RESPONSIBILITIES. ANNUALLY, THE COMPLIANCE DEPARTMENT SENDS THIS POLICY AND THE ADVOCATE CODE OF BUSINESS CONDUCT TO A RANGE OF INDIVIDUALS WHO MAY BE IN A POSITION TO EXERCISE SUBSTANTIAL INTEREST OVER A PARTICULAR MATTER (DEFINIED AS "INTERESTED PERSONS"). THEY ARE REQUIRED TO READ THE POLICIES AND PROVIDE A DISCLOSURE STATEMENT TO THE COMPLIANCE DEPARTMENT, WHICH IDENTIFIES ACTIVITIES AND RELATIONSHIPS THAT COULD POTENTIALLY GIVE RISE TO A CONFLICT OF INTEREST. THE CHIEF COMPLIANCE OFFICER REVIEWS THE DISCLOSURES AND PROVIDES A REPORT TO THE SYSTEM BUSINESS CONDUCT (COMPLIANCE) COMMITTEE, EXECUTIVE MANAGEMENT TEAM AND THE AUDIT COMMITTEE OF THE BOARD FOR REVIEW. THE REPORT IS THEN PROVIDED, IN RELEVANT PART, TO THE SITE CHIEF EXECUTIVE OFFICERS. POTENTIAL CONFLICTS ARE REVIEWED BY THE COMPLIANCE DEPARTMENT ON A CASE BY CASE BASIS. FOLLOW UP PROCEDURES CONDUCTED ARE UNIQUE TO THE GIVEN CIRCUMSTANCE, AND MAY INCLUDE REVIEWING THE POTENTIAL CONFLICT WITH THE INTERESTED PERSON, OR INVESTIGATING THE MATTER IN CONSULTATION WITH THE INTERESTED PERSON'S SUPERVISOR AND/OR SITE MANAGEMENT. IN CIRCUMSTANCES WHERE THE INTERESTED PERSON IS NOT A MEMBER OF THE BOARD, OR GOVERNING COUNCIL, OR A COMMITTEE THEREOF, OR A PERSON OF INTEREST, IF IT IS DETERMINED THAT THERE IS AN ACTUAL CONFLICT OF INTEREST, THE SUPERVISOR OF THE INDIVIDUAL IS RESPONSIBLE FOR MAKING AN APPROPRIATE RESPONSE, POTENTIALLY INCLUDING A RESTRICTION OF THE INDIVIDUAL'S JOB DUTIES WITH RESPECT TO THE MATTER GIVING RISE TO THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 EXECUTIVE COMPENSATION AT ADVOCATE HEALTH CARE NETWORK AND SUBSIDIARIES IS BASED ON A BOARD OF DIRECTORS' APPROVED STRATEGY THAT GUIDES THE CORPORATION IN ESTABLISHING COMPENSATION OPPORTUNITIES FOR EXECUTIVES, MANAGERS, PROFESSIONALS AND ALL EMPLOYEES. IN THIS STRATEGY, SPECIFIC MARKET COMPARISONS ARE IDENTIFIED AND THE DESIRED LEVEL OF COMPETITIVENESS IN THOSE MARKETS SPECIFIED. IN ADDITION, LINKAGE OF EXECUTIVE PAY TO PERFORMANCE IS ARTICULATED AND HOW THIS RELATIONSHIP IS TO BE MAINTAINED IS OUTLINED. TO SUPPORT AND IMPLEMENT THE COMPENSATION STRATEGY, FIVE BASIC ELEMENTS ARE UTILIZED. THESE ELEMENTS ARE: - A SOLID, RELIABLE AND TESTED JOB EVALUATION METHODOLOGY; - ACCURATE, QUALITY AND RELEVANT COMPENSATION SURVEY INFORMATION; - A CONSISTENT ANNUAL PROCESS FOR UPDATING THE COMPENSATION LEVELS; - AN ACTIVE BOARD REVIEW PROCESS INCLUDING REVIEW BY A COMPENSATION COMMITTEE THAT ENSURES COMPLIANCE WITH THE COMPENSATION STRATEGY AND ON-GOING REVIEW OF THE PERFORMANCE OF THE ORGANIZATION, AND - ACTIVE, EXTERNAL REVIEW AND AUDITING OF COMPENSATION BY EXTERNAL INDEPENDENT CONSULTANTS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC THROUGH THE FOLLOWING WEBSITES: ADVOCATEHEALTH.COM DACBOND.COM (DIGITAL ASSURANCE CERTIFICATION, LLC) EMMA.MSRB.ORG (ELECTRONIC MUNICIPAL MARKET ACCESS) THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS OR CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC. ADVOCATE GROUP PURCHASING LLC 1900 SPRING ROAD OAK BROOK IL 60523 363786091 PURCHASING SVCS IL ADVOCATE CHARITABLE FOUNDATION 3075 HIGHLAND PKWY SUITE 600 DOWNERS GROVE IL 60515 363297360 FUNDRAISING IL 501(C)(3) LINE 7 AHCN 1 ADVOCATE HEALTH AND HOSPITALS CORPORATION 3075 HIGHLAND PKWY SUITE 600 DOWNERS GROVE IL 60515 362169147 HEALTH CARE IL 501(C)(3) LINE 3 AHCN 1 EHS HOME HEALTH CARE SERVICE INC 3075 HIGHLAND PKWY SUITE 600 DOWNERS GROVE IL 60515 362913108 HOME CARE IL 501(C)(3) LINE 10 AHHC 0 ADVOCATE NORTH SIDE HEALTH NETWORK 3075 HIGHLAND PKWY SUITE 600 DOWNERS GROVE IL 60515 363196629 HEALTH CARE IL 501(C)(3) LINE 3 AHHC 0 ADVOCATE CONDELL MEDICAL CENTER 3075 HIGHLAND PKWY SUITE 600 DOWNERS GROVE IL 60515 262525968 HEALTH CARE IL 501(C)(3) LINE 3 AHHC 0 MERIDIAN HOSPICE 3075 HIGHLAND PKWY SUITE 600 DOWNERS GROVE IL 60515 363158667 HOSPICE CARE IL 501(C)(3) LINE 10 EHSHHCS 0 ADVOCATE SHERMAN HOSPITAL 3075 HIGHLAND PKWY SUITE 600 DOWNERS GROVE IL 60515 362167920 HEALTH CARE IL 501(C)(3) LINE 3 AHCN 1 MASONIC FAMILY HEALTH FOUNDATION INC 3075 HIGHLAND PKWY SUITE 600 DOWNERS GROVE IL 60515 364397387 FUNDRAISING IL 501(C)(3) LINE 12A, I MFHS 0 ADVOCATE AURORA HEALTH INC 3075 HIGHLAND PKWY SUITE 600 DOWNERS GROVE IL 60515 824184596 SUPPORTING ORG DE 501(C)(3) LINE 12C, III-FI N/A 0 SEE PART VII IL 0 0 ADV HOME CARE PRODUCTS INC 3075 HIGHLAND PKWY DOWNERS GROVE IL 60515 363315416 HEALTH SERVICES IL N/A C 0 DREYER CLINIC INC 3075 HIGHLAND PKWY DOWNERS GROVE IL 60515 362690329 MEDICAL SERVICES IL N/A C 0 EVANGELICAL SERVICES CORPORATION 3075 HIGHLAND PKWY DOWNERS GROVE IL 60515 363208101 MGMT SERVICES IL AHCN C 1.00000 1 HIGH TECHNOLOGY INC 3075 HIGHLAND PKWY DOWNERS GROVE IL 60515 363368224 MEDICAL SERVICES IL N/A C 0 PARKSIDE CENTER CONDO ASSOC 1775 W DEMPSTER ST PARK RIDGE IL 60068 363452486 PROP MGMT IL N/A C 0 ADVOCATE INSURANCE SPC 878 W BAY RD PO BOX 1159 GRAND CAYMAN CJ 980422925 INSURANCE CJ N/A C 0 ADVOCATE HPN NFP 3075 HIGHLAND PKWY DOWNERS GROVE IL 60515 810893878 HLTH IMPR. MGMT IL N/A C 0 THE DELPHI GROUP IV INC 1425 N RANDALL RD ELGIN IL 60123 364017279 HLTH COST MGMT IL N/A C 0 ADVOCATE HEALTH PARTNERS 1701 W GOLF RD ROLLING MEADOWS IL 60008 364032117 HEALTH CARE MGMT IL N/A C 0.50000 1 ADV PHYS PTNR ACCT CARE 1701 W GOLF RD ROLLING MEADOWS IL 60008 455498384 HEALTH CARE MGMT IL N/A C 0 ADV PHYS PTNR RISK PURCH GR 1701 W GOLF RD ROLLING MEADOWS IL 60008 383914173 GROUP MALPRACTICE SERVICES IL N/A C 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ADVOCATE CHARITABLE FOUNDATION B 9500000 COST ADVOCATE SHERMAN HOSPITAL D -82740 COST