2022-11-11T22:04:08-06:00 2021-12-31 Foundation Source 3333 New Hyde Park Rd Ste 406 New Hyde Park NY 11042 990PF 2021-01-01 396125329 Theda and Tamblin Clark Smith Family Foundation Inc % Foundation Source THED 3034194714 po box 372 neenah WI 54957 oliver pierce smith treasurer 8008391754 2022-11-03 true oliver pierce smith 999009999 Jeffrey D Haskell P01345770 8008391754 2021 2022-09-23 18:48:47Z X 65294023 X 625 X 3803 3803 935339 935339 6585878 27230471 6618848 72427 60663 7598072 7618653 54000 54000 288165 288165 30571 30571 5407 0 0 5407 381196 346760 34436 79861 19331 16200 16200 23332 23332 143 143 263226 167571 87206 1142101 533662 0 539460 2524896 2524896 3666997 533662 0 3064356 3931075 7084991 3640446 7263411 7263411 6136568 5547382 5527126 29791374 28730427 40694421 3748664 4372519 4564903 2900000 4236888 7244162 46217052 50150627 65294023 0 0 X 46217052 50150627 46217052 50150627 46217052 50150627 46217052 3931075 2500 50150627 50150627 Publicly-traded Securities 27230471 21491005 5739466 5739466 Passthrough K1 Capital Gain/(Loss) 879437 Sec 751 Gain on Sale of Ptshp Reclass -55 6618848 98481 98481 98481 49982 0 42800 92782 X 42 5741 false false false false false true true false true true WI true false false false false true Foundation Source 8008391754 501 Silverside Road Suite 123 Wilmington DE 198091377 false false false false true false false false false false false false false false false false false false false false false false David W Radford po box 372 neenah WI 54957 Dir, Sec 1.0 18000 0 0 Carlton Smith po box 372 neenah WI 54957 Dir, Pres 1.0 18000 0 0 Pierce Smith po box 372 neenah WI 54957 Dir, Treas 1.0 0 0 0 Marc Vaccaro po box 372 neenah WI 54957 Dir 1.0 18000 0 0 PETER RADFORD 24918 GENESSE TRAIL RD STE 203 GOLDEN CO 80401 Executive Director 45.0 230000 13933 0 JOY RADFORD 24918 GENESSE TRAIL RD STE 203 GOLDEN CO 80401 EXEC PROGRAM OFFICER 40.0 58165 0 0 BNY Mellon Bank 225 liberty street NEW YORK NY 10286 Investment Mgmt 248034 Foundation Source 55 Walls Drive 3rd Fl Fairfield CT 06824 Administrative 79500 Stratos Wealth Partners 51 sugar hollow rd unit 201 DANBURY CT 068102575 Investment Mgmt 91260 52239011 5204039 6832354 64275404 0 64275404 964131 63311273 3165564 3165564 98481 98481 3067083 2500 3069583 3069583 3064356 0 0 0 0 3064356 3069583 2019 2018 2017 44604 44604 3064356 3064356 0 5227 5227 39377 0 39377 39377 NONE X 7SISTERS GLOBAL INC 4741 WHITEHALL LN HGHLNDS RANCH CO 80126 N/A PC General & Unrestricted 1000 A Jankowski 1002 W Elsie St Appleton WI 54914 NONE I Hardship Assistance Grant 5000 A Johnson 3158 Vista Grande Carlsbad CA 92009 NONE I Hardship Assistance Grant 5000 A Koepke 428 W 9th Ave Oshkosh WI 54902 NONE I Hardship Assistance Grant 5000 ALANO SOCIETY INC 511 N CARROLL ST MADISON WI 53703 N/A PC General & Unrestricted 2000 ANTIQUE BOAT MUSEUM 750 MARY ST CLAYTON NY 13624 N/A PC General & Unrestricted 1000 BIG BROTHERS BIG SISTERS OF EAST CENTRAL WISCONSIN 1331 AMERICAN DR NEENAH WI 54956 N/A PC General & Unrestricted 3000 BIG BROTHERS BIG SISTERS OF EAST CENTRAL WISCONSIN 1331 AMERICAN DR NEENAH WI 54956 N/A PC Youth through Mentoring fund 30000 BOYS & GIRLS BRIGADE ASSOCIATION INC 109 W COLUMBIAN AVE NEENAH WI 54956 N/A PC General & Unrestricted 3000 BOYS & GIRLS CLUB FOX VALLEY INC 160 S BADGER AVE APPLETON WI 54914 N/A PC General & Unrestricted 75000 BOYS & GIRLS CLUBS OF ELKHART COUNTY INC PO BOX 614 GOSHEN IN 46527 N/A PC Goshen Transportation fund 50000 BOYS & GIRLS CLUBS OF METRO LOS ANGELES 5029 S VERMONT AVE LOS ANGELES CA 90037 N/A PC General & Unrestricted 3000 BOYS AND GIRLS CLUB OF DANE COUNTY INC 1818 W BELTLINE HWY MADISON WI 53713 N/A PC Family Hardship Grants fund 3000 BOYS AND GIRLS CLUB OF DANE COUNTY INC 1818 W BELTLINE HWY MADISON WI 53713 N/A PC Education Programming Support 70000 BRIARPATCH YOUTH SERVICES INC 2720 RIMROCK RD MADISON WI 53713 N/A PC General & Unrestricted 1000 CAL STATE FULLERTON PHILANTHROPIC FOUNDATION 2600 NUTWOOD AVE STE 850 FULLERTON CA 92831 N/A PC William E. Schuster '85 Tennis Endowment fund 4000 CALIFORNIA ACADEMY OF SCIENCES 55 MUSIC CONCOURSE DR GGP SAN FRANCISCO CA 94118 N/A PC Wander Woods Exhibit 28000 CALVARY BIBLE CHURCH OF NEENAH WISCONSIN INC 1450 OAKRIDGE RD NEENAH WI 54956 N/A PC Fox Valley Christian School Fund 3000 CALVARY BIBLE CHURCH OF NEENAH WISCONSIN INC 1450 OAKRIDGE RD NEENAH WI 54956 N/A PC Fox Valley Christian Academy 7500 CASA OF THE FOX CITIES INC 1500 N CASALOMA DR STE 401 APPLETON WI 54913 N/A PC General Support (Programmatic Growth) 15000 CHILDRENS HEALTH CARE 2525 CHICAGO AVE MINNEAPOLIS MN 55404 N/A PC General & Unrestricted 2500 CHILDRENS HOSPITAL OF WISCONSIN FOUNDATION INC PO BOX 1997 MILWAUKEE WI 53201 N/A PC Children's Fox Valley Child Advocacy Center 10000 CHRISTINE ANN DOMESTIC ABUSE SERVICES INC 206 ALGOMA BLVD OSHKOSH WI 54901 N/A PC Youth Services and Prevention fund 20000 CLEAR CREEK COUNTY LIBRARY DISTRICT PO BOX 666 GEORGETOWN CO 80444 N/A GOV Charitable Event 1250 COMMUNITY CLOTHES CLOSET INC 1465-B OPPORTUNITY WAY MENASHA WI 54952 N/A PC General & Unrestricted 28200 COMMUNITY CLOTHES CLOSET INC 1465-B OPPORTUNITY WAY MENASHA WI 54952 N/A PC Community Clothes Closet Truck program 12500 COMMUNITY FOUNDATION FOR THE FOX VALLEY REGION INC 4455 W LAWRENCE ST APPLETON WI 54914 N/A PC US Venture Open 2021 (Basic Needs Giving Partnership) 35000 COMPASSION INTERNATIONAL INCORPORATED 12290 VOYAGER PKWY COLORADO SPRINGS CO 80921 N/A PC lifesaving surgery fund 500 COTS INC 819 S W AVE APPLETON WI 54915 N/A PC Transitional Shelter Young Adult Program 20000 COTS INC 819 S W AVE APPLETON WI 54915 N/A PC General & Unrestricted 500 CROSSROADS AT BIG CREEK INC 2041 MICHIGAN ST STURGEON BAY WI 54235 N/A PC General & Unrestricted 750 EDUCATIONAL ALLIANCE INC 197 E BROADWAY NEW YORK NY 10002 N/A PC YMCA Kids Sports 500 ELISHA D SMITH PUBLIC LIBRARY 440 FIRST ST MENASHA WI 54952 N/A GOV Elisha D. Smith Learning Lab 7000 EMERGENCY FAMILY ASSISTANCE ASSOCIATION INC 1575 YARMOUTH AVE BOULDER CO 80304 N/A PC General & Unrestricted 3000 EVERGREEN CHRISTIAN OUTREACH PO BOX 1515 EVERGREEN CO 80437 N/A PC General & Unrestricted 1000 EXCEPTIONAL EQUESTRIANS COMPANY 1130 ORLANDO DR DE PERE WI 54115 N/A PC Sensory Trail 15000 EXCEPTIONAL EQUESTRIANS COMPANY 1130 ORLANDO DR DE PERE WI 54115 N/A PC General & Unrestricted 500 FEEDING AMERICA EASTERN WISCONSIN INC 1700 W FOND DU LAC AVE MILWAUKEE WI 53205 N/A PC General & Unrestricted 250 FIRST AID ARTS PO BOX 31325 SEATTLE WA 98103 N/A PC General & Unrestricted 100000 FISHER VALLEY FELINES 5644 COUNTY RD M FITCHBURG WI 53575 N/A PC Surgery for Deformed Kittens 500 FOOD FOR THOUGHT DENVER 5288 COORS ST ARVADA CO 80002 N/A PC General & Unrestricted 3000 FRIENDS OF AULLWOOD INC 1000 AULLWOOD RD DAYTON OH 45414 N/A PC General & Unrestricted 3000 FRIENDS OF THE BAILEY LIBRARY 350 BULL DOGGER RD BAILEY CO 80421 N/A PC Charitable Event 1250 FRIENDS OF THE NEENAH PUBLIC LIBRARY PO BOX 569 NEENAH WI 54957 N/A PC General & Unrestricted 500 GARDEN CLUB OF DAYTON 4555 SOUTHERN BLVD DAYTON OH 45429 N/A PC General & Unrestricted 6000 GLOUCESTER EDUCATION FOUNDATION 185 MAIN ST GLOUCESTER MA 01930 N/A PC General & Unrestricted 3000 GLOUCESTER MARINE GENOMICS INSTITUTE INCORPORATED 417 MAIN ST GLOUCESTER MA 01930 N/A PC Academy Opportunity Fund 12198 GRACE EPISCOPAL CHURCH 116 W WASHINGTON AVE MADISON WI 53703 N/A PC Grace Presents fund 6000 GREEN BAY BOTANICAL GARDEN INC 2600 LARSEN RD GREEN BAY WI 54303 N/A PC General & Unrestricted 1000 GROTON SCHOOL 282 FARMERS ROW GROTON MA 01450 N/A PC General & Unrestricted 6000 HABITAT FOR HUMANITY INTERNATIONAL INC 921 MIDWAY RD MENASHA WI 54952 N/A PC Rock the Block--Menasha efforts 75000 HABITAT FOR HUMANITY INTERNATIONAL INC 921 MIDWAY RD MENASHA WI 54952 N/A PC Rock the Block 3000 HABITAT FOR HUMANITY OF OSHKOSH INC PO BOX 2692 OSHKOSH WI 54903 N/A PC Rock the Block Oshkosh 20000 HECKRODT WETLAND RESERVE INC 1305 PLANK RD MENASHA WI 54952 N/A PC General & Unrestricted 500 HECKRODT WETLAND RESERVE INC 1305 PLANK RD MENASHA WI 54952 N/A PC General Support/Underserved Populations Programming 20000 HIMALAYAN INTERNATIONAL INSTITUTE OF YOGA SCI & PH 952 BETHANY TPKE HONESDALE PA 18431 N/A PC Cameroon Youth Health and Educational Outreach 70000 INTO YOUR HANDS INC PO BOX 3981 EVERGREEN CO 80437 N/A PC General & Unrestricted 2000 IRWIN A AND ROBERT D GOODMAN COMMUNITY CENTER INC 214 WAUBESA ST MADISON WI 53704 N/A PC General & Unrestricted 1000 JEFFERSON COUNTY LIBRARY FOUNDATION INC 10790 W 50TH AVE SUITE 200 WHEATRIDGE CO 80033 N/A PC 1,000 Books Before Kindergarten program 5000 JEFFERSON COUNTY LIBRARY FOUNDATION INC 10790 W 50TH AVE SUITE 200 WHEATRIDGE CO 80033 N/A PC Charitable Event 2500 LEAVEN INC 1475 OPPORTUNITY WAY MENASHA WI 54952 N/A PC General & Unrestricted 46000 LEWIS AND CLARK COLLEGE 615 S PALATINE HILL RD PORTLAND OR 97219 N/A PC TransActive Gender Project 3000 LEWIS AND CLARK COLLEGE 615 S PALATINE HILL RD PORTLAND OR 97219 N/A PC TransActive Project 500 LIFE ELEMENTAL INCORPORATED 47726 ASPEN RD SOLDIER GROVE WI 54655 N/A PC General & Unrestricted 37000 LOVE LIGHT AND MELODY A NOT FOR PROFIT CORPORATION 2921 W 38TH AVE PO BOX 129 DENVER CO 80211 N/A PC General & Unrestricted 7500 LV PROJECT 8217 EUCLID AVE N RICHLND HLS TX 76180 N/A PC General & Unrestricted 4000 M Verjan 5879 Alleghany Street San Diego CA 92139 NONE I Hardship Assistance Grant 5000 MADISON AUDUBON SOCIETY INC 1400 EAST WASHINGTON AVE SUITE 1 MADISON WI 53703 N/A PC Empowering Kids through Discovery! The Madison Audubon education program 10000 MADISON ICE INC 725 FORWARD DR MADISON WI 53711 N/A PC Skating Programs for Underprivileged Youth and Disables youth 10000 MADTOWN BMX INC PO BOX 557 DEFOREST WI 53532 N/A PC General & Unrestricted 500 MAKE-A WISH FOUNDATION OF SAN DIEGO INC 2440 HOTEL CIR NORTH SUITE 200 SAN DIEGO CA 92108 N/A PC General & Unrestricted 1000 MEMPHIS INNER CITY RUGBY 7536 OAK HAVEN TRACE NASHVILLE TN 37209 N/A PC General & Unrestricted 1000 MONONA SERENITY GROUP INCORPORATED 4933 PRAIRIE DOCK DR MADISON WI 53718 N/A PC General & Unrestricted 3000 MOZAYIK 1934 MELROSE ST MADISON WI 53704 N/A PC General & Unrestricted 60000 MUSCULAR DYSTROPHY ASSOCIATION 161 N CLARK ST STE 3550 CHICAGO IL 60601 N/A PC 2021 MDA Virtual Summer Camp for Greenbay, WI 15000 NATIONAL ASSOC OF ANOREXIA NERVOSA AND ASSOCIATED PO BOX 409047 CHICAGO IL 60640 N/A PC General & Unrestricted 3000 NORTH COUNTRY FOOD ALLIANCE PO BOX 6124 MINNEAPOLIS MN 55406 N/A PC General & Unrestricted 60 OSHKOSH FINE ARTS ASSOCIATION INC PO BOX 2065 OSHKOSH WI 54903 N/A PC to purchase Art supplies for Scholarship Fund 1000 OSHKOSH FINE ARTS ASSOCIATION INC PO BOX 2065 OSHKOSH WI 54903 N/A PC General & Unrestricted 10000 OSHKOSH YOUTH SYMPHONY INC PO BOX 3093 OSHKOSH WI 54903 N/A PC Full STEAM Ahead 10000 PAINE ART CENTER & GARDENS INC 1410 ALGOMA BLVD OSHKOSH WI 54901 N/A PC HVAC System Project 100000 PAINE ART CENTER & GARDENS INC 1410 ALGOMA BLVD OSHKOSH WI 54901 N/A PC General & Unrestricted 18000 PERUVIAN HEARTS 24918 GENESEE TRAIL RD GOLDEN CO 80401 N/A PC The Theda and Tamblin Clark Smith International Scholars program 33000 PILLARS INC 605 E HANCOCK ST APPLETON WI 54911 N/A PC General & Unrestricted 23000 REACH COUNSELING SERVICES INC 1509 S COMMERCIAL ST NEENAH WI 54956 N/A PC Helping Children Heal from Child Sexual Abuse program 20000 REGIS UNIVERSITY 3333 REGIS BLVD B16 DENVER CO 80221 N/A PC Student Radio, TV, Internet and Musical lab fund 4000 RIDGES SANCTUARY INC 8166 WI57 BAILEYS HARBOR WI 54202 N/A PC General & Unrestricted 750 RIVERVIEW GARDENS INC 1101 S ONEIDA ST APPLETON WI 54915 N/A PC General & Unrestricted 12000 RIVERVIEW GARDENS INC 1101 S ONEIDA ST APPLETON WI 54915 N/A PC ServiceWorks Youth Program - Planting Hope, Growing youth, harvesting resilience 20000 ROCKY NECK ART COLONY INC 6 WONSON ST GLOUCESTER MA 01930 N/A PC Workshops and art education for all 12198 ROOM TO GROW NATIONAL INC 424 E 147TH ST FL 5 BRONX NY 10455 N/A PC General & Unrestricted 82000 RUNWAY OF DREAMS FOUNDATION 9 COVENTRY RD LIVINGSTON NJ 07039 N/A PC General & Unrestricted 50000 SAFE COMMUNITY COALITION OF MADISON AND DANE COUNT 2453 ATWOOD AVE STE 210 MADISON WI 53704 N/A PC Recovery Coaching/Peer Support Program 80000 SAFE COMMUNITY COALITION OF MADISON AND DANE COUNT 2453 ATWOOD AVE STE 210 MADISON WI 53704 N/A PC General & Unrestricted 4500 SAMARITANS PURSE PO BOX 3000 BOONE NC 28607 N/A PC Clean water projects 500 SCOTT-CARVER-DAKOTA CAP AGENCY INC 738 1ST AVE E SHAKOPEE MN 55379 N/A PC General & Unrestricted 1000 SEEDS OF HOPE NIGERIA PO BOX 28555 GREEN BAY WI 54324 N/A PC General & Unrestricted 250 SENITIZO 2344 FOOTHILLS DR S GOLDEN CO 80401 N/A PC General & Unrestricted 1000 SENITIZO 2344 FOOTHILLS DR S GOLDEN CO 80401 N/A PC Eliminating Malnutrition Among Vulnerable Children in the central african republic 5000 ST JOSEPH FOOD PROGRAM INC 1465A OPPORTUNITY WAY MENASHA WI 54952 N/A PC Backpack Food Assistance Program 20000 ST NORBERT COLLEGE INC 100 GRANT ST DE PERE WI 54115 N/A PC General & Unrestricted 35000 ST MARY CENTRAL HIGH SCHOOL 1050 ZEPHYR DR NEENAH WI 54956 N/A PC General & Unrestricted 6000 ST MARY CENTRAL HIGH SCHOOL 1050 ZEPHYR DR NEENAH WI 54956 N/A PC SMCS Tuition Assistance fund for students of low income families 20000 SUN VALLEY COMMUNITY CENTER 1260 DECATUR ST DENVER CO 80204 N/A PC General & Unrestricted 31000 THE JED FOUNDATION PO BOX 60174 BROOKLYN NY 11206 N/A PC General & Unrestricted 16500 THE OSHKOSH BOYS AND GIRLS CLUB PO BOX 411 OSHKOSH WI 54903 N/A PC Oshkosh Boys & Girls Club Building and Remodeling campaign 50000 THE OSHKOSH BOYS AND GIRLS CLUB PO BOX 411 OSHKOSH WI 54903 N/A PC Capital Campaign 10500 THE OSHKOSH BOYS AND GIRLS CLUB PO BOX 411 OSHKOSH WI 54903 N/A PC General & Unrestricted 6000 THE OSHKOSH BOYS AND GIRLS CLUB PO BOX 411 OSHKOSH WI 54903 N/A PC Be Great Graduate Mentoring Program 50000 THE OSHKOSH BOYS AND GIRLS CLUB PO BOX 411 OSHKOSH WI 54903 N/A PC Boys & Girls Club of Oshkosh Capital Campaign 50000 THE TANDANA FOUNDATION INC 2933 LOWER BELLBROOK RD SPRING VALLEY OH 45370 N/A PC General & Unrestricted 3000 THEDACARE FAMILY OF FOUNDATIONS INC PO BOX 8025 APPLETON WI 54912 N/A PC It's Our Time, Now Capital Campaign 350000 THEDACARE FAMILY OF FOUNDATIONS INC PO BOX 8025 APPLETON WI 54912 N/A PC Support of general operations in Neenah, WI 6000 THREADS OF HOPE INC PO BOX 182 NEENAH WI 54957 N/A PC General & Unrestricted 20000 TORCH LIFE CHURCH INC 8552 S AULT LN MORRISON CO 80465 N/A PC Torchgrab Africa 7500 TRI-COUNTY COMMUNITY DENTAL CLINIC INC 9 TRI PARK WAY APPLETON WI 54914 N/A PC Robert Glass Focus on the Children program (RGFOC) 30000 TROUT MUSEUM OF ART INC 111 COLLEGE AVE APPLETON WI 54911 N/A PC General & Unrestricted 3000 UNIVERSITY OF DENVER - DIVISION OF ATHLETICS & REC 2201 E ASBURY AVE RM 4674 DENVER CO 80208 N/A PC Hockey Team 6000 UNIVERSITY OF DENVER - OFFICE OF GIFT PROCESSING 2190 E ASBURY AVE DENVER CO 80208 N/A PC University of Denver NCAA Youth Hockey program 25000 UNIVERSITY OF WISCONSIN FOUNDATION US BANK LOCKBOX 78807 MILWAUKEE WI 53278 N/A PC Center for Healthy Minds 54000 VILLAGE HEALTH PARTNERSHIP 1601 E 19TH AVE STE 4450 DENVER CO 80218 N/A PC Education and Training Program 8000 VILLAGE HEALTH PARTNERSHIP 1601 E 19TH AVE STE 4450 DENVER CO 80218 N/A PC General & Unrestricted 3000 VILLAGE OF SISTER BAY PO BOX 769 SISTER BAY WI 54234 N/A GOV Christmas Lights Display fund 1000 WAYLAND ACADEMY 101 N UNIVERSITY AVE BEAVER DAM WI 53916 N/A PC general & unrestricted 9540 WAYLAND ACADEMY 101 N UNIVERSITY AVE BEAVER DAM WI 53916 N/A PC Academy Fund, Carla Radford Scholarship fund and karlie aubrey scholarship fund 1200 WAYLAND ACADEMY 101 N UNIVERSITY AVE BEAVER DAM WI 53916 N/A PC Carla Smith Radford Scholarship Fund 3000 WAYLAND ACADEMY 101 N UNIVERSITY AVE BEAVER DAM WI 53916 N/A PC General & Unrestricted 13000 WAYLAND ACADEMY 101 N UNIVERSITY AVE BEAVER DAM WI 53916 N/A PC New Girls' Dorm 6000 WAYLAND ACADEMY 101 N UNIVERSITY AVE BEAVER DAM WI 53916 N/A PC Carla Smith radford scholarship fund and new girls' dormitory 15000 WHEELCHAIRS FOR NIGERIA 1542 PALM AVE SW SEATTLE WA 98116 N/A PC General & Unrestricted 300 WINGS OVER THE ROCKIES AIR & SPACE MUSEUM 7711 E ACADEMY BLVD DENVER CO 80230 N/A PC Aerospace Classroom Extension (ACE) 10000 WINNEBAGO COUNTY LITERACY COUNCIL 106 WASHINGTON AVE OSHKOSH WI 54901 N/A PC General & Unrestricted 30000 WISCONSIN INDEPENDENT CHRISTIAN SCHOOLS INC 3450 VINLAND ST OSHKOSH WI 54901 N/A PC General & Unrestricted 20000 WOMENONE LTD 19 EAST 88TH ST STE 9C NEW YORK NY 10128 N/A PC General & Unrestricted 50000 YOUNG MENS CHRISTIAN ASSOCIATION 324 WASHINGTON AVE OSHKOSH WI 54901 N/A PC Capital Campaign 1500 YOUNG MENS CHRISTIAN ASSOCIATION OF METROPOLITAN D 2625 S COLORADO BLVD DENVER CO 80222 N/A PC Aquatic Aerobic Fitness Program at the Susan Duncan arvada ymca branch 2500 YOUTH GO INC 213 NICOLET BLVD NEENAH WI 54956 N/A PC General & Unrestricted 38000 YWCA MADISON INC 101 E MIFFLIN ST STE 100 MADISON WI 53703 N/A PC YWeb Career Academy 4200 2524896 14 3803 14 935339 18 6585878 K-1 Inc/Loss 525990 10968 14 60536 Sec 751 Gain on Sale of Ptshp 525990 55 CLASS ACTION LAWSUIT PROCEEDS 01 567 ROYALTY INCOME 01 301 11023 7586424 7597447 false false false false false false false false false false IRC 751 STATEMENT IRC Section 751 Statement IRC Section 751 Statement The taxpayer has reported ordinary income upon the disposition of units in FUGIO PRIVATE EQUITY FUND VIII, LP, as provided by the General Partner. The amount was determined in accordance with Internal Revenue Code Section 751 and the detailed information is available in the offices of the General Partner upon request. ABB FIN USA - 2.875% - 05/08/2 73934 75605 ABBVIE INC - 3.200% - 11/21/20 64515 64211 ADOBE SYSTEMS INC - 3.250% - 0 53997 58182 ALEXANDRIA REAL ESTATE E BOND 41985 43804 AMAZON INC - 1.650% - 05/12/20 79374 80132 AMERICAN HOMES - 4.900% - 02/1 51090 51977 AMGEN - 3.375% - 02/21/2050 76887 67608 ANHEUSER BUSCH COS INC - 4.900 49410 62964 APPALACHIAN PWR - 2.700% - 04/ 49808 50933 APPLE INC - 4.375% - 05/13/204 60276 75659 ARROW ELECTRS INC NT - 2.950% 59855 60590 ASTRAZENECA FINANCE LLC NOTE - 34914 34554 AT&T - 4.550% - 03/09/2049 69367 89312 BANK OF AMERICA - 3.950% - 04/ 94131 101581 BLACK HILLS CORP - 4.350% - 05 24940 28427 BP CAP MKTS P L C - 2.500% - 1 48203 50805 BROADCOM INC - 3.500% - 01/15/ 59115 58753 CENTERPOINT ENERGY - 4.250% - 45920 49997 CITIGROUP BOND - 4.450% - 09/2 91372 100412 CITIZENS BANK - 2.250% - 04/28 49874 51166 COSTCO - 1.600% - 04/20/2030 54904 53338 CREDIT SUISSE GRP FDG GUERNSEY 80189 79583 CVS HEALTH BOND - 4.780% - 03/ 64482 79121 DEERE JOHN CAPITAL CORP MTN - 49965 49525 DELTA - 3.204% - 10/25/2025 35000 36187 DISNEY WALT CO - 2.650% - 01/1 24983 26035 DOW DUPONT - 4.493% - 11/15/20 21266 22099 EBAY INC - 1.900% - 03/11/2025 93683 91046 ENBRIDGE - 2.500% - 08/01/2033 29891 29484 FISERV INC NOTE CALL MAKE WHOL 66244 64583 GOLDMAN SACHS GROUP INC - 6.75 94681 120521 GOVT NATL MTG ASSN II #MA7523 25036 24756 GOVT NATL MTG ASSN II - 2.000% 50098 49448 GOVT NATL MTG ASSN II POOL #MA 36846 36207 GWU - 4.126% - 09/15/2048 39619 48428 HOME DEPOT - 1.375% - 03/15/20 44732 42470 HSBC HOLDINGS PLC - 2.357% - 0 69429 68389 INTEL CORP - 2.700% - 12/15/20 52844 56367 ISHARES BARCLAYS GNMA BOND FUN 31028 30731 JB HUNT - 3.875% - 03/01/2026 50163 54379 JPMORGAN CHASE & CO - 3.375% - 83728 87635 KIMCO REALTY CORP - 3.400% - 1 61059 61096 KROGER CO - 1.700% - 01/15/203 49886 47474 LAM RESEARCH - 4.000% - 03/15/ 50421 55985 LLOYDS BANKING - 2.438% - 02/0 60000 61169 MICROSOFT CORP NOTE - 2.525% - 78500 78325 MORGAN STANLEY SER I MTN CALL 110927 108884 NATIONAL RETAIL PPTYS - 4.300% 19858 22485 NATWEST MARKETS - 5.076% - 01/ 45082 52191 NISOURCE FINANCE CORP - 3.950% 38910 44926 NORTHROP GRUMMAN CORP - 2.930% 53591 57314 NUTRIEN - 1.900% - 05/13/2023 24978 25322 ONTARIO PROV - 3.050% - 01/29/ 64934 67870 ORACLE CORP - 3.900% - 05/15/2 61885 58907 ORACLE CORP NOTE CALL MAKE WHO 54974 54597 PRUDENTIAL - 4.350% - 02/25/20 39905 49895 RYDER - 3.650% - 03/18/2024 40017 42068 SANTANDER - 2.746% - 05/28/202 45219 46512 SHELL INTL - 3.500% - 11/13/20 46226 47079 T MOBILE - 3.875% - 04/15/2030 65984 65625 TAKEDA PHARMA - 2.050% - 03/31 59325 58755 TELEFONICA EMISIONESS - 4.103% 38612 44055 TOTAL SYSTEMS SERVICES - 4.800 83859 88857 TOYOTA - 1.800% - 02/13/2025 54906 55823 UBS AG SER 2012-C1 - 3.400% - 995 928 UNIFORM MBS POOL #BU0421 - 2.0 51108 50478 UNIFORM MBS POOL #CB2127 - 2.0 75275 74336 UNIFORM MBS POOL #FM8683 - 2.5 71528 70290 UNIFORM MBS POOL #MA4465 - 2.0 39698 39653 UNIFORM MBS POOL #MA4498 - 2.5 51746 51374 UNIFORM MBS POOL #MA4528 - 4.0 80155 79622 UNIFORM MBS POOL #QN7855 - 1.5 44568 43920 UNIFORM MBS POOL - 2.000% - 10 69711 69323 UNIFORM MBS POOL - 3.000% - 07 55310 54322 UNION PACIFIC - 3.150% - 03/01 39979 41690 UNITED STATES TREAS SER BF-202 89768 89216 UNITEDHEALTH GROUP INC - 1.150 60180 59384 VERIZON COMMUNICATIONS - 3.400 24986 26174 VERIZON COMMUNICATIONS INC - 5 68953 90691 WFRBS COML MTG - 3.198% - 03/1 21723 21284 ABBOTT LABS 164169 213925 ABBVIE INC 157696 243720 ACCENTURE PLC 185159 241683 ADOBE SYSTEMS, INC 64740 114546 ADVANCE AUTO PARTS INC 36334 46777 ADVANCED MICRO DEVICES INC 48553 150232 ADVANTEST CORP - ADR 41346 43160 AGNCP 11136 12327 AIA GROUP LTD ADR 32667 54029 AIR PRODS & CHEM INC 143046 191380 ALCON INC 23697 33803 ALEXANDRIA REAL ESTATE EQUITIE 24060 28985 ALIBABA GROUP HOLDING LTD 34657 20194 ALPHABET INC CL A 256981 504084 AMAZON COM 206943 443467 AMER INTERNATIONAL GROUP INC 91061 127935 AMERICAN CAPITAL AGENCY CORP 35628 44669 AMERICAN TOWER REIT INC 80797 105885 AMERIPRISE FINANCIAL INC 91137 119156 AMPHENOL CORPORATION 27270 36733 ANALOG DEVICES INC 39478 49567 ANGLO AM PLC ADR 36392 51038 APPLE INC 232400 645466 APPLIED MATERIALS INC 16546 35721 ARBOR REALTY 6.25 PFD 12721 13000 ARES CAPITAL CORPORATION - CLO 53893 68973 ARES MANAGEMENT CORPORATION 17992 28445 ARGO GROUP INTL PFD A 10588 11255 ASML HOLDING NV NY REG SHS 44205 88372 ASSOCIATED BRITISH FOODS PLC 25737 20870 AT&T, INC 34962 31734 ATLANTIC UN BANKSHARES 6.875% 10150 11200 ATLASSIAN CORP PLC 71154 145271 AVALONBAY CMNTYS INC 66852 76535 AXA ADS 38570 38403 B. RILEY FINANCIAL 6 50 SENIOR 7215 7894 BANK OF AMERICA CORP 50306 121458 BARCLAYS PLC ADR 59938 67482 BAYER A G SPONSORED ADR 36681 22197 BEST BUY INC 36306 35154 BLACKROCK STRAT INC OPP PORTFO 1265000 1240555 BLOCK INC 45103 68803 BNY MELLON GLOBAL REAL RETURN 987130 1142669 BNY MELLON INTL STOCK FD 704343 1190142 BODYCOTE PLC 16396 16433 BOOZ ALLEN HAMILTON HOLDING CO 28875 49517 BOSTON SCIENTIFIC 82009 92182 BRISTOL-MYERS SQUIBB CO 20088 21885 BROADCOM INC 35887 71199 CELANESE CORPORATION 67828 130919 CENTENE CORP 71995 93112 CHAMPLAIN MID CAP FUND-INS 1000000 1023825 CHARTER COMMUNICATIONS, INC 69036 73673 CHEVRON CORP 147293 153729 CHR HANSEN HOLDINGS 33195 29323 CISCO SYSTEMS INC 57717 73192 CME GROUP, INC 127246 163120 COMCAST CORP 35051 39257 COMMERCE BANCSHARES, INC 550 CONTL AG SPONS ADR 16685 23504 COSTCO WHOLESALE CORPORATION 105276 162362 CRH PLC - AMERICAN DEPOSITARY 33477 54912 CROWDSTRIKE HOLDINGS, INC 61137 87428 CROWN CASTLE INTL 23824 37782 CSX CORP 59248 186496 CVS CAREMARK CORP 130198 188783 DANAHER CORP 115482 159241 DATADOG INC 47572 54680 DEERE CO 62858 163559 DEUTSCHE POST AG 19590 35244 DFA EMERGING MARKETS CORE EQ P 493150 659181 DIAGEO PLC ADS 45014 74627 DNB BANK ASA 17144 27081 DOLLAR GENERAL CORP 22771 29479 DREYFUS SELECT MANAGERS SMALL 1508245 1742428 EASTMAN CHEMICAL CO 36162 37603 EATON CORP PLC 74596 169018 EBARA CORPORATION 19161 32373 ELI LILLY & CO 94423 140872 EMERSON ELECTRIC CO 34960 52063 EQUINIX, INC 62226 86276 ESTEE LAUDER COMPANIES INC 110298 132161 EXELON CORPORATION 98156 133137 EXXON MOBIL CORP 38694 39162 FANUC LIMITED UNSPONSORED 33747 39876 FIDELITY NATIONAL INFORMATION 53344 42569 FOUR CORNERS PROPERTY TRUST IN 24330 24704 FS KKR CAPITAL CORP 22555 21568 GALLAGHER ARTHUR J & CO 23545 41739 GENERAL MOTORS 111460 115501 GENUINE PARTS COMPANY 31248 46266 GILEAD SCIENCES INC 17642 18879 GLADSTONE INV CORP - PFD 6.500 3871 3890 GQG PARTNERS EMERGING MARKETS 1425001 1488030 HCI GROUP INC 6978 10944 HDFC BANK LTD ADR 20484 36569 HOME DEPOT INC 107428 163099 HONEYWELL INTL 68829 136991 HORIZON THERAPEUTICS PUBLIC OR 46248 66380 ILLINOIS TOOL WORKS 43672 120932 INFINEON TECH ADS 20459 44160 INTUIT 51043 108061 INVESCO SENIOR LOAN ETF 145453 143982 ISHARES GOLD TR 771938 974679 ISHARES IBOXX $ INVESTMENT GRA 50756 49695 ISHARES S&P 500 INDEX FD 1268659 1874570 ISHARES S&P U.S. PREFERRED STO 149472 162176 ISHARES SHORT TERM CORPORATE B 84025 83783 ISHARES TR S & P MIDCAP 400 IN 1159685 1263951 ISHARESLEHMAN 7-10YR 392622 390425 JOHNSON & JOHNSON 28875 33530 JP MORGAN CHASE 163566 228341 KERRY GROUP PLC 27538 24713 KLA TENCOR CORP 104457 198711 L'OREAL ADR 23480 42939 LEGRAND INC 20549 26864 LINDE PLC COM 21483 42957 LIVE NATION INC COM 100715 129864 LOCKHEED MARTIN CORP 13819 30921 LONZA GROUP AG UNSP/ADR 20840 30895 LVMH MOET HENN UNSP 43537 47499 MARRIOTT INTERNATIONAL INC. CL 117859 125252 MASTERCARD INC 253848 265537 MCDONALD'S CORP 75865 94897 MEDTRONIC PLC 66291 59070 META PLATFORMS INC 53523 126468 METLIFE INC 18325 35619 MICRON TECHNOLOGY 117633 218903 MICROSOFT CORP 383650 959184 MONDELEZ INTERNATIONAL INC 28147 41775 MOWI ASA SPONSORED ADR 22807 23008 NATWEST GROUP ADR REPRESENTING 28469 33544 NETFLIX INC 107342 130729 NEXTERA ENERGY, INC 101527 169262 NIKE INC-CL B 80947 132003 NOVARTIS AG ADR 43895 47234 NVIDIA CORP 68190 250876 ORACLE CORP 10868 12209 PAN PAC INTL HLDGS UNSPONSORED 25069 27407 PAYPAL HOLDINGS, INC 102988 131817 PEPSICO INC 47008 58193 PERSIMMON PLC ADR 16781 20576 PFIZER INC 109498 158845 PHILIP MORRIS INTL 32353 33630 PING AN INSURANCE GROUP ADR 34663 20363 PINNACLE FINL PRTNRS PFD B 6.7 10532 11228 PIONEER NAT RES CO 148831 170422 PROCTER GAMBLE CO 20647 27481 PROLOGIS 31271 60946 PROSUS NV ADR 24073 17607 PRUDENTIAL PLC SC 46738 44759 PUBLIC STORAGE INC 45409 56184 PULTE GROUP INC 74022 86312 QUALCOMM INC 31923 33282 QURATE RETAIL INC 8.0% SER A P 24944 24463 RAYTHEON TECHNOLOGIES CORP 153740 169452 RECRUIT HOLDINGS CO 38365 76247 RELX PLC 29953 46958 REPUBLIC SVCS INC 31801 53688 ROCHE HOLDING LTD ADR 39263 62545 ROCKWELL AUTOMATION INC 30134 38374 ROYAL CARRIBEAN CRUISE 95473 99970 S&P GLOBAL INC COM 79342 143939 SAP AKTIENGESELL ADS 43355 59407 SEAGATE TECHNOLOGY HOLDINGS PL 32091 35928 SEMPRA ENERGY COM 39397 40875 SIMON PPTY GROUP INC 122693 159930 SKYWORKS SOLUTIONS, INC 50858 59108 SONY GROUP CORP 34337 93536 SPDR BLACKSTONE/GSO SENIOR LOA 25939 25781 STARWOOD PROPERTY TRUST INC 51887 71321 STRATEGIC FDS, INC. DREYFUS SE 1665504 1955638 SUNTORY BEVERAGE & FOOD LTD AD 20416 18060 SUZUKI MOTOR CORP UNSP ADR 62904 48850 SWEDBANK AB S/ADR 38498 46276 SYNCHRONY FINANCIAL 71797 127573 T-MOBILE US INC 22815 37809 TAIWAN SEMICONDUCTOR MFG CO LT 44500 76277 TESLA MOTORS INC 68703 102508 TEXAS INSTRUMENTS INC 69331 82173 THE BLACKSTONE GROUP INC CL A 26817 59649 THE COCA-COLA CO 86926 99473 THE TRADE DESK INC 79001 160370 THERMO FISHER SCIENTIFIC INC 55089 104757 THOMSON REUTERS CORPORATION 15507 32058 TJX COMPANIES INC 22625 26952 TOMRA SYSTEMS 14949 43969 TOTALENERGIES SE 53004 55890 TOYOTA INDUSTRIES CORPORATION 31234 39600 TRANE TECHNOLOGIES PLC 24727 110712 TRUIST FINANCIAL CORPORATION 82355 125941 UNILEVER PLC AMER 34618 33888 UNITED COMMUNITY BANKS INC PFD 6189 6477 UNITEDHEALTH GROUP INC 221835 356519 VALERO ENERGY CORP 76385 86677 VANGUARD SHORT TERM CORPORATE 247269 248331 VANGUARD TOTAL STOCK MARKET ET 4548414 8510759 VERIZON COMMUNICATIONS 24109 24941 VINCI SA ADR 22525 22890 VITESCO TECHNOLOGIES GROUP ADR 2058 2103 VIVENDI SA 32314 21298 VOLKSWAGEN AG ADR 21835 16666 VOYA FINANCIAL INC 37411 90845 WAL-MART STORES INC 41191 48471 WELLS FARGO & COM 4.25 SER-DD 12690 12510 WESBANCO DS REPRESENTING 1/40T 10378 11492 ZURICH INS GROU ADR 42885 58960 5312750 5276669 234632 250457 ALISO CANYON LP 1439 1416 CONCORD LODGING LTD 10121 3812 FUGIO FUND XI PE LP 673118 816808 FUGIO PRIVATE EQUITY FUND VIII 601165 2159143 FUGIO PRIVATE EQUITY FUND X, L 1439535 2190145 GOLDEN GATE REALTY ASSOCIATES 10246 623 ICAPITAL-ARES PCS II ACCESS FU 301264 303891 MILLENIUM INTERNATIONAL HEDGEF 200000 200000 OPTIMA PARTNERS FOCUS FUND 1000000 1568324 General Consultations 5407 5407 Administrative Fees 79500 79500 Bank Charges 1984 1984 Equipment/Furniture Purchase 59 59 Foundation Dues & Memberships 1000 1000 Indemnification Insurance 4820 4820 K-1 Exp FUGIO FUND XI PE LP 61635 60344 K-1 Exp FUGIO PRIVATE EQUITY F 39569 39171 K-1 Exp FUGIO PRIVATE EQUITY F 64054 63855 K-1 Exp ICAPITAL-ARES PCS II A 8778 2217 Office Supplies 1478 1478 Postage/Delivery Service 339 339 State or Local Filing Fees 10 10 K-1 Inc/Loss ALISO CANYON LP 4348 4348 K-1 Inc/Loss CONCORD LODGING LTD 3388 3388 K-1 Inc/Loss FUGIO FUND XI PE LP -3700 232 K-1 Inc/Loss FUGIO PRIVATE EQUITY FUND VIII, LP 49256 41857 K-1 Inc/Loss FUGIO PRIVATE EQUITY FUND X, LP 11961 10011 K-1 Inc/Loss GOLDEN GATE REALTY ASSOCIATES -41 -41 K-1 Inc/Loss ICAPITAL-ARES PCS II ACCESS FUND, L.P 6292 Class Action Lawsuit Proceeds 567 567 royalty income 301 301 Sec 751 Gain on Sale FUGIO PRIVATE EQUITY FUND VII 55 RETURNED GRANT 2500 EMPLOYEE RECRUITING 16417 16417 Investment Management Services 346760 346760 Philanthropic Consulting Srvcs 14349 14349 ADMINISTRATIVE SERVICES 2500 2500 EVENT PLANNING SERVICES 1170 1170 990-PF Estimated Tax for 2021 47600 990-PF Extension for 2020 12930 Foreign Tax Paid 19331 19331