2022-11-14T11:39:10-06:00 2021-12-31 470900880 CALIBRE CPA GROUP PLLC 7501 WISCONSIN AVENUE SUITE 1200 WEST BETHESDA MD 20814 990 2021-01-01 530025510 AMERICAN BEVERAGE ASSOCIATION AMER 2024636732 1275 PENNSYLVANIA AVE NW STE 1100 WASHINGTON DC 20004 ROBB MICEK EVP AND CFO 2024636723 2022-11-14 1 ROBB MICEK 999009999 SUBRINA WOOD CPA P00365899 2023319880 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z KATHERINE LUGAR 1275 PENNSYLVANIA AVE NW STE 1100 WASHINGTON DC 20004 101585081 0 X WWW.AMERICANBEVERAGE.ORG X 1921 DC SEE PAGE 2, PART III, LINE 1 FOR DETAILS. 34 31 48 30 0 0 0 0 62535932 93156125 3417030 8311625 222342 117331 66175304 101585081 1484950 1855150 0 0 11847269 12850639 0 0 0 53958590 74960443 67290809 89666232 -1115505 11918849 92171627 114967236 17633356 22520304 74538271 92446932 THE PURPOSE AND OBJECTIVES ARE TO UNITE AMERICA'S NON-ALCOHOLIC BEVERAGE COMPANIES TO ACHIEVE RESPONSIBLE PUBLIC POLICY AND PROMOTE OUR INDUSTRY'S COMMITMENT TO CUSTOMERS, CONSUMERS AND COMMUNITIES. 0 0 THE PURPOSE AND OBJECTIVES ARE TO PROMOTE THE INTERESTS OF ITS MEMBERS, RAISE THE STANDARDS OF THE NON-ALCOHOLIC BEVERAGE INDUSTRY AND PROVIDE A FORUM FOR THE INDUSTRY IN SERVING THE INTERESTS OF CONSUMERS AND TO REPRESENT THE NON-ALCOHOLIC BEVERAGE INDUSTRY BEFORE THE PUBLIC, ITS INSTITUTIONS AND AGENCIES. 0 0 1 1 0 0 0 0 0 1 1 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 57 0 1 48 1 0 0 0 0 1 1 0 1 0 X 34 31 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X ROBERT A MICEK 2024636723 1275 PENNSYLVANIA AVE NW SUITE 100 WASHINGTON DC 20004 MATTHEW DENT CHAIR 1.00 X X 0 0 0 DEREK HOPKINS VICE CHAIR 1.00 X X 0 0 0 RALPH D CROWLEY JR TREASURER 1.00 X X 0 0 0 KIRK TYLER EX-OFFICIO CHAIR 1.00 X X 0 0 0 JASON BLAKE BOARD DIRECTOR 1.00 X 0 0 0 MELANIE BOULDEN BOARD DIRECTOR 1.00 X 0 0 0 BRIAN CHARNESKI BOARD DIRECTOR 1.00 X 0 0 0 PAUL FINNEY BOARD DIRECTOR 1.00 X 0 0 0 MARK FRANCOEUR BOARD DIRECTOR 1.00 X 0 0 0 BRADLEY GOIST BOARD DIRECTOR 1.00 X 0 0 0 WALTER GROSS III BOARD DIRECTOR 1.00 X 0 0 0 SALLY HARGIS BOARD DIRECTOR 1.00 X 0 0 0 J FRANK HARRISON III BOARD DIRECTOR 1.00 X 0 0 0 JEFFREY HONICKMAN BOARD DIRECTOR 1.00 X 0 0 0 JOHN KALIL BOARD DIRECTOR 1.00 X 0 0 0 JEFFREY LASCHEN BOARD DIRECTOR 1.00 X 0 0 0 DEREK LEWIS BOARD DIRECTOR 1.00 X 0 0 0 JEFFREY MILES MINGES BOARD DIRECTOR 1.00 X 0 0 0 J ANDREW MOORE BOARD DIRECTOR 1.00 X 0 0 0 PAUL MULLIGAN BOARD DIRECTOR 1.00 X 0 0 0 CLAUDE B NIELSEN BOARD DIRECTOR 1.00 X 0 0 0 WILLIAM H O'BRIEN BOARD DIRECTOR 1.00 X 0 0 0 JACK PELO BOARD DIRECTOR 1.00 X 0 0 0 CLIFF RITCHIE BOARD DIRECTOR 1.00 X 0 0 0 ALFREDO RIVERA BOARD DIRECTOR 1.00 X 0 0 0 MARC ROSENMAYR BOARD DIRECTOR 1.00 X 0 0 0 ANDREW SPRINGATE BOARD DIRECTOR 1.00 X 0 0 0 KIRK TANNER BOARD DIRECTOR 1.00 X 0 0 0 TROY D TAYLOR BOARD DIRECTOR 1.00 X 0 0 0 JEAN CLAUDE TISSOT BOARD DIRECTOR 1.00 X 0 0 0 JOHN TORGERSON BOARD DIRECTOR 1.00 X 0 0 0 KATHERINE LUGAR PRESIDENT & CEO 37.00 3.00 X 1810377 0 214113 MARK HAMMOND EVP AND CFO 37.00 3.00 X 917938 0 51006 AMY E HANCOCK EVP, SECRETARY & GENERAL C 37.00 3.00 X 534303 0 69766 KEVIN KEANE EVP, GOVERNMENT & PUBLIC A 40.00 X 879956 0 68970 BARBARA HIDEN HEAD OF FEDERAL AFFAIRS 40.00 X 300337 0 50733 SEAN KRISPINSKY SR. VP 40.00 X 325955 0 64717 KAREN BAILEY CHAPMAN SR VP 40.00 X 335516 0 53305 5104382 0 572610 27 0 1 0 LATHAM & WATKINS LLP PO BOX 7247-8181 PHILADELPHIA PA 19170 PROFESSIONAL FEES 1256522 BGR GOVERNMENT AFFAIRS LLC PO BOX 14416 WASHINGTON DC 20044 PROFESSIONAL FEES 749000 PUBLIC OPINION STRATEGIES LLC 214 NORTH FAYETTE STREET ALEXANDRIA VA 22314 PROFESSIONAL FEES 590641 KEYBRIDGE RESEARCH LLC 3050 K ST NW SUITE 220 WASHINGTON DC 20007 PROFESSIONAL FEES 500500 NIELSEN MERKSAMER PARRINELLO GROSS 1415 L STREET 1200 SACRAMENTO CA 95814 PROFESSIONAL FEES 440909 5 SPECIAL PROJECT ASSESSMENT 900099 76393061 76393061 MEMBERSHIP DUES 900099 16763064 16763064 93156125 4953952 4953952 112500 0 112500 112500 112500 3357673 0 3357673 3357673 3357673 MISCELLANEOUS REVENUE 900099 4831 4831 4831 101585081 93160956 0 8424125 X 1855150 2993434 6477627 360594 2328953 690031 4504534 846829 43630488 370413 1582355 514035 47268 114963 258439 54926 SPECIAL PROJECTS 21241068 G&A ALLOCATED TO PROEJC 664930 RESEARCH & INDUSTRY PRO 617212 CONTRIBUTIONS 281067 231916 89666232 3386782 4497458 196790 136193 306038 1188109 3143826 1532400 1803622 1611426 45849519 59674359 7171867 9888111 33457009 37971580 92171627 114967236 15635404 12686920 18750 6289500 1979202 3543884 17633356 22520304 X 41265007 50388393 33273264 42058539 74538271 92446932 92171627 114967236 11918849 5989812 0 X X 0 1 X 1 0 50705 50705 50705 1 0 0 1 93156125 27281073 -9923304 17357769 31809425 -14451656 PART I-A, LINE 1: THE ORGANIZATION MADE POLITICAL EXPENDITURES TO INFLUENCE THE ELECTION OF INDIVIDUALS TO STATE AND LOCAL PUBLIC OFFICE. 1852531 1532400 320131 1237018 1237018 54277 54277 1611426 DEFERRED COMP PLAN INVESTMENTS 4157122 F ALTERNATIVE HEDGE FUND 5730989 F 9888111 SECURITY DEPOSIT 111786 BUILDING INVESTMENT TRUST 37859794 37971580 DEFERRED COMPENSATION 3543884 3543884 X 107574893 5989812 5989812 101585081 0 101585081 0 0 0 0 0 PART X, LINE 2: ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE ABA AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE ORGANIZATION HAS TAKEN AN UNCERTAIN TAX POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE ABA, AND HAS CONCLUDED THAT AS OF DECEMBER 31, 2021, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE ABA IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. PLAN MANAGEMENT BELIEVES THAT THE ABA'S INCOME TAX RETURNS FOR THE YEARS ENDED DECEMBER 31, 2018 THROUGH 2020 REMAIN SUBJECT TO EXAMINATION, BASED ON THE NORMAL STATUTORY PERIODS SUBJECT TO AUDIT, NOTWITHSTANDING ANY EVENTS OR CIRCUMSTANCES THAT MAY EXIST WHICH COULD EXPAND THE OPEN PERIOD. 1 AMERICAN BEVERAGE FOUNDATION FOR A HEALTHY AMERICA 1275 PENNSYLVANIA AVE NW SUITE 1100 WASHINGTON DC 20004 274908904 501(C)(3) 995000 0 STATE ASSOCIATION GRANT - $250,000 & US CONFERENCE OF MAYORS MULTI-YEAR HEALTHY CITIES GRANT PROGRAM CHILDHOOD OBESITY PREVENTION AWARD- $745,000 US CONFERENCE OF MAYORS 1620 EYE STREET NW SUITE 400 WASHINGTON DC 20006 530196642 501(C)(3) 1155000 0 MULTI-YEAR NATIONAL INITIATIVE HEALTHY CITIES CAMPAIGN PROGRAM - $1,155,000 AMERICANS FOR FOOD AND BEVERAGE CHOICE 1275 PENNSYLVANIA AVE NW SUITE 1100 WASHINGTON DC 20004 270514291 501(C)(6) 150150 0 WEBSITE EXPENSE - MESSAGING 2 1 X 1 1 X X X X X 0 0 1 KATHERINE LUGAR PRESIDENT & CEO 1247877 0 562500 0 0 0 182000 0 32113 0 2024490 0 0 0 MARK HAMMOND EVP AND CFO 554810 0 0 0 363128 0 29000 0 22006 0 968944 0 0 0 KEVIN KEANE EVP, GOVERNMENT & PUBLIC A 659326 0 138600 0 82030 0 37655 0 31315 0 948926 0 0 0 AMY E HANCOCK EVP, SECRETARY & GENERAL C 408273 0 44000 0 82030 0 37655 0 32111 0 604069 0 0 0 SEAN KRISPINSKY SR. VP 305955 0 20000 0 0 0 32605 0 32112 0 390672 0 0 0 KAREN BAILEY CHAPMAN SR VP 315516 0 20000 0 0 0 32605 0 20700 0 388821 0 0 0 BARBARA HIDEN HEAD OF FEDERAL AFFAIRS 283337 0 17000 0 0 0 28727 0 22006 0 351070 0 0 0 PART I, LINE 1A THE PRESIDENT HAS ACCESS TO A HEALTH CLUB. PART I, LINE 4C AMERICAN BEVERAGE ASSOCIATION HAS A LONG TERM INCENTIVE PLAN. THE FOLLOWING EMPLOYEES WERE ELIGIBLE FOR DEFERRED COMPENSATION FOR 2021: KATHERINE LUGAR, CEO $ 150,000 AMY E. HANCOCK, EVP $ 8,655 KEVIN KEANE, EVP $ 8,655 SEAN KRISPINSKY, SR VP $ 3,605 KAREN BILEY CHAPMAN, SR VP $3,605 LTIP COMPENSATION PAID OUT IS INCLUDED IN 'REPORTABLE COMPENSATION' IN PART VII, COLUMN (D). FOR 2021 THE FOLLOWING EMPLOYEES REPORTED LTIP COMPENSATION IN THEIR W-2: MARK HAMMOND, CFO $123,128 AMY E. HANCOCK, EVP $82,030 KEVIN KEANE, EVP $82,030 FORM 990, PART VI, SECTION A, LINE 6 THE ASSOCIATION IS A MEMBERSHIP ASSOCIATION WITH TWO GENERAL CLASSES OF MEMBERSHIP; THAT IS, ACTIVE MEMBERSHIP AND ASSOCIATE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7A AN ANNUAL MEETING OF THE ACTIVE MEMBERSHIP ARE HELD FOR THE PURPOSE OF ELECTING THE BOARD OF DIRECTORS. EACH ACTIVE MEMBER IS ENTITLED TO ONE VOTE. FORM 990, PART VI, SECTION A, LINE 7B THE MEMBERS ARE ENTITLED TO ONE VOTE IN THE DECISIONS OF THE GOVERNING BODY FOR TRANSACTION OF SUCH OTHER BUSINESS AS MAY COME BEFORE THE MEETING. FORM 990, PART VI, SECTION B, LINE 11B ON BEHALF OF THE BOARD OF DIRECTORS, THE FORM 990 IS REVIEWED BY THE TREASURER WHO IS AN INDEPENDENT DIRECTOR. FORM 990, PART VI, SECTION B, LINE 12C FORMS ARE SENT TO BOARD AND COLLECTED ANNUALLY BY EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND CORPORATE SECRETARY. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION'S CEO COMPENSATION IS DETERMINED THROUGH REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARABILITY DATA AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION. THE ORGANIZATION'S OFFICERS SUCH AS THE EXECUTIVE VICE PRESIDENTS AND SENIOR VICE PRESIDENTS COMPENSATION ARE DETERMINED THROUGH REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARABILITY DATA AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION. FORM 990, PART VI, SECTION C, LINE 18 DOCUMENTS ARE AVAILABLE UPON REQUEST FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO MEMBERS UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTANTS 43,630,488. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM LAST YEAR. AMERICANS FOR FOOD AND BEVERAGE CHOICE 1275 PENNSYLVANIA AVE NW STE 1100 WASHINGTON DC 20004 270514291 ADVOCATE FOR BUSINESSES AND TRADE ASSOCIATIONS DC 501(C)(6) 0 AMERICAN BEVERAGE FOUNDATION FOR A HEALTHY AMERICA 1275 PENNSYLVANIA AVE NW STE 1100 WASHINGTON DC 20004 274908904 PROVIDE FUNDING AND OTHER RESOURCES DC 501(C)(3) PF 0 AMERICAN BEVERAGE ASSOCIATION FUND FOR CONSUMER CHOICE 1275 PENNSYLVANIA AVE NW STE 1100 WASHINGTON DC 20004 461702097 SECTION 527 POLITICAL ACTION COMMITTEE DC 527 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0