2022-11-09T14:06:38-06:00 2021-12-31 MAI Capital Management LLC 6050 OAK TREE BLVD SUITE 500 Independence OH 44131 990PF 2021-01-01 134080144 The D J McManus Foundation Inc % DEBORAH H MCMANUS DJMC 2128747426 4801 Hampden Lane Suite 106 Bethesda MD 20814 DEBORAH MCMANUS PRESIDENT 2128747426 2022-11-15 true DEBORAH MCMANUS XXX-XX-XXXX P00165578 2169204800 2 2021 2022-09-23 18:48:47Z X X 36473048 X 0 X 13414 13414 506884 506884 1553095 5766122 1553095 38912 38912 2112305 2112305 0 262351 262351 750 263101 262351 0 1635900 1635900 1899001 262351 1635900 213304 1849954 2669552 1095585 1095585 215876 222000 240280 18650534 21333781 32576337 3121997 2550500 2560846 24657959 25201866 36473048 30500 149000 30500 149000 X 24627459 25052866 24657959 25201866 24627459 213304 212103 25052866 25052866 NATIONAL FINANCIAL SERVICES 2021-12-31 338697 340380 -1683 -1683 NATIONAL FINANCIAL SERVICES 2021-12-31 1074 1041 33 33 NATIONAL FINANCIAL SERVICES 2021-12-31 3548356 3109330 439026 439026 NATIONAL FINANCIAL SERVICES 2021-12-31 714502 762276 -47774 -47774 CAPITAL GAIN DIVIDENDS P 1163493 CAPITAL GAIN DIVIDENDS P 1163493 CAPITAL GAIN DIVIDENDS P 1163493 CAPITAL GAIN DIVIDENDS P 1163493 1553095 25714 25714 25714 13677 0 3500 17177 16 8553 false false false false false false false true true NY true false false false false true N/A DEBORAH H MCMANUS 2128747426 420 WEST BROADWAY PH A NEW YORK NY 100123741 false false false false false false false false false false false false false false false false false false false false DEBORAH H M MCMANUS 4801 Hampden Lane Bethesda MD 20814 PRESIDENT 0 0 0 0 SOPHIE MCMANUS 4801 Hampden Lane Bethesda MD 20814 VICE PRESIDENT 0 0 0 0 THE D J MCMANUS FOUNDATION ENGAGED IN NO DIRECT CHARITABLE ACTIVITIES DURING 2021. THE D J MCMANUS FOUNDATION MADE NO PROGRAM-RELATED INVESTMENTS DURING 2021. 33874014 1358307 0 35232321 0 35232321 528485 34703836 1735192 1735192 25714 25714 1709478 1709478 1709478 1635900 0 0 0 0 1635900 1709478 433971 2019 2018 2017 0 0 1635900 433971 1201929 0 0 0 0 507549 0 0 DEBORAH H MCMANUS NONE X DEBORAH MCMANUS 420 WEST BROADWAY PH A NEW YORK NY 100123741 2128747426 FRESH AIR FUND 633 THIRD AVENUE NEW YORK NY 10017 NONE PC GENERAL SUPPORT 2000 GODDARD-RIVERSIDE 593 COLUMBUS AVENUE NEW YORK NY 10024 NONE PC GENERAL SUPPORT 15000 LIBRARY OF AMERICA 14 EAST 60TH STREET NEW YORK NY 10021 NONE PC GENERAL SUPPORT 1500 POLICE ATHLETIC LEAGUE 34 1/2 EAST 12TH STREET NEW YORK NY 10003 NONE PC GENERAL SUPPORT 500 YOUNG PEOPLE CHORUS OF NEW YOUR CITY INC 1995 BROADWAY SUITE 305 NEW YORK NY 10023 NONE PC GENERAL SUPPORT 180000 BRONXWORKS 60 E TREMONT THE BRONX NY 10453 NONE PC GENERAL SUPPORT 15000 CENTER FOR INVESTIGATIVE REPORTING 1400 65TH STREET STE200 EMERYVILLE CA 94608 NONE PC GENERAL SUPPORT 15000 WOMENS DONOR NETWORK 565 COMMERICAL STREET SAN FRANCISCO CA 94111 NONE PC GENERAL SUPPORT 48000 CHORUS AMERICA 1200 18TH STREET NW STE 1250 WASHINGTON DC 20036 NONE PC GENERAL SUPPORT 5000 QUEENS COMMUNITY HOUSE 108-25 62ND DRIVE FOREST HILLS NY 11375 NONE PC GENERAL SUPPORT 15000 SALVATION ARMY 615 SLATER LANE PO BOX 269 ALEXANDRIA VA 22313 NONE PC GENERAL SUPPORT 7500 SCENIC HUDSON ONE CIVIC CENTER PLAZA SUITE 200 POUGHSKEEPSI NY 12601 NONE PC GENERAL SUPPORT 5000 SPECIAL OLYMPICS 504 BALLTOWN ROAD SCHENECTADY NY 12304 NONE PC GENERAL SUPPORT 500 VOCAL EASE 240 WEST 73RD STREET SUITE 1403 NEW YORK NY 10023 NONE PC GENERAL SUPPORT 250 CHILDRENS AID SOCIETY 105 EAST 22ND STREET NEW YORK NY 10010 NONE PC GENERAL SUPPORT 1000 CITY MEALS ON WHEELS 355 LEXINGTON AVE NEW YORK NY 10017 NONE PC GENERAL SUPPORT 1000 I CHALLENGE MYSELF 1460 BROADWAY SUITE 1013 NEW YORK NY 10036 NONE PC GENERAL SUPPORT 20000 INTERNATIONAL RESCUE COMMITTEE 112 EAST 42ND STREET NEW YORK NY 10168 NONE PC GENERAL SUPPORT 6000 NATIONAL TRUST FOR HISTORIC PRESERVATION 1785 MASS AVENUE NW WASHINGTON DC 20036 NONE PC GENERAL SUPPORT 300 SOHARMONIUMS 420 W BROADWAY PH A NEW YORK NY 10012 NONE PC GENERAL SUPPORT 10280 LAWYERS FOR CHILDREN 110 LAYFAYETTE ST FL 8 NEW YORK NY 10013 NONE PC GENERAL SUPPORT 2000 PLANNED PARENTHOOD 123 WILLIAM STREET 10TH FL NEW YORK NY 10038 NONE PC GENERAL SUPPORT 40000 SOUTHERN POVERTY LAW CENTER 400 WASHINGTON AVENUE MONTGOMERY AL 36104 NONE PC GENERAL SUPPORT 25000 SCHOLARSHIPS PLUS 525 EAST 80TH STREET 11A NEW YORK NY 10075 NONE PC GENERAL SUPPORT 5000 BROOKES PLACE 50 EAST 91ST STREET SUITE 103 INDIANAPOLIS IN 46240 NONE PC GENERAL SUPPORT 2000 HISTORIC HOUSE TRUST OF NYC 830 FIFTH AVE ROOM 203 NEW YORK NY 10065 NONE PC GENERAL SUPPORT 500 HUDSON RIVER SLOOP CLEARWATER 724 WOLCOTT AVE BEACON NY 12508 NONE PC GENERAL SUPPORT 500 HUDSON LINK (HIGHER EDUCATION IN PRISON) P O BOX 862 OSSINING NY 10562 NONE PC GENERAL SUPPORT 5000 LEAGUE OF WOMEN VOTERS 1730 M STREET NW STE 1000 WASHINGTON DC 20036 NONE PC GENERAL SUPPORT 20000 MUNICIPAL ART SOCIETY 111 W 57TH STREET NEW YORK NY 10019 NONE PC GENERAL SUPPORT 1000 NATURE CONSERVANCY 4245 FAIRFAX DR ARLINGTON VA 22203 NONE PC GENERAL SUPPORT 1000 MUSICAMBIA 271 HALSEY ST 3R BROOKLYN NY 11216 NONE PC GENERAL SUPPORT 10000 FAIR VOTE 6930 CARROLL AVE STE 240 TAKOMA PARK MD 20912 NONE PC GENERAL SUPPORT 5000 FINE ARTS WORK CENTER 24 PEARL ST PROVINCETOWN MA 02657 NONE PC GENERAL SUPPORT 23000 UPBEAT NYC 287 E 139TH STREET THE BRONX NY 10454 NONE PC GENERAL SUPPORT 11000 NEW YORK WRITERS COALITION 80 HANSON PL STE 604 BROOKLYN NY 11217 NONE PC GENERAL SUPPORT 22000 PROPUBLICA 155 AVENUE OF THE AMERICAS 13TH FL NEW YORK NY 10013 NONE PC GENERAL SUPPORT 10000 AARP 601 E ST NW Washington DC 20049 NONE PC GENERAL SUPPORT 250 ARTWORK NYC 975 PARK AVE 12C NEW YORK NY 10028 NONE PC GENERAL SUPPORT 2000 ASCENSION OUTREACH INC 12 WEST 11TH STREET NEW YORK NY 10010 NONE PC GENERAL SUPPORT 5000 COMMUNITY FUNDS INC 2 PARK AVE NEW YORK NY 10016 NONE PC GENERAL SUPPORT 15450 CREA 139 FULTON STREET SUITE 902 NEW YORK NY 10038 NONE PC GENERAL SUPPORT 5000 HIGH MEADOW SCHOOL 3643 MAIN STREET STONE RIDGE NY 12484 NONE PC GENERAL SUPPORT 25500 NEW YORK LANDMARKS CONSERVANCY 1 WHITEHALL STREET NEW YORK NY 10004 NONE PC GENERAL SUPPORT 500 OPEN SPACE 151 POST ROAD OLD WESTBURY NY 11568 NONE PC GENERAL SUPPORT 1000 SAFE PASSAGE 49 FARM VIEW DR STE 302 NEW GLOUCESTER ME 04260 NONE PC GENERAL SUPPORT 20000 SING SING PRISON MUSEUM 127 MAIN STREET OSSINING NY 10562 NONE PC GENERAL SUPPORT 1000 THE HUB 23 PROGRESS AVE CHELMSFORD MA 01824 NONE PC GENERAL SUPPORT 10000 UNION SETTLEMENT 237 E 104TH STREET NEW YORK NY 10029 NONE PC GENERAL SUPPORT 15000 DANIEL'S MUSIC FOUNDATION 1595 LEXINGTON AVE NEW YORK NY 10029 NONE PC GENERAL SUPPORT 1000 NEW YORK WOMEN'S FOUNDATION 34 WEST 22ND STREET NEW YORK NY 10010 NONE PC GENERAL SUPPORT 500 ALLIANCE FOR JUSTICE 11 DUPONT CIRCLE NW STE 500 WASHINGTON DC 20036 NONE PC GENERAL SUPPORT 40000 BARD PRISON INITIATIVE PO BOX 5000 ANNANDALE ON HUDSON NY 12504 NONE PC GENERAL SUPPORT 1000 BRONX CONSERVATORY OF MUSIC 181 UNIVERSITY AVENUE NEW YORK NY 10453 NONE PC GENERAL SUPPORT 15000 DOCTORS WITHOUT BORDERS 40 RECTOR ST 16TH FLOOR NEW YORK NY 10006 NONE PC GENERAL SUPPORT 500 DRAMA LEAGUE 359 WILLIS AVENUE BRONX NY 10471 NONE PC GENERAL SUPPORT 500 FAIR ELECTIONS CENTER 1825 K ST NW STE 450 WASHINGTON DC 20006 NONE PC GENERAL SUPPORT 10000 GLEANERS FOOD BANK OF INDIANA 3737 WALDEMERE AVE INDIANAPOLIS IN 46241 NONE PC GENERAL SUPPORT 20000 HIGHLAND CURRENT INC 161 MAIN STREET COLD SPRING NY 10516 NONE PC GENERAL SUPPORT 10000 HOPE ACADEMY BRONX HOUSEHOLD OF FAITH 2206 ANDREWS AVE N BRONX NY 10453 NONE PC GENERAL SUPPORT 25000 LENOX HILL NEIGHBORDHOOD HOUSE 331 EAST 70TH STREET NEW YORK NY 10021 NONE PC GENERAL SUPPORT 15000 METROPOLITAN MUSEUM 1000 FIFTH AVENUE NEW YORK NY 10028 NONE PC GENERAL SUPPORT 210 NEWBURGH URBAN FARM INITIATIVE PO BOX 541 NEWBURGH NY 12551 NONE PC GENERAL SUPPORT 2500 NEW LEADERS COUNCIL 1050 CONNECTICUT AVE NW STE 66004 WASHINGTON DC 20035 NONE PC GENERAL SUPPORT 15000 RETRO REPORT 63 THIRD AVENUE 16TH FLOOR NEW YORK NY 10017 NONE PC GENERAL SUPPORT 30000 RISE UP KINGSTON 140 TREMPER AVENUE KINGSTON NY 12401 NONE PC GENERAL SUPPORT 1000 ROUNDOUT FOOD PANTRY 3775 ROUTE 209 STONE RIDGE NY 12484 NONE PC GENERAL SUPPORT 10000 SECOND HELPINGS 1121 SOUTHEASTERN AVE INDIANAPOLIS IN 46202 NONE PC GENERAL SUPPORT 6000 INTERNATIONAL WOMENS MEDIA FOUNDATION 1625 K STREET NW STE 1275 WASHINGTON DC 20006 NONE PC GENERAL SUPOORT 12000 WORLD KITCHEN CENTRAL 1342 FLORIDA AVENUE NW WASHINGTON DC 20009 NONE PC GENERAL SUPPORT 12000 ACLU 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 NONE PC GENERAL SUPPORT 3000 ADAPTIVE DESIGN ASSOCIATION 313 WEST 39TH STREET NEW YORK NY 10018 NONE PC GENERAL SUPPORT 25000 ARBOR BROTHERS INC 299 E 11ST SUITE 4B NEW YORK NY 10003 NONE PC GENERAL SUPPORT 50000 CENTER FOR REPRODUCTIVE RIGHTS 120 WALL STREET NEW YORK NY 10005 NONE PC GENERAL SUPPORT 5000 CENTRAL PARK CONSERVANCY 14 E 60 NEW YORK NY 10022 NONE PC GENERAL SUPPORT 500 DOROT 171 WEST 85TH ST NEW YORK NY 10024 NONE PC GENERAL SUPPORT 15000 ETHS DISTRICT FOUNDATION 1600 DODGE AVENUE EVANSTON IL 60201 NONE PC GENERAL SUPPORT 1000 GARRISON ART CENTER 23 GARRISONS LANDING GARRISON NY 10524 NONE PC GENERAL SUPPORT 500 HARTLEY HOUSE 413 WEST 46TH STREET NEW YORK NY 10036 NONE PC GENERAL SUPPORT 5000 HUDSON GUILD 441 WEST 6TH STREET NEW YORK NY 10001 NONE PC GENERAL SUPPORT 115000 IMMIGRANT WELCOME CENTER 901 SHLEBY ST STE B300 INDIANAPOLIS IN 46203 NONE PC GENERAL SUPPORT 15000 JACOB RIIS NEIGHBORHOOD SETTLEMENT 1025 41ST AVE LONG ISLAND CTY NY 11101 NONE PC GENERAL SUPPORT 15000 LEGAL AID SOCEITY ONE BETTER PARK PLAZA NEW YORK NY 10004 NONE PC GENERAL SUPPORT 5000 LONG ROAD HOME 28 MAPLE PLACE PO BOX 1395 MANHASSET NY 11030 NONE PC GENERAL SUPPORT 13000 MUSEUM OF MODERN ART 11 WEST 53RD STREET NEW YORK NY 10019 NONE PC GENERAL SUPPORT 360 NEW YORK NEEDIEST CASES FUND 4 CHASE METROTECH CENTER 7TH FLOOR EAST LOCKBOX 5193 BROOKLYN NY 11245 NONE PC GENERAL SUPPORT 10000 PRESERVATION LEAGUE OF NEW YORK STATE 44 CENTRAL AVENUE ALBANY NY 12206 NONE PC GENERAL SUPPORT 300 VASSAR COLLEGE 124 RAYMOND AVENUE POUGHKEEPSIE NY 12604 NONE PC GENERAL SUPPORT 10000 350 PO BOX 843004 BOSTON MA 02284 NONE PC GENERAL SUPPORT 10000 BIG BROTHERS BIG SISTERS 40 RECTOR ST NEW YORK NY 10006 NONE PC GENERAL SUPPORT 5000 BRONX SCHOOL FOR MUSIC 3348 PERRYAVE BRONX NY 10467 NONE PC GENERAL SUPPORT 13000 BROOKLYN COMMUNITY FOUNDATION 100 DEAN ST 307 BROOKLYN NY 11238 NONE PC GENERAL SUPPORT 10000 CHURCH OF HOLY TRINITY 316 E 88TH ST NEW YORK NY 10128 NONE PC GENERAL SUPPORT 1000 COLLATERAL REPAIR PROJECT SALTI AL-IBRAHIMI ST 13 AMMAN JQ 11123 NONE PC GENERAL SUPPORT 4000 FJC 31 W 34TH ST SUITE 8026 NEW YORK NY 10001 NONE PC GENERAL SUPPORT 55000 GRASSROOTS PROJECT 40 TH ST NW 3RD FL WASHINGTON DC 20005 NONE PC GENERAL SUPPORT 25000 IN CANINE ASSISTANCE 5100 CHARLES CT ZIONSVILLE IN 46077 NONE PC GENERAL SUPPORT 1500 ISAACS CENTER 415 93RD ST NEW YORK NY 10128 NONE PC GENERAL SUPPORT 15000 JUSTICE POLICY INST 1012 14TH ST NE 600 WASHINGTON DC 20005 NONE PC GENERAL SUPPORT 25000 LEDA 315 W 39TH ST 607 NEW YORK NY 10018 NONE PC GENERAL SUPPORT 33000 LEND A PAW 3523 WEIDNER AVE OCEANSIDE NY 11572 NONE PC GENERAL SUPPORT 2000 MARBLETOWN FIRST AID UNIT PO BOX 323 HIGH FALLS NY 12440 NONE PC GENERAL SUPPORT 1000 MJHS 6323 7TH AVE BROOKLYN NY 11220 NONE PC GENERAL SUPPORT 25000 NATIONAL DOMESTIC WORKERS ALLIANCE 45 BROADWAY NEW YORK NY 10006 NONE PC GENERAL SUPPORT 13000 ONE GOAL 55 EXCHANGE PLACE SUITE 503 NEW YORK NY 10005 NONE PC GENERAL SUPPORT 13000 PANZI FOUNDATION 5185 MACARTHER BLVD NW 708 WASHINGTON DC 20016 NONE PC GENERAL SUPPORT 20000 PER SCHOLAS 804 E 138TH ST 2 BRONX NY 10454 NONE PC GENERAL SUPPORT 20000 PROVINCETOWN ARTS PRESS PO 575 NORTH TRURO MA 02652 NONE PC GENERAL SUPPORT 10000 RUPCO 289 FAIR ST KINGSTON NY 12401 NONE PC GENERAL SUPPORT 15000 SEVA FOUNDATION 1786 FIFTH STREET BERKELEY CA 94710 NONE PC GENERAL SUPPORT 20000 STONE RIDGE PUBLIC LIBRARY 3700 MAIN ST STONE RIDGE NY 12484 NONE PC GENERAL SUPPORT 15000 THE PEOPLES PLACE 17 ST JAMES ST KINGSTON NY 12401 NONE PC GENERAL SUPPORT 15000 TIDES CENTER 55 EXCHANGE PL 402 NEW YORK NY 10004 NONE PC GENERAL SUPPORT 15000 TRSUTEE OF COLUMBIA UNIVERISTY LOW MEMORIAL LIBRARY 535 W 116TH S NEW YORK NY 10027 NONE PC GENERAL SUPPORT 25000 WELCOME BABY 520 8TH AVENUE 20TH FLOOR NEW YORK NY 10018 NONE PF GENERAL SUPPORT 12500 WORLD IN ONE 139 PLEASANT ST HAWORTH NJ 07461 NONE PC GENERAL SUPPORT 10000 WORDLY BOOKS 80 NORTHWEST BLVD NASHUA NH 03063 NONE PC GENERAL SUPPORT 2500 WQXR 160 VARICK STREET NEW YORK NY 10013 NONE PC GENERAL SUPPORT 5000 WYNC 160 VARICK STREET NEW YORK NY 10013 NONE PC GENERAL SUPPORT 10000 HUDSON VALLEY SHAKESPEARE 155 MAIN STREET COLD SPRING NY 10516 NONE PC GENERAL SUPPORT 5000 GREENWICH HOUSE 27 BARRON STREET NEW YORK NY 10014 NONE PC GENERAL SUPPORT 15000 INTERNATIONAL REFUGEE ASSISTANCE PROJECT 40 RECTOR STREET 9TH FL NEW YORK NY 10006 NONE PC GENERAL SUPPORT 4000 KINGSTOWN MIDTOWN ARTS DISTRICT ENERGY SQUARE 20 CEDAR ST KINGSTON NY 12401 NONE PC GENERAL SUPPORT 2000 LGBT ASYLUM PROJECT 526 CASTRO ST SAN FRANCISCO CA 94114 NONE PC GENERAL SUPPORT 4000 READING PARTNERS 638 3RD STREET OAKLAND CA 94607 NONE PC GENERAL SUPPORT 10000 SWEETBRIAR NATURE CENTER 62 ECKERNKAMP DR SMITHTOWN NY 11787 NONE PC GENERAL SUPPORT 1000 1635900 14 13414 14 506884 18 38912 18 1553095 2112305 2112305 false false false false false false false false false false 200,000 GOLDMAN SACHS 1.611% 0 100,000 PNC FINL SVCS GROUP 100000 99510 150,000 ROYAL BK OF CDA BD 0 250,000GS FIN CORP MTN ZERO 250000 265243 500,000 MORGAN STANLEY LLC MTN 500000 509200 400,000 MORGAN STANLEY LLC MTN 400000 408300 250,000 GS FIN CORP MTN ZERO 250000 253213 200,000 MLPX LP BOND PERP 200500 200500 300,000 JP MORGAN CHASE FINL 300000 274200 500,000 ROYAL BK CDA MTN 0 450,000 CITIGROUP GLOBAL MKTS 400000 399480 150,000 CITIGROUP GLOBAL MKTS 0 150,000 UBS LONDON MTN ZERO 150000 151200 17,329.67 SHS VANGUARD INDEX 3475455 7622109 25,086.41 SHS HARBOR CAPITAL 1859978 2527958 40296.385 SHS COLUMBIA ACORN 723578 573015 11,754.723 SHS VANGUARD SMALL 344372 1273859 8292.932 FIDELITY DIV INTL 266538 402207 5578.405 FIDELITY DIS EQTY 163890 364270 17,830.411 MATTHEWS CHINA FD 311985 366058 22,020.501 TROWE PRICE NW ASIA 369607 1745361 16,425.738 MATTHEWS INDIA FD 305566 462713 16,413.024 TROWE PRICE GROWTH 775962 463091 5,223.874 SHS DODGE & COX INTL 226794 247037 6,555.665 SHS GATEWAY INDEX 186112 266816 39,174.945 GOLDMAN SACHS GRWTH 894004 904549 30,198.617 SHS MERGER FUND 501071 523040 45,747.357 SHS TEMPLETON GLOBA 0 0 4,539 SHS REINSURANCE GROUP 121504 117424 56,379.246 FIDELITY FLOATING 545750 533911 68,474.08 SHS BLACKROCK STRAT 687667 695012 1,000 SHS SPDR 400 MID CAP MKT 332672 517680 32,934.992 SHS DOUBLELINE TOTA 358353 342524 47,515.302 SHS T ROWE GLOB TEC 783531 1107581 1,900 SHS SPDR S&P 500 ETF 384428 902424 2,500 SHS ISHARES S&P MID CAP 0 0 315.372 SHS STONERIDGE REIN 0 0 4,000 SHS ISHARES CORE MSCI EM 184524 239440 1,700 SHS ISHARES S&P MID CAP 281205 481236 4,000 SHS ISHARES S&P SMALL CA 233613 458040 1,100 SHS ISHARES S&P 500 333790 524689 20,000 SHS INVESCO EXCH TRD 21 0 0 35,000 SHS INVESCO EXCH TRD 22 763497 748650 35,000 SHS INVESCO EXCH TRD 23 761798 751100 11,150 SHS APPLE INC 372760 1979906 500 SHS BAIDU INC SPON ADS 57588 74395 1 SHS BERKSHIRE HATHAWAY INC 315300 450662 212 SHS CHARTER COMMUNICATIONS 212103 138218 288 SHS CHARTER COMMUNICATIONS 93511 187767 400 SHS ROPER INDUSTRIES 67828 196744 1,500 SHS MAGELLAN MIDSTREAM 0 0 7,700 SHS ENTERPRISE PRODUCTS 206206 169092 32,127.941 SHS FIDELITY STRAT 405301 407704 35,979.76 SHS SHENKMAN SHORT 360722 361956 5,219.444 SHS BARON ASSET 463560 613024 10,510.361 MAI VOL INCOME 128383 150824 6,005.091 NEUMBERGER BERMAN 369977 448881 9,945.494 VANGUARD WINDSOR II 680931 814238 31,258.045 MFS EMERGING MARKET 469064 450428 15,000 SHS ISHARES GOLD TR 498297 522150 108,085.411 LORD ABBETT SHORT 455006 448554 222000 240280 NEW YORK STATE FILING FEES 750 OTHER INVESTMENT INCOME 28399 28399 MPLX LP SERIES 13750 13750 MAGELLAN MIDSTREAM PARTNERS -417 -417 ENTERPRISE PRODUCTS PARTNERS -2820 -2820 OTHER ADJUSTMENT 212103 INVESTMENT ADVISORY FEES 262351 262351 FOREIGN INCOME TAXES FEDERAL EXCISE TAX