2022-11-10T13:14:08-06:00 2021-12-31 873707167 CBIZ MARKS PANETH LLC 685 THIRD AVENUE NEW YORK NY 10017 990PF 2021-01-01 136199107 WILLIAM H KEARNS FOUNDATION C/O JOSEPH GIAMPAPA WILL 2125038942 CBIZ MARKS PANETH LLC 685 THIRD AVE NEW YORK NY 10017 MAXINE PRISYON PRESIDENT 2125038942 2022-11-08 1 MAXINE PRISYON XXX-XX-XXXX JOSEPH GIAMPAPA P01073462 2125038800 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 11841741 X X 92231 92231 653514 2252674 653514 2077 2077 747822 747822 95000 47500 47500 151656 75828 75828 18345 9172 9173 93474 93474 0 23940 6065 3788 11982 3396 8586 394397 235435 144875 271000 271000 665397 235435 415875 82425 512387 180639 258755 258755 110352 110352 145859 3511365 3639243 8337646 987093 1028735 1032316 2290207 2251923 2067165 18712 18712 7079656 7289008 11841741 0 0 X 0 0 0 0 7079656 7289008 7079656 7289008 7079656 7289008 7079656 82425 126927 7289008 0 7289008 PUBLICLY TRADED SECURITIES 2021-01-01 2021-12-31 2251885 1569354 682531 682531 LITIGATION SETTLEMENT - CLASS ACTION P 2021-01-01 2021-12-31 789 789 789 LOSS ON DISPOSAL OF ASCENDANT SPIRITS INC P 2021-01-01 2021-12-31 4909 -4909 -4909 CAPITAL LOSS FROM PASSTHROUGH SPECIAL SITUATION K-1 P 2021-01-01 2021-12-31 24897 -24897 -24897 653514 7122 0 7122 0 7122 2034 0 15000 0 17034 X 106 9806 9806 0 0 0 0 0 0 0 0 0 0 0 1 1 NY CA 1 0 0 0 0 1 N/A MAXINE WARSHAW 9175091235 C/O MARKS PANETH 685 THIRD AVE NEW YORK NY 10017 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JONATHAN MONDSCHEIN C/O CBIZ MARKS PANETH 685 THIRD AVE NEW YORK NY 10017 VICE PRESIDENT 1.00 0 0 0 MAXINE D PRISYON C/O CBIZ MARKS PANETH 685 THIRD AVE NEW YORK NY 10017 PRESIDENT 35.00 95000 151656 0 JOSHUA MONDSCHEIN C/O CBIZ MARKS PANETH 685 THIRD AVE NEW YORK NY 10017 TREASURER 1.00 0 0 0 LORNA GOLDBERG C/O CBIZ MARKS PANETH 685 THIRD AVE NEW YORK NY 10017 ASST SECRETARY 1.00 0 0 0 KEVIN PALMER C/O CBIZ MARKS PANETH 685 THIRD AVE NEW YORK NY 10017 ASST SECRETARY 1.00 0 0 0 NONE 0 NONE 0 0 8990837 335099 2178686 11504622 0 0 11504622 172569 11332053 566603 566603 7122 7122 559481 0 559481 0 559481 415875 0 415875 559481 0 0 2446 27148 29594 415875 0 0 0 415875 0 29594 29594 0 0 0 0 0 114012 0 0 0 X COTTAGE HEALTH SYSTEM PO BOX 689 SANTA BARBARA CA 93102 PC TO FURTHER DONEE'S EXEMPT PURPOSE 25000 DIRECT RELIEF 6100 WALLACE BECKNELL ROAD SANTA BARBARA CA 93117 PC TO FURTHER DONEE'S EXEMPT PURPOSE 10000 FOOD FOR NEEDY 114 W 26TH STREET 10TH FL NEW YORK NY 10001 PC TO FURTHER DONEE'S EXEMPT PURPOSE 2500 FOODBANK OF SANTA BARBARA 4554 HOLLISTER AVENUE SANTA BARBARA CA 93110 PC TO FURTHER DONEE'S EXEMPT PURPOSE 15000 GIRLS INC OF GREATER SANTA BARBARA 531 EAST ORTEGA STREET SANTA BARBARA CA 93103 PC TO FURTHER DONEE'S EXEMPT PURPOSE 2500 METROPOLITAN MUSEUM OF ART 1000 FIFTH AVENUE NEW YORK NY 10028 PC TO FURTHER DONEE'S EXEMPT PURPOSE 50000 MONTECITO FIREFIGHTERS CHARITABLE FOUNDATION 595 SAN YSIDRO ROAD SANTA BARBARA CA 93108 PC TO FURTHER DONEE'S EXEMPT PURPOSE 1500 MUSIC ACADEMY OF THE WEST 1070 FAIRWAY ROAD SANTA BARBARA CA 93108 PC TO FURTHER DONEE'S EXEMPT PURPOSE 5000 SANSUM CLINIC PO BOX 1200 SANTA BARBARA CA 93102 PC TO FURTHER DONEE'S EXEMPT PURPOSE 25000 SANTA BARBARA EDUCATION FOUNDATION 1111 CHAPALA STREET SUITE 200 SANTA BARBARA CA 93101 PC TO FURTHER DONEE'S EXEMPT PURPOSE 10000 SCHOLARSHIP FOUNDATION OF SANTA BARBARA PO BOX 3620 SANTA BARBARA CA 93130 PC TO FURTHER DONEE'S EXEMPT PURPOSE 3500 UC SANTA BARBARA FOUNDATION UNIVERSITY OF CALIFORNIA SANTA BARBARA CA 93106 PC TO FURTHER DONEE'S EXEMPT PURPOSE 75000 UNITED WAY 320 E GUTIERREZ STREET SANTA BARBARA CA 93101 PC TO FURTHER DONEE'S EXEMPT PURPOSE 5000 VISITING NURSE OF SANTA BARBARA 512 EAST GUTIERREZ STREET SUITE B SANTA BARBARA CA 93103 PC TO FURTHER DONEE'S EXEMPT PURPOSE 10000 AHA SANTA BARBARA 1209 DE LA VINA ST A SANTA BARBARA CA 93101 PC TO FURTHER DONEE'S EXEMPT PURPOSE 2500 CASA OF SANTA BARBARA 2125 SOUTH BROADWAY 106 SANTA MARIA CA 93454 PC TO FURTHER DONEE'S EXEMPT PURPOSE 1000 CALM 1236 CHAPALA STREET SANTA BARBARA CA 93101 PC TO FURTHER DONEE'S EXEMPT PURPOSE 5000 CENTRAL PARK CONSERVANCY 14 EAST 60TH STREET NEW YORK NY 10022 PC TO FURTHER DONEE'S EXEMPT PURPOSE 10000 STORYTELLERS CHILDREN'S CENTER 2115 STATE STREET SANTA BARBARA CA 93105 PC TO FURTHER DONEE'S EXEMPT PURPOSE 5000 TRANSITION HOUSE 425 E COTA ST SANTA BARBARA CA 93101 PC TO FURTHER DONEE'S EXEMPT PURPOSE 7500 271000 0 14 92231 14 2077 18 653514 0 747822 0 747822 0 0 0 0 0 0 0 0 0 0 MARKS PANETH LLP 18345 9172 9173 CORPORATE BONDS 1028735 1032316 CORPORATE STOCKS 3639243 8337646 110352 145859 0 0 SPECIAL SITUATION LIFE SCIENCE FUND LP AT COST 1636061 1636061 HAPPY ROCK AT COST 615862 431104 TELEPHONE 1677 0 1677 OFFICE EXPENSE 3105 0 3105 PAYROLL SERVICE FEES 1802 901 901 BANK CHARGES 145 145 0 FILING FEES 553 0 553 RETIREMENT PLAN FEE 4700 2350 2350 INTEREST & DIVIDENDS FROM P/S K-1S 2077 2077 2077 UNREALIZED GAIN/LOSS ON PARTNERSHIP K-1S 126927 PERSHING - 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