2022-11-11T16:31:51-06:00 2021-12-31 410746749 CLIFTONLARSONALLEN LLP 901 NORTH GLEBE ROAD SUITE 200 ARLINGTON VA 22203 990 2021-01-01 130428020 THE ALUMINUM ASSOCIATION INC ALUM 7033582970 1400 CRYSTAL DRIVE 430 ARLINGTON VA 22202 JENNIFER CASSIDY VP, FINANCE AND ADMINISTRATION 7033582970 2022-11-10 1 JENNIFER CASSIDY XXX-XX-XXXX J ANDREW SMITH P00635175 5712279500 2022-11-10 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z CHUCK JOHNSON 1400 CRYSTAL DRIVE 430 ARLINGTON VA 22202 14651523 0 X WWW.ALUMINUM.ORG X 1933 DE TO PROMOTE THE PRODUCTION AND USE OF ALUMINUM AS THE SUSTAINABLE MATERIAL OF CHOICE. 24 24 23 26 34981 0 0 74650 14089198 12699729 77302 55842 6514 0 14173014 12830221 0 0 0 0 2929360 3308491 0 0 0 10609442 9103328 13538802 12411819 634212 418402 9905760 8888033 5146538 2513854 4759222 6374179 X THE ALUMINUM ASSOCIATION WILL:*DRIVE COMMUNICATIONS THAT AGGRESSIVELY PROMOTE ALUMINUM, WHILE DEVELOPING CHAMPIONS FOR ITS SUSTAINABILITY ADVANTAGES.*PROVIDE TIMELY, RELEVANT INDUSTRY STATISTICS AND INFORMATION ON EMERGING ISSUES.*CREATE, MAINTAIN, MONITOR AND ADVOCATE FOR STANDARDS AND TECHNICAL DOCUMENTS THAT ENCOURAGE THE USE OF ALUMINUM.*SUCCESSFULLY ADVANCE REGULATORY AND LEGISLATIVE POLICIES THAT IMPROVE THE COMPETITIVENESS OF THE U.S. ALUMINUM INDUSTRY.*CONVENE FORUMS ON EMERGING AND RELEVANT ISSUES IN ORDER TO STRENGTHEN THE INDUSTRY.*FACILITATE THE SHARING OF BEST PRACTICES IN ENHANCING GLOBAL HEALTH, ENVIRONMENT AND SAFETY PERFORMANCE. 0 0 GOVERNMENT AFFAIRS:ADDRESSED PUBLIC ISSUES, DEVELOPED POLICY POSITIONS, REPRESENTED INDUSTRY VIEWS ON LEGISLATION AND INDUSTRY MATTERS TO THE GOVERNMENT; PARTICIPATED IN REGULATORY AND LEGISLATIVE POLICY DEVELOPMENT. MEMBERSHIP:PROVIDED A FORUM TO DISCUSS COMMON PROBLEMS AND OPPORTUNITIES FOR THE INDUSTRY AND PROMOTE THE USE OF ALUMINUM. STANDARDS:INFORMED USERS AND SPECIFIERS OF PROPERTIES, FABRICATION TECHNIQUES, AND APPLICATIONS OF ALUMINUM. 0 1 0 1 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 38 0 23 1 1 1 0 0 0 0 0 0 0 X 24 24 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 VA X JENNIFER CASSIDY 7033582970 1400 CRYSTAL DRIVE SUITE 430 ARLINGTON VA 22202 TOM DOBBINS CEO & PRESIDENT (JAN-OCT) 40.00 X 407419 0 46107 JOE QUINN VP EXT. AFFAIRS & IND. REL. INTR-CEO 40.00 X 226070 0 24687 RYAN OLSEN VP MKT. GROWTH & DEVO. INTR. CEO 40.00 X 204969 0 37248 JOHN WERITZ VP STANDARDS & TECHNOLGY 40.00 X 202013 0 21812 BHAVNA MISTRY VP FINANCE & ADMIN (JAN-OCT) 40.00 X 161018 0 20211 MATTHEW MEENAN SR. DIR. EXT. AFFAIRS INTR. CEO 40.00 X 158953 0 17446 CURT WELLS SR. DIR. REG. AFFAIRS 40.00 X 147873 0 25921 LAUREN WILK VP GR AND INT'L PROGRAMS (JAN-JULY) 40.00 X 129378 0 14332 JENNIFER CASSIDY VP FINANCE & ADMIN (DEC) 40.00 X 12689 0 240 MARCO PALMIERI CHAIRMAN (JAN-JUNE) 2.00 X X 0 0 0 BUDDY STEMPLE CHAIRMAN (JULY-DEC) 2.00 X X 0 0 0 HENRY GORDINIER VICE-CHAIR 2.00 X X 0 0 0 TOM BONEY DIRECTOR (OCT-DEC) 2.00 X 0 0 0 JIM CHECKEYE DIRECTOR 2.00 X 0 0 0 PAUL-HENRI CHEVALIER DIRECTOR 2.00 X 0 0 0 TOLGA EGRILMEZER DIRECTOR 2.00 X 0 0 0 ERIN FAUBER DIRECTOR 2.00 X 0 0 0 TROND GJELLESVIK DIRECTOR 2.00 X 0 0 0 MATT HANLEY DIRECTOR 2.00 X 0 0 0 TERRY HOGAN DIRECTOR 2.00 X 0 0 0 JOHN LAPIDES DIRECTOR 2.00 X 0 0 0 PATRICK LAWLOR DIRECTOR 2.00 X 0 0 0 LEE MCCARTER DIRECTOR 2.00 X 0 0 0 CHARLIE MURRAH DIRECTOR 2.00 X 0 0 0 WES OBERHOLZER DIRECTOR 2.00 X 0 0 0 MIKE OTERO DIRECTOR 2.00 X 0 0 0 TIMOTHY REYES DIRECTOR 2.00 X 0 0 0 MURRAY RUDISILL DIRECTOR 2.00 X 0 0 0 NEERAJ SAXENA DIRECTOR 2.00 X 0 0 0 GARNEY B SCOTT III DIRECTOR 2.00 X 0 0 0 CHARLIE STRAFACE DIRECTOR 2.00 X 0 0 0 TOM TESTWUIDE SR DIRECTOR 2.00 X 0 0 0 MARK VRABLEC DIRECTOR 2.00 X 0 0 0 JASON WALSH DIRECTOR 2.00 X 0 0 0 JOHN WHARTON DIRECTOR (JAN-OCT) 2.00 X 0 0 0 1650382 0 208004 8 0 1 0 KELLEY DRYE & WARREN LLP 3050 K STREET SUITE 400 WASHINGTON DC 20007 LEGAL SERVICES 7450678 STRATACOMM LLC 1200 G STREET NW SUITE 350 WASHINGTON DC 20005 PUBLIC AFFAIRS FIRM 458849 CORNERSTONE GOVERNMENT AFFAIRS 800 MAINE AVENUE SW 7TH FLOOR WASHINGTON DC 22202 PUBLIC AFFAIRS FIRM 240000 MONUMENT POLICY GROUP LLC 975 F STREET NW SUITE 400B WASHINGTON DC 20004 SUSTAINABILITY CONSULTANT 210466 BAKER AND HOSTETLER 1050 CONNECTICUT AVE NW SUITE 1100 WASHINGTON DC 20036 LEGAL SERVICES 142654 8 74650 74650 TRADE CASE 541900 5483060 5483060 MEMBERSHIP DUES 900099 4522555 4522555 PRODUCT DIVISIONS 541900 1686654 1686654 PUBLICATIONS 511190 464409 429428 34981 MEETINGS 541900 284058 284058 258993 258993 12699729 43369 43369 1833775 1821302 12473 12473 12473 12830221 12664748 34981 55842 X 1729055 1159608 116967 127216 175645 526674 32519 29063 27197 6081310 221324 70318 209214 253234 55669 299159 102536 47560 AUTO/TRANSPORTATION 591710 OTHER COMMITTEES 152719 MEMBERSHIP DUES 144593 CAN SHEET 75325 183204 12411819 1614534 2114588 3803278 1586333 54961 37661 204850 297874 1105326 636580 411387 468746 3816750 4354142 0 28689 9905760 8888033 2808125 1304572 894362 748657 1444051 460625 5146538 2513854 X 4759222 6374179 4759222 6374179 9905760 8888033 X 418402 373235 823320 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 4522555 215658 -33592 182066 452256 -270190 698353 412663 285690 202255 34178 168077 204718 189739 14979 468746 DEFERRED RENT 460625 460625 X PART X, LINE 2: THE ASSOCIATION IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(6) OF THE INTERNAL REVENUE CODE. HOWEVER, THE ASSOCIATION IS REQUIRED TO REPORT UNRELATED BUSINESS INCOME TO THE INTERNAL REVENUE SERVICE (IRS) AND THE COMMONWEALTH OF VIRGINIA, AS WELL AS PAY CERTAIN OTHER TAXES TO LOCAL JURISDICTIONS. THE ASSOCIATION HAD NO UNRELATED BUSINESS INCOME TAX LIABILITY FOR THE YEAR ENDED DECEMBER 31, 2021. THE INCOME TAX POSITIONS TAKEN BY THE ORGANIZATIONS FOR ANY YEARS OPEN UNDER THE VARIOUS STATUTES OF LIMITATIONS ARE THAT THE ORGANIZATIONS CONTINUE TO BE EXEMPT FROM INCOME TAXES AND THAT THE ORGANIZATIONS HAVE PROPERLY REPORTED UNRELATED BUSINESS INCOME THAT IS SUBJECT TO INCOME TAXES. THE ORGANIZATION BELIEVES THAT THERE ARE NO TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS WHICH MAY HAVE AN EFFECT ON TAX-EXEMPT STATUS. NONE OF THE ORGANIZATIONS' FEDERAL OR STATE INCOME TAX RETURNS ARE CURRENTLY UNDER EXAMINATION. X X X X 1 1 0 TOM DOBBINS CEO & PRESIDENT (JAN-OCT) 341086 0 66333 0 0 0 26100 0 20007 0 453526 0 0 0 JOE QUINN VP EXT. AFFAIRS & IND. REL. INTR-CEO 211070 0 15000 0 0 0 19587 0 5100 0 250757 0 0 0 RYAN OLSEN VP MKT. GROWTH & DEVO. INTR. CEO 187419 0 17550 0 0 0 18123 0 19125 0 242217 0 0 0 JOHN WERITZ VP STANDARDS & TECHNOLGY 189013 0 13000 0 0 0 18153 0 3659 0 223825 0 0 0 BHAVNA MISTRY VP FINANCE & ADMIN (JAN-OCT) 143968 0 17050 0 0 0 14535 0 5676 0 181229 0 0 0 MATTHEW MEENAN SR. DIR. EXT. AFFAIRS INTR. CEO 150753 0 8200 0 0 0 13816 0 3630 0 176399 0 0 0 CURT WELLS SR. DIR. REG. AFFAIRS 139623 0 8250 0 0 0 13388 0 12533 0 173794 0 0 0 PART I, LINES 4A-B THE ASSOCIATION ACCRUED A SEVERANCE PAYMENT FOR TOM DOBBINS IN THE AMOUNT OF $412,000. THE ASSOCIATION CONTRIBUTED $25,000 TO A 457F PLAN FOR THE BENEFIT OF TOM DOBBINS. A DISTRUBUTION FROM THE 457F PLAN IN THE AMOUNT OF $26,685 WAS MADE TO TOM DOBBINS. FORM 990, PART VI, SECTION A, LINE 1A THE EXECUTIVE COMMITTEE IS MADE UP OF 12 MEMBERS OF THE BOARD OF DIRECTORS, ALL ARE PART OF THE GOVERNING BODY. THE COMMITTEE HAS THE AUTHORITY ACT ON BEHALF OF THE BOARD ON AREAS UNDER THE COMMITTEES PURVIEW. FORM 990, PART VI, SECTION A, LINE 6 THE ASSOCIATION IS COMPOSED OF 5 CLASSES OF MEMBERS, NAMELY, ACTIVE PRODUCER MEMBERS, ACTIVE FOUNDRY MEMBERS, ASSOCIATE MEMBERS, INDIVIDUAL MEMBERS, AND HONORARY MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS OF THE ASSOCIATION VOTE AND APPROVE NEW MEMBERS TO THE BOARD/GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 7B THE ACTIVE MEMBERS ENTITLED AT THE TIME TO VOTE FOR THE ELECTION OF DIRECTORS SHALL HAVE POWER TO ADOPT, AMEND, OR REPEAL THE BYLAWS OF THE ASSOCIATION BY VOTE OF NOT LESS THAN A MAJORITY OF SUCH ACTIVE MEMBERS, AND EXCEPT AS OTHERWISE PROVIDED BY LAW, THE BOARD OF DIRECTORS SHALL HAVE POWER EQUAL IN ALL RESPECTS TO THAT OF THE MEMBERS TO ADOPT, AMEND, OR REPEAL THE BYLAWS BY VOTE OF NOT LESS THAN A MAJORITY OF THE ENTIRE BOARD. HOWEVER, ANY BYLAW ADOPTED BY THE BOARD MAY BE AMENDED OR REPEALED BY VOTE OF THE ACTIVE MEMBERS ENTITLED AT THE TIME TO VOTE FOR THE ELECTION OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM, REVIEWED BY THE VP FINANCE & ADMINISTRATION, AND THEN A DRAFT OF THE FORM 990 IS EMAILED TO OFFICERS AND BOARD MEMBERS FOR REVIEW PRIOR TO FILING EACH YEAR. FORM 990, PART VI, SECTION B, LINE 12C THE ASSOCIATION'S CONFLICT OF INTEREST POLICY COVERS ALL EMPLOYEES AND THE BOARD OF DIRECTORS. THE LEVEL AT WHICH DETERMINATIONS ARE MADE AS TO WHETHER A CONFLICT EXISTS IS WITH OFFICERS OF THE ASSOCIATION AND THE BOARD OF DIRECTORS. THE POLICY REQUIRES EMPLOYEES WHO HAVE INFLUENCE ON A TRANSACTION REPORT TO AN OFFICER OF THE ASSOCIATION THE EXISTENCE OF ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST SO THAT SAFEGUARDS CAN BE ESTABLISHED TO PROTECT ALL PARTIES. BOARD MEMBERS MUST DISCLOSE CONFLICTS OF INTEREST TO THE ENTIRE BOARD AND TAKE WHATEVER PRECAUTIONS NECESSARY TO ELIMINATE THE CONFLICT. THE CORPORATE SECRETARY ANNUALLY ENSURES THE CONFLICT OF INTEREST FORMS ARE COMPLETED AND COLLECTED. THE BOARD OF DIRECTORS MONITORS CONTINUOUSLY TO ENSURE COMPLIANCE WITH THE POLICY. UNINVOLVED BOARD MEMBERS ARE TASKED WITHIN ESTABLISHING SAFEGUARDS TO PROTECT AGAINST ANY POTENTIAL CONFLICT. FORM 990, PART VI, SECTION B, LINE 15A THE CEO'S COMPENSATION AND BONUS IS APPROVED BY THE COMPENSATION COMMITTEE, WHICH CONSISTS OF THE CHAIR, FIRST VICE CHAIR, SECOND VICE CHAIR, AND IMMEDIATE PAST CHAIR OF THE BOARD. THE CEO'S BONUS IS AWARDED IN CONJUNCTION WITH THE CEO'S EMPLOYMENT AGREEMENT WHICH OUTLINES RANGES FOR A BONUS. DURING THE CONTRACT PROCESS THE COMPENSATION COMMITTEE ENGAGES AN INDEPENDENT COMPENSATION CONSULTANT PERIODICALLY. THE CONSULTANT USES COMPENSATION COMPARABILITY INFORMATION. THE BOARD APPOINTS THE CEO AND THE EMPLOYMENT AGREEMENT IS APPROVED BY THE OFFICERS. THIS PROCESS WAS LAST PERFORMED IN 2020. DELIBERATIONS ARE RECORDED IN THE MINUTES OF THE COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC AS REQUESTED. IF THE CONFLICT OF INTEREST POLICY WAS REQUESTED THE ORGANIZATION WOULD CONSIDER THE REQUEST. FORM 990, PART IX, LINE 11G TRADE CASE CONSULTING 5,483,828. OTHER PROFESSIONAL FEES 597,482. FORM 990, PART XI, LINE 9: PENSION-RELATED CHANGES IN OTHER THAN NET PERIODIC PENSION COSTS 823,320. ALUMINUM ASSOCIATION POLITICAL ACTION COMMITTEE 1400 CRYSTAL DRIVE NO 430 ARLINGTON VA 22202 813128911 ADVOCACY VA 527 THE ALUMINUM ASSOCIATION INC 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0