2022-11-15T16:25:49-06:00 2022-06-30 381357951 PLANTE & MORAN PLLC 8181 E TUFTS AVE SUITE 600 DENVER CO 80237 990 2021-07-01 840509064 COLORADO SCHOOL OF MINES FOUNDATION COLO 3032733143 PO BOX 4005 GOLDEN CO 80401 STEVE KREIDLER VP, FINANCE/CFO 3032733143 2022-11-14 1 STEVE KREIDLER 999009999 DORI J EGGETT P00645252 3037409400 2022-11-14 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z STEVE KREIDLER PO BOX 4005 GOLDEN CO 80401 100571861 0 X N/A X 1951 CO TO PROVIDE FINANCIAL RESOURCE DEVELOPMENT AND SUPPORT TO THE COLORADO SCHOOL OF MINES. 9 9 70 418 438640 0 31995271 30759573 2210503 3951017 17571618 13419490 -547028 1001863 51230364 49131943 30119406 36325430 0 0 6177306 6652983 0 0 6648637 2842703 3144414 39139415 46122827 12090949 3009116 498116396 425843908 49631264 48827482 448485132 377016426 X TO SUPPORT THE UNIVERSITY, ITS ACADEMIC PROGRAMS, AND ITS STUDENTS, AND TO FOSTER ALUMNI RELATIONS. SEE SCHEDULE O. 0 0 36325430 36325430 3951017 PROVIDE FINANCIAL SUPPORT TO THE COLORADO SCHOOL OF MINESAND ITS VARIOUS DEPARTMENTS. 36325430 1 1 0 1 0 0 0 0 0 1 0 1 0 0 1 0 0 1 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 27 0 1 70 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 9 9 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA CO GA MD MA MI MN NH NJ NY PA SC WV WI X STEVE KREIDLER CO CSMF 3032733143 PO BOX 4005 GOLDEN CO 80401 GERALD W GRANDEY CHAIR 1.00 X X 0 0 0 HOWARD E JANZEN VICE CHAIR 1.00 X X 0 0 0 STEVEN R ENGER AT LARGE 1.00 X 0 0 0 NANCY A KEEGAN AT LARGE 1.00 X 0 0 0 SANDRA M STASH AT LARGE 1.00 X 0 0 0 ANDREW P SWIGER AT LARGE 1.00 X 0 0 0 TERRANCE G TSCHATSCHULA AT LARGE 1.00 X 0 0 0 FRANCES M VALLEJO AT LARGE 1.00 X 0 0 0 WILLIAM M ZISCH AT LARGE 1.00 X 0 0 0 BRIAN WINKELBAUER PRESIDENT/CEO 40.00 X 385364 0 52676 STEVE KREIDLER CHIEF BUSINESS OFFICER 40.00 1.00 X 230180 0 25688 DOUG MAYO VP ADVANCEMENT 40.00 X 222995 0 32810 DEAN LAATT AVP DEVELOPMENT 40.00 X 161053 0 22517 REBECCA LEEWAYE AVP FINANCE , TREASURER 40.00 X 144350 0 22458 RICHARD GRAW SR.DIRECTOR LEADERSHIP GIVING 40.00 X 140477 0 28309 MICHAEL OBER SR.INFORMATION 40.00 X 133462 0 22243 EMILY KELTON AVP,CORP& FND 40.00 X 126709 0 25812 1544590 0 232513 17 0 1 0 MONTICELLO ASSOCIATES 1800 LARIMER ST SUITE 2100 DENVER CO 80202 INVESTMENT CONSULTING 200000 COLORADO LEGISLATIVE SERVICES 1410 GRANT ST D110 DENVER CO 80203 LOBBY SERVICES 117370 2 30759573 2310193 30759573 DEVELOPMENT FEE 900099 2320000 2320000 CSM SERVICE FEE 900099 1592843 1592843 ALUMNI RELATIONS 900099 38174 38174 3951017 1460143 1460143 10904 10904 63399265 51439918 11959347 11959347 11959347 ADMINISTRATION FEES 523000 480718 480718 UNRELATED BUS. INCOME 523000 438640 438640 OTHER INCOME/LOSS 900099 71601 71601 990959 49131943 4503336 438640 13430394 36325430 36325430 1005797 382781 623016 4575383 864064 3711319 225048 45646 179402 472754 86563 386191 374001 78126 295875 49339 49339 8135 6000 2135 134300 134300 117954 117954 1165330 1165330 48342 41223 7119 260898 260898 228027 23396 204631 217562 39498 178064 236040 548 235492 48778 46951 1827 EVENTS 392321 392321 PROFESSIONAL DEV. 146003 67041 78962 PREMIUMS 56774 56774 DUES & MEMBERSHIP 18830 18830 15781 15781 46122827 36325430 3148760 6648637 11570435 1459774 7285888 11734274 40833000 16755340 85853 129003 100000 308898395 272369974 98380471 101217111 1464960 1379006 29497394 20799426 498116396 425843908 3721038 9598085 45910226 39229397 49631264 48827482 X 45753922 27820190 402731210 349196236 448485132 377016426 498116396 425843908 X 3009116 -75151677 673855 X 0 1 X 1 0 X 15489315 21635704 60108602 31995271 30759573 159988465 15489315 21635704 60108602 31995271 30759573 159988465 39208386 120780079 1950944 2231487 1807633 953228 1471047 8414339 503337 647857 664649 645074 552319 3013236 171416040 13855403 0.70460 0.69160 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2017 AMOUNT: $ 36,933. 2018 AMOUNT: $ 66,870. 2019 AMOUNT: $ 75,847. 2020 AMOUNT: $ 72,612. 2021 AMOUNT: $ 71,601. ADMINISTRATION FEES - 2017 AMOUNT: $ 466,404. 2018 AMOUNT: $ 580,987. 2019 AMOUNT: $ 588,802. 2020 AMOUNT: $ 572,462. 2021 AMOUNT: $ 480,718. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 117954 117954 38190906 38308860 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 114485 115630 116786 117954 464855 250000 250000 250000 250000 1000000 1500000 343360416 35409140 -51376431 19735431 307657694 242903234 28104365 86782652 14429835 343360416 245261227 10665023 2401692 15424708 242903234 251722534 7455202 683704 14600213 245261227 239819147 4355213 18580476 11032302 251722534 0.11030 0.69710 0.19260 1 0 0 PARTNERSHIPS INVESTMENTS 101217111 F 101217111 SPLIT INTEREST OBLIGATIONS 1249565 GIFT ANNUITY OBLIGATIONS 3120520 ASSETS HELD IN TRUST 34859312 39229397 -26227709 -75151677 957355 -74194322 47966613 1165330 1165330 49131943 45240997 283500 283500 44957497 1165330 1165330 46122827 PART V, LINE 4: SUPPORT FOR THE BENEFIT OF COLORADO SCHOOL OF MINES. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN NET PRESENT VALUE OF SPLIT INTEREST AGREEMENTS 1,399,642. CHANGE IN INTEREST IN NET ASSETS OF PROPERTY MANAGEMENT CORP. -3,647. UNRELATED BUSINESS GAIN ON PASS-THROUGH ENTITIES -438,640. PART XII, LINE 2D - OTHER ADJUSTMENTS: UNCOLLECTIBLE PLEDGES 283,500. CENTRAL AMERICA/CARIBBEAN 0 0 INVESTMENTS 19863628 0 0 0 0 0 0 19863628 0 19863628 1 0 0 1 1 0 PART III ACCOUNTING METHOD: 1 COLORADO SCHOOL OF MINES 1500 ILLINOIS STREET GOLDEN CO 80401 846000551 STATE OF CO 36325430 0 GENERAL 1 0 PART I, LINE 2: ALL GRANTS ARE MADE TO COLORADO SCHOOL OF MINES AND ITS VARIOUS DEPARTMENTS. X X X X 0 0 0 0 0 0 0 1 0 BRIAN WINKELBAUER PRESIDENT/CEO 359864 0 25500 0 0 0 33011 0 19665 0 438040 0 0 0 STEVE KREIDLER CHIEF BUSINESS OFFICER 214680 0 15500 0 0 0 13131 0 12557 0 255868 0 0 0 DOUG MAYO VP ADVANCEMENT 212495 0 10500 0 0 0 13145 0 19665 0 255805 0 0 0 DEAN LAATT AVP DEVELOPMENT 153553 0 7500 0 0 0 9481 0 13036 0 183570 0 0 0 RICHARD GRAW SR.DIRECTOR LEADERSHIP GIVING 137477 0 3000 0 0 0 8644 0 19665 0 168786 0 0 0 REBECCA LEEWAYE AVP FINANCE , TREASURER 136350 0 8000 0 0 0 8464 0 13994 0 166808 0 0 0 MICHAEL OBER SR.INFORMATION 130462 0 3000 0 0 0 8251 0 13992 0 155705 0 0 0 EMILY KELTON AVP,CORP& FND 123209 0 3500 0 0 0 8122 0 17690 0 152521 0 0 0 PART I, LINE 7 EMPLOYEE BONUSES DESCRIBED IN SCHEDULE J, PART II (OTHER THAN THE CEO BONUS) ARE DETERMINED BY THE SENIOR LEADERSHIP TEAM OF THE FOUNDATION USING EMPLOYEE ANNUAL EVALUATIONS, WHICH ARE COMPLETED IN JULY OF EACH YEAR. USING BASE SALARIES AND A SCORING SYSTEM BUILT INTO THE ANNUAL EVALUATION, THE SENIOR LEADERSHIP TEAM ASSIGNS BONUSES BASED ON THOSE SCORES. HIGHER SCORES WARRANT A LARGER BONUS RATE PER THE BASE SALARY AND SCORES BELOW A SET LEVEL DO NOT WARRANT ANY BONUS. THE EXECUTIVE COMMITTEE OF THE BOARD OF GOVERNORS DETERMINE THE BONUS FOR THE CEO BASED ON SURVEY WORK CONDUCTED BY THE CHAIRMAN AND HR CHAIRMAN. X 64 2310193 AVERAGE HIGH/LOW 0 1 0 FORM 990, PART III, LINE 1: THE FOUNDATION IS OPERATED INDEPENDENTLY OF THE UNIVERSITY FOR THE EXCLUSIVE PURPOSE OF SUPPORTING THE UNIVERSITY, ITS ACADEMIC PROGRAMS, AND ITS STUDENTS, AND FOSTERING ALUMNI RELATIONS. THE FOUNDATION EXISTS TO PROVIDE OPPORTUNITIES FOR STUDENTS AND A MARGIN OF INSTITUTIONAL EXCELLENCE UNAVAILABLE WITH STATE FUNDS ALONE. THE FOUNDATION RAISES AND RECEIVES CHARITABLE CONTRIBUTIONS FROM FRIENDS AND ALUMNI OF THE UNIVERSITY AND FROM THE GENERAL PUBLIC, MANAGES AND INVESTS THE CONTRIBUTED PROPERTY AND FUNDS, AND MAKES DISTRIBUTIONS TO THE UNIVERSITY IN SUPPORT OF THE UNIVERSITY'S MISSION AND PRIORITIES. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED IN DETAIL BY THE CHIEF BUSINESS OFFICER, ASSISTANT VP OF FINANCE, AND THE SENIOR ACCOUNTANT. PRIOR TO THE 990 BEING FILED WITH THE IRS A COPY IS PROVIDED TO THE EXECUTIVE COMMITTEE FOR REVIEW WITH THE EXCEPTION OF SCHEDULE B INFORMATION WHICH IS KEPT CONFIDENTIAL. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES AN ANNUAL AFFIRMATION FROM MEMBERS OF THE EXECUTIVE COMMITTEE, INVESTMENT COMMITTEE, AUDIT COMMITTEE, GIFT ACCEPTANCE COMMITTEE AND TO APPOINTED OFFICERS OF THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD OF GOVERNORS ACTS AS THE FOUNDATION'S COMPENSATION COMMITTEE AND USES COMPARABILITY DATA, INCLUDING FORM 990 OF OTHER ORGANIZATIONS, COMPENSATION SURVEYS AND OTHER MARKET REVIEWS, TO DETERMINE AND APPROVE COMPENSATION FOR SENIOR MANAGEMENT POSITIONS. THE DELIBERATION AND DECISION IS DOCUMENTED BY THE HUMAN RESOURCES DIRECTOR. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. THE FINANCIAL STATEMENTS ARE POSTED ON THE FOUNDATION'S WEBSITE. FORM 990, PART XI, LINE 9: CHANGE IN NET PRESENT VALUE OF SPLIT INTEREST AGREEMENTS 1,399,642. CHANGE IN NET ASSETS OF PROPERTY MANAGEMENT CORP -3,647. UNRELATED BUSINESS LOSS ON PASS-THROUGH ENTITIES -438,640. CANCELLATION OF PLEDGES -283,500. CSMF PROPERTY MANAGEMENT CORP 1812 ILLINOIS STREET GOLDEN CO 80401 841266930 RE GIFTS CO 501(C)(3) LINE 12A, I N/A 0 CSM ALUMNI FOUNDATION INC PO BOX 1410 GOLDEN CO 80402 840363288 TO BENEFIT CO SCHOOL OF MINES CO 501(C)(3) LINE 5 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0