2021-03-04T18:25:21-06:00 2020-06-30 346565596 ERNST & YOUNG US LLP 101 E WASHINGTON STREET STE 910 PHOENIX AZ 85004 990 2019-07-01 866050388 UNIVERSITY OF ARIZONA FOUNDATION UNIV 5206213340 1111 NORTH CHERRY AVENUE TUCSON AZ 85721 J CRAIG BARKER SVP, FINANCIAL SVCS 5206213340 2021-03-04 1 PATRICK SHIELDS P01508556 6023223000 2019 2022-09-23 18:48:47Z JOHN-PAUL ROCZNIAK 1111 NORTH CHERRY AVENUE TUCSON AZ 85721 374335803 0 X WWW.UAFOUNDATION.ORG X 1958 AZ SEE SCHEDULE OTHE UNIVERSITY OF ARIZONA FOUNDATION IS COMMITTED TO SUPPORTING AND ENHANCING THE VISION, MISSION AND VALUES OF THE UNIVERSITY OF ARIZONA THROUGH THE DEVELOPMENT AND MANAGEMENT OF PRIVATE SUPPORT. 30 29 103 128 1704788 0 155704497 100548000 9952549 8475988 40781625 50441898 609681 1715979 207048352 161181865 86069054 82520257 0 0 8593357 9841454 0 0 8439039 23264283 25067893 117926694 117429604 89121658 43752261 1156389462 1114372784 230767696 209077517 925621766 905295267 THE UNIVERSITY OF ARIZONA FOUNDATION IS COMMITTED TO SUPPORTING AND ENHANCING THE VISION, MISSION AND VALUES OF THE UNIVERSITY OF ARIZONA THROUGH THE DEVELOPMENT AND MANAGEMENT OF PRIVATE SUPPORT. 0 0 89436327 82520257 8475988 THE UNIVERSITY OF ARIZONA FOUNDATION IS COMMITTED TO SUPPORTING AND ENHANCING THE VISION, MISSION AND VALUES OF THE UNIVERSITY OF ARIZONA THROUGH THE DEVELOPMENT AND MANAGEMENT OF PRIVATE SUPPORT. INCORPORATED IN 1958, THE UNIVERSITY OF ARIZONA FOUNDATION PROVIDES ASSISTANCE TO THE UNIVERSITY OF ARIZONA IN TWO MAIN AREAS: FUND-RAISING AND ASSET MANAGEMENT. 89436327 1 1 0 1 0 1 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 474 0 1 103 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 X 30 29 0 0 0 0 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 0 CA X RITA WILLIAMS 5206213027 1111 NORTH CHERRY AVENUE TUCSON AZ 82721 JOHN-PAUL ROCZNIAK PRESIDENT & CEO 40.00 0.00 X X 480114 0 38771 J CRAIG BARKER SR VP, FINANCIAL SERVICES 40.00 0.00 X 321845 0 37286 VICKI B FLEISCHER SR VP, DEVELOPMENT 40.00 0.00 X 232832 0 34646 JENNY R FLYNN SR VP, DEVELOPMENT SERVICE 40.00 0.00 X 218950 0 42457 ANDREA L MILLER SR VP, CONSTITUENT RELATIONS 40.00 0.00 X 218865 0 25097 RITA M WILLIAMS VP, FINANCIAL SERVICES 40.00 0.00 X 190874 0 32556 EMILY E WALSH VP, STRATEGIC INFORMATION SERVICES 40.00 0.00 X 170053 0 31001 MOYER H TILGHMAN VP, DEVELOPMENT 40.00 0.00 X 168456 0 30804 JAMES J KROGMEIER ASSOC VP, GIFT PLANNING 40.00 0.00 X 158943 0 38264 BRAD TERRY VP & GENERAL COUNSEL 40.00 0.00 X 154841 0 34335 MARIA VEGA ASST VP, CHIEF INFORMATION OFFICER 40.00 0.00 X 144129 0 10483 LAURIE J CARLIN ASST VP, HR & TALENT MANAGEMENT 40.00 0.00 X 125035 0 29931 CHRISTOPHER F FRAKER SR DIRECTOR, GIFT PLANNING 40.00 0.00 X 120114 0 10649 JASON P NEMEC DIRECTOR, BUSINESS INTELLIGENCE 40.00 0.00 X 118638 0 22721 DON A AIRPOLI DIRECTOR 2.00 0.00 X 0 0 0 PATRICIA A BARTLETT SECRETARY 6.00 0.00 X X 0 0 0 BETSEY E BAYLESS DIRECTOR 2.00 0.00 X 0 0 0 NANCY C BERGE DIRECTOR 2.00 0.00 X 0 0 0 CARMEN BERMUDEZ DIRECTOR 2.00 0.00 X 0 0 0 JOHN F CHAVEZ DIRECTOR 2.00 0.00 X 0 0 0 GINNY L CLEMENTS DIRECTOR 2.00 0.00 X 0 0 0 ROBERT L DAVIS DIRECTOR 2.00 0.00 X 0 0 0 JOAN STEVIE ELLER DIRECTOR 2.00 0.00 X 0 0 0 PATRICIA A ENGELS DIRECTOR 2.00 0.00 X 0 0 0 PETER A FASSEAS DIRECTOR 2.00 0.00 X 0 0 0 BRIAN H FRANKE DIRECTOR 2.00 0.00 X 0 0 0 MICHAEL F HANNLEY TREASURER 6.00 0.00 X X 0 0 0 MAXINE G HENIG DIRECTOR 2.00 0.00 X 0 0 0 TED H HINDERAKER CHAIR 6.00 0.00 X X 0 0 0 DAVID G HUTCHENS DIRECTOR 2.00 0.00 X 0 0 0 DAISY M JENKINS DIRECTOR 2.00 0.00 X 0 0 0 HEATHER LENKIN DIRECTOR 2.00 0.00 X 0 0 0 STEVEN W LYNN VICE CHAIR 6.00 0.00 X X 0 0 0 JOHN J MARIETTI DIRECTOR 2.00 0.00 X 0 0 0 LEA P MARQUEZ PETERSON DIRECTOR 2.00 0.00 X 0 0 0 KELLIE TERHUNE NEELY DIRECTOR 2.00 0.00 X 0 0 0 JOHN F PAYNE DIRECTOR 2.00 0.00 X 0 0 0 ROBERT C ROBBINS DIRECTOR 2.00 0.00 X 0 0 0 LINDA B ROBIN DIRECTOR 2.00 0.00 X 0 0 0 JOEY RODOLFO DIRECTOR 2.00 0.00 X 0 0 0 RICHARD H SILVERMAN PAST CHAIR 6.00 0.00 X X 0 0 0 DAVID P SKINNER JR DIRECTOR 2.00 0.00 X 0 0 0 CORTEZ SMITH DIRECTOR 2.00 0.00 X 0 0 0 2823689 0 419001 16 0 1 0 ONE SIXTY OVER NINETY LLC 510 WALNUT ST 19TH FL PHILADELPHIA PA 191063613 MEDIA CONSULTING/SERVICES 3294522 MCKINSEY & COMPANY INC 1200 19TH ST NW WASHINGTON DC 20036 CONSULTING SERVICES 1240000 LA PASION DEL NOVIO LLC 2400 FULTON ST SAN FRANCISCO CA 941184107 MEDIA 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THE CENTER PROMOTES RESEARCH INTO AND APPRECIATION OF THE PHOTOGRAPHIC MEDIUM WHILE SAFEGUARDING ORIGINAL OBJECTS FOR POSTERITY. PART V, LINE 4: THE PAYOUT FROM THE FOUNDATION ENDOWMENT PROVIDES SCHOLARSHIP, RESEARCH, PROGRAM AND OTHER SUPPORT TO THE UNIVERSITY OF ARIZONA. PART X, LINE 2: ACCOUNTING STANDARDS CODIFICATION (ASC) TOPIC 740, INCOME TAXES, ADDRESSES HOW UNCERTAIN TAX POSITIONS SHOULD BE RECOGNIZED, MEASURED, PRESENTED, AND DISCLOSED IN THE FINANCIAL STATEMENTS. THE GUIDANCE REQUIRES THE ACCOUNTING AND DISCLOSURE OF TAX POSITIONS TAKEN, OR EXPECTED TO BE TAKEN, IN THE COURSE OF PREPARING THE FOUNDATION'S TAX RETURNS TO DETERMINE WHETHER THE TAX POSITIONS ARE MORE-LIKELY-THAN-NOT OF BEING SUSTAINED BY THE APPLICABLE TAX AUTHORITY. MANAGEMENT OF THE FOUNDATION IS REQUIRED TO ANALYZE ALL OPEN TAX YEARS, AS DEFINED BY THE STATUTE OF LIMITATIONS, FOR ALL MAJOR JURISDICTIONS, WHICH INCLUDE THE FEDERAL AND CERTAIN STATES. THE FOUNDATION HAS HAD NO EXAMINATIONS IN PROGRESS AND NONE ARE EXPECTED AT THIS TIME. AS OF JUNE 30, 2020, MANAGEMENT OF THE FOUNDATION HAS REVIEWED ALL OPEN TAX YEARS AND MAJOR JURISDICTIONS AND CONCLUDED THERE IS NO TAX LIABILITY RESULTING FROM UNRECOGNIZED TAX BENEFITS RELATING TO UNCERTAIN INCOME TAX POSITIONS TAKEN, OR EXPECTED TO BE TAKEN, IN FUTURE TAX RETURNS. PART XI, LINE 4B - OTHER ADJUSTMENTS: K-1 FLOW THROUGH OF UNRELATED BUSINESS INCOME 1,704,788 EUROPE 0 0 INVESTMENTS 16846398 CENTRAL AMERICA/CARIBBEAN 0 0 INVESTMENTS 353797896 0 0 0 0 0 0 370644294 0 370644294 1 0 1 1 1 0 PART III ACCOUNTING METHOD: 1 UNIVERSITY OF ARIZONA 1111 N CHERRY AVE TUCSON AZ 85721 742652689 GOVERNMENT 81816430 UNIV. SUPPORT SOUTHERN ARIZONA LEGAL INITIATIVE 6700 N ORACLE RD STE 100 TUCSON AZ 85704 834589238 501(C)(3) 250000 GENERAL SUPPORT TOHONO O'ODHAM COMMUNITY COLLEGE PO BOX 3129 SELLS AZ 85634 860931108 GOVERNMENT 105069 GENERAL SUPPORT SUNNYSIDE UNIFIED SCHOOL DISTRICT 2238 E GINTER RD TUCSON AZ 85706 866000792 GOVERNMENT 81570 GENERAL SUPPORT SONORA ENVIRONMENTAL RESEARCH INSTITUTE INC 3202 E GRANT RD TUCSON AZ 85716 860767843 501(C)(3) 45936 GENERAL SUPPORT THE DUNBAR COALITION INC PO BOX 86132 TUCSON AZ 85705 860776891 501(C)(3) 41380 GENERAL SUPPORT TUCSON UNIFIED SCHOOL DISTRICT 1010 E 10TH ST TUCSON AZ 85719 866000551 GOVERNMENT 26180 GENERAL SUPPORT ARIZONA SONORA DESERT MUSEUM 2021 N KINNEY RD TUCSON AZ 85743 860111675 501(C)(3) 24294 GENERAL SUPPORT SOUTHWEST FOLKLIFE ALLIANCE PO BOX 42044 TUCSON AZ 85733 510195434 501(C)(3) 23839 GENERAL SUPPORT ARIZONA WESTERN COLLEGE PO BOX 0929 YUMA AZ 85366 866051919 GOVERNMENT 23639 GENERAL SUPPORT STEP UP TO JUSTICE 320 COMMERCE PARK LOOP STE 100 TUCSON AZ 85745 843776452 501(C)(3) 23145 GENERAL SUPPORT PAINTED DESERT DEMONSTRATION PROJECTS INC 145 LUEPP RD FLAGSTAFF AZ 86004 860710679 501(C)(3) 17400 GENERAL SUPPORT ISKASHITAA REFUGEE NETWORK 1406 E GRANT RD BLDG 2 TUCSON AZ 85719 455067244 501(C)(3) 14602 GENERAL SUPPORT YWCA SOUTHERN ARIZONA 525 N BONITA AVE TUCSON AZ 85745 860098937 501(C)(3) 10500 GENERAL SUPPORT SAE INTERNATIONAL 400 COMMONWEALTH DR WARRENDALE PA 15096 251494402 501(C)(3) 10000 GENERAL SUPPORT HABITAT FOR HUMANITY 3501 N MOUNTAIN AVE TUCSON AZ 85719 942725100 501(C)(3) 6273 GENERAL SUPPORT 16 0 PART I, LINE 2 FUNDS ARE DEPOSITED IN PURPOSE SPECIFIC ACCOUNTS, WE RELY ON THE EXTENSIVE INTERNAL CONTROL SYSTEM OF THE UNIVERSITY OF ARIZONA FINANCIAL SERVICES OFFICE TO ENSURE CORRECT APPLICATION OF FUNDS ONCE TRANSFERRED TO THE UNIVERSITY. OTHER GRANTS: FUNDS ARE AWARDED SUBJECT TO GRANT AGREEMENTS WHICH REQUIRE PERIODIC REPORTING BACK TO THE FOUNDATION AS TO THE SUCCESSFUL ATTAINMENT/COMPLETION OF THE GOALS AND OBJECTIVES AND THE PROPER USE OF GRANT FUNDING. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 JOHN-PAUL ROCZNIAK PRESIDENT & CEO 453674 0 25000 0 1440 0 19600 0 19171 0 518885 0 0 0 J CRAIG BARKER SR VP, FINANCIAL SERVICES 295405 0 25000 0 1440 0 19600 0 17686 0 359131 0 0 0 VICKI B FLEISCHER SR VP, DEVELOPMENT 231392 0 0 0 1440 0 16208 0 18438 0 267478 0 0 0 JENNY R FLYNN SR VP, DEVELOPMENT SERVICE 217510 0 0 0 1440 0 15287 0 27170 0 261407 0 0 0 ANDREA L MILLER SR VP, CONSTITUENT RELATIONS 217425 0 0 0 1440 0 15287 0 9810 0 243962 0 0 0 RITA M WILLIAMS VP, FINANCIAL SERVICES 189434 0 0 0 1440 0 13385 0 19171 0 223430 0 0 0 EMILY E WALSH VP, STRATEGIC INFORMATION SERVICES 168613 0 0 0 1440 0 11830 0 19171 0 201054 0 0 0 MOYER H TILGHMAN VP, DEVELOPMENT 167016 0 0 0 1440 0 3634 0 27170 0 199260 0 0 0 JAMES J KROGMEIER ASSOC VP, GIFT PLANNING 157503 0 0 0 1440 0 11094 0 27170 0 197207 0 0 0 BRAD TERRY VP & GENERAL COUNSEL 153401 0 0 0 1440 0 7165 0 27170 0 189176 0 0 0 MARIA VEGA ASST VP, CHIEF INFORMATION OFFICER 142689 0 0 0 1440 0 2373 0 8110 0 154612 0 0 0 LAURIE J CARLIN ASST VP, HR & TALENT MANAGEMENT 122595 0 1000 0 1440 0 9214 0 20717 0 154966 0 0 0 PART I, LINE 1A MEMBERSHIP AT A LOCAL COUNTRY CLUB PROVIDES IMPORTANT INTERACTION WITH DONORS AND KEY CONSTITUENTS. AS A RESULT, THE FOUNDATION PAID FOR DUES AND BUSINESS RELATED EXPENSES FOR THE FOLLOWING OFFICER: JOHN-PAUL ROCZNIAK. X 104 11032477 FMV X 3 562903 FMV 0 1 0 PART I, COLUMN (B): COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990, PART VI, SECTION A, LINE 1 THE BOARD OF TRUSTEES HAS APPOINTED AN EXECUTIVE COMMITTEE WHICH IS COMPRISED OF THE CHAIR OF THE BOARD, THE VICE CHAIR, THE PRESIDENT OF THE CORPORATION AND THE UNIVERSITY OF ARIZONA, THE SENIOR VICE PRESIDENT OF FINANCE OF THE CORPORATION AND UNIVERSITY OF ARIZONA, THE SECRETARY AND THE TREASURER. IN ADDITION, THE BOARD OF TRUSTEES MAY DESIGNATE ONE OR MORE AT-LARGE EXECUTIVE COMMITTEE MEMBERS. TO THE EXTENT PROVIDED IN THE EXECUTIVE COMMITTEE CHARTER, THE EXECUTIVE COMMITTEE SHALL HAVE AND EXERCISE THE AUTHORITY OF THE BOARD OF TRUSTEES. THE EXECUTIVE COMMITTEE REPORTS TO THE BOARD OF TRUSTEES AT EACH OF ITS MEETINGS ON THE ACTIONS TAKEN SINCE THE LAST MEETING OF THE BOARD OF TRUSTEES AND PROVIDES THE BOARD OF TRUSTEES WITH ALL INFORMATION NECESSARY FOR THE BOARD OF TRUSTEES TO CARRY OUT ITS GENERAL DUTY OF OVERSIGHT. FORM 990, PART VI, SECTION B, LINE 11B MANAGEMENT PREPARED THE FORM 990. WE ENGAGED AN INTERNATIONAL PUBLIC ACCOUNTING FIRM TO REVIEW OUR INTERNALLY-PREPARED FORM 990. AFTER THE INTERNATIONAL PUBLIC ACCOUNTING FIRM COMPLETED THEIR REVIEW, MANAGEMENT REVIEWED THE FINAL DRAFT, WHICH WAS THEN SUBMITTED FOR REVIEW BY OUR AUDIT COMMITTEE BEFORE THE FORM WAS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C EACH MEMBER OF THE BOARD OF TRUSTEES AND EACH OFFICER-EMPLOYEE OF THE FOUNDATION IS ANNUALLY PROVIDED WITH A CONFLICT OF INTEREST ACKNOWLEDGMENT AND DISCLOSURE STATEMENT. SUCH INDIVIDUALS ARE REQUIRED TO REVIEW THESE DOCUMENTS, COMPLETE THEM, AND RETURN THEM TO OUR IN-HOUSE LEGAL COUNSEL FOR REVIEW. ANY CONFLICTS WHICH PRESENT THEMSELVES DURING THE YEAR ARE REVIEWED BY MANAGEMENT AND SUBMITTED TO THE BOARD FOR RESOLUTION. FORM 990, PART VI, SECTION B, LINE 15 THE FOUNDATION HAS A COMPENSATION COMMITTEE COMPRISED ONLY OF INDEPENDENT TRUSTEES; CONTEMPORANEOUS MINUTES ARE KEPT OF THEIR MEETINGS AND DECISIONS. THE COMMITTEE ENGAGES A COMPENSATION CONSULTANT TO PROVIDE COMPARABILITY DATA AND OTHER GUIDANCE. THE PROCESS WAS LAST COMPLETED OCTOBER 15, 2020. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY OR AUDITED FINANCIAL STATEMENTS PUBLICLY AVAILABLE. FORM 990, PART XI, LINE 9: K-1 FLOW THROUGH OF UNRELATED BUSINESS INCOME -1,704,788. 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