2021-03-09T11:44:37-06:00 2020-06-30 135565207 KPMG LLP 303 PEACHTREE STREET NE STE 2000 ATLANTA GA 30308 990 2019-07-01 135613797 AMERICAN HEART ASSOCIATION INC AMER 2143736300 7272 GREENVILLE AVENUE DALLAS TX 75231 CYNTHIA ROBERTS CFO 2143736300 2020-03-03 true WHITNEY B HEBRON P01226647 4047395994 2021-03-09 2019 2022-09-23 18:48:47Z NANCY BROWN 7272 GREENVILLE AVENUE DALLAS TX 75231 952950023 false X WWW.HEART.ORG X 1924 NY THE AMERICAN HEART ASSOCIATION IS A NATIONAL VOLUNTARY HEALTH AGENCY FOCUSED ON ACTIVITIES RELATED TO THE CAUSES, DIAGNOSIS, PREVENTION, AND TREATMENT OF CARDIOVASCULAR DISEASE, STROKE, AND OTHER RELATED DISEASES. 24 24 4419 35800000 138580 591046382 511100070 43778355 55569012 30633502 46345412 80974150 87348093 746432389 700362587 193482172 136289364 0 366187041 370564740 2614898 1462368 93950599 207420334 231917441 769704445 740233913 -23272056 -39871326 1437669656 1320358588 492106677 442397533 945562979 877961055 X THE AMERICAN HEART ASSOCIATION'S MISSION IS TO BE A RELENTLESS FORCE FOR A WORLD OF LONGER, HEALTHIER LIVES. false false 140080154 120697947 2415503 SCIENCE AND TECHNOLOGY THE AMERICAN HEART ASSOCIATION FUNDS SCIENTIFIC STUDIES SEEKING NEW DISCOVERIES RELATED TO CAUSES, PREVENTION AND TREATMENT OF CARDIOVASCULAR AND CEREBROVASCULAR DISEASES. SINCE OUR FOUNDING IN 1924, WE'VE INVESTED MORE THAN 4.6 BILLION IN RESEARCH, MAKING US THE LARGEST PRIVATE, NOT- FOR-PROFIT FUNDER OF CARDIOVASCULAR AND CEREBROVASCULAR RESEARCH. -RESEARCH SPENDING FOR FISCAL YEAR 2019-20, ALONE, WAS 140,080,154 - OR 17% OF TOTAL SPENDING FOR PROGRAMS AND SUPPORTING SERVICES. -RESEARCH AWARDS FOR THE YEAR TOTALED 120,697,947. SEE ADDITIONAL INFORMATION ON SCHEDULE O. 262277546 6471517 1502558 PUBLIC/CONSUMER EDUCATION INFORMING ALL AMERICANS ABOUT WAYS TO REDUCE THEIR RISK OF HEART DISEASE AND STROKE IS ONE OF THE MOST IMPORTANT OBJECTIVES OF THE AMERICAN HEART ASSOCIATION. IN 2019-20, THE ASSOCIATION'S PUBLIC EDUCATION EFFORTS PROVIDED MILLIONS OF PEOPLE IMPORTANT INFORMATION ABOUT CARDIOVASCULAR HEALTH. PROGRAMS LIKE GO RED FOR WOMEN HELP US REACH SPECIFIC AUDIENCES WITH IMPORTANT HEALTH MESSAGES. SEE ADDITIONAL INFORMATION ON SCHEDULE O. 108062552 4613237 89759116 PROFESSIONAL EDUCATION RESEARCH, ADVANCES IN MEDICINE, AND GUIDELINES FOR BEST PRACTICE ARE MOST USEFUL WHEN MADE AVAILABLE TO SCIENTISTS AND HEALTHCARE PROFESSIONALS. THE AHA HOSTED MORE THAN A DOZEN SCIENTIFIC CONFERENCES INCLUDING SCIENTIFIC SESSIONS AND THE INTERNATIONAL STROKE CONFERENCE, AS WELL AS MEETINGS FOCUSED ON SPECIALTY AREAS. EACH OFFERED CONTINUING MEDICAL EDUCATION (CME) CREDITS, WHICH ARE ALSO AVAILABLE THROUGH AHA ONLINE LEARNING PROGRAMS. SEE ADDITIONAL INFORMATION ON SCHEDULE O. 60684941 4506663 33917339 COMMUNITY SERVICES: QUALITY OF CARE/SYSTEMS OF CARE -VOICES FOR HEALTHY KIDS AWARDED 1 MILLION IN GRANTS TO 22 NONPROFITS ACROSS 19 STATES, PUERTO RICO AND THE LUMMI NATION IN WASHINGTON TO SUPPORT SYSTEMS AND POLICY WORK AT THE STATE, LOCAL AND TRIBAL LEVELS THAT BENEFIT FAMILIES IN NEED. -OVER 40 COMMUNITIES RECEIVED GREATER ACCESS TO HEALTHY NUTRITION THROUGH STRATEGIES ALIGNED TO LOCAL NEEDS. THIS INCLUDED ENSURING ACCEPTANCE OF SNAP ELECTRONIC BENEFIT TRANSFER CARDS AT MOBILE OR FARMERS' MARKETS, EXPANDING ACCESS TO CHILD NUTRITION PROGRAMS AFTER SCHOOL AND AT NON-SCHOOL SITES, AND IMPROVING THE NUTRITION STANDARDS IN WORKPLACES AND HOUSES OF WORSHIP. -WITH EXPANSION TO PUERTO RICO, THE AHA'S EMPOWERED TO SERVE BUSINESS ACCELERATOR HOSTED ITS FIRST BILINGUAL EVENT AND AWARDED 15,000 IN GRANTS TO SOCIAL ENTREPRENEURS SHATTERING BARRIERS TO HEALTH. -LIKEWISE, EMPOWERED SCHOLARS GRANTED 10,000 TO 10 COLLEGE STUDENTS ENTERPRISING EQUITY SOLUTIONS IN THEIR LOCAL COMMUNITIES. -IN ITS FIRST YEAR, THE AHA SOCIAL IMPACT FUND GRANTED 3 MILLION TO 19 ORGANIZATIONS BREAKING DOWN BARRIERS TO HEALTHY LIVING. -THE AHA CREATED THE BERNARD J. TYSON IMPACT FUND TO SUPPORT COMMUNITY- INSPIRED SOLUTIONS TO HEALTH INEQUITIES IN HONOR OF ITS NAMESAKE, A FEARLESS CHAMPION OF SOCIAL JUSTICE. TYSON, WHO DIED SUDDENLY IN 2019, WAS CHAIRMAN AND CEO OF KAISER PERMANENTE AND A MEMBER OF THE AHA BOARD OF DIRECTORS AND THE AHA CEO ROUNDTABLE. -BY THE END OF 2019-20, 2.6 MILLION HAD BEEN DONATED OR COMMITTED TO THE BERNARD J. TYSON IMPACT FUND TO SUPPORT SOCIAL ENTREPRENEURS AND ORGANIZATIONS WORKING TO EXPAND ACCESS TO HEALTHY FOODS, QUALITY HEALTH CARE, AFFORDABLE HOUSING AND MORE. -FAITH AND FITNESS CONVERGED WITH THE DEBUT OF THE EMPOWERED AND WELL HEALTHIER CHURCH CHALLENGE, A 12-WEEK HEALTH-AND-WELLNESS CHALLENGE TARGETED TO BLACK WOMEN THROUGH HOUSES OF WORSHIP. -FAMILIES FACING FOOD INSECURITY IN LOS ANGELES, CHICAGO, PHILADELPHIA AND BIRMINGHAM RECEIVED FREE PRODUCE DELIVERIES, THANKS TO A 1 MILLION GIFT FROM CAULIPOWER TO THE AHA. COMMUNITY SERVICES: PUBLIC ADVOCACY -AHA ADVOCACY STAFF ACHIEVED 123 POLICY WINS AT THE STATE AND COMMUNITY LEVELS IN TOBACCO CONTROL, ACCESS TO CARE AND FOOD SECURITY, AMONG OTHER VITAL AREAS. -THE AHA RELEASED NEW PRINCIPLES ON HEALTH CARE REFORM, A BLUEPRINT TO ENSURE HEALTH CARE IS ADEQUATE, ACCESSIBLE AND AFFORDABLE FOR ALL PEOPLE LIVING IN THE UNITED STATES. WE JOINED OTHER NATIONAL HEALTH ORGANIZATIONS IN FILING A FRIEND-OF-THE-COURT BRIEF IN CALIFORNIA V. TEXAS, URGING THE SUPREME COURT TO PRESERVE KEY PROVISIONS AND PATIENT PROTECTIONS OF THE AFFORDABLE CARE ACT. -THE AHA DOUBLED DOWN ON ITS COMMITMENT TO PATIENTS IN RURAL COMMUNITIES, WHO FACE A 40% HIGHER PREVALENCE OF HEART DISEASE AND A 30% INCREASED RISK OF DEATH FROM STROKE COMPARED TO THEIR URBAN NEIGHBORS. IN A PRESIDENTIAL ADVISORY, THE AHA ISSUED A CALL TO PRIORITIZE RURAL COMMUNITIES IN POLICIES, SYSTEMS AND SERVICES. -THE AHA'S BOLD ADVOCATES CHAMPIONED PROVISIONS IN THE FAMILIES FIRST CORONAVIRUS RESPONSE ACT (FFCRA) AND THE CORONAVIRUS AID, RELIEF AND ECONOMIC SECURITY (CARES) ACT. CURRENT PRIORITIES INCLUDE MEDICAID EXPANSION, TELEHEALTH, OPEN ENROLLMENT REACTIVATION, HEALTH CARE REFORM, FOOD SECURITY AND ROLLBACK OF PREEMPTION LAW. -LUNGS BLACKENED BY CIGARETTE TAR AND A HEART PATIENT'S ZIPPER INCISION ARE AMONG 13 GRAPHIC WARNING LABELS FOR CIGARETTE PACKAGES AND ADVERTISEMENTS PROPOSED BY THE FOOD AND DRUG ADMINISTRATION TO DETER TOBACCO USE. THE WARNING LABELS ARE A DIRECT RESULT OF A LAWSUIT WE FILED TO COMPEL THE FDA TO COMPLY WITH PROVISIONS OF THE 2009 FAMILY SMOKING PREVENTION AND TOBACCO CONTROL ACT. -YOUTH ACROSS THE COUNTRY HOSTED QUITLYING DAY EVENTS IN 106 SCHOOL DISTRICTS TO CALL OUT THE E-CIGARETTE INDUSTRY FOR DECEIVING THE PUBLIC ABOUT THE HEALTH EFFECTS OF VAPING AND LURING TEENS WITH FLAVORED PRODUCTS. -AHA SCIENCE AND PUBLIC POLICY SUCCESSES WERE ON DISPLAY DURING THE WORLD CONGRESS OF CARDIOLOGY & CARDIOVASCULAR HEALTH, WHERE DISCUSSIONS FOCUSED ON THE GLOBAL BURDEN OF ATRIAL FIBRILLATION AND THE AHA'S STRATEGICALLY FOCUSED RESEARCH NETWORKS. -FOR THE FIRST TIME, MENTAL HEALTH AND NEUROLOGICAL DISORDERS WERE TOPICS DURING THE UNITED NATIONS' HIGH-LEVEL MEETING ON NON-COMMUNICABLE DISEASES. PARTICIPANTS PROPOSED MORE ROBUST LAWS AND FISCAL MEASURES BANNING TOBACCO, RESTRICTING ALCOHOL ADVERTISING, REDUCING ALCOHOL USE, INCREASING ACCESS TO HEALTHY FOODS AND TAXING SUGARY DRINKS. 60684941 4506663 33917339 571105193 true true false true false false false false false true true true false true true true false true false true true true true true true true false true true true false false false false false false false false true true false false true true true true false false true X 3302 3 true 4419 true true true true CH false false false true true false false false true false true false X 24 24 false false false false false false false true true false false true true true true true true true true true true AK AL AR CA CT FL GA HI IL KS KY LA MA MD MI MN MS NC NH NJ NM NY OH OK OR PA RI SC TN UT VA WA WI WV IN X X CYNTHIA ROBERTS 2143736300 7272 GREENVILLE AVENUE DALLAS TX 75231 X BERTRAM SCOTT CHAIRMAN 4.50 0.00 X X 0 0 0 RAYMOND VARA JR CHAIRMAN-ELE 4.00 0.00 X X 0 0 0 JAMES POSTL IMMEDIATE PA 4.00 0.00 X X 0 0 0 ROBERT HARRINGTON PRESIDENT 8.00 0.00 X X 0 0 0 MITCHELL ELKIND PRESIDENT EL 6.00 0.00 X X 0 0 0 IVOR BENJAMIN IMMEDIATE PA 7.00 0.00 X X 0 0 0 MARSHA JONES TREASURER 3.00 0.00 X X 0 0 0 MARY ANN BAUMAN BOARD MEMBER 1.50 0.00 X 0 0 0 REGINA BENJAMIN BOARD MEMBER 1.50 0.00 X 0 0 0 DOUGLAS BOYLE BOARD MEMBER 1.50 0.00 X 0 0 0 KEITH CHURCHWELL BOARD MEMBER 1.50 0.00 X 0 0 0 SHAWN DENNIS BOARD MEMBER 1.50 0.00 X 0 0 0 LINDA GOODEN BOARD MEMBER 1.50 0.00 X 0 0 0 RON HADDOCK BOARD MEMBER 1.50 0.00 X 0 0 0 JOSEPH LOSCALZO BOARD MEMBER 1.50 0.00 X 0 0 0 ILEANA PINA BOARD MEMBER 1.50 0.00 X 0 0 0 MARCELLA ROBERTS BOARD MEMBER 1.50 0.00 X 0 0 0 LEE SCHWAMM BOARD MEMBER 1.50 0.00 X 0 0 0 SVATI SHAH BOARD MEMBER 1.50 0.00 X 8500 0 0 LEE SHAPIRO BOARD MEMBER 1.50 0.00 X 0 0 0 DAVID SPINA BOARD MEMBER 1.50 0.00 X 0 0 0 BERNARD TYSON BOARD MBR TH 1.50 0.00 X 0 0 0 JOHN WARNER BOARD MEMBER 1.50 0.00 X 0 0 0 THOMAS PINA WINDSOR BOARD MEMBER 1.50 0.00 X 0 0 0 JOSEPH WU BOARD MEMBER 1.50 2.00 X 0 0 0 NANCY BROWN CEO 38.00 0.00 X 2439332 0 78161 LARRY CANNON CAO/CORP SEC 38.00 0.00 X 520834 0 41936 CYNTHIA ROBERTS CFO 38.00 0.00 X 360214 0 65352 LESLIE UPTON COO 38.00 0.00 X 657283 0 82776 JOHN J MEINERS CHIEF - MISS 38.00 0.00 X 507784 0 54045 MARIELL JESSUP CHF SC/MED 38.00 0.00 X 506223 0 0 DAVID MARKIEWICZ EVP SE THRU 38.00 0.00 X 710071 0 51433 KATHLEEN ROGERS EVP WESTERN 38.00 0.00 X 534588 0 83053 MIDGE EPSTEIN EVP SOUTHWES 38.00 0.00 X 512307 0 60223 MEIGHAN VAFA CF MKT/PRG T 38.00 0.00 X 477519 0 46133 ROSE MARIE ROBERTSON DEPUTY CHF S 38.00 0.00 X 453976 0 57146 JEREMY BEAUCHAMP EVP SOUTHEAS 38.00 0.00 X 374602 0 67580 KEVIN HARKER EVP MIDWEST 38.00 0.00 X 415306 0 79115 NICOLE SAPIO EVP EASTERN 38.00 0.00 X 377181 0 65845 8855720 832798 755 true true false PRODUCTION SOLUTIONS INC 1953 GALLOWS ROAD STE 500 VIENNA VA 22182 DIRCT MAIL MKTG 11876724 FREEMAN CO 1600 VICEROY DRIVE STE 500 DALLAS TX 75231 AUDIO/VIDEO 5909312 ORORA VISUAL TX LLC 3210 INNOVATIVE WAY MESQUITE TX 75149 PRINTING 5089338 CRISPIN PORTER BOGUSKY 6450 GUNPARK DRIVE BOULDER CO 80301 MARKETING 4677781 BLACKBAUD INC 11501 DOMAIN DRIVE AUSTIN TX 78758 WEB SERVICES 3732004 206 2205749 257634631 4284594 246975096 16462830 511100070 CONFERENCES & SEMINARS 611430 17682058 17682058 GET W THE GUIDELINES REGISTRY 900099 17309469 17309469 EDITORIAL REVENUE 611430 5623461 5623461 MEMBERSHIP DUES & ASSESSMENTS 511120 4888094 4888094 HOSPITAL ACCREDITATION 813920 3374898 3374898 6691032 6691032 55569012 20951154 -16 20951170 40967972 40967972 761221 132489 628732 628732 628732 242276711 2546413 217208906 2219960 25067805 326453 25394258 25394258 16384493 257634631 27147730 -10763237 -10763237 73262 73262 31755 41507 77887358 8027436 69859922 69859922 OTHER REVENUE 900099 2299775 106841 2192934 RQIP CONTROLLING INTEREST 900099 2165582 2165582 LOSS ON UNCOLL ACCT 900099 -17883915 -17883915 -13418558 700362587 127594516 138580 61529421 134378561 134378561 552415 552415 1358388 1358388 5467164 5467164 1393424 1393424 287972152 207207059 33791213 46973880 22757509 15958643 3002786 3796080 31694898 23183105 3595449 4916344 21279593 14280290 3798092 3201211 1296602 715267 562986 18349 1300889 1300889 2208219 2208219 1462368 1462368 2139523 2139523 49613890 44390419 1657427 3566044 4221300 4221300 55713613 37178078 4191243 14344292 25318427 20129187 2421464 2767776 348911 348911 17924496 13112286 1802877 3009333 15122594 9795112 1963234 3364248 24691645 19620588 3669530 1401527 77223 77223 14881545 11215670 1652882 2012993 1098139 227246 849658 21235 BANK LOCKBOX CC FEES 7190778 3636787 837171 2716820 BAD DEBT EXPENSE 3834764 3453925 358664 22175 MEMBERSHIP DUES 2294306 1530785 603813 159708 PERMITS, LICENSES, TAXES 554801 474881 41409 38511 2085776 1928071 157705 740233913 571105193 75178121 93950599 X 224858355 149658697 21504539 53695119 21745766 37102766 39176614 75195005 288424446 214154554 35434878 35961338 4962803 3808939 7103014 10291306 181828429 112701656 69734614 69126773 655212042 557480772 87803231 95810966 4941286 7941830 223130962 213484339 1437669656 1320358588 69066875 66951397 362490504 310074018 21602280 24851897 38947018 40520221 492106677 442397533 X 358986605 347658650 586576374 530302405 945562979 877961055 1437669656 1320358588 X -39871326 -21953492 -5777106 X false true X true true true X 696658685 634662727 664906760 589746597 498104250 3084079019 696658685 634662727 664906760 589746597 498104250 3084079019 50211945 3033867074 37973731 39397248 39640300 60837788 62680363 240529430 8290774 3515714 1493762 2192934 15493184 3340101633 786964188 0.90830 0.89910 X SUPPLEMENTAL INFORMATION SCHEDULE A, PART II, SECTION B, LINE 10, OTHER INCOME YEARS 2016-2017 OTHER INCOME IS GENERALLY COMPRISED OF THE CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS, MISCELLANEOUS TRADE SHOW REVENUE, AND UNCOLLECTIBLE ACCOUNTS RECEIVABLE. YEARS 2018-2019 OTHER INCOME IS COMPRISED OF MISCELLANEOUS TRADE SHOW REVENUE. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED true true true 619148 true 178918 true 135080 true 1204486 true 3073459 true 452140 true 610 5663841 false SCHEDULE C, PART II-B, LINE 1 IN SUPPORT OF ITS MISSION TO BUILD HEALTHIER LIVES, FREE OF CARDIOVASCULAR DISEASES AND STROKE, THE AMERICAN HEART ASSOCIATION (AHA) PLANS, COORDINATES AND IMPLEMENTS A PUBLIC ADVOCACY PROGRAM. THIS PROGRAM INCLUDES MAINTAINING AND EXPANDING CONTACTS WITH MEMBERS OF THE UNITED STATES CONGRESS AND LEGISLATORS AT THE STATE AND LOCAL LEVELS NATIONWIDE. TO GUIDE ITS FEDERAL, STATE, AND LOCAL EFFORTS, THE AHA IMPLEMENTS A PUBLIC POLICY AGENDA BY MAINTAINING ACTIVE PARTNERSHIPS IN HEALTH-RELATED COALITIONS WITH OTHER LIKE-MINDED GROUPS AND PURSUING ROBUST POLICY RESEARCH THAT IS SCIENCE AND EVIDENCE-BASED, PRODUCING DOCUMENTS SUCH AS POLICY POSITION STATEMENTS, FACT SHEETS, AND PUBLISHED PAPERS; MEDIA ADVOCACY, INCLUDING LETTERS TO THE EDITOR, OP-ED PIECES, ADVERTORIALS AND NEWS CONFERENCES; MONITORING AND COMMENTING ON REGULATORY PROPOSALS; SUBMITTING TESTIMONY AND STATEMENTS FOR THE RECORD IN RESPONSE TO PROPOSED POLICY INITIATIVES; MAINTAINING AN ACTIVE VOLUNTEER GRASSROOTS NETWORK AVAILABLE TO WRITE, CALL AND/OR VISIT LOCAL, STATE AND FEDERAL POLICYMAKERS; AND LOBBYING OF LOCAL, STATE, AND FEDERAL LEGISLATIVE BODIES. THE AHA IS COMMITTED THROUGHOUT ITS PUBLIC POLICY WORK TO PROACTIVELY CONFRONT AND ADDRESS THE HEALTH INEQUITIES AND DISPARITIES THAT EXIST IN OUR COUNTRY. THE AHA ENCOURAGES CONGRESS AND STATE LEGISLATURES TO JOIN THE FIGHT AGAINST CARDIOVASCULAR DISEASE, INCLUDING STROKE, THE LEADING CAUSE OF DEATH IN THE UNITED STATES. THE ASSOCIATION'S STRATEGIC PUBLIC POLICY PRIORITIES ARE IN THE FOLLOWING AREAS: HEART DISEASE AND STROKE RESEARCH: A TOP PRIORITY OF THE AHA IS TO ENSURE SUPPORT FOR BASIC, CLINICAL, AND TRANSLATIONAL RESEARCH; HEALTH SERVICES, OUTCOMES, GENOMICS, AND COMPARATIVE EFFECTIVENESS RESEARCH; AND THE OVERALL RESEARCH ENVIRONMENT AS WELL AS COMMUNITY HEALTH SERVICES, PUBLIC HEALTH PROGRAMS, POLICY EVALUATION, AND ECONOMICS. THE AHA ADVOCATES FOR SIGNIFICANTLY INCREASING FUNDING FOR THE NATIONAL INSTITUTES OF HEALTH AND OTHER STATE AND FEDERAL GOVERNMENT AGENCIES TO ENHANCE HEART AND STROKE RESEARCH. IMPROVING CARDIOVASCULAR HEALTH (PREVENTION): THE AHA PRIORITIZES PUBLIC POLICIES AIMED AT PROMOTING AND IMPROVING THE HEALTH FACTORS FOR ALL AMERICANS. THESE POLICY PRIORITIES ADDRESS OBESITY PREVENTION, DIAGNOSIS, AND TREATMENT; INCREASING ACCESS TO HEALTHY AND AFFORDABLE FOODS, HEALTHY DIET AND NUTRITION, INCREASING PHYSICAL ACTIVITY, ADDRESSING TOBACCO CONTROL AND PREVENTION, AND AIR POLLUTION. THE AHA ADDRESSES THESE ISSUES AT THE LOCAL, STATE, AND FEDERAL LEVEL WITH LEGISLATION, REGULATION, AND OTHER POLICY CHANGE. SUPPORT HIGH QUALITY/HIGH VALUE HEART AND STROKE CARE AND REDUCE HEALTH DISPARITIES: THE AHA PROMOTES PUBLIC POLICIES AIMED AT IMPROVING HEALTH CARE QUALITY, REDUCING HEALTH DISPARITIES, AND PROMOTING HIGH VALUE, EVIDENCE-BASED CARDIOVASCULAR CARE. TO PROMOTE HEALTH CARE QUALITY, THE AHA ADDRESSES CLINICAL GUIDELINES AND TREATMENT PROTOCOLS, DEVELOPMENT OF DISEASE REGISTRIES, THE ROLE OF QUALITY IN HEALTH CARE PAYMENT SYSTEMS, DRUG FORMULARY POLICY, DELIVERY SYSTEM REFORMS AND CONTINUUM OF CARE; IMPROVED CARE COORDINATION, THE ROLE, DEVELOPMENT AND IMPLEMENTATION OF ELECTRONIC MEDICAL RECORDS AND RELATED HEALTH INFORMATION TECHNOLOGY; AND PROMOTING SAFE, EVIDENCE-BASED AND HIGH VALUE TREATMENTS FOR CARDIOVASCULAR DISEASE. ENSURE APPROPRIATE AND TIMELY ACCESS TO HEART DISEASE AND STROKE CARE: THE AHA ADVANCES COMPREHENSIVE COVERAGE AND TIMELY ACCESS TO APPROPRIATE CARE FOR HEART DISEASE, PERIPHERAL ARTERY DISEASE, AND STROKE WITH A FOCUS ON ADEQUATE AND AFFORDABLE COVERAGE, APPROPRIATE SYSTEMS OF EMERGENCY CARE, TELEMEDICINE AND SURVEILLANCE. THIS INCLUDES PROMOTING SYSTEMS OF CARE AROUND STROKE, ST ELEVATED MYOCARDIAL INFARCTION (STEMI), EMERGENCY CARE, OUT OF HOSPITAL CARDIAC ARREST, AND TELEHEALTH. CHARITABLE ORGANIZATIONS: THE AHA SUPPORTS POLICIES THAT PRESERVE THE VIABILITY OF NON-PROFIT ORGANIZATIONS BY MONITORING AND AS APPROPRIATE, INCLUDING LEGISLATIVE AND REGULATORY EFFORTS THAT ATTEMPT TO RESTRICT OR PROHIBIT CHARITABLE GIVING AND OTHER NON-PROFIT EFFORTS AND ACTIVITIES. THESE INCLUDE PROTECTING NON-PROFIT SECTOR INTERESTS, PROMOTING TAX POLICY CONDUCIVE TO CHARITABLE ORGANIZATIONS, ENCOURAGING VOLUNTEERISM, PRESERVING PUBLIC FUNDING FOR VOLUNTARY HEALTH ORGANIZATIONS, AND SAFEGUARDING THE ABILITY OF CHARITABLE ORGANIZATIONS TO ENGAGE IN ADVOCACY. 69768397 779198 1307769 2358342 69497022 65321730 2957620 3744761 2255714 69768397 61764937 655251 5093973 2192431 65321730 57605436 52738 6183220 2076457 61764937 58787778 320261 416395 1918998 57605436 0.71220 0.28780 false false 7610603 7610603 2125264 71187117 45679213 27633168 2436716 1494415 942301 98264174 65323473 32940701 204555 204555 69126773 HEDGE FUNDS 79527017 F REAL ESTATE FUND 16283949 F 95810966 BEN INT PERP TRUST 143536441 SPLIT INTEREST AGREEMENTS 66807470 OTHER ASSETS 2769483 POOLED INCOME FUND A/R 258739 OTHER A/R 112206 213484339 POST-RETIREMENT BENEFITS 14109259 CHARITABLE GIFT ANNUITIES 12257837 SUPPLEMENTAL RETIREMENT PLAN 6208849 PAYROLL TAX PAYABLE 3544243 RENT DEFERRALS/AMORTIZATION 2672564 CAPITAL LEASE OBLIGATIONS 1202722 OTHER PAYABLES 524747 40520221 X SCHEDULE D, PAGE 2, PART V, LINE 4 THE INTENDED USE OF ENDOWMENT FUNDS IS TO PROVIDE FUNDING FOR RESEARCH AND OTHER MISSION-RELATED PROGRAMS. SCHEDULE D, PAGE 3, PART X THE AMERICAN HEART ASSOCIATION IS EXEMPT FROM FEDERAL INCOME TAXES ON RELATED INCOME UNDER SECTION 501(A) OF THE INTERNAL REVENUE CODE (IRC) OF 1986, AS AMENDED, AS AN ORGANIZATION DESCRIBED IN IRC SECTION 501(C)(3). FURTHER, THE ASSOCIATION HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION UNDER IRC SECTION 509(A) AND, AS SUCH, CONTRIBUTIONS TO THE ASSOCIATION QUALIFY FOR DEDUCTION AS CHARITABLE CONTRIBUTIONS. HOWEVER, INCOME GENERATED FROM ACTIVITIES UNRELATED TO THE ASSOCIATION'S EXEMPT PURPOSE IS SUBJECT TO TAX UNDER IRC SECTION 511. THE ASSOCIATION DID NOT HAVE A MATERIAL UNRELATED BUSINESS INCOME TAX LIABILITY FOR THE YEARS ENDED JUNE 30, 2020 AND 2019. THE ASSOCIATION BELIEVES THAT IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS. true CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 194000 EAST ASIA AND THE PACIFIC 3 2 INVESTMENTS 22286000 EUROPE (INCL ICELAND AND GREENLAND) 1 2 INVESTMENTS 51143000 MIDDLE EAST AND NORTH AFRICA 1 6 INVESTMENTS 391000 NORTH AMERICA INVESTMENTS 7780000 RUSSIA AND NEIGHBORING STATES INVESTMENTS 220000 SOUTH AMERICA INVESTMENTS 730000 SOUTH ASIA INVESTMENTS 84000 SUB-SAHARAN AFRICA INVESTMENTS 485000 CENTRAL AMERICA AND CARIBBEAN PROGRAM SERVICES EDUC/TRAIN MAT SALES 2680 EAST ASIA AND THE PACIFIC 3 2 PROGRAM SERVICES EDUC/TRAIN MAT SALES 743222 EUROPE (INCL ICELAND AND GREENLAND) 1 2 PROGRAM SERVICES EDUC/TRAIN MAT SALES 531038 MIDDLE EAST AND NORTH AFRICA 1 6 PROGRAM SERVICES EDUC/TRAIN MAT SALES 965552 NORTH AMERICA PROGRAM SERVICES EDUC/TRAIN MAT SALES 405101 SOUTH AMERICA PROGRAM SERVICES EDUC/TRAIN MAT SALES 1025370 SOUTH ASIA PROGRAM SERVICES EDUC/TRAIN MAT SALES 718461 SUB-SAHARAN AFRICA PROGRAM SERVICES EDUC/TRAIN MAT SALES 4929 EAST ASIA AND THE PACIFIC 3 2 GRANTMAKING 1267317 EUROPE (INCL ICELAND AND GREENLAND) 1 2 GRANTMAKING 33343 SOUTH AMERICA GRANTMAKING 18823 MIDDLE EAST AND NORTH AFRICA 1 6 GRANTMAKING 2242 SUB-SAHARAN AFRICA GRANTMAKING 2500 SOUTH ASIA GRANTMAKING 13475 CENTRAL AMERICA AND CARIBBEAN GRANTMAKING 1623 NORTH AMERICA GRANTMAKING 15815 RUSSIA AND NEIGHBORING STATES GRANTMAKING 1500 10 20 5 10 15 30 87709353 1356638 89065991 PROF EDUCATION 70604 WIRE TRANSFER PROF EDUCATION 557336 WIRE TRANSFER PROF EDUCATION 610295 WIRE TRANSFER 3 RESEARCH PRIZE EAST ASIA AND THE PACIFIC 10 8524 WIRE TRANSFER RESEARCH PRIZE EUROPE 11 10437 WIRE TRANSFER RESEARCH PRIZE NORTH AMERICA 8 9346 WIRE TRANSFER RESEARCH PRIZE SOUTH ASIA 1 1500 WIRE TRANSFER TRAVEL GRANT AFRICA 1 2500 WIRE TRANSFER TRAVEL GRANT CENTRAL AMERICA AND THE CARIBBEAN 1 1623 WIRE TRANSFER TRAVEL GRANT EAST ASIA AND THE PACIFIC 20 20558 WIRE TRANSFER TRAVEL GRANT EUROPE 24 22906 WIRE TRANSFER TRAVEL GRANT MIDDLE EAST AND NORTH AFRICA 1 2242 WIRE TRANSFER TRAVEL GRANT SOUTH AMERICA 11 20573 WIRE TRANSFER TRAVEL GRANT SOUTH ASIA 6 11975 WIRE TRANSFER TRAVEL GRANT NORTH AMERICA 8 6469 WIRE TRANSFER TRAVEL GRANT RUSSIA AND NEIGHBORING STATES 1 1500 WIRE TRANSFER true false true true false true SCHEDULE F, PAGE 1, PART I, LINE 2 WITH RESPECT TO RESEARCH GRANTS MADE BY THE AMERICAN HEART ASSOCIATION (AHA) TO FOREIGN INDIVIDUALS, THE RECIPIENT OF AHA FUNDS MUST SATISFY CERTAIN REQUIREMENTS OUTLINED IN THE GRANT AGREEMENT. UPON SATISFACTORY COMPLETION OF THE AGREEMENT AND WRITTEN ACCEPTANCE OF ALL SERVICES, AHA REMITS THE REMAINING BALANCE OF THE GRANTED FUNDS TO THE RECIPIENT. WITH RESPECT TO TRAVEL GRANTS MADE BY THE AHA TO FOREIGN INDIVIDUALS, SELECTED AHA FUNDED INVESTIGATORS FROM LOW AND MIDDLE INCOME COUNTRIES ARE AWARDED GRANT FUNDS TO REIMBURSE THE ACTUAL EXPENSES INCURRED, UP TO A CERTAIN THRESHOLD, TO ATTEND THE AHA SCIENTIFIC SESSIONS CONFERENCE AND THE WORLD CONGRESS OF CARDIOLOGY CONFERENCE. WITH RESPECT TO GRANTS MADE BY THE AHA TO FOREIGN ORGANIZATIONS, THE AHA'S POLICY IS TO UNDERTAKE EQUIVALENCY DETERMINATION OF FOREIGN ORGANIZATION RECIPIENTS. THIS PROCESS IS COMPRISED OF OBTAINING THE RECIPIENT ORGANIZATION'S MISSION STATEMENT, FINANCIAL RESULTS, ORGANIZATIONAL DOCUMENTS, SUCH AS BYLAWS AND ARTICLES OF INCORPORATION, AND RENDERING AN OPINION AS TO WHETHER OR NOT THE ORGANIZATION WOULD QUALIFY AS A 501(C)(3) PUBLIC CHARITY IN THE UNITED STATES. RESULTS OF GRANT INITIATIVES ARE MADE AVAILABLE TO THE AHA BY THE RECIPIENT ORGANIZATION. SCHEDULE F, PAGE 1, PART I, LINE 3 CENTRAL AMERICA AND THE CARIBBEAN 0 194,000 EAST ASIA AND THE PACIFIC 0 22,286,000 EUROPE (INCL ICELAND AND GREENLAND) 0 51,143,000 MIDDLE EAST AND NORTH AFRICA 0 391,000 NORTH AMERICA 0 7,780,000 RUSSIA AND NEIGHBORING STATES 0 220,000 SOUTH AMERICA 0 730,000 SOUTH ASIA 0 84,000 SUB-SAHARAN AFRICA 0 485,000 CENTRAL AMERICA AND CARIBBEAN 2,680 0 EAST ASIA AND THE PACIFIC 743,222 0 EUROPE (INCL ICELAND AND GREENLAND) 531,038 0 MIDDLE EAST AND NORTH AFRICA 965,552 0 NORTH AMERICA 405,101 0 SOUTH AMERICA 1,025,370 0 SOUTH ASIA 718,461 0 SUB-SAHARAN AFRICA 4,929 0 EAST ASIA AND THE PACIFIC 1,267,317 0 EUROPE (INCL ICELAND AND GREENLAND) 33,343 0 SOUTH AMERICA 18,823 0 MIDDLE EAST AND NORTH AFRICA 2,242 0 SUB-SAHARAN AFRICA 2,500 0 SOUTH ASIA 13,475 0 CENTRAL AMERICA AND CARIBBEAN 1,623 0 NORTH AMERICA 15,815 0 RUSSIA AND NEIGHBORING STATES 1,500 0 SCHEDULE F, PAGE 5, PART V PART I, LINE 3 THE AHA'S INVESTMENTS IN SECURITIES OF FOREIGN CORPORATIONS ARE MADE THROUGH U.S. BROKERAGE ACCOUNTS. THESE INVESTMENTS ARE MANAGED BY INDEPENDENT INVESTMENT MANAGERS AS PART OF A DIVERSIFIED STRATEGY FOR THE AHA'S INVESTMENTS. THE INVESTMENT MANAGERS ARE GUIDED BY THE AHA'S INVESTMENT POLICY OVERSEEN BY THE INVESTMENT COMMITTEE OF THE BOARD OF DIRECTORS. PARTS II AND III THE ORGANIZATION HAS REPORTED GRANTS BASED ON THE ACCRUAL METHOD OF ACCOUNTING AS REFLECTED IN THE ORGANIZATION'S FINANCIAL STATEMENTS. PART IV, LINE 6 THE AHA FILED FORM 5713 WITH ITS FEDERAL FORM 990-T TO REPORT SALES OF EDUCATION AND TRAINING MATERIALS IN THE UNITED ARAB EMIRATES (UAE). ALTHOUGH UAE IS CONSIDERED A BOYCOTTING COUNTRY, THE AHA DOES NOT PARTICIPATE IN ANY BOYCOTTING ACTIVITIES. X X X X X X X true INFOCISION MANAGEMENT 33 SPRINGSIDE DRIVE AKRON OH 44333 TELEMKTG false 2245544 1386505 859039 INSURANCE AUTO AUCTIONS 13085 HAMILTON CROSSING SUITE 500 CARMEL IN 46032 AUCTION true 383375 75863 307512 2628919 1462368 1166551 All States BAY AREA HTWK 4900619 4900619 39091 208735 61644 7633 DAL HEARTWALK 4119529 4119529 45335 374045 7527 40600 27631 4954 240921268 224536775 16384493 5462618 10515302 4741747 1475334 1991403 249941416 233556923 16384493 5547044 11098082 4810918 1515934 2026667 24998645 -8614152 31755 false false 41507 false 73262 73262 AL AZ FL MS TN TX false SOME STATES DO NOT REQUIRE SPECIFIC LICENSURE OR THE ACTIVITY IS false false true 1.00000 CYNTHIA ROBERTS 7272 GREENVILLE AVE DALLAS TX 75231 false false SCHEDULE G, PAGE 1, PART I, LINE 2B, COLUMN (III) INSURANCE AUTO AUCTIONS X SCHEDULE G, PART IV PART I, LINE 2B, COLUMN (III) INSURANCE AUTO AUCTIONS PROVIDES SERVICES RELATED TO THE MANAGEMENT OF VEHICLE DONATIONS. THIS INCLUDES ANSWERING DONOR CALLS, PREPARATION AND SALE OF DONATED VEHICLES, AND ACKNOWLEDGEMENT OF DONORS. VEHICLE DONATIONS ARE RECEIVED THROUGHOUT THE YEAR. AHA PAYS A FIXED MANAGEMENT FEE PER VEHICLE BASED ON VOLUME. INSURANCE AUTO AUCTIONS RETAINS CUSTODY OF THE SALE PROCEEDS UNTIL THEY ARE DEPOSITED IN AHA'S ACCOUNT. PART I, LINE 2B COLUMN (V) INFOCISION PROVIDES SERVICES RELATED TO VARIOUS TELEPHONE MARKETING CAMPAIGNS, INCLUDING VOLUNTEER RECRUITMENT AND TRAINING, SENDING OF FOLLOW-UP MAILINGS, AND REPORTING OF RESULTS. THE CONTRACT WITH INFOCISION PROVIDES THAT AHA REIMBURSE INFOCISION FOR POSTAGE AND OTHER MAILING MATERIALS. OF THE 1,386,505 PAID TO INFOCISION DURING THE YEAR, 1,795 IS REIMBURSEMENT OF POSTAGE AND OTHER MAILING MATERIALS. PART III, LINE 16 THE ASSOCIATION DOES NOT HAVE AN OVERALL MANAGER FOR GAMING ACTIVITIES. EACH GAMING EVENT IS MANAGED LOCALLY BY THE STAFF RESPONSIBLE FOR THE EVENT(S) AT THAT LOCATION. true A WORLD FIT FOR KIDS 678 SOUTH LAFAYETTE PARK PLACE LOS ANGELES CA 90057 330550994 (C)(3) 10000 COMMUNITY HEALTH ACCESS COMMUNITY HEALTH & RESEARCH 2651 SAULINO COURT DEARBORN MI 48120 237444497 (C)(3) 14590 COMMUNITY HEALTH ADVANTAGE HEALTHCARE CENTERS 100 RIVER PLACE DRIVE STE 450 DETROIT MI 48207 382724796 (C)(3) 14590 COMMUNITY HEALTH AFTERSCHOOL ALLIANCE INC 1101 14TH STREET NORTHWEST STE 700 WASHINGTON DC 20005 522275123 (C)(3) 5300 CHILDHOOD OBESITY ALABAMA ARISE PO BOX 1188 MONTGOMERY AL 36107 631186365 (C)(3) 25000 CHILDHOOD OBESITY ALEGENT HEALTH BERGAN MERCY HEALTH 7500 MERCY ROAD OMAHA NE 68124 470484764 (C)(3) 19415 STROKE PROGRAMS ALLEN COUNTY GROW COUNCIL 1 NORTH WASHINGTON AVENUE LOLA KS 66749 842905334 (C)(3) 10000 COMMUNITY NUTRITION ALLIANCE FOR A HEALTHIER GENERATION 1028 SE WATER AVENUE STE 215 PORTLAND OR 97214 272028308 (C)(3) 1070868 CHILDHOOD OBESITY ALTRU HEALTH FOUNDATION 2501 DEMERS AVENUE GRAND FORKS ND 58201 450368330 (C)(3) 18000 STROKE PROGRAMS AMERICAN ASSOCIATION OF FAMILY & CO 400 N COLUMBUS ST STE 202 ALEXANDRIA VA 22314 530025870 (C)(3) 14500 COMMUNITY NUTRITION AMERICAN CANCER SOCIETY CANCER ACTI 555 11TH STREET NW STE 300 WASHINGTON DC 20004 522340031 (C)(3) 10000 COMMUNITY HEALTH AMERICAN INDIAN CANCER FOUNDATION 3001 BROADWAY STREET NORTHEAST STE MINNEAPOLIS MN 55413 270300026 (C)(3) 31500 CHILDHOOD OBESITY AMERICANS FOR NONSMOKERS RIGHT 2530 SAN PABLO AVENUE STE J BERKELEY CA 94702 942598713 (C)(4) 68601 ANTI-TOBACCO ADVOCAC ANNIE JEFFREY MEMORIAL COUNTY HEALT 531 BEEBE STREET OSCEOLA NE 68651 476000710 GOV 6125 STROKE PROGRAMS APPALACHIAN REGIONAL HEALTHCARE 2260 EXECUTIVE DRIVE LEXINGTON KY 40505 520795508 (C)(3) 6308 STROKE PROGRAMS ACCESS ARAB COMMUNITY CENTER FOR EC 2651 SAULINO COURT DEARBORN MI 48120 237444497 (C)(3) 25000 COMMUNITY IMPACT AURORA HEALTH CARE INC 960 NORTH 12TH STREET MILWAUKEE WI 53233 391442285 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20005 237122879 (C)(3) 91000 CHILDHOOD OBESITY CENTER FOR SCIENCE IN THE PUBLIC IN 1221 L ST NW SUITE 300 WASHINGTON DC 20005 237122879 (C)(3) 18450 COMMUNITY NUTRITION CHANGELAB SOLUTIONS INC 2201 BROADWAY STE 502 OAKLAND CA 94612 263710746 (C)(3) 27000 CHILDHOOD OBESITY CHARLOTTE MECKLENBURG FOOD POLICY C 2401 DISTRIBUTION STREET CHARLOTTE NC 28203 452040409 (C)(3) 6000 COMMUNITY HEALTH CHERRY HEALTH 100 CHERRY STREET SOTUHEAST GRAND RAPIDS MI 49503 382853534 (C)(3) 11600 COMMUNITY HEALTH CHI HEALTH GOOD SAMARITAN PO BOX 1990 KEARNEY NE 68848 470379755 (C)(3) 19415 STROKE PROGRAMS CHI HEALTH IMMANUEL 6901 NORTH 72ND STREET OMAHA NE 68122 470376615 (C)(3) 19415 STROKE PROGRAMS CHI HEALTH LAKESIDE 12809 WEST DODGE ROAD OMAHA NE 68154 470757164 (C)(3) 19415 STROKE PROGRAMS CHI HEALTH MIDLANDS 11111 SOUTH 84TH STREET PAPILLION NE 68046 470757164 (C)(3) 9840 STROKE PROGRAMS CHI HEALTH PLAINVIEW HOSPITAL 704 NORTH THIRD STREET PLAINVIEW NE 68769 470757164 (C)(3) 6125 STROKE PROGRAMS CHI HEALTH SAINT ELIZABETH 555 SOUTH 70TH STREET LINCOLN NE 68510 470379836 (C)(3) 19415 STROKE PROGRAMS CHI HEALTH SAINT FRANCIS 2620 WEST FAIDLEY AVENUE GRAND ISLAND NE 68803 470376601 (C)(3) 19415 STROKE PROGRAMS CHI HEALTH SCHUYLER 104 WEST 17TH STREET SCHUYLER NE 68661 470399853 (C)(3) 6125 STROKE PROGRAMS CHILD CARE AWARE OF AMERICA 1515 NORTH COURTHOUSE ROAD 3RD FLOO ARLINGTON VA 22201 943060756 (C)(3) 76950 CHILDHOOD OBESITY CHILDRENS ADVOCACY ALLIANCE 5258 SOUTH EASTERN AVENUE STE 151 LAS VEGAS NV 89119 880394078 (C)(3) 98728 CHILDHOOD OBESITY CITIZENS HOUSING AND PLANNING ASSOC ONE BEACON STREET 5TH FLOOR BOSTON MA 02108 046138418 (C)(3) 50000 COMMUNITY HEALTH COLUMBUS COMMUNITY HOSPITAL 4600 38TH STREET COLUMBUS NE 68601 470542043 (C)(3) 7750 STROKE PROGRAMS COMMUNITY HEALTH COUNCIL OF WYANDOT 803 ARMSTRONG AVENUE KANSAS CITY KS 66101 010674969 (C)(3) 39998 CHILDHOOD OBESITY COMMUNITY PARTNERS 1000 NORTH ALAMEDA STREET STE 240 LOS ANGELES CA 90012 954302067 (C)(3) 13734 CHILDHOOD OBESITY CONE HEALTH 1200 NORTH ELM STREET GREENSBORO NC 27401 581588823 (C)(3) 6500 COMMUNITY HEALTH CORNELL COOPERATIVE EXTENSION 121 SECOND STREET ORISKANY NY 13424 166072888 (C)(3) 6943 COMMUNITY IMPACT COVENANT COMMUNITY CARE INC 559 WEST GRAND BLVD DETROIT MI 48216 383533998 (C)(3) 14590 COMMUNITY HEALTH COZAD COMMUNITY HOSPITAL PO BOX 108 COZAD NE 69130 476007486 GOV 6125 STROKE PROGRAMS CRETE AREA MEDICAL CENTER 2910 BETTEN DRIVE CRETE NE 68333 470841285 (C)(3) 6125 STROKE PROGRAMS DC GREENS 2000 P ST NW STE 240 WASHINGTON DC 20036 264527988 (C)(3) 147065 CHILDHOOD OBESITY DIZZY FEET FOUNDATION 12655 JEFFERSON BLVD LOS ANGELES CA 90066 264501295 (C)(3) 250000 COMMUNITY HEALTH EAT SMART & MOVE MORE SOUTH CAROLIN 2711 MIDDLEBURG DRIVE STE 301 COLUMBIA SC 29204 571096619 (C)(3) 49999 CHILDHOOD OBESITY EATWELL MEAL KITS 31 STATION STREET APT 3 BROOKLINE MA 02245 844389189 50000 COMMUNITY NUTRITION FAITH REGIONAL HEALTH SERVICES PO BOX 869 NORFOLK NE 68702 470796875 (C)(3) 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RESEARCH UNIVERSITY OF NEBRASKA MEDICAL CENT 600 42ND DEWEY OMAHA NE 68198 470049123 GOV 224060 RESEARCH UNIVERSITY OF NEVADA RENO 1664 N VIRGINIA ST RENO NV 89557 886000024 GOV 62032 RESEARCH UNIVERSITY OF NEW MEXICO MSC09 5220 1 UNIVERSITY OF NEW MEXI ALBUQUERQUE NM 87131 856000642 GOV 128836 RESEARCH UNIVERSITY OF NORTH CAROLINA 104 AIRPORT DRIVE SUITE 2200 CHAPEL HILL NC 27599 566001393 GOV 317452 RESEARCH UNIVERSITY OF NORTH TEXAS HEALTH SC 3500 CAMP BOWIE BLVD FORT WORTH TX 76107 756064033 GOV 193388 RESEARCH UNIVERSITY OF OKLAHOMA HEALTH SCIEN 865 RESEARCH PKWY OKLAHOMA CITY OK 73104 731563627 GOV 124064 RESEARCH UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET PHILADELPHIA PA 19104 231352685 (C)(3) 870676 RESEARCH UNIVERSITY OF PITTSBURGH 3420 FORBES AVENUE PITTSBURGH PA 15260 250965591 (C)(3) 600120 RESEARCH UNIVERSITY OF ROCHESTER MEDICAL CEN 601 ELMWOOD AVE ROCHESTER NY 14642 160743209 (C)(3) 186096 RESEARCH UNIVERSITY OF SOUTH CAROLINA 1600 HAMPTON STREET SUITE 414 COLUMBIA SC 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396006492 GOV 486420 RESEARCH URSINUS COLLEGE 601 E MAIN ST COLLEGEVILLE PA 19426 231177930 (C)(3) 154000 RESEARCH UTAH STATE UNIVERSITY 1415 OLD MAIN HILL LOGAN UT 84322 876000528 GOV 131356 RESEARCH VAN ANDEL RESEARCH INSTITUTE 333 BOSTWICK AVE NE GRAND RAPIDS MI 49503 522000823 (C)(3) 128836 RESEARCH VANDERBILT UNIVERSITY 110 21ST AVENUE SOUTH NASHVILLE TN 37203 620476822 (C)(3) 1508486 RESEARCH VERSITI WISCONSIN INC PO BOX 2178 MILWAUKEE WI 53201 390807235 (C)(3) 62032 RESEARCH VIRGINIA COMMONWEALTH UNIVERSITY 800 EAST LEIGH STREET RICHMOND VA 23298 546001758 GOV 184064 RESEARCH WASHINGTON UNIVERSITY ONE BROOKINGS DRIVE ST LOUIS MO 63130 430653611 (C)(3) 986032 RESEARCH WAYNE STATE UNIVERSITY 5057 WOODWARD STE 13202 DETROIT MI 48202 386028429 GOV 93048 RESEARCH WEST VIRGINIA UNIVERSITY 886 CHESTNUT RIDGE ROAD MORGANTOWN WV 26506 550665758 GOV 62032 RESEARCH WORCESTER POLYTECHNIC INSTITUTE 100 INSTITUTE ROAD WORCESTER MA 01609 042121659 (C)(3) 154000 RESEARCH YALE UNIVERSITY PO BOX 208327 NEW HAVEN CT 06520 060646973 (C)(3) 4787088 RESEARCH 347 7 ABSTRACT AWARDS 15 13250 ACHIEVEMENT AWARDS 24 17806 INVESTIGATOR AWARDS/PRIZE 85 69717 LECTURE HONORARIA 33 40250 POSTER AWARDS 26 8000 SCHOLARSHIPS 51 136500 TRAVEL TO CONFERENCES 366 266892 SCHEDULE I, PAGE 1, PART I, LINE 2 RESEARCH GRANTS ARE AWARDED BY THE AMERICAN HEART ASSOCIATION (AHA) ANNUALLY AND PAID TO THE GRANTEE'S INSTITUTION QUARTERLY OVER THE MULTI- YEAR LIFE OF THE AWARD. GRANTEES ARE REQUIRED TO SUBMIT REPORTS OF SCIENTIFIC PROGRESS ANNUALLY PRIOR TO THE ISSUANCE OF EACH SUBSEQUENT YEAR'S PAYMENTS. THESE REPORTS MAY BE REVIEWED BY VOLUNTEER COMMITTEES COMPRISED PRIMARILY OF ACTIVE AND EXPERIENCED RESEARCHERS. AN ANNUAL FINANCIAL REPORT IS REQUIRED PRIOR TO ISSUING EACH SUBSEQUENT YEAR'S PAYMENTS. FINANCIAL REPORTS ARE REQUIRED TO BE FILED WITHIN 90 DAYS OF THE END OF EACH GRANT YEAR AND ARE REVIEWED BY AHA. AHA MAY ACCEPT APPLICATIONS FROM INSTITUTIONS THAT CAN DEMONSTRATE THE ABILITY TO CONDUCT THE PROPOSED RESEARCH. APPLICATIONS WILL NOT BE ACCEPTED FOR WORK WITH FUNDING TO BE ADMINISTERED THROUGH ANY FEDERAL INSTITUTION OR WORK TO BE PERFORMED BY A FEDERAL EMPLOYEE WITH THE EXCEPTION OF (1) APPLICATIONS SPECIFICALLY RELATED TO THE AHA'S INSTITUTE FOR PRECISION CARDIOVASCULAR MEDICINE AND (2) THE VETERANS ADMINISTRATION EMPLOYEES. ALL OTHER EXCEPTIONS WILL BE NOTED ON THE PROGRAM ANNOUNCEMENT. INDIVIDUAL ELIGIBILITY FOR AWARDS THE PRINCIPAL INVESTIGATOR MUST HOLD THE APPROPRIATE DEGREE/CREDENTIALS AND ACADEMIC POSITION/RANK AT THE TIME THE AWARD IS ACTIVATED FOR FELLOWSHIPS AND AT THE TIME OF APPLICATION FOR GRANTS. EXCEPTIONS MUST BE DOCUMENTED IN WRITING AND APPROVED BY THE APPROPRIATE GOVERNING BODY OR ITS DESIGNEE (E.G., AHA RESEARCH COMMITTEE, AHA RESEARCH COMMITTEE CHAIR, AHA BOARD EXECUTIVE COMMITTEE, INSTITUTE EXECUTIVE COMMITTEE). THE BASIC REQUIREMENTS OF ELIGIBILITY FOR ALL AHA RESEARCH PROGRAMS ARE AS FOLLOWS: -PREDOCTORAL FELLOWSHIPS THE PURPOSE OF THE PROGRAM IS TO ENHANCE THE INTEGRATED RESEARCH AND CLINICAL TRAINING OF PROMISING STUDENTS WHO ARE MATRICULATED IN PRE- DOCTORAL OR CLINICAL HEALTH PROFESSIONAL DEGREE TRAINING PROGRAMS. POST BACCALAUREATE, PREDOCTORAL STUDENTS SEEKING A PH.D., M.D., OR EQUIVALENT DEGREE WHO SEEK RESEARCH TRAINING AND EXPERIENCE UNDER THE SUPERVISION OF A SPONSOR/MENTOR PRIOR TO EMBARKING ON A POSTGRADUATE RESEARCH CAREER. THIS AWARD IS NOT INTENDED FOR INDIVIDUALS WHO HAVE ALREADY ATTAINED A DOCTORAL DEGREE, UNLESS THE INDIVIDUAL IS PURSUING A SECOND DOCTORAL DEGREE. -POSTDOCTORAL FELLOWSHIPS THE PURPOSE OF THE PROGRAM IS TO ENHANCE THE INTEGRATED RESEARCH AND CLINICAL TRAINING OF POSTDOCTORAL APPLICANTS WHO ARE NOT YET INDEPENDENT. INDIVIDUALS WHO HAVE OBTAINED A PH.D., M.D., OR EQUIVALENT DEGREE BY THE TIME OF AWARD ACTIVATION AND WHO SEEK ADDITIONAL RESEARCH TRAINING UNDER THE SUPERVISION OF A SPONSOR/PRECEPTOR/MENTOR PRIOR TO EMBARKING ON A CAREER OF INDEPENDENT RESEARCH. THIS AWARD IS NOT INTENDED FOR INDIVIDUALS OF FACULTY RANK. INDIVIDUALS ARE EXPECTED TO DEVOTE AT LEAST 80% FULL- TIME EITHER TO RESEARCH OR TO ACTIVITIES PURSUANT TO INDEPENDENT RESEARCH (INSTEAD OF ADMINISTRATIVE, CLINICAL, OR TEACHING RESPONSIBILITIES). -CAREER DEVELOPMENT AWARDS THIS PROGRAM SUPPORTS HIGHLY PROMISING HEALTHCARE AND ACADEMIC PROFESSIONALS, IN THE EARLY YEARS OF ONE'S FIRST PROFESSIONAL APPOINTMENT, TO EXPLORE INNOVATIVE QUESTIONS OR PILOT STUDIES. AT THE TIME OF APPLICATION, THE APPLICANT MUST HOLD AN M.D., PH.D., D.O., D.V.M., D.D.S., OR EQUIVALENT POST-BACCALAUREATE DOCTORAL DEGREE. AT THE TIME OF AWARD ACTIVATION, THE APPLICANT MUST HOLD A FACULTY/STAFF POSITION UP TO AND INCLUDING THE RANK OF ASSISTANT PROFESSOR (OR EQUIVALENT). APPLICATIONS MAY BE SUBMITTED FOR REVIEW IN THE FINAL YEAR OF A POSTDOCTORAL RESEARCH FELLOWSHIP OR IN THE INITIAL YEARS OF THE FIRST FACULTY/STAFF APPOINTMENT. APPLICANTS MAY NOT BE A CURRENT OR PRIOR RECIPIENT OF AN AHA SCIENTIST DEVELOPMENT GRANT. AT AWARD ACTIVATION, NO MORE THAN FOUR YEARS MAY HAVE ELAPSED SINCE THE FIRST FACULTY/STAFF APPOINTMENT (AFTER RECEIPT OF DOCTORAL DEGREE) AT THE ASSISTANT PROFESSOR LEVEL OR EQUIVALENT (INCLUDING, BUT NOT LIMITED TO, INSTRUCTOR, RESEARCH ASSISTANT PROFESSOR, RESEARCH SCIENTIST, STAFF SCIENTIST, ETC.). -ESTABLISHED INVESTIGATOR AWARDS MID-CAREER INVESTIGATORS WITH UNUSUAL PROMISE AND AN ESTABLISHED RECORD OF ACCOMPLISHMENTS AND DEMONSTRATED COMMITMENT TO CARDIOVASCULAR OR CEREBROVASCULAR SCIENCE. INDIVIDUALS MUST BE FACULTY/STAFF MEMBERS. AT APPLICATION, APPLICANTS MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. AT THE TIME OF AWARD ACTIVATION, THE AWARDEE MUST BE AT THE LEVEL OF ASSOCIATE PROFESSOR/STAFF SCIENTIST OR EQUIVALENT. APPLICANTS MUST HAVE CURRENT FUNDING AS PRINCIPAL INVESTIGATOR ON AN R01 GRANT OR ITS EQUIVALENT (E.G. VA MERIT AWARD, NSF GRANT, OR PI ON PROGRAM PROJECT GRANT FROM NIH). NIH "K" SERIES AWARDS ARE NOT CONSIDERED EQUIVALENT TO AN R01. -AHA INSTITUTIONAL RESEARCH ENHANCEMENT AWARDS THE AWARD IS INTENDED TO SUPPORT SMALL-SCALE RESEARCH PROJECTS RELATED TO CARDIOVASCULAR DISEASES AND STROKE AND THAT HAVE NOT BEEN MAJOR RECIPIENTS OF NIH SUPPORT. INSTITUTIONAL ELIGIBILITY FOR AWARDS - ONLY DOMESTIC ACCREDITED PUBLIC OR NON-PROFIT INSTITUTIONS OF HIGHER EDUCATION ARE ELIGIBLE. FEDERAL GOVERNMENT INSTITUTIONS ARE NOT ELIGIBLE. - THE INSTITUTION MUST GRANT BACCALAUREATE OR ADVANCED DEGREES IN THE BIOMEDICAL OR BEHAVIORAL SCIENCES. FOR EXAMPLE, A FOUR-YEAR LIBERAL ARTS COLLEGE. - TO BE ELIGIBLE TO APPLY FOR THIS AWARD, THE APPLICANT'S INSTITUTION MAY NOT HAVE RECEIVED MORE THAN 6 MILLION PER YEAR IN NIH SUPPORT IN EACH OF FOUR OF THE LAST SEVEN YEARS. INSTITUTIONS WITH HEALTH PROFESSIONAL SCHOOLS OR COLLEGES FOR INSTITUTIONS COMPOSED OF MULTIPLE ACADEMIC COMPONENTS (I.E., SCHOOLS OR COLLEGES), THE CRITERION OF FINANCIAL ELIGIBILITY IS BASED ON THE AMOUNT OF NIH RESEARCH GRANT MONIES RECEIVED, NOT BY THE INSTITUTION (UNIVERSITY) AS A WHOLE, BUT BY THE INDIVIDUAL HEALTH PROFESSIONAL SCHOOL/COLLEGE OR BY THE SUM OF "OTHER ACADEMIC COMPONENTS" (AS DEFINED IN THIS SECTION) WHERE THE PD/PI HAS A PRIMARY APPOINTMENT (E.G., SCHOOL OF ARTS AND SCIENCE, SCHOOL OF MEDICINE, COLLEGE OF NURSING, SCHOOL OF PHARMACY, ETC.). - HEALTH PROFESSIONAL SCHOOL OR COLLEGE: ACCREDITED PUBLIC OR NON-PROFIT PRIVATE SCHOOL/COLLEGE THAT GRANTS A TERMINAL HEALTH PROFESSIONAL DEGREE (E.G., MD, DDS, DO, PHARMD, BSN, DVM, DRPH, OD, DPT, DC, ND, DPM). - ACCREDITATION MUST BE PROVIDED BY A BODY APPROVED FOR SUCH PURPOSE BY THE SECRETARY OF EDUCATION. - HEALTH PROFESSIONAL SCHOOLS/COLLEGES THAT MEET THE ABOVE REQUIREMENTS MAY INCLUDE SCHOOLS OR COLLEGES OF MEDICINE, DENTISTRY, OSTEOPATHY, PHARMACY, NURSING, VETERINARY MEDICINE, PUBLIC HEALTH, OPTOMETRY, ALLIED HEALTH, CHIROPRACTIC, NATUROPATHY AND PODIATRY. - OTHER ACADEMIC COMPONENTS: ONCE THE HEALTH PROFESSIONAL SCHOOLS/COLLEGES HAVE BEEN EXCLUDED, THE FINANCIAL ELIGIBILITY OF THE OTHER ACADEMIC COMPONENT IS DETERMINED BY THE SUM OF ALL REMAINING SCHOOLS, COLLEGES, AND FREE-STANDING INSTITUTES OF THE INSTITUTION (UNIVERSITY). PRINCIPAL INVESTIGATOR ELIGIBILITY - THE PI MUST HAVE A PRIMARY APPOINTMENT AT AN AREA-ELIGIBLE INSTITUTION. - THE PI MAY NOT BE THE PI OF AN ACTIVE NIH RESEARCH GRANT AT THE TIME OF AWARD ACTIVATION. TRANSFORMATIONAL PROJECT AWARDS THIS PROGRAM IS INTENDED TO SUPPORT PROJECTS THAT REPRESENT THE SECOND PHASE OF A SUCCESSFUL EXPLORATORY STUDY THAT IS ALREADY SHOWING A HIGHPROBABILITY OF REVEALING NEW AVENUES OF INVESTIGATION. THE PROGRAM ALSO AIMS TO PROVIDE PILOT OR SEED FUNDING THAT SHOULD LEAD TO SUCCESSFUL COMPETITION FOR ADDITIONAL FUNDING BEYOND THE PILOT PERIOD. AT THE TIME OF AWARD ACTIVATION, APPLICANTS MUST HOLD A POST-BACCALAUREATE PH.D. DEGREE OR EQUIVALENT, OR A DOCTORAL-LEVEL CLINICAL DEGREE, SUCH AS M.D., D.O., D.V.M., PHARM.D., OR PH.D. IN NURSING, PUBLIC HEALTH, OR OTHER CLINICAL HEALTH SCIENCE. THIS PROGRAM PLACES NO LIMIT ON ELIGIBILITY BASED ON CAREER STAGE, ACADEMIC RANK OR DISCIPLINE. IT REQUIRES ONLY EVIDENCE OF EMPLOYMENT AT A QUALIFIED INSTITUTION. INNOVATIVE PROJECT AWARDS THIS PROGRAM IS INTENDED TO SUPPORT RESEARCH OF UNEXPLORED IDEAS. CONCEPTS DEEMED AS INNOVATIVE, THAT MAY INTRODUCE A NEW PARADIGM, CHALLENGE CURRENT PARADIGMS, LOOK AT EXISTING PROBLEMS FROM NEW PERSPECTIVES, OR EXHIBIT OTHER UNIQUELY CREATIVE QUALITIES. AT THE TIME OF AWARD ACTIVATION, APPLICANTS MUST HOLD A POST-BACCALAUREATE PH.D. DEGREE OR EQUIVALENT, OR A DOCTORAL-LEVEL CLINICAL DEGREE, SUCH AS M.D., D.O., D.V.M., PHARM.D., OR PH.D. IN NURSING, PUBLIC HEALTH, OR OTHER CLINICAL HEALTH SCIENCE. THIS PROGRAM PLACES NO LIMIT ON ELIGIBILITY BASED ON CAREER STAGE, ACADEMIC RANK OR DISCIPLINE. IT REQUIRES ONLY EVIDENCE OF EMPLOYMENT AT A QUALIFIED INSTITUTION. INSTITUTIONAL UNDERGRADUATE STUDENT FELLOWSHIPS THIS IS AN INSTITUTIONAL AWARD TO QUALIFIED RESEARCH INSTITUTIONS THAT CAN OFFER A MEANINGFUL RESEARCH EXPERIENCE TO UNDERGRADUATE COLLEGE STUDENTS. THE PROGRAM TARGETS UNDERGRADUATE STUDENTS CLASSIFIED AT THE JUNIOR OR SENIOR ACADEMIC STATUS AT THE TIME OF AWARD ACTIVATION OR MAY COMPLETE A FELLOWSHIP IMMEDIATELY FOLLOWING GRADUATION. INDIVIDUALS MUST BE ENROLLED FULL-TIME OR A RECENT GRADUATE O SCHEDULE I, PAGE 4, PART IV PART I, LINE 2 - CONTINUED COLLABORATIVE SCIENCES AWARDS - THE PROPOSAL MUST FOCUS ON THE COLLABORATIVE RELATIONSHIP, SUCH THAT THE SCIENTIFIC OBJECTIVES COULD NOT BE ACHIEVED WITHOUT THE EFFORTS OF AT LEAST TWO CO-PRINCIPAL INVESTIGATORS AND THEIR RESPECTIVE DISCIPLINES. AN APPLICATION MUST BE SUBMITTED JOINTLY BY AT LEAST TWO CO-PRINCIPAL INVESTIGATORS. CO-PIS MUST EACH HOLD FACULTY/STAFF APPOINTMENTS OF ANY RANK (OR EQUIVALENT). CO-PIS MUST BE INDEPENDENT RESEARCHERS. THIS AWARD IS NOT INTENDED FOR INDIVIDUALS IN RESEARCH TRAINING OR FELLOWSHIP POSITIONS. CO-PIS MUST HOLD A M.D., PH.D., D.O., D.V.M. OR EQUIVALENT POST-BACCALAUREATE TERMINAL DEGREE. MERIT AWARDS - THIS AWARD IS INTENDED FOR APPLICANTS WITH THE FOLLOWING OR EQUIVALENT CREDENTIALS: - HAVE A PH.D. AND/OR M.D. (OR THE EQUIVALENT). - HOLD A TENURED OR TENURE-TRACK POSITION AS ASSOCIATE PROFESSOR OR HIGHER ACADEMIC RANK AT AN ELIGIBLE NONPROFIT U.S. INSTITUTION OR, IF AT AN ELIGIBLE INSTITUTION THAT HAS NO TENURE TRACK, HOLD AN APPOINTMENT THAT REFLECTS A SIGNIFICANT INSTITUTIONAL COMMITMENT AT THE TIME OF THE APPLICATION DEADLINE. FEDERAL GOVERNMENT EMPLOYEES ARE NOT ELIGIBLE. - IT IS ANTICIPATED THAT THIS NEW AWARD WILL BE GIVEN TO ESPECIALLY INNOVATIVE INDIVIDUALS WHOSE RESEARCH WILL HAVE IMPORTANT IMPACT, BUT FOR WHOM THE PROPOSED AREA OF RESEARCH WOULD NOT BE ABLE TO BEGIN IN A TIMELY FASHION WITHOUT THIS FUNDING. - BE THE PRINCIPAL INVESTIGATOR ON ONE OR MORE ACTIVE, NATIONAL PEER- REVIEWED RESEARCH AWARDS OF AT LEAST THREE YEARS DURATION, SUCH AS AN NIH R01 GRANT, AT THE TIME OF THE APPLICATION DEADLINE. MENTORED AWARDS, CAREER DEVELOPMENT AND TRAINING GRANTS DO NOT QUALIFY. STRATEGICALLY FOCUSED RESEARCH NETWORK - DIRECTORS AND PRINCIPAL INVESTIGATORS OF PROJECTS OF THE CENTERS MUST POSSESS AN M.D., PH.D., D.O., D.V.M., OR EQUIVALENT DOCTORAL DEGREE AT TIME OF APPLICATION. THEY SHOULD BE FACULTY OR STAFF MEMBERS OF THE NON-PROFIT APPLICANT ORGANIZATION AT APPLICATION. PROGRAMS OFFERED ONLY TO STRATEGICALLY FOCUSED RESEARCH NETWORK AWARD RECIPIENTS INCLUDE THE STRATEGIC COLLABORATIVE GRANT AND THE STRATEGIC RENEWAL GRANT. INSTITUTE FOR PRECISION CARDIOVASCULAR MEDICINE GRANT QUALIFICATIONS: FACULTY/ STAFF MEMBERS CONDUCTING INDEPENDENT RESEARCH AT TIME OF APPLICATION. AT APPLICATION, PRINCIPAL INVESTIGATOR (PI) MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT TERMINAL DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. OTHER THAN THE REQUIREMENT THAT THE PRINCIPAL INVESTIGATOR BE INDEPENDENT, ELIGIBILITY FOR THE AHA DATA GRANTS ARE IN NO WAY RESTRICTED UPON EXPERIENCE LEVEL OR SENIORITY. FELLOWSHIP QUALIFICATIONS: FELLOWS MUST HOLD A PH.D., M.D., D.O., D.V.M. OR EQUIVALENT DOCTORAL DEGREE AND COMMIT AT LEAST 80% EFFORT TO RESEARCH TRAINING. A FELLOW MAY NOT HOLD ANOTHER FELLOWSHIP AWARD, ALTHOUGH THE INSTITUTION MAY PROVIDE SUPPLEMENTAL FUNDING. FELLOWS MAY NOT HOLD A FACULTY OR STAFF APPOINTMENT, WITH THE EXCEPTION OF M.D. OR M.D./PH.D. WITH CLINICAL RESPONSIBILITIES WHO NEEDS INSTRUCTOR OR SIMILAR TITLE TO SEE PATIENTS, BUT WHO DEVOTE AT LEAST 80% FULL-TIME TO RESEARCH TRAINING. FELLOWS MAY BE R.N./PH.D. WITH FACULTY APPOINTMENT. FELLOWS WILL BE EXPECTED TO DEVOTE HIS/HER TIME TO RESEARCH OR ACTIVITIES DIRECTLY RELATED TO THE DEVELOPMENT INTO AN INDEPENDENT RESEARCHER. ALL OTHER ELIGIBILITY CRITERIA APPLY. TRAINING GRANTS QUALIFICATIONS: APPLICANTS MAY BE STUDENTS WITH A BACHELOR'S, MASTER'S, OR DOCTORAL DEGREE. IF THE APPLICANT IS A POSTDOCTORAL FELLOW, AT THE TIME OF AWARD ACTIVATION, THE CANDIDATE MAY HAVE NO MORE THAN FIVE YEARS OF POSTDOCTORAL RESEARCH TRAINING OR EXPERIENCE (EXCLUDING CLINICAL TRAINING). APPLICANTS MAY BE R.N./PH.D. WITH FACULTY APPOINTMENT. AWARDEES WILL BE EXPECTED TO DEVOTE HIS/HER TIME TO RESEARCH OR ACTIVITIES DIRECTLY RELATED TO THE DEVELOPMENT INTO AN INDEPENDENT RESEARCHER. ALL OTHER ELIGIBILITY CRITERIA APPLY. PROGRAMS OFFERED THROUGH THE INSTITUTE FOR PRECISION CARDIOVASCULAR MEDICINE ARE: - AI AND ML (ARTIFICIAL INTELLIGENCE AND MACHINE LEARNING) - AI AND ML TRAINING GRANTS AHA-ALLEN INITIATIVE IN BRAIN HEALTH AND COGNITIVE IMPAIRMENT AWARD THIS AWARD IS INTENDED FOR INDIVIDUALS WITH A PH.D. AND/OR M.D. (OR THE EQUIVALENT) AND HOLDING A FACULTY APPOINTMENT AT AN ELIGIBLE NONPROFIT INSTITUTION IN THE U.S. OR EQUIVALENT FACULTY POSITION AT A FOREIGN UNIVERSITY THAT MEETS FOREIGN EQUIVALENCY DETERMINANTS FOR A NON-PROFIT IN THE UNITED STATES. U.S. FEDERAL GOVERNMENT EMPLOYEES ARE NOT ELIGIBLE. ANOTHER MAJOR ELIGIBILITY REQUIREMENT FOR INDIVIDUALS IS CITIZENSHIP AWARDS ARE MADE TO PRINCIPAL INVESTIGATORS AND TRAINEES WHO ARE: (A) UNITED STATES CITIZENS OR (B) FOREIGN NATIONALS HOLDING PERMANENT RESIDENCE OR CERTAIN OTHER VISA STATUSES OR (C) FOREIGN NATIONALS WHO HAVE APPLIED FOR PERMANENT RESIDENCY (FORM I-485 ON FILE WITH U.S. CITIZENSHIP AND IMMIGRATION SERVICES) AND WHO HAVE RECEIVED AUTHORIZATION TO LEGALLY REMAIN IN THE U.S. (HAVING FILED AN APPLICATION FOR EMPLOYMENT FORM I-765). AWARDEE MUST MEET AHA CITIZENSHIP CRITERIA THROUGHOUT THE DURATION OF THE AWARD. OTHER ELIGIBILITY REQUIREMENTS OR RESTRICTIONS THE APPROPRIATE AHA BODY OR ITS DESIGNEE GOVERNING THE PROGRAM OFFERING HAS THE AUTHORITY TO ADD MORE LENIENT OR RESTRICTIVE ELIGIBILITY CRITERIA TO A RESEARCH GRANT OR AWARD PROGRAM. FOR EXAMPLE, A LIMITATION MAY BE PLACED ON ANNUAL FUNDING DOLLARS FROM OTHER SOURCES. X X X X true true X X X X true true false false false false false true false NANCY BROWN CEO 851015 1463790 124527 39200 38961 2517493 LARRY CANNON CAO/CORP SECRETARY 437198 83636 26934 15002 562770 CYNTHIA ROBERTS CFO 322575 37375 264 45985 19367 425566 LESLIE UPTON COO 500008 155000 2275 70485 12291 740059 JOHN J MEINERS CHIEF - MISSION-ALIG 416691 71451 19642 39200 14845 561829 MARIELL JESSUP CHF SC/MED 482473 23750 506223 DAVID MARKIEWICZ EVP SE THRU 9/19 332467 41002 336602 39200 12233 761504 KATHLEEN ROGERS EVP WESTERN STATES 433444 93144 8000 61768 21285 617641 MIDGE EPSTEIN EVP SOUTHWEST 431131 49102 32074 39200 21023 572530 MEIGHAN VAFA CF MKT/PRG THRU 4/19 110400 367119 39200 6933 523652 ROSE MARIE ROBERTSON DEPUTY CHF SC/MED 384954 50394 18628 39200 17946 511122 JEREMY BEAUCHAMP EVP SOUTHEAST 335356 31246 8000 48139 19441 442182 KEVIN HARKER EVP MIDWEST 407306 8000 57932 21183 494421 NICOLE SAPIO EVP EASTERN STATES 360721 7500 8960 51216 14629 443026 SCHEDULE J, PAGE 1, PART I, LINE 1A - FIRST CLASS TRAVEL IS LIMITED TO THE CEO, AND EXPENSES ARE APPROVED BY THE BOARD FOR REASONABLENESS. THE EXPENSES ARE NOT TREATED AS TAXABLE INCOME. - FIRST CLASS TRAVEL MAY BE PROVIDED TO OFFICERS AND BOARD MEMBERS ON AN EXCEPTION BASIS WHEN BUSINESS NEEDS DICTATE. - TRAVEL TO A LIMITED NUMBER OF EVENTS AND FUNCTIONS MAY BE PROVIDED FOR SPOUSES OR COMPANIONS OF THE CEO AND OFFICERS OF THE ORGANIZATION. AMOUNTS DEEMED TAXABLE INCOME ARE REPORTED AS SUCH WHEN APPLICABLE. - TO ENCOURAGE GOOD HEALTH PRACTICES AND AWARENESS, THE ORGANIZATION PROVIDES EXTENSIVE PHYSICAL ASSESSMENTS TO SENIOR MANAGEMENT. THE VALUE OF SUCH ASSESSMENTS ARE GROSSED UP FOR INCOME TAX PURPOSES. THE FOLLOWING PERSON RECEIVED TAX INDEMNIFICATION FOR THEIR ASSESSMENTS: NANCY BROWN. THE ORGANIZATION ALSO MAKES MEMBERSHIPS TO A LOCAL FITNESS CENTER AVAILABLE TO SENIOR MANAGEMENT. THE FOLLOWING PERSONS PARTICIPATE IN THE PROGRAM - NANCY BROWN, LESLIE UPTON, AND MEIGHAN VAFA. THESE BENEFITS ARE TREATED AS TAXABLE INCOME. - NANCY BROWN, LESLIE UPTON, ROSE MARIE ROBERTSON, AND MEIGHAN VAFA RECEIVED A GROSS UP PAYMENT FOR THE IMPUTED INCOME ON A TAXABLE FRINGE BENEFIT. SCHEDULE J, PART III PART I, LINE 4A - SEVERANCE/CHANGE OF CONTROL PAYMENTS IN CALENDAR YEAR 2019, THE FOLLOWING INDIVIDUALS RECEIVED PAYMENTS UPON SEPARATION FROM SERVICE: DAVID MARKIEWICZ, 270,000 AND MEIGHAN VAFA, 331,500. PART I, LINE 4B - NONQUALIFIED RETIREMENT PLAN AHA PROVIDES A 457(F) RETIREMENT RESTORATION PLAN TO CERTAIN MEMBERS OF SENIOR MANAGEMENT. WHILE AHA EMPLOYEES ARE GENERALLY ELIGIBLE TO PARTICIPATE IN THE QUALIFIED RETIREMENT PLAN AND THE 403(B) PLAN, CONTRIBUTIONS BY AHA TO THE QUALIFIED RETIREMENT PLAN AND THE 403(B) PLAN ARE CAPPED PURSUANT TO IRS REGULATIONS. UNDER THE RETIREMENT RESTORATION PLAN, AHA IS ALLOWED TO MAKE CONTRIBUTIONS BASED ON THE AMOUNT A PARTICIPANT WOULD HAVE BEEN ALLOWED TO RECEIVE IF THE RETIREMENT CONTRIBUTIONS BY AHA WERE NOT CAPPED. THE RETIREMENT RESTORATION PLAN SEEKS TO MAKE WHOLE, UPON A SPECIFIED VESTING DATE, THOSE PARTICIPANTS WHOSE COMPENSATION IS SUCH THAT THE ALLOWABLE QUALIFIED RETIREMENT CONTRIBUTION IS CAPPED DURING THEIR SERVICE TO AHA. ONCE A PARTICIPANT IS VESTED, THE RESTORATION PLAN BALANCE (THAT ACCUMULATED OVER MANY YEARS AND INCLUDES GAINS/LOSSES FROM THE MARKET) IS PAID OUT TO THE PARTICIPANT IN A LUMP SUM. AFTER THE PARTICIPANT HAS PASSED HIS OR HER VESTING DATE, ANY CONTRIBUTION THAT WOULD HAVE BEEN MADE TO THE RESTORATION PLAN IS PAID TO THE EMPLOYEE ON A MONTHLY BASIS. THE PAYMENTS ARE CONSIDERED EARNED INCOME WITH APPLICABLE TAXES WITHHELD. IF THE EMPLOYEE LEAVES AHA PRIOR TO REACHING HIS OR HER VESTING DATE, THE ACCOUNT BALANCE IS FORFEITED. DURING THE CALENDAR YEAR, SOME ELIGIBLE PARTICIPANTS IN AHA'S RETIREMENT RESTORATION PLAN REACHED THEIR VESTING DATE OR HAD PREVIOUSLY REACHED THEIR VESTING DATE AND RECEIVED LUMP SUM PAYMENTS FROM THE PLAN. THOSE VESTED IN PREVIOUS YEARS RECEIVED THE FOLLOWING AMOUNTS: NANCY BROWN 17,688; MIDGE EPSTEIN, 22,064; ROSE MARIE ROBERTSON, 16,477; AND JOHN MEINERS, 19,642. PART I, LINE 7 - NON-FIXED PAYMENTS PROVIDED CERTAIN MEMBERS OF SENIOR MANAGEMENT RECEIVED A DISCRETIONARY INCENTIVE AS APPROVED AND AWARDED BY THE ORGANIZATION'S COMPENSATION, BENEFITS, AND HUMAN RESOURCES ADVISORY COMMITTEE. PRIOR TO APPROVING THE INCENTIVE, THE COMMITTEE ENGAGES AN INDEPENDENT CONSULTANT TO REVIEW AND OPINE ON THE REASONABLENESS OF EXECUTIVE COMPENSATION. SCHEDULE J SUPPLEMENTAL INFORMATION JEREMY BEAUCHAMP, KEVIN HARKER, AND NICOLE SAPIO ARE REPORTED AS FORMER KEY EMPLOYEES BUT STILL EMPLOYED BY THE ORGANIZATION. THE COMPENSATION AND HOURS REPORTED ARE FOR THE POSITIONS HELD DURING THE REPORTING PERIOD. X 399 133134 SALES PRICE X 8281 SALES PRICE X 463 383375 SALES PRICE X 415 8475561 AVG PRICE/SHARE X 1069 312264 SALES PRICE & FMV X REC/TRAVEL 4995 3009383 SALES PRICE & FMV X FOOD/DRINK 3801 858750 SALES PRICE & FMV X TANG PERS PROP 6395 846818 SALES PRICE & FMV X OTHER 2721 2435264 SALES PRICE false true true SCHEDULE M, PAGE 1, PART I, LINE 32B THE ASSOCIATION RECEIVES THE PROCEEDS FROM THE SALE OF DONATED VEHICLES THAT ARE RECEIVED AND PROCESSED BY INSURANCE AUTO AUCTIONS. THE ASSOCIATION USES A THIRD PARTY, REDLANDS GROUP, LLC, TO SELL CERTAIN DONATED ILLIQUID ASSETS. SCHEDULE M, PAGE 2, PART II PART I, LINE 28 OTHER PROPERTY INCLUDES IRA INTERESTS, PERSONAL SERVICES GIFT CARDS AND MISCELLANEOUS ITEMS. IRA INTEREST A) CHECK IF APPLICABLE = X B) NUMBER OF CONTRIBUTIONS = 25 C) REVENUE REPORTED ON FORM 990, PART VIII 1,855,025 D) METHOD OF DETERMING VALUE: SALES PRICE OF UNDERLYING INVESTMENT PERSONAL/PROFESSIONAL SERVICES (INCL GIFT CARDS) A) CHECK IF APPLICABLE = X B) NUMBER OF CONTRIBUTIONS = 2,171 C) REVENUE REPORTED ON FORM 990, PART VIII 489,915 D) METHOD OF DETERMING VALUE: SALES PRICE MISCELLANEOUS A) CHECK IF APPLICABLE = X B) NUMBER OF CONTRIBUTIONS = 525 C) REVENUE REPORTED ON FORM 990, PART VIII 90,324 D) METHOD OF DETERMING VALUE: SALES PRICE FORM 990, PART III LINE 4A, SCIENCE AND TECHNOLOGY CONTINUED -WITH NEARLY 17 MILLION IN FUNDING FROM THE AMERICAN HEART ASSOCIATION (AHA), SCIENTISTS FROM BOSTON UNIVERSITY, OHIO STATE UNIVERSITY AND YALE UNIVERSITY WILL LEAD MULTIPLE END NICOTINE ADDICTION IN CHILDREN AND TEENS (ENACT) RESEARCH INITIATIVES. -RESEARCH GOES RED LAUNCHED TWO GROUNDBREAKING STUDIES: ONE TO ENGAGE DIVERSE MILLENNIAL WOMEN IN HEART DISEASE RESEARCH AND ANOTHER TO EVALUATE HOW MENOPAUSAL WEIGHT CHANGES AFFECT CARDIOVASCULAR HEALTH. -THE AHA AWARDED MORE THAN 14 MILLION IN SCIENTIFIC RESEARCH GRANTS TO CREATE THE STRATEGICALLY FOCUSED RESEARCH NETWORK ON HEALTH TECHNOLOGIES AND INNOVATION. -THE AHA FUNDED 2.5 MILLION TO FAST-TRACK RESEARCH ON COVID-19, AWARDING 1.6 MILLION IN GRANTS TO ONE COORDINATING CENTER AND 15 TEAMS CONDUCTING RAPID RESEARCH ON HOW THE VIRUS INTERACTS WITH THE HEART AND BRAIN. SUPPLEMENTAL GRANTS TOTALING 800,000 WERE AWARDED TO FOUR CENTERS WITHIN THE HEALTH TECHNOLOGIES & INNOVATION STRATEGICALLY FOCUSED RESEARCH NETWORK STUDYING COVID-19 TECHNOLOGY SOLUTIONS. -THE AHA ESTABLISHED THE COVID-19 CVD REGISTRY, POWERED BY ITS GET WITH THE GUIDELINES HOSPITAL QUALITY PROGRAM, TO TRACK DEIDENTIFIED PATIENT DATA AND INFORM CURRENT TREATMENT AND FUTURE RESEARCH. -AHA LAUNCHED A COVID-19 DATA CHALLENGE ON ITS PRECISION MEDICINE PLATFORM TO EXAMINE THE RELATIONSHIPS BETWEEN COVID-19, OTHER HEALTH CONDITIONS, HEALTH DISPARITIES AND/OR SOCIAL DETERMINANTS OF HEALTH. SPONSORED BY HITACHI VANTARA, WITH DATA SUPPORT BY BURSTIQ, THE CHALLENGE WILL AWARD 15,000 TO THE WINNING RESEARCHER AND 10,000 TO THE RUNNER-UP. -LAWRENCE LIVERMORE NATIONAL LABORATORY IS USING AHA CENTER FOR ACCELERATED DRUG DISCOVERY TECHNOLOGIES - SPECIFICALLY, A DRUG DISCOVERY PIPELINE, SCALABLE VIRTUAL SCREENING, MACHINE LEARNING ALGORITHMS AND A DRAFT DATABASE - AND APPLYING THEM TO A COVID-19 RESPONSE. THIS INCLUDES A SEARCHABLE DATA PORTAL ACCESSIBLE TO SCIENTISTS WORLDWIDE. -THE AHA'S INTERIM CPR GUIDELINES HELPED FIRST RESPONDERS SAFELY AND EFFECTIVELY TREAT CARDIAC ARREST PATIENTS WHO MIGHT ALSO HAVE COVID-19. -SARAH (SALLY) ROSS SOTER AND HER HUSBAND, BILL, GAVE 5.6 MILLION TO THE SARAH ROSS SOTER CENTER FOR WOMEN'S CARDIOVASCULAR RESEARCH AT NEW YORK UNIVERSITY LANGONE HEALTH, WHICH IS PART OF THE GO RED FOR WOMEN STRATEGICALLY FOCUSED RESEARCH NETWORK. A FAMILY GIFT OF 300,000 FROM THE SOTER KAY FOUNDATION, RUN BY SALLY'S DAUGHTER AND GRANDCHILDREN, WILL SUPPORT HYPERTENSION AND DIABETES INITIATIVES IN PALM BEACH COUNTY. -THE APPLE HEART AND MOVEMENT STUDY WITH BRIGHAM AND WOMEN'S HOSPITAL IS EXAMINING FACTORS THAT AFFECT HEART HEALTH AND MOVEMENT OVER TIME. USING THE APPLE WATCH, RESEARCHERS ARE GAINING A BETTER UNDERSTANDING OF POTENTIAL EARLY WARNING SIGNS TO CREATE INTERVENTIONS AND HEALTH PRODUCTS. -THROUGH THE RAPIDSOS CLEARINGHOUSE, PEOPLE CAN CREATE A FREE HEALTH PROFILE EXCLUSIVELY AND IMMEDIATELY ACCESSIBLE TO FIRST RESPONDERS IN AN EMERGENCY. THIS SECURE EMERGENCY RESPONSE DATA PLATFORM IS A COLLABORATION BETWEEN TECHNOLOGY COMPANY RAPIDSOS, THE AMERICAN HEART ASSOCIATION, THE AMERICAN RED CROSS AND DIRECT RELIEF. LINE 4B, PUBLIC/CONSUMER EDUCATION CONTINUED -IN ITS 16TH YEAR, GO RED FOR WOMEN CONTINUED TO INSPIRE WOMEN TO LOWER THEIR RISKS FOR HEART DISEASE AND STROKE. SIGNATURE LUNCHEONS AND FIRST- EVER DIGITAL EXPERIENCES RALLIED SUPPORTERS IN 170 U.S. COMMUNITIES AND RAISED 39 MILLION. -FACEBOOK SOUGHT THE AHA'S GUIDANCE, CONTENT AND RESOURCES TO BETTER INFORM USERS ON WAYS TO MANAGE BLOOD PRESSURE, CHOLESTEROL AND BLOOD SUGAR. ALONG WITH OTHER PUBLIC HEALTH ORGANIZATIONS, THE AHA COLLABORATED ON A PREVENTIVE HEALTH TOOL FOR U.S. FACEBOOK USERS. -THE AHA UNITED A COMMUNITY OF PATIENTS WITH QUESTIONS AND A COMMUNITY OF PHYSICIANS WITH ANSWERS EACH WEEK DURING HOUSE CALLS: REAL DOCS, REAL TALK LIVESTREAM. -WITH THE PANDEMIC UNDERWAY, THE AHA'S DON'T DIE OF DOUBT CAMPAIGN REASSURED PEOPLE THAT THE EMERGENCY ROOM REMAINS THE SAFEST PLACE TO GO IN A MEDICAL EMERGENCY, NAMELY, AT THE FIRST SIGN OF A HEART ATTACK OR STROKE. -THE AHA JOINED A NATIONAL COALITION OF PHYSICIAN ORGANIZATIONS AND HEART HEALTH EXPERTS TEAMING WITH ESSENCE MAGAZINE TO HELP BLACK WOMEN IMPROVE THEIR HEART HEALTH AND CONTROL THEIR BLOOD PRESSURE. CALLED "RELEASE THE PRESSURE," THE YEAR-LONG CAMPAIGN PROVIDES BLACK WOMEN WITH RESOURCES TO KNOW AND TRACK THEIR BLOOD PRESSURE AND DEVELOP A WELLNESS PLAN. -NEW DRINK RECOMMENDATIONS FROM THE AHA AND OTHER LEADING HEALTH ORGANIZATIONS STATE CHILDREN 5 AND YOUNGER SHOULD AVOID FLAVORED MILK, NON-DAIRY MILK (LIKE ALMOND AND RICE), CAFFEINATED DRINKS AND BEVERAGES SWEETENED WITH SUGAR OR SUGAR SUBSTITUTES. -WITH DEPRESSION IMPACTING ABOUT 22% OF PEOPLE WITH HEART DISEASE, THE AHA AND HAPPIFY HEALTH DEBUTED THE HAPPIFY HEART AND MIND APP TO OFFER TIPS ON REDUCING STRESS, EATING HEALTHY AND MOVING MORE. LINE 4C, PROFESSIONAL EDUCATION CONTINUED -RQI PARTNERS, LLC., A PARTNERSHIP BETWEEN THE AMERICAN HEART ASSOCIATION AND LAERDAL MEDICAL, EXPANDED ITS RESUSCITATION TRAINING PROGRAMS. SELF- PACED DIGITAL TRAINING ENABLED MEDICAL PROFESSIONALS TO REMAIN AT THE POINT OF CARE AND AVOID THE CLOSENESS OF A CLASSROOM SETTING IN COMPLIANCE WITH COVID-19 PROTOCOL. -IN RESPONSE TO THE SHORTAGE OF ICU PERSONNEL TRAINED TO UTILIZE VENTILATORS, WE LAUNCHED A COURSE FOR OXYGENATION & VENTILATION OF THE COVID-19 PATIENT. -AS AN ADDITION TO THE PROFESSIONAL RESOURCES THE AHA OFFERS, WE DEBUTED THE AHA COVID-19 PROFESSIONAL FORUM - WHERE HEALTH CARE PROFESSIONALS AND RESEARCHERS CAN SHARE IDEAS AND CHALLENGES, ASK QUESTIONS, LEND EXPERTISE AND NETWORK WITH PEERS IN REAL-TIME. -WE SUPPORTED CLINICS IN ACHIEVING SUSTAINABLE IMPROVEMENTS IN CARE THROUGH PLATFORMS TARGETING BLOOD PRESSURE, DIABETES AND CHOLESTEROL; AND BY SUPPORTING EXPANSION OF BLOOD PRESSURE SELF-MONITORING AND TELEMEDICINE. -IN COOPERATION WITH THE INTERNATIONAL LIAISON COMMITTEE ON RESUSCITATION, WE PUBLISHED THE 2019 AHA FOCUSED UPDATES ON SYSTEMS OF CARE AND CONTINUOUS QUALITY IMPROVEMENT, ADULT ADVANCED CARDIOVASCULAR LIFE SUPPORT, PEDIATRIC BASIC AND ADVANCED LIFE SUPPORT, AND NEONATAL RESUSCITATION. HIGHLIGHTS INCLUDE DISPATCHER-ASSISTED CPR FOR ADULTS AND PEDIATRIC PATIENTS, USE OF ADVANCED AIRWAYS DURING CPR, TARGETED TEMPERATURE MANAGEMENT AND ADMINISTRATION OF OXYGEN TO INITIATE VENTILATION SUPPORT FOR NEWBORNS AND INFANTS. -WE CREATED THE CPR & FIRST AID IN YOUTH SPORTS TRAINING KIT TO TEACH YOUTH COACHES AND PARENTS HANDS-ONLY CPR, PROPER AED USE AND OTHER EMERGENCY INTERVENTIONS. FORM 990, PAGE 2, PART III, LINE 4D COMMUNITY SERVICES: QUALITY OF CARE/SYSTEMS OF CARE -VOICES FOR HEALTHY KIDS AWARDED 1 MILLION IN GRANTS TO 22 NONPROFITS ACROSS 19 STATES, PUERTO RICO AND THE LUMMI NATION IN WASHINGTON TO SUPPORT SYSTEMS AND POLICY WORK AT THE STATE, LOCAL AND TRIBAL LEVELS THAT BENEFIT FAMILIES IN NEED. -OVER 40 COMMUNITIES RECEIVED GREATER ACCESS TO HEALTHY NUTRITION THROUGH STRATEGIES ALIGNED TO LOCAL NEEDS. THIS INCLUDED ENSURING ACCEPTANCE OF SNAP ELECTRONIC BENEFIT TRANSFER CARDS AT MOBILE OR FARMERS' MARKETS, EXPANDING ACCESS TO CHILD NUTRITION PROGRAMS AFTER SCHOOL AND AT NON-SCHOOL SITES, AND IMPROVING THE NUTRITION STANDARDS IN WORKPLACES AND HOUSES OF WORSHIP. -WITH EXPANSION TO PUERTO RICO, THE AHA'S EMPOWERED TO SERVE BUSINESS ACCELERATOR HOSTED ITS FIRST BILINGUAL EVENT AND AWARDED 15,000 IN GRANTS TO SOCIAL ENTREPRENEURS SHATTERING BARRIERS TO HEALTH. -LIKEWISE, EMPOWERED SCHOLARS GRANTED 10,000 TO 10 COLLEGE STUDENTS ENTERPRISING EQUITY SOLUTIONS IN THEIR LOCAL COMMUNITIES. -IN ITS FIRST YEAR, THE AHA SOCIAL IMPACT FUND GRANTED 3 MILLION TO 19 ORGANIZATIONS BREAKING DOWN BARRIERS TO HEALTHY LIVING. -THE AHA CREATED THE BERNARD J. TYSON IMPACT FUND TO SUPPORT COMMUNITY- INSPIRED SOLUTIONS TO HEALTH INEQUITIES IN HONOR OF ITS NAMESAKE, A FEARLESS CHAMPION OF SOCIAL JUSTICE. TYSON, WHO DIED SUDDENLY IN 2019, WAS CHAIRMAN AND CEO OF KAISER PERMANENTE AND A MEMBER OF THE AHA BOARD OF DIRECTORS AND THE AHA CEO ROUNDTABLE. -BY THE END OF 2019-20, 2.6 MILLION HAD BEEN DONATED OR COMMITTED TO THE BERNARD J. TYSON IMPACT FUND TO SUPPORT SOCIAL ENTREPRENEURS AND ORGANIZATIONS WORKING TO EXPAND ACCESS TO HEALTHY FOODS, QUALITY HEALTH CARE, AFFORDABLE HOUSING AND MORE. -FAITH AND FITNESS CONVERGED WITH THE DEBUT OF THE EMPOWERED AND WELL HEALTHIER CHURCH CHALLENGE, A 12-WEEK HEALTH-AND-WELLNESS CHALLENGE TARGETED TO BLACK WOMEN THROUGH HOUSES OF WORSHIP. -FAMILIES FACING FOOD INSECURITY IN LOS ANGELES, CHICAGO, PHILADELPHIA AND BIRMINGHAM RECEIVED FREE PRODUCE DELIVERIES, THANKS TO A 1 MILLION GIFT FROM CAULIPOWER TO THE AHA. COMMUNITY SERVICES: PUBLIC ADVOCACY -AHA ADVOCACY STAFF ACHIEVED 123 POLICY WINS AT THE STATE AND COMMUNITY LEVELS IN TOBACCO CONTROL, ACCESS TO CARE AND FOOD SECURITY, AMONG OTHER VITAL AREAS. -THE AHA RELEASED NEW PRINCIPLES ON HEALTH CARE REFORM, A BLUEPRINT TO ENSURE HEALTH CARE IS ADEQUATE, ACCESSIBLE AND AFFORDABLE FOR ALL PEOPLE LIVING IN THE UNITED STATES. WE JOINED OTHER NATIONAL HEALTH ORGANIZATIONS IN FILING A FRIEND-OF-THE-COURT BRIEF IN CALIFORNIA V. TEXAS, URGING THE SUPREME COURT TO PRESERVE KEY PROVISIONS AND PATIENT PROTECTIONS OF THE AFFORDABLE CARE ACT. -THE AHA DOUBLED DOWN ON ITS COMMITMENT TO PATIENTS IN RURAL COMMUNITIES, WHO FACE A 40% HIGHER PREVALENCE OF HEART DISEASE AND A 30% INCREASED RISK OF DEATH FROM STROKE COMPARED TO THEIR URBAN NEIGHBORS. IN A PRESIDENTIAL ADVISORY, THE AHA ISSUED A CALL TO PRIORITIZE RURAL COMMUNITIES IN POLICIES, SYSTEMS AND SERVICES. -THE AHA'S BOLD ADVOCATES CHAMPIONED PROVISIONS IN THE FAMILIES FIRST CORONAVIRUS RESPONSE ACT (FFCRA) AND THE CORONAVIRUS AID, RELIEF AND ECONOMIC SECURITY (CARES) ACT. CURRENT PRIORITIES INCLUDE MEDICAID EXPANSION, TELEHEALTH, OPEN ENROLLMENT REACTIVATION, HEALTH CARE REFORM, FOOD SECURITY AND ROLLBACK OF PREEMPTION LAW. -LUNGS BLACKENED BY CIGARETTE TAR AND A HEART PATIENT'S ZIPPER INCISION ARE AMONG 13 GRAPHIC WARNING LABELS FOR CIGARETTE PACKAGES AND ADVERTISEMENTS PROPOSED BY THE FOOD AND DRUG ADMINISTRATION TO DETER TOBACCO USE. THE WARNING LABELS ARE A DIRECT RESULT OF A LAWSUIT WE FILED TO COMPEL THE FDA TO COMPLY WITH PROVISIONS OF THE 2009 FAMILY SMOKING PREVENTION AND TOBACCO CONTROL ACT. -YOUTH ACROSS THE COUNTRY HOSTED QUITLYING DAY EVENTS IN 106 SCHOOL DISTRICTS TO CALL OUT THE E-CIGARETTE INDUSTRY FOR DECEIVING THE PUBLIC ABOUT THE HEALTH EFFECTS OF VAPING AND LURING TEENS WITH FLAVORED PRODUCTS. -AHA SCIENCE AND PUBLIC POLICY SUCCESSES WERE ON DISPLAY DURING THE WORLD CONGRESS OF CARDIOLOGY & CARDIOVASCULAR HEALTH, WHERE DISCUSSIONS FOCUSED ON THE GLOBAL BURDEN OF ATRIAL FIBRILLATION AND THE AHA'S STRATEGICALLY FOCUSED RESEARCH NETWORKS. -FOR THE FIRST TIME, MENTAL HEALTH AND NEUROLOGICAL DISORDERS WERE TOPICS DURING THE UNITED NATIONS' HIGH-LEVEL MEETING ON NON-COMMUNICABLE DISEASES. PARTICIPANTS PROPOSED MORE ROBUST LAWS AND FISCAL MEASURES BANNING TOBACCO, RESTRICTING ALCOHOL ADVERTISING, REDUCING ALCOHOL USE, INCREASING ACCESS TO HEALTHY FOODS AND TAXING SUGARY DRINKS. FORM 990, PART V, LINE 4B CHINA, PEOPLES REPUB, UNITED ARAB EMIRATES, INDIA FORM 990, PAGE 6, PART VI, LINE 11B MANAGEMENT DISTRIBUTED A DRAFT OF THE FORM 990 TO THE AUDIT COMMITTEE APPOINTED BY THE AHA'S BOARD OF DIRECTORS. THE AUDIT COMMITTEE MEMBERS REVIEWED THE DRAFT. PRIOR TO FINALIZATION OF THE RETURN, A FINAL DRAFT OF FORM 990 WAS PROVIDED TO ALL MEMBERS OF THE BOARD OF DIRECTORS. THE FORM DISTRIBUTED TO THE BOARD OF DIRECTORS REFLECTS THE RETURN ULTIMATELY FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PAGE 6, PART VI, LINE 12C THE AHA HAS ESTABLISHED A CONFLICT OF INTEREST POLICY WHICH HAS BEEN REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS. THE POLICY IS BINDING ON ALL VOLUNTEERS AND STAFF OF AHA. A CONFLICT OF INTEREST QUESTIONNAIRE, WHICH INCLUDES THE CONFLICT OF INTEREST AND ETHICS POLICIES, IS REQUIRED TO BE COMPLETED BY ALL AHA BOARD OF DIRECTORS, COMMITTEE AND SUBCOMITTEE MEMBERS, TASK FORCE MEMBERS, WRITING GROUP MEMBERS, DESIGNATED STAFF, AND AHA SPOKESPERSONS UPON THEIR APPOINTMENT, AND TO OFFICERS AND JOURNAL EDITORS PRIOR TO THEIR ELECTION OR APPOINTMENT. AFTER THE INITIAL COMPLETION OF THE CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRE, VOLUNTEERS AND DESIGNATED STAFF ARE REQUESTED TO COMPLETE A NEW DISCLOSURE QUESTIONNAIRE ANNUALLY AND WHENEVER MATERIAL CHANGES OCCUR IN THEIR EMPLOYMENT, OTHER RELATIONSHIPS IDENTIFIED AS RELEVANT, OR THEIR AHA ROLE. AHA HAS IDENTIFIED THE FOLLOWING AREAS IN ITS POLICY TO BE POTENTIAL CONFLICTS OF INTEREST: DIRECT OR INDIRECT INTEREST IN, OR RELATIONSHIP WITH, ANY INDIVIDUAL OR ORGANIZATION THAT PROPOSES TO ENTER INTO ANY TRANSACTION WITH AHA; THE SALE, PURCHASE, LEASE OR RENTAL OF ANY PROPERTY OR OTHER ASSET; EMPLOYMENT, OR RENDITION OF SERVICES, PERSONAL OR OTHERWISE; THE AWARD OF ANY GRANT, CONTRACT, OR SUBCONTRACT; OR THE INVESTMENT OR DEPOSIT OF ANY FUNDS OF AHA. CONFLICTS MAY BE RESOLVED BY HAVING THE AHA REPRESENTATIVE REFRAIN FROM DELIBERATING AND/OR VOTING ON THE PARTICULAR TRANSACTION OR MATTER IN WHICH HE OR SHE HAS AN INTEREST AND OTHERWISE REFRAIN FROM EXERTING ANY INFLUENCE ON AHA TO AFFECT A DECISION. ADDITIONALLY, OTHER MEASURES MAY BE REQUIRED BY AHA, DEPENDING ON THE NATURE OF, AND THE ABILITY TO, REASONABLY MANAGE A CONFLICT. FORM 990, PAGE 6, PART VI, LINE 15A AHA'S BOARD OF DIRECTORS AUTHORIZES A COMPENSATION, BENEFITS, AND HUMAN RESOURCES ADVISORY COMMITTEE TO OVERSEE COMPENSATION-RELATED MATTERS WITHIN THE ORGANIZATION. BASED UPON THE ADVICE OF AN INDEPENDENT COMPENSATION CONSULTANT, THE COMMITTEE IS RESPONSIBLE FOR MAKING DETERMINATIONS ABOUT COMPENSATION FOR THE CEO AND DISQUALIFIED PERSONS, INCLUDING EMPLOYED OFFICERS AND KEY EMPLOYEES. THE COMMITTEE IS COMPRISED OF FIVE BOARD MEMBERS. THE COMMITTEE'S OUTSIDE INDEPENDENT CONSULTANT PROVIDES INFORMATION WITH RESPECT TO THE APPROPRIATENESS OF THE CEO AND DISQUALIFIED PERSONS' COMPENSATION AS COMPARED TO EXTERNAL BENCHMARKING, AS WELL AS THE METHODOLOGY IN DEVELOPING CURRENT COMPENSATION. SEVERAL SURVEYS WERE UTILIZED IN DEVELOPING THE COMPARISON, INCLUDING SURVEYS FROM VARIOUS COMPENSATION CONSULTING FIRMS. ADDITIONALLY, THE OUTSIDE INDEPENDENT CONSULTANT PROVIDED A REASONABLENESS OPINION IN ORDER TO ENSURE THAT AHA COMPLIES WITH THE INTERMEDIATE SANCTION AND REBUTTABLE PRESUMPTION POLICY. DECISIONS REGARDING EXECUTIVE COMPENSATION ARE DOCUMENTED IN THE MEETING MINUTES. FOR PURPOSES OF THE 2019-20 FISCAL YEAR, THE COMPENSATION REVIEW OF THE CEO AND DISQUALIFIED PERSONS BY THE COMMITTEE WAS DISCUSSED IN AUGUST AND OCTOBER OF 2019, AND FEBRUARY OF 2020. KEY FACTORS THAT ARE CONSIDERED BY THE COMPENSATION COMMITTEE WITH RESPECT TO COMPENSATION ARE AS FOLLOWS: COMPENSATION PHILOSOPHY, EXPERIENCE AND QUALIFICATIONS OF THE CANDIDATE, MARKET COMPETITIVENESS, AND COMPENSATION REQUIREMENTS AND HISTORY OF THE CANDIDATE. COMPONENTS OF COMPENSATION THAT ARE ROUTINELY REVIEWED BY THE COMPENSATION COMMITTEE INCLUDE BASE SALARY, INCENTIVE OPPORTUNITY, BOTH SHORT AND LONG TERM, RETIREMENT, BENEFITS, AND PERQUISITES. FORM 990, PAGE 6, PART VI, LINE 15B REFER TO PART VI, LINE 15A EXPLANATION FORM 990, PAGE 6, PART VI, LINE 17 MARYLAND, MICHIGAN, MINNESOTA, MISSISSIPPI, NORTH CAROLINA, NEW HAMPSHIRE, NEW JERSEY, NEW MEXICO, NEW YORK, OHIO, OKLAHOMA, OREGON, PENNSYLVANIA, RHODE ISLAND, SOUTH CAROLINA, TENNESSEE, UTAH, VIRGINIA, WASHINGTON, WISCONSIN, WEST VIRGINIA, INDIANA FORM 990, PAGE 6, PART VI, LINE 19 THE AHA MAKES AVAILABLE THE THREE MOST RECENT YEARS OF AUDITED FINANCIAL STATEMENTS, THREE MOST RECENT YEARS OF THE FORM 990 AND THE CONFLICT OF INTEREST POLICY ON AHA'S INTERNET WEBSITE, WWW.HEART.ORG. FORM 990-T IS AVAILABLE UPON REQUEST. THE AHA DOES NOT MAKE ITS GOVERNING DOCUMENTS AVAILABLE TO THE GENERAL PUBLIC. FORM 990, PART VII BOARD MEMBERS PROVIDE THEIR SERVICES AS MEMBERS OF THE BOARD WITHOUT COMPENSATION OR BENEFITS. COMPENSATION REPORTED TO BOARD MEMBERS ON PART VII, SECTION A IS FOR EDITORIAL SERVICES PROVIDED TO THE ORGANIZATION PRIOR TO BEGINNING THEIR BOARD TERM, WHICH ARE OUTSIDE THE SCOPE OF THE BOARD MEMBERS' BOARD OF DIRECTOR RESPONSIBILITIES. FORM 990, PART XI, LINE 9 CHANGE VALUE SPLIT INT AGMTS 623,975 NET UNREALIZED LOSS BEN INT PERP TRUST -5,307,070 POST RETIREMENT FAS 158 ADJ -1,074,866 CHANGE IN BEGINNING NET ASSETS -19,145 TOTAL -5,777,106 AMHAS LLC AMHAS LLC 7272 GREENVILLE AVENUE 7272 GREENVILLE AVENUE DALLAS TX 75231 135613797 INVESTMENT DE -258411 74762235 AHA APHELION CARDEATION LLC APHELION CARDEATION LLC 100 TIBURON BOULEVARD STE 215 100 TIBURON BOULEVARD STE 215 MILL VALLEY CA 94941 821740310 INVESTMENT DE AHA RELATED -266823 1481892 false false 0.33330 RQI PARTNERS LLC 7272 GREENVILLE AVENUE SUITE P2020 DALLAS TX 75231 830935798 TRAINING DE AHA RELATED 2165582 17450108 false false 0.51000 VARIOUS PERPETUAL TRUSTS (44) VARIOUS PERPETUAL TRUSTS (44) 7272 GREENVILLE AVENUE 7272 GREENVILLE AVENUE DALLAS TX 75231 999999999 FIDUCIARY TX N/A false VARIOUS CHARITABLE RMDR TRUSTS (7) VARIOUS CHARITABLE RMDR TRUSTS (7) 7272 GREENVILLE AVENUE 7272 GREENVILLE AVENUE DALLAS TX 75231 999999999 FIDUCIARY TX N/A false HEARTCENTRAL INC HEARTCENTRAL INC 7272 GREENVILLE AVENUE 7272 GREENVILLE AVENUE DALLAS TX 75231 464881302 HEALTH DE N/A true true true true false false false false false false true false true true false false false true false false PERPETUAL TRUSTS (44) C 1957818 CASH CONTRIBUTIONS RECEIV CHARITABLE REMAINDER TRUSTS (7) C 1180173 CASH CONTRIBUTIONS RECEIV APHELION CARDEATION LLC B 1300000 CAPITAL CONTRIBUTION RQI PARTNERS LLC A 25809875 ACCRUAL RQI PARTNERS LLC J 105130 ACCRUAL RQI PARTNERS LLC L 1032036 ACCRUAL RQI PARTNERS LLC M 35975193 ACCRUAL RQI PARTNERS LLC Q 486337 ACCRUAL SCHEDULE R SCHEDULE R, PART IV THE RELATED ENTITIES REPORTED ARE TRUSTS IN WHICH THE AMERICAN HEART ASSOCIATION HAS A GREATER THAN 50% BENEFICIAL INTEREST. THE EIN AND STATE OF LEGAL DOMICILE VARY BY TRUST.