2021-05-14T14:52:34-05:00 2020-06-30 232108173 RKL LLP 1330 BROADCASTING ROAD PO BOX 7008 WYOMISSING PA 196106008 990 2019-07-01 236050680 RICHARD J CARON FOUNDATION RICH 6106782332 PO BOX 150 WERNERSVILLE PA 195650150 WILLIAM PARFITT CFO/TREASURER 6106782332 2021-05-04 1 RUTHANN J WOLL CPA P00647342 6103761595 2021-05-04 2019 2022-09-23 18:48:47Z CARON CARON OUTPATIENT TREATMENT CENTERS DOUGLAS TIEMAN PO BOX 150 WERNERSVILLE PA 195650150 108848795 0 X WWW.CARON.ORG X 1957 PA TRANSFORMING LIVES IMPACTED BY ADDICTION AND SUBSTANCE USE THROUGH PROVEN, COMPREHENSIVE AND PERSONALIZED BEHAVIORAL HEALTHCARE SOLUTIONS. 25 25 762 300 0 0 19110713 15370760 68022051 74197635 6741230 2116031 756240 -49775 94630234 91634651 6990849 6652732 0 0 45618185 45745315 13890 19250 5763115 33840152 39598426 86463076 92015723 8167158 -381072 147414258 147677618 35270762 37744715 112143496 109932903 X TRANSFORMING LIVES IMPACTED BY ADDICTION AND SUBSTANCE USE THROUGH PROVEN, COMPREHENSIVE AND PERSONALIZED BEHAVIORAL HEALTHCARE SOLUTIONS. 0 0 26725792 3259176 31625402 RICHARD J CARON FOUNDATION PROVIDED INPATIENT SUBSTANCE ABUSE TREATMENT TO APPROXIMATELY 1,880 ADULTS IN THE CURRENT YEAR. CARON PROVIDED 53,057 DAYS OF CARE TO THESE PATIENTS. 11303382 1208819 13579911 RICHARD J CARON FOUNDATION PROVIDED INPATIENT SUBSTANCE ABUSE TREATMENT TO APPROXIMATELY 189 ADOLESCENTS AND YOUNG ADULTS IN THE CURRENT YEAR. CARON PROVIDED APPROXIMATELY 6,162 DAYS OF CARE TO THESE PATIENTS. 1813290 51450 1971299 OUTPATIENT SUBSTANCE ABUSE TREATMENTS TO ADULTS AND ADOLSECENTS: CARON'S EDUCATION DEPARTMENT HAS A MISSION TO PROVIDE COMPREHENSIVE SUBSTANCE USE EDUCATION, AND SUPPORTIVE SERVICES ALONG THE FULL CONTINUUM OF CARE, FROM PREVENTION TO RECOVERY, FOR STUDENTS, FAMILIES AND PROFESSIONALS USING EVIDENCE-INFORMED AND INNOVATIVE STRATEGIES. OUR PROGRAM CONSISTENTLY PROVIDES QUALITY PROGRAMMING TO SCHOOLS AND CHILD SERVING AGENCIES, AND WE HAD 120,976 YOUTH INTERACTIONS IN 980 SCHOOLS AND AGENCIES LAST YEAR. IN ADDITION WE PROVIDED SUPPORT TO 6,792 PARENTS AND CAREGIVERS AND PROVIDED TRAINING AND EDUCATION TO 8,018 PROFESSIONALS. 432006 85820 669655 BREAKTHROUGH AT CARON IS A 5-1/2 DAY PROGRAM SPECIFICALLY DESIGNED FOR INDIVIDUALS IMPACTED BY FAMILY OR RELATIONSHIP DYSFUNCTION IN CHILDHOOD OR ADULT LIFE. 1105479 125480 1368376 MY FIRST YEAR IS A MONITORING PROGRAM FOLLOWING TREATMENT FOR ONE FULL YEAR 3727876 656831 6185946 THE SENIOR'S PROGRAM IS A PROVEN, COMPREHENSIVE AND PERSONALIZED BEHAVIORAL HEALTHCARE PROGRAM FOR SENIORS AGED 65+. TAKING THE LEAD IN PROVEN, COMPREHENSIVE AND PERSONALIZED BEHAVIORAL HEALTHCARE FOR SENIORS, CARON PROVIDES A SAFE, RESPECTFUL PLACE FOR OLDER ADULTS TO EMBRACE CHANGE IN A DIGNIFIED WAY. 2618483 34007 5829785 IN A DISCRETE ENVIRONMENT, CARON'S GRANDVIEW PROGRAM PROVIDES ALCOHOL AND DRUG ADDICITON TREATMENT AND BEHAVIORAL HEALTH TREATMENT FOR EXECUTIVE PROFESSIONALS. 209893 1467 380305 THE DEPARTMENT OF NEUROCOGNITIVE SERVICES PROVIDES CLINICAL TOOLS TO MEASURE PATIENT BRAIN ACTIVITY ("QEEG BRAIN MAPPING") AND ASSIST PATIENTS IN REGULATING BRAIN FUNCTION IN REAL-TIME ("INTEGRATIVE NEUROFEEDBACK THERAPY"). 4511697 686524 5773231 HEALTHCARE PROFESSIONALS IS A SPECIALIZED PROGRAM THAT ADDRESSES THE UNIQUE NEEDS OF HEALTHCARE INDUSTRY PROFESSIONALS SUFFERING FROM ADDICTION AND OTHER BEHAVIORAL ISSUES. CARON OFFERS A PRIVATE SETTING IN WHICH TO ADDRESS SENSITIVE OR COMPROMISING ISSUES WITH PEERS AT VARIOUS STAGES OF RECOVERY. 868003 6783 1212150 CARON COLLEGE SUCCESS IS COMMITTED TO PROVIDING PATIENTS WITH A CONTINUUM OF CARE THAT INCLUDES ADDRESSING THE PATIENT'S EDUCATIONAL AND ACADEMIC GOALS. CARON COLLEGIATE RECOVERY SERVICES/CARON RECOVERYEDU IS A CARON TREATMENT CENTERS SPECIALTY PROGRAM THAT IS DESIGNED TO HELP THOSE RECOVERING FROM THE DISEASE OF ADDICTION FIND THEIR WAY BACK TO COLLEGE AFTER OR WHILE RECEIVING A LEVEL OF CLINICAL CARE AT CARON. THIS INVOLVES EDUCATIONAL ADVOCACY AS WELL AS HELPING OUR CLIENTS IDENTIFY RECOVERY AND ACADEMIC SUPPORT SERVICES, WHICH IN TURN CREATE A BETTER LEARNING ENVIRONMENT FOR THE STUDENT. 3646167 309345 4044485 OPIOID TREATMENT PROGRAM 245913 8770 254165 REGIONAL RECOVERY 21404358 218260 1302925 OTHER PROGRAMS - INCLUDING PASSTHROUGH INCOME FROM CARON MARC LLC 38769875 2133287 27021023 78612339 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 1 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 X 203 0 1 762 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 25 25 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL CA CO CT DC FL GA IL KS KY ME MD MA MN MO NH NJ NY NC OH OR PA RI SC TN VA WA WV WI MI X THE ORGANIZATION 6106782332 PO BOX 150 WERNERSVILLE PA 195650150 DR THOMAS FLYNN CHAIRMAN OF THE BOARD 1.00 1.00 X X 0 0 0 MARK SKIBBIE VICE-CHAIRMAN 1.00 1.00 X X 0 0 0 ANGEL HELM CHAIRMAN OF FINANCE 1.00 1.00 X X 0 0 0 MICHAEL J MCGLINN CHAIRMAN OF AUDIT, COMPLIANCE & RISK MGMT. 1.00 1.00 X X 0 0 0 DANIEL HUYETT CHAIRMAN OF AUDIT, COMPLIANCE & RISK MGMT. 1.00 1.00 X X 0 0 0 CASEY DUFFY CHAIRMAN OF DEVELOPMENT 1.00 1.00 X X 0 0 0 ANDREA FUNK CHAIRMAN OF HUMAN RESOURCES 1.00 1.00 X X 0 0 0 THOMAS K WILLIAMS CHAIRMAN OF INVESTMENT 1.00 1.00 X X 0 0 0 CHRISTOPHER MAGUIRE CHAIRMAN OF MARKETING 1.00 1.00 X X 0 0 0 STEVEN R WALL CHAIRMAN OF GOVERNANCE 1.00 1.00 X X 0 0 0 KEVIN BEEBE TRUSTEE 1.00 1.00 X 0 0 0 EDWIN M DEALY TRUSTEE 1.00 1.00 X 0 0 0 LINDA CARON DENBY TRUSTEE 1.00 1.00 X 0 0 0 DOUGLAS DICK TRUSTEE 1.00 1.00 X 0 0 0 BRUCE EANET TRUSTEE 1.00 1.00 X 0 0 0 STEPHEN J ESSER TRUSTEE 1.00 1.00 X 0 0 0 JOHN P FITZSIMONS TRUSTEE 1.00 1.00 X 0 0 0 COLLEEN GREENE TRUSTEE 1.00 1.00 X 0 0 0 DOUG HAWTHORNE TRUSTEE 1.00 1.00 X 0 0 0 STEPHEN J KANE TRUSTEE 1.00 1.00 X 0 0 0 DENNIS LEIBOWITZ TRUSTEE 1.00 1.00 X 0 0 0 GERALDINE MCMANUS TRUSTEE 1.00 1.00 X 0 0 0 RICHARD ROISMAN ESQ TRUSTEE 1.00 1.00 X 0 0 0 WILLIAM P THORNTON JR TRUSTEE 1.00 1.00 X 0 0 0 BENJAMIN J ZINTAK III TRUSTEE 1.00 1.00 X 0 0 0 DOUGLAS TIEMAN PRESIDENT/CEO 39.00 1.00 X 517584 0 205880 WILLIAM P PARFITT CFO/TREASURER 39.00 1.00 X 230312 0 11515 JENNIFER SAVERESE EXECUTIVE SECRETARY 39.00 1.00 X 134417 0 10740 KRISTINE M BASHORE EXECUTIVE VP 40.00 0.00 X 214790 0 11455 PATRICK FEELEY TILL 82019 EXECUTIVE VP 40.00 0.00 X 153755 0 11700 JOSEPH M GARBELY MEDICAL DIRECTOR 40.00 0.00 X 331954 0 16598 SEAN D LAVELLE EXECUTIVE VP 40.00 0.00 X 173510 0 12602 LISA M MARSILIO UNTIL 22019 COO, EVP 40.00 0.00 X 278329 0 6721 DAVID ROTENBERG EXECUTIVE VP 40.00 0.00 X 252042 0 11493 DEAN DROSNES MD 40.00 0.00 X 229100 0 12849 MICHAEL A MCCORMICK MD 40.00 0.00 X 229864 0 9537 ADAM SCIOLI MD 40.00 0.00 X 264031 0 13202 WILLIAM D TEUTEBERG III EXECUTIVE VP 40.00 0.00 X 256980 0 8675 MING WANG MD 40.00 0.00 X 234010 0 13917 3500678 0 356884 63 0 1 0 SODEXO INC & AFFIL PO BOX 360170 PITTSBURGH PA 15251 DINING SERVICES 3769629 ALLEN & GERRITSEN 300 NORTH SECOND STREET HARRISBURG PA 17103 ADVERTISING/MARKETING 2323349 BENCHMARK CONSTRUCTION 4121 OREGON PIKE BROWNSTOWN PA 17508 CONSTRUCTION 1805921 CORE BTS INC PO BOX 774419 CHICAGO IL 60677 IT SUPPORT 803410 GOOGLE LLC 1600 AMPHITHEATRE PKWY MNT VIEW CA 94043 INTERNET SEARCH/ADVERTISING 653770 53 1238834 14131926 921384 15370760 ADULT PATIENT SERVICES 624100 21377364 21377364 CONTRACTUAL ALLOWANCE 624100 15198854 15198854 ADOLESCENT CENTER 624100 7307038 7307038 CHARITY CARE 624100 6441131 6441131 GRANDVIEW 624100 5533999 5533999 18339249 18339249 74197635 1070316 1070316 27955 170129 -142174 -142174 -142174 17407111 16216785 144611 1190326 -144611 1045715 1045715 638826 1238834 674398 -35572 -35572 25330 8221 17109 17109 SUNDRY INCOME 900099 66702 66702 MEALS SOLD 900099 43161 43161 TRAINING INCOME 900099 950 950 49 49 110862 91634651 74197635 0 2066256 211601 211601 6441131 6441131 4141777 4141777 32039273 29397350 143989 2497934 1080403 977157 27874 75372 5793988 4332210 1058443 403335 2689874 2274302 240147 175425 340272 248416 65486 26370 84500 84500 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ORGANIZATION'S ENDOWMENT FUNDS WILL BE USED TO PROVIDE SUPPORT TO CHARITY CARE AND PROGRAM SERVICES. PART X, LINE 2: AS A NOT-FOR-PROFIT ORGANIZATION, THE ORGANIZATION IS GENERALLY EXEMPT FROM FEDERAL AND STATE INCOME TAXES. THE ORGANIZATION IS SUBJECT TO FEDERAL AND STATE INCOME TAXES ON UNRELATED BUSINESS INCOME. THE ORGANIZATION RECOGNIZES PENALTIES AND INTEREST ACCRUED RELATED TO INCOME TAX LIABILITIES IN THE PROVISION (BENEFIT) FOR INCOME TAXES IN ITS STATEMENTS OF PENALTIES AND INTEREST. FOR THE YEARS ENDED JUNE 30, 2020 AND 2019, THERE WERE NO ACCRUALS FOR THE PAYMENT OF PENALTIES AND INTEREST. WHEN TAX RETURNS ARE FILED, IT IS HIGHLY CERTAIN THAT SOME POSITIONS TAKEN WOULD BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES, WHILE OTHERS ARE SUBJECT TO UNCERTAINTY ABOUT THE MERITS OF THE POSITION TAKEN OR THE AMOUNT OF THE POSITION THAT WOULD BE ULTIMATELY SUSTAINED. THE BENEFIT OF A TAX POSITION IS RECOGNIZED IN THE FINANCIAL STATEMENTS IN THE PERIOD DURING WHICH, BASED ON ALL AVAILABLE EVIDENCE MANAGEMENT BELIEVES IT IS MORE LIKELY THAN NOT THAT THE POSITION WILL BE SUSTAINED UPON EXAMINATION, INCLUDING THE RESOLUTION OF APPEALS OR LITIGATION PROCESSES, IF ANY. TAX POSITIONS TAKEN ARE NOT OFFSET OR AGGREGATED WITH OTHER POSITIONS. TAX POSITIONS THAT MEET THE MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD ARE MEASURED AS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS MORE THAN 50% LIKELY OF BEING REALIZED UPON SETTLEMENT WITH THE APPLICABLE TAXING AUTHORITY. THE PORTION OF THE BENEFITS ASSOCIATED WITH TAX POSITIONS TAKEN THAT EXCEEDS THE AMOUNT MEASURED AS DESCRIBED ABOVE IS REFLECTED AS A LIABILITY FOR UNRECOGNIZED TAX BENEFITS IN THE ACCOMPANYING CONSOLIDATED BALANCE SHEETS ALONG WITH ANY ASSOCIATED INTEREST AND PENALTIES THAT WOULD BE PAYABLE TO THE TAXING AUTHORITIES UPON EXAMINATION. THE ORGANIZATION FILES TAX RETURNS IN THE U. S. FEDERAL JURISDICTION. THE ORGANIZATION'S INCOME TAX RETURNS ARE NOT SUBJECT TO EXAMINATION THROUGH THE YEAR ENDED JUNE 30, 2017. PART XI, LINE 2D - OTHER ADJUSTMENTS: CARON OF FLORIDA, INC. - CONSOLIDATED REVENUE 25,878,160. RENTAL EXPENSES, REPORTED ON PART VIII, LINE 6B 170,129. MARC LLC - CONSOLIDATED REVENUE 696,991. PART XI, LINE 4B - OTHER ADJUSTMENTS: CONTRACTUAL ALLOWANCE 15,198,854. CHARITY CARE 6,441,131. COLLECTION AGENCY FEES 26,286. FAIR VALUE ADJUSTMENT ON INTEREST RATE SWAP 2,168,641. MARC LLC - PASSTHROUGH -214,336. PART XII, LINE 2D - OTHER ADJUSTMENTS: CARON OF FLORIDA - CONSOLIDATED EXPENSES 19,112,002. RENTAL EXPENSES, REPORTED ON PART VIII, LINE 6B 170,129. SHARED OVERHEAD EXPENSE ALLOCATION 4,419,334. MARC LLC - CONSOLIDATED EXPENSES 982,781. PART XII, LINE 4B - OTHER ADJUSTMENTS: CONTRACTURAL ALLOWANCE 15,198,854. CHARITY CARE 6,441,131. COLLECTION AGENCY FEES 26,286. FAIR VALUE ON INTEREST RATE SWAP 2,168,641. PAYMENTS TO AFFILIATE 595,617. ROUNDING 8. X X X X X X X 1 ALBRECHT EVENTS 1231 HIGHLAND AVENUE FORT WASHINGTON PA 19034 COORDINATE PHILADELPHIA DINNER 1 1210674 43665 1167009 DATOC WITTEN 13145 APPLEGROVE LANE HERNDON VA 20171 COORDINATE DC GALA 1 321098 42000 279098 MICHELLE RAGO DESTINATIONS 41 W 86TH SUITE 2F NEW YORK NY 10024 COORDINATE FL GRATITUDE WEEKEND 0 234623 40000 194623 CATAPULT 2520 SAINT ROSE PARKWAY SUITE 217 HENDERSON NV 89074 CONDUCT TELEPHONE & MAIL OUTREACH 0 43636 19250 24386 1810031 144915 1665116 AL AZ CA CO CT DC FL GA IL KS KY ME MD MA MI MN MO NH NJ NY NC OH OR PA RI SC TN VA WA WI WV VT PHILADELPHIA GALA 1210674 797736 412938 14600 39348 78979 18820 55585 DC GALA 321098 222008 99090 560 5000 51612 8037 57851 5 345888 219090 126798 280 43829 145776 7632 146489 1877660 1238834 638826 15440 88177 276367 34489 259925 674398 -35572 25330 8221 1 1.00000 25330 8221 8221 17109 0 0 0 0 0 0 SCHEDULE G PART III THE GAMING INCOME REPORTED IN PART III IS FROM RAFFLES AT CHARITY EVENTS. 1 EAST DOES IT INC 1300 HILLTOP ROAD LEESPORT PA 19533 232550089 501(C)(3) 7500 SOBER LIVING WESTERN BERKS FIRE DEPARTMENT 111 STITZER AVENUE WERNERSVILLE PA 19565 264662398 501(C)(3) 10000 PUBLIC SERVICES CONRAD WEISER AREA SCHOOL DISTRICT 44 BIG SPRING ROAD ROBESONIA PA 19551 236005756 501(C)(3) 59826 SCOREBOARD CHABAD LUBAVITCH OF BERKS COUNTY PO BOX 15031 READING PA 19612 205494687 501(C)(3) 100000 GENERAL OPERATIONS 4 0 CHARITY CARE FOR TREATMENT AT CARON FOUNDATION 580 6441131 FMV DISCOUNTED CARE ON A FINANCIAL NEED BASIS PART I, LINE 2: THE ORGANIZATION PROVIDES DISCOUNTED CARE AND CARE PROVIDED AT NO CHARGE TO PATIENTS ON A FINANCIAL NEED BASIS. THE CRITERIA FOR CHARITY CARE CONSIDER OBJECTIVE CRITERIA SUCH AS FAMILY INCOME AND NET WORTH, AS WELL AS, SUBJECTIVE CRITERIA SUCH AS AN INDIVIDUAL'S MOTIVATION FOR RECOVERY AND THE REFERRAL SOURCE. X X 0 1 X X X 1 0 0 0 0 1 1 1 0 DOUGLAS TIEMAN PRESIDENT/CEO 408447 0 0 0 109137 0 190352 0 15528 0 723464 0 0 0 WILLIAM P PARFITT CFO/TREASURER 230312 0 0 0 0 0 4606 0 6909 0 241827 0 0 0 KRISTINE M BASHORE EXECUTIVE VP 214790 0 0 0 0 0 4582 0 6873 0 226245 0 0 0 PATRICK FEELEY TILL 82019 EXECUTIVE VP 143679 0 0 0 10076 0 4680 0 7020 0 165455 0 0 0 JOSEPH M GARBELY MEDICAL DIRECTOR 331954 0 0 0 0 0 6639 0 9959 0 348552 0 0 0 SEAN D LAVELLE EXECUTIVE VP 173510 0 0 0 0 0 5041 0 7561 0 186112 0 0 0 LISA M MARSILIO UNTIL 22019 COO, EVP 49515 0 0 0 228814 0 2688 0 4033 0 285050 0 0 0 DAVID ROTENBERG EXECUTIVE VP 252042 0 0 0 0 0 4597 0 6896 0 263535 0 0 0 DEAN DROSNES MD 229100 0 0 0 0 0 5140 0 7709 0 241949 0 0 0 MICHAEL A MCCORMICK MD 229864 0 0 0 0 0 3815 0 5722 0 239401 0 0 0 ADAM SCIOLI MD 264031 0 0 0 0 0 5281 0 7921 0 277233 0 0 0 WILLIAM D TEUTEBERG III EXECUTIVE VP 256980 0 0 0 0 0 3470 0 5205 0 265655 0 0 0 MING WANG MD 234010 0 0 0 0 0 5567 0 8350 0 247927 0 0 0 PART I, LINE 1B ALL ITEMS WERE APPROVED BY THE COMPENSATION COMMITTEE AND WERE TREATED APPROPRIATELY FOR TAX PURPOSES. PART I, LINE 4A LISA MARSILIO, COO,EVP HAD LEFT THE ORGANIZATION IN FEBRUARY 2019. THE 2019 PAY INCLUDED PTO PAYOUT OF $15,367 AND SEVERANCE PAYMENTS OF $213,447. PATRICK FEELEY, EXEC VP, HAD RESIGNED FROM THE THE ORGANIZATION IN AUGUST 2019. THE 2019 PAY INCLUDE PTO PAYOUT OF $10,076. PART I, LINE 6 A VARIABLE COMPENSATION PLAN EXISTS WHERE A SMALL PORTION OF COMPENSATION IS CONTINGENT UPON COMPLETION OF GOALS THAT ARE SET AT THE BEGINNING OF THE FISCAL YEAR THAT ARE RELATED TO THE EMPLOYEES POSITION AND JOB DESCRIPTION. THE AMOUNT OF THAT COMPENSATION IS VARIABLE BASED ON BOTH THE COMPLETION OF THOSE GOALS AND THE NET EARNINGS OF THE ORGANIZATION AND RELATED ORGANIZATIONS. NET EARNINGS ARE ONLY A PART OF THE PLAN. PART I, LINE 7 THERE ARE TWO DEFERRED COMPENSATION PLANS IN PLACE THAT ARE BASED ON A PERCENTAGE OF SALARY AND IN WHICH THERE IS A VESTING SCHEDULE. THE FUNDS ARE NOT EARNED UNTIL SOME FUTURE DATE IF THE EMPLOYEE IS STILL EMPLOYED AT THAT TIME. A THE BERKS COUNTY MUNICIPAL AUTHORITY 236647630 2016-09-01 27939000 REFUND CERTAIN INDEBTEDNESS ORIGINAL ISSUE 9/1/05 AND 8/14/13; CONSTR/EQUIP 0 0 0 A 2106000 27939000 531333 18086394 9321273 1 0 0 1 A 0 0 0 0 0 0 0 A 0 0 0 0 1 1 BRANCH BANKING AND TRUST COMPANY 12.000000000000 0 0 0 0 1 A 1 SCHEDULE K, PART II, LINE 10: THE BONDS CONSTITUTE A DRAW DOWN LOAN WITHIN THE MEANING OF REGULATION SECTION 1.150-1(C)(4). AS OF JUNE 30, 2017, $9,255,097 HAS BEEN DRAWN AND SPENT ON CAPITAL EXPENDITURES AND $8,831,297 REMAINED TO BE DRAWN FOR CAPITAL EXPENDITURES. X 15 917977 FMV X OTHER VARIOUS 3 3407 FMV 0 0 1 1 PART I, COLUMN (B): NUMBER OF CONTRIBUTIONS IS THE NUMBER OF DIFFERENT CONTRIBUTORS THAT DONATED THAT TYPE OF CONTRIBUTION. PART I, LINE 32B: THE ORGANIZATION USES HIRTLE CALLAGHAN AND BROWN ADVISORY. HIRTLE CALLAGHAN AND BROWN ADVISORY RECEIVES STOCK GIFTS AND SELLS IMMEDIATELY UNLESS SPECIAL CIRCUMSTANCES DICTATE OTHERWISE. FORM 990, PART I, ITEM C DBA: CARON CARON OUTPATIENT TREATMENT CENTERS. DBA: CARON NEW YORK CARON PHILADELPHIA. DBA: BREAKTHROUGH CARON BOSTON. DBA: CARON DC CARON OUTPATIENT SERVICES, LLC. DBA: CARON COUNSELING SERVICES, LLC CARON RUNWELL. DBA: CARON NEW ENGLAND CARON ATLANTA. DBA: ENCORE OUTPATIENT SERVICES CARON TREATMENT CENTERS. DBA: THE CARON FOUNDATION CARON MARC, LLC. DBA: CARON OF GEORGIA, LLC CATHERINE CARON HOUSE. FORM 990, PART V, LINE 1C THE ORGANIZATION IS AWARE OF THE REPORTING REQUIREMENTS FOR BACKUP WITHHOLDING AND WAGE GARNISHMENTS AND HANDLES THAT APPROPRIATELY. FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS REVIEWED BY THE FINANCE COMMITTEE COMBINED WITH THE AUDIT COMPLIANCE AND RISK MANAGEMENT COMMITTEE. A COPY IS SENT TO THE GOVERNING BODY BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS AND KEY EMPLOYEES SUBMIT A SIGNED STATEMENT ANNUALLY WHICH LISTS POTENTIAL CONFLICTS. THIS INFORMATION IS REVIEWED PERIODICALLY. FORM 990, PART VI, SECTION B, LINE 15 EXECUTIVE COMPENSATION IS BASED ON RECOMMENDATIONS FROM OUTSIDE INDEPENDENT COUNSEL BASED ON COMPARABILITY DATA. COMPENSATION IS DETERMINED AND APPROVED BY THE COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORM 990 CAN BE OBTAINED UPON REQUEST FROM THE ORGANIZATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S DOCUMENTS ARE AVAILABLE TO DONORS UPON REQUEST. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEARS. CARON OF GEORGIA LLC PO BOX 150 WERNERSVILLE PA 17965 475304080 ADOLESCENT IOP - TREATMENT OF ADDICTIVE DISEASE PA 474432 358355 RICHARD J CARON FOUNDATION CARON COUNSELING SERVICES LLC PO BOX 150 WERNERSVILLE PA 17965 821337965 OP & IOP TREATMENT OF ADDICTIVE DISEASES PA 987406 188235 RICHARD J CARON FOUNDATION CARON OF FLORIDA INC PO BOX 150 WERNERSVILLE PA 195650501 592500657 TREATMENT OF ADDICTIVE DISEASES FL 501(C)(3) LINE 3 RICHARD J CARON FOUNDATION 0 CARON MARC LLC 243 N GALEN HALL ROAD WERNERSVILLE PA 19565 842515449 TREATMENT OF ADDICTIVE DISEASES PA N/A RELATED -214336 645061 0 0 0.75000 0 1 0 1 0 0 0 0 0 0 0 1 0 1 1 0 1 0 0 CARON OF FLORIDA INC Q 258119 FMV CARON OF FLORIDA INC D 595617 FMV CARON MARC LLC B 300000 FMV