2021-05-16T13:43:07-05:00 2020-06-30 911194016 CLARK NUBER PS 10900 NE 4TH STREET SUITE 1400 BELLEVUE WA 98004 990PF 2019-07-01 911160492 WASHINGTON RESEARCH LICENSING FOUNDATION WASH 2063365539 2815 EASTLAKE AVENUE EAST NO 300 SEATTLE WA 98102 JEFF EBY CFO & ACTING CEO 2063365539 2021-05-14 1 JENNIFER BECKER HARRIS P00183358 4254544919 2021-05-14 2019 2022-09-23 18:48:47Z X 35302050 X 53088 52036 52036 588464 589350 281597 281597 -26742 1287158 18876726 0 10304 5344 2272647 928327 892200 348067 544133 1745266 727975 1014108 509825 208000 301825 68401 27856 40545 88966 36297 44014 312818 130670 183648 1087 444 1730 18859 7694 193062 78766 114823 126292 78766 47526 565366 356367 179287 4522142 2000902 2471639 1994705 180300 6516847 2000902 2651939 -4244200 0 803905 1327365 1327365 3676851 3872737 3872737 11060 277 11060 11060 68900 68900 235053 0 363463 235053 235053 858732 820889 820889 25543413 23807630 23807630 6338736 3983377 3983377 753821 681342 85704 72479 72479 2279160 1102560 1102560 39950241 35302050 35302050 4004029 3266444 225000 140000 4229029 3406444 X 35721212 31895606 35721212 31895606 39950241 35302050 35721212 -4244200 418594 31895606 0 31895606 ARCH VI - PASS THROUGH P 126912 -126912 -126912 ARCH VII - PASS THROUGH P 288418 -288418 -288418 ARCH VI P 110873 110873 110873 CAPITAL GAIN ON EXEMPT USE ASSETS P 3295435 1941636 1353799 1353799 CLASS ACTION PROCEEDS P 352 352 352 AQUEDUCT P 73429 -73429 -73429 NEXGENIA P 1257848 -1257848 -1257848 MARKETABLE SECURITIES P 13714651 13933212 -218561 -218561 ARCH VII P 153196 153196 153196 CARDEAS P 3046816 -3046816 -3046816 ALLIANCE OF ANGELS P 0 0 TECHSTARS SEATTLE 2010 LLC - PASS THROUGH P 60043 60043 60043 TECHSTARS SEATTLE 2012 LLC - PASS THROUGH P 12050 12050 12050 -3321671 0 3145302 40163621 0.078312 2463248 44025811 0.055950 3174685 45323912 0.070044 2610241 47098908 0.055420 3101045 86663497 0.035783 0.295509 0.059102 30961909 1829911 0 1829911 2657573 X 0 0 0 0 0 103619 0 0 103619 0 103619 103619 0 0 0 0 0 0 0 0 0 1 1 0 1 1 WA 1 0 0 1 0 1 WWW.WRFSEATTLE.ORG MORGAN HELLAR 2063365539 2815 EASTLAKE AVE E 300 SEATTLE WA 98102 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 1 0 0 0 0 RONALD HOWELL 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 CEO & PRESIDENT 40.00 454919 56896 0 JEFF EBY 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 CFO/TREASURER/SECRETARY 40.00 338681 37385 0 C KENT CARLSON 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 CHAIRMAN 4.00 19400 0 0 ADRIANE BROWN 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 DIRECTOR 2.00 6000 0 0 JACQUELINE BRAINARD EMAMI 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 DIRECTOR 2.00 11000 0 0 TOM CABLE 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 DIRECTOR 2.00 7000 0 0 KEVIN CABLE 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 DIRECTOR 2.00 6000 0 0 SUE COLITON 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 DIRECTOR 2.00 10400 0 0 DR DAVID GALAS 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 DIRECTOR 2.00 8400 0 0 BROOKS SIMPSON 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 DIRECTOR 2.00 17400 0 0 JAMES R UHLIR 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 DIRECTOR 2.00 13000 0 0 BETH G ETSCHEID 2815 EASTLAKE AVE EAST SUITE 300 SEATTLE WA 98102 DIRECTOR OF RES. COM 40.00 403077 64211 0 LORETTA L LITTLE 2815 EASTLAKE AVE EAST SUITE 300 SEATTLE WA 98102 MANAGING DIRECTOR 40.00 332499 52298 0 WILLIAM CANESTARO 2815 EASTLAKE AVE EAST SUITE 300 SEATTLE WA 98102 MANAGER, STRATEGIC I 40.00 326262 47075 0 KIMBERLY EMMONS 2815 EASTLAKE AVE EAST SUITE 300 SEATTLE WA 98102 MANAGER, RESEARCH & 40.00 260434 45441 0 MORGAN HELLAR 2815 EASTLAKE AVE EAST SUITE 300 SEATTLE WA 98102 ANALYST 40.00 156482 33142 0 2 EMBER ONE 1137-B 25TH AVE SEATTLE WA 98122 SYSTEMS SUPPORT SERVICES 125561 CLARK NUBER PS 10900 NE 4TH ST STE 1400 BELLEVUE WA 98004 AUDIT/TAX SERVICES 96055 K&L GATES 925 FOURTH AVE STE 2900 SEATTLE WA 98104 LEGAL SERVICES 68088 HERD FREED HARTZ INC COLUMBIA CENTER SUITE 7170 701 5TH AVE SEATTLE WA 98104 RECRUITING SERVICES 57000 0 ASSIST ELIGIBLE INSTITUTIONS TO APPLY FOR PATENTS RELATED TO DISCOVERIES, INVENTIONS, AND PROCESSES RESULTING FROM THEIR RESEARCH AND TO MANAGE PATENT RIGHTS. (RELATED GRANTS: $300) 174443 PROMOTE, ENCOURAGE, AND SUPPORT SCIENTIFIC INVESTIGATION AND RESEARCH AT ELIGIBLE INSTITUTIONS. (RELATED GRANTS: $180,000) 1366876 0 25128385 3045098 4830862 33004345 0 0 33004345 2042436 30961909 1548095 1548095 12282 12282 1535813 2530 1538343 0 1538343 2651939 0 5634 2657573 0 2657573 1538343 0 0 650543 650543 2657573 0 0 0 1538343 1119230 0 0 1769773 0 0 0 0 0 0 0 1769773 650543 1119230 X UNIVERSITY OF WASHINGTON 311 GERBERDING HALL BOX 351210 SEATTLE WA 98199 NONE GOV - 170(C)(1) ALTEMEIER: CGAS FOR LUNG DISEASE 20000 WASHINGTON STATE UNIVERSITY PO BOX 641025 PULLMAN WA 91664 NONE GOV - 170(C)(1) LYNCH: NON-INVASE ASD SCREENING 50000 UNIVERSITY OF WASHINGTON 311 GERBERDING HALL BOX 351210 SEATTLE WA 98199 NONE GOV - 170(C)(1) MORRIS: DEVELOPING HIGH-FREQUENCY TRANSDUCTION SYSTEM 10000 UNIVERSITY OF WASHINGTON 311 GERBERDING HALL BOX 351210 SEATTLE WA 98199 NONE GOV - 170(C)(1) NOVOSSELOV: SUPERCRITICAL WATER OXIDATION FOR PFAS 50000 UNIVERSITY OF WASHINGTON 311 GERBERDING HALL BOX 351210 SEATTLE WA 98199 NONE GOV - 170(C)(1) CIE SCIENCE TECHNOLOGY SHOWCASE (SEBA) 300 UNIVERSITY OF WASHINGTON 311 GERBERDING HALL BOX 351210 SEATTLE WA 98199 NONE GOV - 170(C)(1) OFFICE OF DIVERSITY & AWARENESS- STARS WISE 50000 WASHINGTON RESEARCH FOUNDATION 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 NONE PF - PRIVATE FOUNDAT CAPITAL GRANT OF ASSETS 1864405 WASHINGTON RESEARCH FOUNDATION 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 NONE PF - PRIVATE FOUNDAT PORTION OF GRANTS PAID TREATED AS A DISTRIBUTION OF CORPUS UNDER TREAS. REG. 53.4942(A)-3. -1864405 180300 UNIVERSITY OF WASHINGTON 312 GERBERDING HALL BOX 351210 SEATTLE WA 98200 NONE GOV - 170(C)(1) DR, DAVID GINGER, RETENTION AT CLEAN ENERGY INST 35000 35000 14 52036 14 588464 -26742 18 -66641 1353799 ROYALTY & LICENSE 7774 REIMBURSEMENTS 01 2530 0 576389 1334831 1911220 5B RENTAL INCOME FROM PROGRAM RELATED ENTITIES 8 CAPITAL GAINS FOM EXEMPT ASSETS 11A ROYALTY AND LICENSINGS FROM PROGRAM RELATED ACTIVITIES 0 0 0 0 0 0 0 0 0 0 X X 1 WASHINGTON RESEARCH FOUNDATION 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 53088 X ACCOUNTING FEES 88966 36297 44014 PURSUANT TO SEC. 53.4942(A)-2(C)(3)(IV), WASHINGTON RESEARCH LICENSING FOUNDATION NEEDS AN ADDITIONAL AMOUNT OF CASH TO COVER ITS CURRENT OPERATING AND ADMINISTRATIVE EXPENSES, AND OTHER NORMAL CURRENT DISBURSEMENTS DIRECTLY CONNECTED WITH THE FOUNDATION'S CHARITABLE ACTIVITIES. BASED ON AN ANALYSIS OF CURRENT YEAR NET CASH FLOW FROM OPERATING ACTIVITIES, THE ORGANIZATION REQUIRES A LARGER AMOUNT OF CASH FOR ITS CHARITABLE ACTIVITIES. THE ORGANIZATION REQUIRES $2,042,436 OF CASH TO MEET ITS OPERATING AND CHARITABLE ACTIVITIES AND TO SPLIT ITS ROYALTY/LICENSING FEE OBLIGATIONS FROM THE PATENTED RESEARCH WITH THE UNIVERSITY OF WASHINGTON AND OTHER TECHNOLOGY CO-OWNERS. WASHINGTON RESEARCH FOUNDATION 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 2018-06-30 1595142 (A) TO BENEFIT EDUCATIONAL INSTITUTIONS OF THE STATE OF WASHINGTON OR PRIVATE EDUCATIONAL OR SCIENTIFIC RESEARCH INSTITUTIONS LOCATED WITHIN THE STATE OF WASHINGTON THAT ARE EXEMPT FROM INCOME TAXATION UNDER SECTION 501(C)(3) OF THE CODE, ALL OF WHICH ARE HEREIN REFERRED TO AS "ELIGIBLE INSTITUTIONS;(B) TO PROMOTE, ENCOURAGE AND AID SCIENTIFIC INVESTIGATION AND RESEARCH AT ELIGIBLE INSTITUTIONS; TO PROVIDE OR ASSIST IN PROVIDING MEANS BY WHICH THEIR SCIENTIFIC DISCOVERIES, INVENTIONS AND PROCESSES MAY BE DEVELOPED, APPLIED AND PATENTED; TO PROMOTE UTILIZATION OR DISPOSITION OF SUCH DISCOVERIES, INVENTIONS AND PROCESSES AND PATENT RIGHTS OR INTERESTS THEREIN TO PROVIDE FUNDS FOR AND TO STIMULATE AND PROMOTE FURTHER INVESTIGATION AND RESEARCH AT ELIGIBLE INSTITUTIONS;(C) TO DISTRIBUTE THE ASSETS FOR SCIENTIFIC INVESTIGATION AND RESEARCH AT ELIGIBLE INSTITUTIONS; AND(D) TO USE AND ADMINISTER GIFTS, GRANTS, BEQUESTS, AND DEVICES FOR THE BENEFIT OF ELIGIBLE INSTITUTIONS. 1595142 NONE 5/3/2019, 5/8/2020 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. WASHINGTON RESEARCH FOUNDATION 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 2019-06-30 9129809 (A) TO BENEFIT EDUCATIONAL INSTITUTIONS OF THE STATE OF WASHINGTON OR PRIVATE EDUCATIONAL OR SCIENTIFIC RESEARCH INSTITUTIONS LOCATED WITHIN THE STATE OF WASHINGTON THAT ARE EXEMPT FROM INCOME TAXATION UNDER SECTION 501(C)(3) OF THE CODE, ALL OF WHICH ARE HEREIN REFERRED TO AS "ELIGIBLE INSTITUTIONS;(B) TO PROMOTE, ENCOURAGE AND AID SCIENTIFIC INVESTIGATION AND RESEARCH AT ELIGIBLE INSTITUTIONS; TO PROVIDE OR ASSIST IN PROVIDING MEANS BY WHICH THEIR SCIENTIFIC DISCOVERIES, INVENTIONS AND PROCESSES MAY BE DEVELOPED, APPLIED AND PATENTED; TO PROMOTE UTILIZATION OR DISPOSITION OF SUCH DISCOVERIES, INVENTIONS AND PROCESSES AND PATENT RIGHTS OR INTERESTS THEREIN TO PROVIDE FUNDS FOR AND TO STIMULATE AND PROMOTE FURTHER INVESTIGATION AND RESEARCH AT ELIGIBLE INSTITUTIONS;(C) TO DISTRIBUTE THE ASSETS FOR SCIENTIFIC INVESTIGATION AND RESEARCH AT ELIGIBLE INSTITUTIONS; AND(D) TO USE AND ADMINISTER GIFTS, GRANTS, BEQUESTS, AND DEVICES FOR THE BENEFIT OF ELIGIBLE INSTITUTIONS. 9129809 NONE 5/8/2020 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. WASHINGTON RESEARCH FOUNDATION 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 2019-06-30 10937 GENERAL OPERATIONAL SUPPORT TO WASHINGTON RESEARCH FOUNDATION (EIN: 46-4105873). 10937 NONE 5/8/2020 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. WASHINGTON RESEARCH FOUNDATION 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 2020-06-30 1864405 (A) TO BENEFIT EDUCATIONAL INSTITUTIONS OF THE STATE OF WASHINGTON OR PRIVATE EDUCATIONAL OR SCIENTIFIC RESEARCH INSTITUTIONS LOCATED WITHIN THE STATE OF WASHINGTON THAT ARE EXEMPT FROM INCOME TAXATION UNDER SECTION 501(C)(3) OF THE CODE, ALL OF WHICH ARE HEREIN REFERRED TO AS "ELIGIBLE INSTITUTIONS;(B) TO PROMOTE, ENCOURAGE AND AID SCIENTIFIC INVESTIGATION AND RESEARCH AT ELIGIBLE INSTITUTIONS; TO PROVIDE OR ASSIST IN PROVIDING MEANS BY WHICH THEIR SCIENTIFIC DISCOVERIES, INVENTIONS AND PROCESSES MAY BE DEVELOPED, APPLIED AND PATENTED; TO PROMOTE UTILIZATION OR DISPOSITION OF SUCH DISCOVERIES, INVENTIONS AND PROCESSES AND PATENT RIGHTS OR INTERESTS THEREIN TO PROVIDE FUNDS FOR AND TO STIMULATE AND PROMOTE FURTHER INVESTIGATION AND RESEARCH AT ELIGIBLE INSTITUTIONS;(C) TO DISTRIBUTE THE ASSETS FOR SCIENTIFIC INVESTIGATION AND RESEARCH AT ELIGIBLE INSTITUTIONS; AND(D) TO USE AND ADMINISTER GIFTS, GRANTS, BEQUESTS, AND DEVICES FOR THE BENEFIT OF ELIGIBLE INSTITUTIONS. 1864405 NONE IN PROCESS THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. FORM 990PF, PART II, LINE 6: THE AMOUNTS REPORTED ON PART II, LINE 6 ARE RECEIVABLES DUE TO A DISQUALIFIED PERSON UNDER IRC SEC. 4943. THE RECEIVABLES ARE NOT REPORTED UNDER IRC SEC. 4941 AS THE DISQUALIFIED PERSON IS A 501(C)(3) ORGANIZATION. CORPORATE STOCK 23807630 23807630 OTHER INVESTMENTS FMV 3983377 3983377 LEASEHOLD IMPROVEMENTS 359131 303134 55997 55997 EQUIPMENT 213408 198337 15071 15071 FURNITURE & FIXTURES 181282 179871 1411 1411 LEGAL FEES 68401 27856 40545 ACCRUED LICENSING FEES 2279160 1102560 1102560 OFFICE EQUIPMENT & COMMUNICATIONS 53894 14398 38945 VENTURE CENTER 308339 281597 26742 REFERENCE MATERIALS 54873 20537 34336 INSURANCE 47475 19369 28106 OFFICE SUPPLIES 22930 9355 13739 BANK CHARGES 1149 444 705 SPONSORSHIPS 10750 0 10750 RESEARCH EXPENSE 65956 7774 25964 EQUITY PARTNERSHIPS 0 2893 0 INCOME FROM EQUITY PARTNERSHIPS -2430 ROYALTY & LICENSE 7774 7774 7774 REIMBURSEMENTS 2530 2530 UNREALIZED GAIN ON INVESTMENTS 418594 PROFESSIONAL FEES 307673 125525 183648 INVESTMENT MANAGEMENT FEES 5145 5145 0 PROPERTY TAX 1087 444 1730 WASHINGTON RESEARCH FOUNDATION 2815 EASTLAKE AVENUE EAST 300 SEATTLE WA 98102 464108573 GENERAL OPERATIONAL SUPPORT 1864405 53088 WASHINGTON RESEARCH FOUNDATION 2815 EASTLAKE AVENUE EAST 300 SEATTLE WA 98102 464108573 CAPITAL GRANT OF ASSETS 1864405 1864405