2021-08-09T07:21:19-05:00 2020-09-30 410746749 CLIFTONLARSONALLEN LLP 901 NORTH GLEBE ROAD SUITE 200 ARLINGTON VA 22203 990 2019-10-01 520816670 UNIVERSITIES RESEARCH ASSOCIATION INC UNIV 2022931382 1140 19TH STREET NW NO 900 WASHINGTON DC 20036 MARTA CEHELSKY EXECUTIVE DIRECTOR 2022931382 2021-08-03 1 J ANDREW SMITH P00635175 5712279500 2021-08-03 2019 2022-09-23 18:48:47Z MARTA CEHELSKY 1140 19TH STREET NW NO 900 WASHINGTON DC 20036 7200283 0 X WWW.URA-HQ.ORG X 1965 DC TO FACILITATE AND MANAGE LABORATORIES FOR RESEARCH AND EDUCATION IN SCIENCE. 11 11 10 17 0 0 4305006 540096 1183023 5035292 270034 293083 70 0 5758133 5868471 592334 430111 0 0 1923448 2225902 0 0 0 874964 1107054 3390746 3763067 2367387 2105404 13944288 16112676 1260344 1216337 12683944 14896339 X UNIVERSITIES RESEARCH ASSOCIATION INC. (URA) IS A NONPROFIT MEMBERSHIP CORPORATION ORGANIZED TO ENGAGE IN RESEARCH, DEVELOPMENT AND EDUCATION IN THE PHYSICAL AND BIOLOGICAL SCIENCES. THE MISSION OF URA IS TO ESTABLISH AND OPERATE IN THE NATIONAL INTEREST LABORATORIES AND FACILITIES FOR RESEARCH, DEVELOPMENT, AND EDUCATION IN THE PHYSICAL AND BIOLOGICAL SCIENCES TO EXPAND THE FRONTIERS OF KNOWLEDGE, FOSTER INNOVATION, AND PROMOTE THE EDUCATION OF FUTURE GENERATIONS OF SCIENTISTS. 0 0 1242095 8566 3652658 NTESS/SNL: URA WAS PART OF THE HONEYWELL PROPOSAL SUBMITTED BY ITS WHOLLY OWNED AFFILIATE, THE NATIONAL TECHNOLOGY & ENGINEERING SOLUTIONS OF SANDIA LLC (NTESS), THAT LED TO THE CONTRACT AWARDED IN DECEMBER 2016 BY DOE/NNSA TO MANAGE AND OPERATE SANDIA NATIONAL LABORATORIES. A NTESS-URA SUBCONTRACT FOR ASSURING SCIENTIFIC EXCELLENCE, PROMOTING THE TALENT PIPELINE AND FACILITATING STRATEGIC ENGAGEMENT WITH ACADEMIA BECAME EFFECTIVE OCTOBER 31, 2018. THIS SUBCONTRACT IS VALID THROUGH APRIL 30, 2022, WITH FIVE POSSIBLE ONE-YEAR EXTENSIONS. THIS IS A SIGNIFICANT EXPANSION OF URA'S PROGRAM, WHICH INCLUDES URA EMPLOYEES ONSITE AT SANDIA. 408481 309641 VISITING SCHOLARS AWARDS: EFFECTIVE JANUARY 1, 2007, URA COMMITTED TO PROVIDE A MINIMUM OF $400,000 PER YEAR OVER FIVE YEARS TO SUPPORT MEMBER UNIVERSITY FACULTY AND STUDENTS TO PERFORM RESEARCH AT FERMILAB. IN 2012, AND AGAIN IN 2016, THE MEMBER INSTITUTIONS VOTED UNANIMOUSLY TO CONTINUE SUPPORT TO FERMILAB IN THE FORM OF THE VISITING SCHOLARS PROGRAM. THIS COMMITMENT IS FUNDED THROUGH A SERIES OF ANNUAL ASSESSMENTS OF $5,000 FROM EACH EXISTING URA MEMBER INSTITUTION, AND A ONE-TIME ASSESSMENT OF $10,000 FOR NEW MEMBERS. 196510 0 1382634 FRA/FERMILAB: THROUGH DECEMBER 31, 2006, THE ORGANIZATION WAS RESPONSIBLE FOR ORGANIZING, DESIGNING, CONSTRUCTING, AND OPERATING FERMI NATIONAL ACCELERATOR LABORATORY (FERMILAB) UNDER A CONTRACT WITH THE U.S DEPARTMENT OF ENERGY. AS OF JANUARY 1, 2007 A NEW CONTRACT TO MANAGE AND OPERATE FERMILAB WAS AWARDED TO THE FERMI RESEARCH ALLIANCE, LLC, AN ILLINOIS 501(C)(3) LIMITED LIABILITY COMPANY. URA HAS A 50% OWNERSHIP IN THE FERMI RESEARCH ALLIANCE, LLC, THE PRIME CONTRACTOR FOR THE OPERATION OF FERMI NATIONAL ACCELERATOR LABORATORY (UNIVERSITY OF CHICAGO OWNS THE REMAINING 50%). URA RECEIVES 50% OF EARNINGS (AS NOTED IN THE PROGRAM REVENUE). AS SUCH, URA EMPLOYEES SPEND TIME MANAGING THIS RELATIONSHIP. AFTER AN INITIAL FIVE-YEAR BASE TERM, THE FERMILAB CONTRACT HAS BEEN EXTENDED THROUGH DECEMBER 31, 2021, AND FRA HAS EARNED ADDITIONAL CONTRACT EXTENSIONS THROUGH DECEMBER 31, 2023, WITH THE POTENTIAL TO EARN AN ADDITIONAL EXTENSION THROUGH 2024. 97399 81904 PIERRE AUGER: URA PROVIDED DIRECT FINANCIAL SUPPORT TO THE PIERRE AUGER PROJECT THROUGH A GRANT FROM THE NATIONAL SCIENCE FOUNDATION. 30000 30000 URA AWARDS: URA ANNUALLY FUNDS THREE HONORARY COMPETITIVE AWARDS FOR WORK CONDUCTED AT FERMILAB OR IN COLLABORATION WITH FERMILAB SCIENTISTS BY OUTSTANDING YOUNG SCIENTISTS: ONE THAT HONORS THE MOST OUTSTANDING DOCTORAL THESIS, ONE FOR OUTSTANDING WORK CONDUCTED BY A POSTDOCTORAL RESEARCHER, AND ONE FOR OUTSTANDING WORK CONDUCTED BY AN EARLY CAREER RESEARCHER AT FERMILAB OR BENEFITING THE FERMILAB SCIENTIFIC PROGRAM. 127399 111904 1974485 1 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 1 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 14 0 10 1 0 0 0 0 0 0 0 0 0 0 0 0 X 11 11 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 NM X MARTHA A RUBENSTEIN 2022931382 1140 19TH STREET NW SUITE 900 WASHINGTON DC 20036 MARTA CEHELSKY EXECUTIVE DIRECTOR 38.00 2.00 X 470824 0 33495 TED WACKLER DEPUTY EXECUTIVE DIRECTOR 40.00 X 268064 0 60178 IAN ANDERSON DIRECTOR, USSO 40.00 X 277917 0 31690 MARTHA RUBENSTEIN CFO/TREASURER 32.00 X 155729 0 21860 MARY EGGER CHIEF COUNSEL 24.00 X 130008 0 15707 DAVETTA M TRUJILLO USSO BUSINESS & FINANCE MANAGER 40.00 X 105064 0 27513 ERIC BARRON EXECUTIVE CHAIR, BOARD OF TRUSTEES 2.00 X 0 0 0 NORMAN R AUGUSTINE BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 WILLIAM JOYCE VICE CHAIR, BOARD OF TRUSTEES 2.00 X 0 0 0 NANCE DICCIANI BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 RICHARD SWIFT BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 JOE WYATT BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 GREGORY FENVES BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 MARK SCHLISSEL BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 GENE BLOCK BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 HARRIS PASTIDES BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 DANIEL B PONDEMAN BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 ANTHONY FRANK BOARD OF TRUSTEES MEMBER 1.00 X 0 0 0 1407606 0 190443 6 0 1 0 SMITH SCIENCE STRATEGIES 2840 HURST TERRACE NW WASHINGTON DC 20016 MGMT & CONSULTING ON GOV'T CONTRACT 117655 1 90096 450000 540096 NTESS 900099 3652658 3652658 DISTRIBUTION FROM FRA 900099 1382634 1382634 5035292 375011 375011 1249884 1331812 -81928 -81928 -81928 5868471 5035292 0 293083 X 392384 392384 30000 30000 7727 7727 1576693 657801 918892 163006 83626 79380 107951 65842 42109 273925 146319 127606 104327 45381 58946 68696 68696 134518 134518 819 819 404331 310555 93776 46737 23556 23181 53643 32688 20955 242162 90837 151325 36818 33997 2821 25067 6651 18416 55928 29617 26311 11674 6182 5492 COPIER LEASE 11741 4404 7337 NON CAPITAL EQUIPMENT 8392 5154 3238 JOURNALS, PUBLICATIONS 1876 1019 857 GIFTS AND CONTRIBUTIONS 1200 57 1143 3452 688 2764 3763067 1974485 1788582 0 100 100 1612913 4183132 985160 1059996 42776 50199 501099 301935 255092 199164 9837511 9186777 883023 1082635 327713 350673 13944288 16112676 376163 435450 171873 99318 712308 681569 1260344 1216337 X 11935537 14038537 748407 857802 12683944 14896339 13944288 16112676 2105404 106991 0 X X 0 1 X 1 0 X 605129 1405304 3000622 4305006 4192754 13508815 605129 1405304 3000622 4305006 4192754 13508815 13508815 249095 211189 298137 313232 375011 1446664 221 40 70 331 14955810 6054251 0.90320 0.87980 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 446177 247583 198594 54922 54352 570 199164 INVESTMENT IN FERMI RESEARCH ALLIANCE, LLC 1082635 F 1082635 403(B) LIABILITY 12779 457(B) LIABILITY 284549 DEFERRED RENT 383721 FSA WITHHOLDING LIABILITY 520 681569 X 6027982 106991 53339 160330 5867652 819 819 5868471 3815587 53339 53339 3762248 819 819 3763067 PART X, LINE 2: UNIVERSITIES RESEARCH ASSOCIATION, INC. (URA) HAS RECEIVED A LETTER FROM THE INTERNAL REVENUE SERVICE (IRS) INDICATING THAT IT HAS BEEN RECOGNIZED BY THE IRS AT TAX-EXEMPT UNDER SECTION501(C)(3) OF THE INTERNAL REVENUE CODE (IRC) AND, AS SUCH, EXCEPT FOR TAXES PERTINENT TO UNRELATED BUSINESS INCOME, IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES. URA HAS NO UNRELATED BUSINESS INCOME IN 2020 AND 2019. URA HAS ANALYZED ITS TAX POSITIONS TAKEN FOR FILINGS WITH THE INTERNAL REVENUE TAXING AUTHORITIES. AS OF SEPTEMBER 30, 2020, IT BELIEVES THAT THE TAX FILING POSITIONS WILL BE SUSTAINED UPON EXAMINATION AND DOES NOT ANTICIPATE ANY ADJUSTMENTS THAT WOULD RESULT IN A MATERIAL ADVERSE EFFECT ON ITS FINANCIAL POSITION, CHANGES IN NET ASSETS, OR CASH FLOWS. GENERALLY, URA'S TAX RETURNS REMAIN OPEN FOR FEDERAL AND STATE INCOME TAX EXAMINATION FOR THREE YEARS FROM THE DATE OF FILING. 1 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 GRANTS RESEARCH 7727 0 0 0 0 0 0 7727 0 7727 EUROPE (INCLUDING ICELAND & GREENLAND) VISITING SCHOLARS PROGRAM 4801 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM VISITING SCHOLARS PROGRAM 2926 1 0 0 0 0 0 0 PART I, LINE 2: UNIVERSITIES RESEARCH ASSOCIATION, INC. (URA) HAS COMPLETE MANAGERIAL CONTROL OVER THE COLLECTION OF VISITING SCHOLAR ASSESSMENTS (VSP) FUNDS AND THE DISPOSITION OF AWARDS FROM THOSE FUNDS. IN ORDER TO ACCOMPLISH THE AWARD PROCESS THE EXECUTIVE DIRECTOR SOLICITS SCIENTISTS FROM THE MEMBERSHIP TO SERVE ON THE PEER REVIEW COMMITTEE TO REVIEW RESEARCH PROPOSALS AND RECOMMEND AWARDS. DURING THOSE MEETINGS THE EXECUTIVE DIRECTOR IS AN ACTIVE PARTICIPANT, PROVIDES COMMENTARY AND ENFORCEMENT OF URA GUIDELINES, AND CAN INDICATE WHEN A POTENTIAL AWARD IS NOT IN KEEPING WITH THOSE GUIDELINES (INCLUDING MEMBERS IN QUESTIONABLE STANDING WHO MAY BE BEHIND ON ASSESSMENTS). IN PROVIDING PROGRESS PAYMENTS FOR THE VSP AWARDS, URA PROVIDES THE AWARDED INSTITUTIONS WITH A COPY OF THE AWARD DOCUMENT (INDICATING THE APPROVED AMOUNTS BY LINE ITEM CATEGORY AND THE AWARD PERIOD). PROGRESS PAYMENTS ARE MADE TO THE INSTITUTION, NOT THE PRINCIPAL INVESTIGATOR. THE INSTITUTIONAL BILLING COMES THROUGH THEIR OFFICE OF GRANTS AND CONTRACTS AND IS CERTIFIED, BY SIGNATURE, THAT THE BILLING IS APPROPRIATE, WITHIN THE SCOPE OF THE AWARD AND ITS BUDGETED PURPOSES, AND HAS BEEN DULY EXPENDED). PART III ACCOUNTING METHOD: 1 COLORADO STATE UNIVERSITY 2002 CAMPUS DELIVERY FORT COLLINS CO 80523 846000555 501(C)(3) 40138 RESEARCH COLUMBIA UNIVERSITY 535 WEST 116TH ST 202 LOW LIBRARY NEW YORK NY 10027 135598093 501(C)(3) 7302 RESEARCH ILLINOIS INSTITUTE OF TECHNOLOGY 3424 SOUTH STATE STREE TC 4TH FLOOR CHICAGO IL 60616 362170136 501(C)(3) 7000 RESEARCH MASSACHUSSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE ROOM 3 208 CAMBRIDGE MA 02139 042103594 501(C)(3) 10778 RESEARCH MICHIGAN STATE UNIVERSITY 426 AUDITORIUM ROAD HANNAH ADMINISTRATION BLDG ROOM 450 EAST LANSING MI 48824 386005984 501(C)(3) 33500 RESEARCH NORTHEASTERN UNIVERSITY 360 HUNTINGTON AVENUE BOSTON MA 02115 041679980 501(C)(3) 6787 RESEARCH NORTHERN ILLINOIS UNIVERSITY 1425 W LINCOLN HWY DEKALB IL 60115 366086819 501(C)(3) 15000 RESEARCH REGENTS OF UNIVERSITY OF MINNESOTA 200 SE OAK ST MINNEAPOLIS MN 55455 205248591 501(C)(3) 19851 RESEARCH TEXAS A&M UNIVERSITY 400 HARVEY MITCHELL PARKWAY SOUTH SUITE 300 COLLEGE STATION TX 77845 746000531 501(C)(3) 9992 RESEARCH UNIVERSITY OF CALIFORNIA IRVINE PO BOX 6050 IRVINE CA 92616 952226406 501(C)(3) 13851 RESEARCH UNIVERSITY OF CHICAGO 5640 ELLIS AVENUE CHICAGO IL 60637 362177139 501(C)(3) 38333 RESEARCH UNIVERSITY OF KENTUCKY 301 PETERSON SERVICE BUILDING LEXINGTON KY 40506 311030245 501(C)(3) 9054 RESEARCH UNIVERSITY OF MICHIGAN 500 S STATE ST ANN ARBOR MI 48109 386006309 501(C)(3) 17361 RESEARCH UNIVERSITY OF WASHINGTON ROOM 301 GERBERDING HALL BOX 351230 SEATTLE WA 98195 916001537 501(C)(3) 11983 RESEARCH CALIFONIA INSTITUTE OF TECHNOLOGY 1200 E CALIFORNIA BLVD PASADENA CA 91125 951643307 501(C)(3) 9021 RESEARCH STATE UNIV OF NY STONY BROOK UNIVERSITY 100 NICOLLS ROAD STONY BROOK NY 11794 161514621 501(C)(3) 15066 RESEARCH UNIVERSITY OF ARIZONA 1303 E UNIVERSITY BLVD TUCSON AZ 85719 742652689 501(C)(3) 9518 RESEARCH UNIVERSITY OF CALIFORNIA RIVERSIDE 900 UNIVERSITY AVE RIVERSIDE CA 92521 956006142 501(C)(3) 13600 RESEARCH UNIVERSITY OF IOWA 105 JESSIP HALL IOWA CITY IA 52242 426004813 501(C)(3) 10000 RESEARCH 19 RESEARCH AWARD 3 30000 PART I, LINE 2: URA HAS COMPLETE MANAGERIAL CONTROL OVER THE COLLECTION OF VSP FUNDS AND THE DISPOSITION OF AWARDS FROM THOSE FUNDS. IN ORDER TO ACCOMPLISH THE AWARD PROCESS THE EXECUTIVE DIRECTOR SOLICITS SCIENTISTS FROM THE MEMBERSHIP TO SERVE ON THE PEER REVIEW COMMITTEE TO REVIEW RESEARCH PROPOSAL AND RECOMMEND AWARDS. DURING THOSE MEETING THE EXECUTIVE DIRECTOR IS AN ACTIVE PARTICIPANT, PROVIDES COMMENTARY AND ENFORCEMENT OF URA GUIDELINES, AND CAN INDICATE WHEN A POTENTIAL AWARD IS NOT IN KEEPING WITH THOSE GUIDELINES (INCLUDING MEMBERS IN QUESTIONABLE STANDING WHO MAY BE BEHIND ON ASSESSMENTS). IN PROVIDING PROGRESS PAYMENTS FOR THE VSP AWARDS, URA PROVIDES THE AWARDED INSTITUTIONS WITH A COPY OF THE AWARD DOCUMENT (INDICATING THE APPROVED AMOUNT BY LINE ITEM CATEGORY AND THE AWARD PERIOD). PROGRESS PAYMENTS ARE MADE TO THE INSTITUTION, NOT THE PRINCIPAL INVESTIGATOR. THE INSTITUTIONAL BILLING COMES THROUGH THEIR OFFICE OF GRANTS AND CONTRACTS AND IS CERTIFIED, BY SIGNATURE, THAT THE BILLING IS APPROPRIATE, WITHIN THE SCOPE OF THE AWARD AND ITS BUDGETED PURPOSES, AND HAS BEEN DULY EXPENDED). X X X X 0 0 0 0 0 0 0 0 0 MARTA CEHELSKY EXECUTIVE DIRECTOR 470824 0 0 0 0 0 28000 0 5495 0 504319 0 0 0 TED WACKLER DEPUTY EXECUTIVE DIRECTOR 268064 0 0 0 0 0 26806 0 33371 0 328241 0 0 0 IAN ANDERSON DIRECTOR, USSO 277917 0 0 0 0 0 27792 0 3898 0 309607 0 0 0 MARTHA RUBENSTEIN CFO/TREASURER 155729 0 0 0 0 0 15573 0 6287 0 177589 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS 90 INSTITUTIONAL UNIVERSITY MEMBERS, EACH REPRESENTED IN THE COUNCIL OF PRESIDENTS (COP) BY THE UNIVERSITY PRESIDENT OR CHANCELLOR. FORM 990, PART VI, SECTION A, LINE 7A EACH MEMBER OF THE COP HAS ONE VOTE. THE COP ELECTS MEMBERS OF THE BOARD OF TRUSTEES BY THE MAJORITY OF VOTES CAST. FORM 990, PART VI, SECTION A, LINE 7B THE COP MAY DISAPPROVE ANY ASSESSMENTS FIXED BY THE BOARD OF TRUSTEES; ELECT NEW MEMBER UNIVERSITIES NOMINATED BY THE BOARD; AND APPROVE ANY AMENDMENTS TO THE BYLAWS PROPOSED BY THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B MANAGEMENT AND ITS EXTERNAL ACCOUNTANTS REVIEW THE 990. THEN THE AUDIT COMMITTEE ASSUMES THE PRINCIPAL RESPONSIBILITY FOR REVIEWING THE 990 ON BEHALF OF THE BOARD OF TRUSTEES. THE BOARD RECEIVES A COPY PRIOR TO ITS FILING. FORM 990, PART VI, SECTION B, LINE 12C IN ADDITION TO THE ANNUAL ACKNOWLEDGEMENT OF THE CONFLICT OF INTEREST POLICY AND DISCLOSURE OF ANY CONFLICTS, ALL OFFICERS AND TRUSTEES ARE UNDER A CONTINUING AND AFFIRMATIVE OBLIGATION TO DISCLOSE ANY CONFLICTS THAT MAY COME UP DURING THE YEAR. TRUSTEES AND MEMBERS OF COMMITTEES REPORT ANY CONFLICTS TO THE BOARD AND GENERAL COUNSEL, AND OTHER OFFICERS REPORT ANY CONFLICTS TO THE EXECUTIVE DIRECTOR AND GENERAL COUNSEL. THE BOARD RESOLVES ISSUES AMONG BOARD AND COMMITTEE MEMBERS IN CONSULTATION WITH THE GENERAL COUNSEL AND EXECUTIVE DIRECTOR, AND THE EXECUTIVE DIRECTOR RESOLVES ISSUES INVOLVING OTHER OFFICERS IN CONSULTATION WITH THE GENERAL COUNSEL. RECUSAL FROM ANY CONFLICTED MATTER IS THE PRACTICE. THE URA EMPLOYEE MANUAL ALSO CONTAINS A CONFLICT OF INTEREST POLICY COVERING ALL EMPLOYEES, AND IT DESCRIBES THE PROCESS FOR DISCLOSURE TO THE EXECUTIVE DIRECTOR AND RESOLUTION OF ANY CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION SURVEYS PUBLISHED BY INDEPENDENT THIRD-PARTY ORGANIZATIONS AND SALARY INFORMATION FROM FILED 990 REPORTS OF COMPARABLE ORGANIZATIONS' EXECUTIVE OFFICER ARE COLLECTED EACH YEAR BY THE GENERAL COUNSEL AND PRESENTED TO THE EXECUTIVE COMMITTEE OF THE BOARD WHICH MAKES A RECOMMENDATION TO THE FULL BOARD FOR ITS APPROVAL. PERIODICALLY, MOST RECENTLY IN 2016, URA CONTRACTS WITH AN INDEPENDENT ENTITY TO COLLECT AND PROVIDE COMPARABLE COMPENSATION DATA. THE EXECUTIVE COMMITTEE AND BOARD CONDUCT THEIR DISCUSSION AND DECISION-MAKING WITH MEMBERS ONLY. COMMITTEE AND BOARD MINUTES AND A MEMORANDUM FROM THE EXECUTIVE CHAIR DOCUMENT THIS PROCESS AND DECISION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G HUMAN RESOURCE FEES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 21,639. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 21,639. OTHER CONSULTING FEES: PROGRAM SERVICE EXPENSES 310,555. MANAGEMENT AND GENERAL EXPENSES 72,137. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 382,692. PART XII, LINE 2C MANAGEMENT AND ITS EXTERNAL ACCOUNTANTS REVIEW THE 990. THEN THE AUDIT COMMITTEE ASSUMES THE PRINCIPAL RESPONSIBILITY FOR REVIEWING THE 990 ON BEHALF OF THE BOARD OF TRUSTEES. THE BOARD RECEIVES A COPY PRIOR TO ITS FILINGS. FERMI RESEARCH ALLIANCE LLC PO BOX 500 BATAVIA IL 60510 571239010 RESEARCH IL 501(C)(3) LINE 7 N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 FERMI RESEARCH ALLIANCE S 1382634 NET REALIZABLE VALUE