2021-08-12T13:36:02-05:00 2020-09-30 420714325 RSM US LLP 1861 INTERNATIONAL DRIVE SUITE 400 MCLEAN VA 22102 990 2019-10-01 521501082 CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES CENT 2028870200 1616 RHODE ISLAND AVENUE NW WASHINGTON DC 20036 LISA WILSON CHIEF FINANCIAL OFFICER 2028870200 2021-08-10 1 YONG ZHANG CPA P01249785 7033366400 2021-08-10 2019 2022-09-23 18:48:47Z CSIS JOHN J HAMRE 1616 RHODE ISLAND AVENUE NW WASHINGTON DC 20036 50325027 0 X WWW.CSIS.ORG X 1986 DE A PUBLIC POLICY RESEARCH INSTITUTION DEDICATED TO ANALYSIS AND POLICY IMPACT. 43 41 518 51 16376 -81859 38945126 42008268 6470644 5052868 -4946 872 118542 182150 45529366 47244158 0 0 0 0 26959749 28167944 0 0 2455931 18487582 15978706 45447331 44146650 82035 3097508 183161990 194805127 48445050 53543248 134716940 141261879 X CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES (CSIS) IS A BIPARTISAN NONPROFIT POLICY RESEARCH ORGANIZATION DEDICATED TO PROVIDING STRATEGIC INSIGHTS AND POLICY SOLUTIONS TO HELP DECISIONMAKERS CHART A COURSE TOWARDS A BETTER WORLD. 0 0 8391729 2495980 THE CSIS INTERNATIONAL SECURITY PROGRAM (ISP) IS A CONSTANT SOURCE OF RELIABLE ANALYSIS ON THE THREATS AND OPPORTUNITIES SHAPING U.S. SECURITY INTERESTS AT HOME AND ABROAD.ISP TACKLES ONE OF THE MOST ROBUST AND AMBITIOUS RESEARCH AGENDAS IN THE FIELD. IT COVERS CONVENTIONAL POLITICAL-MILITARY ISSUES, INCLUDING DEFENSE STRATEGY AND POLICY, ACQUISITION AND INDUSTRY, COUNTERTERRORISM AND HOMELAND SECURITY, U.S. NUCLEAR POLICY, WMD PROLIFERATION, DEFENSE BUDGET ANALYSIS, MISSILE DEFENSE, STRATEGIC FUTURES, AND SECURITY COOPERATION. ISP IS ALSO COMMITTED TO ADDRESSING A GROWING RANGE OF NONMILITARY ISSUES DEFINING U.S. FOREIGN AND SECURITY POLICY.NONPARTISAN/BIPARTISAN ANALYSIS OF THE ONGOING DEFENSE AND SECURITY CHALLENGES FACING THE NATION PROVIDES CONGRESS, THE EXECUTIVE BRANCH, AND INDUSTRY THE INFORMATION NEEDED TO MAKE TOUGH DECISIONS. ISP ASSEMBLES TOP-LEVEL LEADERS AND PROVIDES THE PLATFORM FOR THEM TO DEFINE CRITICAL ISSUES AND EXPLAIN THE IMPACT NATIONALLY AND GLOBALLY. 2082599 843053 CSIS JAPAN CHAIR SEEKS TO DEFINE A STRATEGIC AGENDA FOR THE U.S.-JAPAN RELATIONSHIP BY RAISING CONSCIOUSNESS OF U.S. JAPAN POLICY ISSUES IN A BILATERAL, REGIONAL, AND GLOBAL CONTEXT. 2054054 1327733 ENERGY SECURITY AND CLIMATE CHANGE OFFERS LEADING RESEARCH ON EMERGING ENERGY AND CLIMATE CHANGE ISSUES AND DELIVERING INSIGHTFUL, INDEPENDENT ANALYSIS TO EDUCATE AND DRIVE EFFECTIVE POLICY.OUR GOAL IS TO PROVIDE INFORMATION AND ANALYSIS TO IMPROVE ENERGY SECURITY, ADDRESS GLOBAL CLIMATE CHANGE, AND ALLEVIATE ENERGY POVERTY AND ENVIRONMENTAL INJUSTICE.WE CONSISTENTLY PROVIDE HIGH QUALITY PUBLIC EDUCATION, STRATEGIC INSIGHTS, AND POLICY SOLUTIONS BY EXAMINING ISSUES AT THE INTERSECTION OF GEOPOLITICS, POLICY, MARKETS, AND TECHNOLOGY. WITH A WIDE RANGE OF PROFESSIONAL EXPERIENCE IN THE PRIVATE AND PUBLIC SECTORS AS WELL AS FIRSTHAND REGIONAL EXPERTISE, OUR TEAM IS COMPRISED OF SCHOLARS WHO TOGETHER FORMULATE INNOVATIVE YET PRAGMATIC POLICY RECOMMENDATIONS. CONTINUING ITS COLLABORATION WITH LEADERS IN GOVERNMENT, INDUSTRY, ACADEMIA, AND CIVIL SOCIETY, THE CSIS ENERGY SECURITY AND CLIMATE CHANGE PROGRAM DEVELOPS EVENTS AND PROJECTS DESIGNED TO HELP DECISION MAKERS CRAFT SMART ENERGY POLICIES THAT BALANCE ECONOMIC, ENVIRONMENTAL, AND SECURITY PRIORITIES. 17935040 386102 OTHER PROGRAM SERVICES 17935040 386102 30463422 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 251 0 1 518 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 43 41 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ CA CO CT DC DE FL GA HI IL KS KY ME MD MA MI MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI LA MN MO NE X LISA WILSON 2028870200 1616 RHODE ISLAND AVENUE NW WASHINGTON DC 20036 THOMAS J PRITZKER CHAIRMAN 1.00 X 0 0 0 RICHARD L ARMITAGE TRUSTEE 1.00 X 0 0 0 BRENDAN BECHTEL TRUSTEE 1.00 X 0 0 0 ERSKINE BOWLES TRUSTEE 1.00 X 0 0 0 SUE M COBB TRUSTEE 1.00 X 0 0 0 WILLIAM S COHEN TRUSTEE 1.00 X 0 0 0 WILLIAM M DALEY TRUSTEE 1.00 X 0 0 0 ANDREAS DRACOPOULOS TRUSTEE 1.00 X 0 0 0 STANLEY F DRUCKENMILLER TRUSTEE 1.00 X 0 0 0 MICHAEL P GALVIN TRUSTEE 1.00 X 0 0 0 HELENE GAYLE TRUSTEE 1.00 X 0 0 0 EVAN G GREENBERG TRUSTEE 1.00 X 0 0 0 MAURICE R GREENBERG TRUSTEE 1.00 X 0 0 0 JOHN HAMMERGREN TRUSTEE 1.00 X 0 0 0 LINDA W HART TRUSTEE 1.00 X 0 0 0 BENJAMIN W HEINEMAN JR TRUSTEE 1.00 X 0 0 0 JOHN B HESS TRUSTEE 1.00 X 0 0 0 CARLA A HILLS TRUSTEE 1.00 X 0 0 0 MELLODY HOBSON TRUSTEE 1.00 X 0 0 0 RAY L HUNT TRUSTEE 1.00 X 0 0 0 JAMES L JONES JR TRUSTEE 1.00 X 0 0 0 FRED KHOSRAVI TRUSTEE 1.00 X 0 0 0 RONALD KIRK TRUSTEE 1.00 X 0 0 0 HENRY A KISSINGER TRUSTEE & COUNSELOR 1.00 X 25284 0 25950 KENNETH G LANGONE TRUSTEE 1.00 X 0 0 0 KEWSONG LEE TRUSTEE 1.00 X 0 0 0 W JAMES MCNERNEY JR TRUSTEE 1.00 X 0 0 0 PHEBE N NOVAKOVIC TRUSTEE 1.00 X 0 0 0 SAM NUNN TRUSTEE 1.00 X 0 0 0 JOSEPH S NYE JR TRUSTEE 1.00 X 0 0 0 LEON PANETTA TRUSTEE 1.00 X 0 0 0 WILLIAM K REILLY TRUSTEE 1.00 X 0 0 0 PAUL RYAN TRUSTEE 1.00 X 0 0 0 JIN ROY RYU TRUSTEE 1.00 X 0 0 0 BOB SCHIEFFER TRUSTEE 1.00 X 0 0 0 FREDERICK W SMITH TRUSTEE 1.00 X 0 0 0 JULIE SWEET TRUSTEE 1.00 X 0 0 0 ANDREW TAYLOR TRUSTEE 1.00 X 0 0 0 FRANCES F TOWNSEND TRUSTEE 1.00 X 0 0 0 BYRON D TROTT TRUSTEE 1.00 X 0 0 0 ROMESH WADHWANI TRUSTEE 1.00 X 0 0 0 DARREN WOODS TRUSTEE 1.00 X 0 0 0 JOHN J HAMRE PRESIDENT/CEO 35.00 X X 520740 0 31303 CRAIG COHEN EXECUTIVE VP 35.00 X 347816 0 51906 KATHLEEN HICKS SENIOR VP INT'L SECURITY 35.00 X 273382 0 59278 LISA WILSON CHIEF FINANCIAL OFFICER 35.00 X 215705 0 39942 KAREN WONG SENIOR VP MEMBERSHIP & EVENTS 35.00 X 209197 0 29970 ANDREW SCHWARTZ CHIEF COMMUNICATIONS OFFIC 35.00 X 217757 0 53432 JOSIANE GABEL VP FOR PROGRAMS/OPERATIONS 35.00 X 160291 0 40246 AARON MYERS CHIEF INFORMATION OFFICER 35.00 X 167275 0 16354 LOUIS LAUTER VP FOR CONGRESSIONAL & GOV 35.00 X 174698 0 18820 REBECKA SHIRAZI VP FOR EXTERNAL RELATIONS 35.00 X 148207 0 36509 TALIA DUBOVI VP & DIRECTOR OF DIVERSITY 35.00 X 120168 0 39649 NAHMYO THOMAS VP & DIRECTOR OF EXECUTIVE ED 35.00 X 148980 0 32229 JON ALTERMAN SENIOR VP GLOBAL SECURITY 35.00 X 209738 0 23808 HEATHER CONLEY SENIOR VP FOR EUROPE & ARCTIC 35.00 X 199675 0 48588 MICHAEL GREEN SENIOR VP FOR ASIA & JAPAN CHAIR 35.00 X 266989 0 21264 MATTHEW GOODMAN SENIOR VP FOR ECONOMICS 35.00 X 200166 0 52637 SARAH LADISLAW SENIOR VP FOR ENERGY SECUR 35.00 X 201188 0 45214 JAMES LEWIS SENIOR VP FOR TECHNOLOGY P 35.00 X 205863 0 44854 DANIEL RUNDE SENIOR VP PROSPERITY & DEVELOPMENT 35.00 X 195804 0 52026 JOHN MORRISON SENIOR VP GLOBAL HEALTH 35.00 X 276814 0 51186 KEVIN STURTEVANT CHIEF DEVELOPMENT OFFICER 35.00 X 177615 0 29726 MICHELLE KEEGAN CHIEF DEVELOPMENT OFFICER 35.00 X 198133 0 22537 SETH JONES DIRECTOR 35.00 X 243694 0 25509 REBECCA HERSMAN PROJECT DIRECTOR 35.00 X 214525 0 34528 RICHARD ROSSOW SENIOR FELLOW 35.00 X 202624 0 43413 THOMAS KARAKO SENIOR FELLOW 35.00 X 205276 0 45378 TODD HARRISON PROJECT DIRECTOR 35.00 X 200890 0 43783 5928494 0 1060039 71 0 1 0 CAMBER COLLECTIVE 408 N 35TH ST SUITE A SEATTLE WA 98103 CONSULTANCY 675000 FLEISCHMAN JANET 7111 CEDAR AVE TAKOMA PARK MD 20912 CONSULTANCY 188460 RIDGEWELLS CATERING 5525 DORSEY LANE BETHESDA MD 20816 LABOR & STAFFING 163151 KPA ASSOCIATES LLC 238 RIVER VIEW CT LONGMONG CO 80501 CONSULTANCY 158333 COS EVENTS MANAGEMENT PO BOX 239 ROCKVILLE MD 20848 LABOR & STAFFING 158040 7 2168563 39839705 23426 42008268 CONTRACTS-GOV'T AGENCY 900099 4416785 4416785 OTHER CONTRACT INCOME 900099 573653 573653 CONFERENCE 900099 62430 62430 5052868 1356742 1356742 267271 225000 42271 42271 42271 1499999 2855869 -1355870 -1355870 -1355870 OTHER REVENUE 900099 123503 123503 PARKING 812930 16376 16376 139879 47244158 5052868 16376 166646 X 5728913 3902775 1500519 325619 18841936 12689633 5086904 1065399 908891 612119 245380 51392 1202599 931552 198444 72603 1485605 1000523 401080 84002 976681 684354 203180 89147 85383 20240 65143 117708 7000 110708 412655 412655 4577455 3375611 1063173 138671 469872 149648 300396 19828 870109 407748 445141 17220 1106966 775643 230284 101039 1313217 1188508 108940 15769 837353 639972 38052 159329 1384075 969812 287931 126332 2560827 1794353 592258 174216 OTHER EXPENSES 688283 560607 116514 11162 BAD DEBT EXPENSE 463668 463668 BOOKS & PUBLICATIONS 339454 289656 45595 4203 SUBLEASE EXP. REPORTED -225000 -225000 44146650 30463422 11227297 2455931 2059 1000 4320641 9795036 15034893 11570942 5749951 5189594 151724 157898 109702858 18435082 93412053 91267776 64478753 76810965 11916 11916 183161990 194805127 2844506 3292891 1017135 1703860 44583409 44037797 0 4508700 48445050 53543248 X 77734425 82702183 56982515 58559696 134716940 141261879 183161990 194805127 3097508 3447431 0 X X 0 1 X 1 1 1 X 77076016 45793209 40290620 38657745 42125568 243943158 77076016 45793209 40290620 38657745 42125568 243943158 12836831 231106327 562771 540628 430378 335953 1624013 3493743 37795 90642 25192 61880 123503 339012 247775913 28340704 0.93270 0.95500 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME FROM EXEMPT ACTIVITIES - 2015 AMOUNT: $ 37,795. 2016 AMOUNT: $ 90,642. 2017 AMOUNT: $ 25,192. 2018 AMOUNT: $ 61,880. 2019 AMOUNT: $ 123,503. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 29101465 1000000 1394993 1125327 30371131 26408205 3000000 704269 1011009 29101465 23826541 2200000 1202747 821083 26408205 22574504 1200000 963325 911288 23826541 12552632 10000000 415136 393264 22574504 0.03310 0.96690 0.00000 0 0 33117228 33117228 67789349 11849326 55940023 6711768 5093751 1618017 2084513 1492005 592508 91267776 GLOBAL ENDOWMENT - STL 16277232 F GLOBAL ENDOWMENT - FUND II 60366495 F GLOBAL ENDOWMENT - LMF 167238 F 76810965 PPP TRUST LOAN 4508700 4508700 X 50503934 3447431 225000 3672431 46831503 412655 412655 47244158 43958995 225000 225000 43733995 412655 412655 44146650 PART V, LINE 4: CSIS ENDOWMENT FUNDS ARE POOLED AND INVESTED IN A PROFESSIONALLY MANAGED COMINGLED FUND IN ORDER TO GENERATE EARNINGS AND APPRECIATION THAT WILL PROVIDE A PERPETUAL SOURCE OF INCOME TO SUPPORT CSIS'S PROGRAMMATIC ACTIVITIES. CSIS'S BOARD OF TRUSTEES APPROVES AN ANNUAL DRAW, IN ACCORDANCE WITH UPMIFA AS ENACTED IN THE DISTRICT OF COLUMBIA, TO SPEND ON OPERATIONS IN ACCORDANCE WITH DONOR STIPULATIONS WHERE APPLICABLE. THE FINANCE AND INVESTMENT COMMITTEE IS SPECIFICALLY CHARGED WITH OVERSEEING ALL CSIS'S INVESTMENTS, INCLUDING ITS PERFORMANCE AND INVESTMENT MANAGERS. PART X, LINE 2: CSIS IS EXEMPT FROM FEDERAL INCOME TAXES ON ITS EXEMPT ACTIVITIES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE) AND HAS BEEN DESIGNATED BY THE INTERNAL REVENUE SERVICE (IRS) AS A PUBLICLY SUPPORTED ORGANIZATION UNDER SECTION 509(A)(1) OF THE CODE. CSIS ENGAGES IN CERTAIN ACTIVITIES THAT PRODUCE UNRELATED BUSINESS INCOME, AS DEFINED BY FEDERAL INCOME TAX REGULATIONS. WHEN TAX RETURNS ARE FILED, IT IS HIGHLY CERTAIN THAT SOME POSITIONS TAKEN WOULD BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES, WHILE OTHERS ARE SUBJECT TO UNCERTAINTY ABOUT THE MERITS OF THE POSITION TAKEN OR THE AMOUNT OF THE POSITION THAT WOULD BE ULTIMATELY SUSTAINED. THE BENEFIT OF A TAX POSITION IS RECOGNIZED IN THE CONSOLIDATED FINANCIAL STATEMENTS IN THE PERIOD DURING WHICH, BASED ON ALL AVAILABLE EVIDENCE, MANAGEMENT BELIEVES IT IS MORE LIKELY THAN NOT THAT THE POSITION WILL BE SUSTAINED UPON EXAMINATION, INCLUDING THE RESOLUTION OF APPEALS OR LITIGATION PROCESSES, IF ANY. TAX POSITIONS TAKEN ARE NOT OFFSET OR AGGREGATED WITH OTHER POSITIONS. TAX POSITIONS THAT MEET THE MORE LIKELY THAN NOT RECOGNITION THRESHOLD ARE MEASURED AS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS MORE THAN 50% LIKELY OF BEING REALIZED UPON SETTLEMENT WITH THE APPLICABLE TAXING AUTHORITY. THE PORTION OF THE BENEFITS ASSOCIATED WITH TAX POSITIONS TAKEN THAT EXCEEDS THE AMOUNT MEASURED AS DESCRIBED ABOVE IS REFLECTED AS A LIABILITY FOR UNRECOGNIZED TAX BENEFITS IN THE ACCOMPANYING CONSOLIDATED BALANCE SHEET, ALONG WITH ANY ASSOCIATED INTEREST AND PENALTIES THAT WOULD BE PAYABLE TO THE TAXING AUTHORITIES UPON EXAMINATION. CSIS FILES INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION. AS OF SEPTEMBER 30, 2019, AND FOR THE YEAR THEN ENDED, THERE WERE NO MATERIAL UNRECOGNIZED/DERECOGNIZED TAX BENEFITS OR TAX PENALTIES OR INTEREST. GENERALLY, CSIS IS NO LONGER SUBJECT TO U.S. FEDERAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2016. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE REPORTED ON PART VIII LINE 6B 225,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE REPORTED ON PART VIII LINE 6B 225,000. EAST ASIA AND THE PACIFIC 0 2 PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS'S PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 192981 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS'S PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 28231 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS'S PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 14800 SOUTH ASIA 0 1 PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS'S PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 130000 0 3 0 0 0 3 366012 0 366012 0 0 0 0 0 0 PART I, LINE 3: CSIS USES GAAP TO REPORT EXPENDITURES IN A FOREIGN REGION. PART III ACCOUNTING METHOD: X X X 0 0 0 0 0 0 0 0 0 JOHN J HAMRE PRESIDENT/CEO 518454 0 0 0 2286 0 28000 0 3303 0 552043 0 0 0 CRAIG COHEN EXECUTIVE VP 297546 0 50000 0 270 0 28000 0 23906 0 399722 0 0 0 KATHLEEN HICKS SENIOR VP INT'L SECURITY 273112 0 0 0 270 0 28000 0 31278 0 332660 0 0 0 LISA WILSON CHIEF FINANCIAL OFFICER 215435 0 0 0 270 0 22231 0 17711 0 255647 0 0 0 KAREN WONG SENIOR VP MEMBERSHIP & EVENTS 208783 0 0 0 414 0 21154 0 8816 0 239167 0 0 0 ANDREW SCHWARTZ CHIEF COMMUNICATIONS OFFIC 207343 0 10000 0 414 0 22154 0 31278 0 271189 0 0 0 JOSIANE GABEL VP FOR PROGRAMS/OPERATIONS 160129 0 0 0 162 0 16689 0 23557 0 200537 0 0 0 AARON MYERS CHIEF INFORMATION OFFICER 167113 0 0 0 162 0 3846 0 12508 0 183629 0 0 0 LOUIS LAUTER VP FOR CONGRESSIONAL & GOV 164518 0 10000 0 180 0 16606 0 2214 0 193518 0 0 0 REBECKA SHIRAZI VP FOR EXTERNAL RELATIONS 148045 0 0 0 162 0 15308 0 21201 0 184716 0 0 0 TALIA DUBOVI VP & DIRECTOR OF DIVERSITY 119988 0 0 0 180 0 15308 0 24341 0 159817 0 0 0 NAHMYO THOMAS VP & DIRECTOR OF EXECUTIVE ED 148836 0 0 0 144 0 15308 0 16921 0 181209 0 0 0 JON ALTERMAN SENIOR VP GLOBAL SECURITY 208964 0 0 0 774 0 21024 0 2784 0 233546 0 0 0 HEATHER CONLEY SENIOR VP FOR EUROPE & ARCTIC 199245 0 0 0 430 0 21048 0 27540 0 248263 0 0 0 MICHAEL GREEN SENIOR VP FOR ASIA & JAPAN CHAIR 266155 0 0 0 834 0 19000 0 2264 0 288253 0 0 0 MATTHEW GOODMAN SENIOR VP FOR ECONOMICS 199392 0 0 0 774 0 21359 0 31278 0 252803 0 0 0 SARAH LADISLAW SENIOR VP FOR ENERGY SECUR 201008 0 0 0 180 0 21308 0 23906 0 246402 0 0 0 JAMES LEWIS SENIOR VP FOR TECHNOLOGY P 203577 0 0 0 2286 0 21065 0 23789 0 250717 0 0 0 DANIEL RUNDE SENIOR VP PROSPERITY & DEVELOPMENT 195804 0 0 0 0 0 21000 0 31026 0 247830 0 0 0 JOHN MORRISON SENIOR VP GLOBAL HEALTH 275626 0 0 0 1188 0 28000 0 23186 0 328000 0 0 0 KEVIN STURTEVANT CHIEF DEVELOPMENT OFFICER 177201 0 0 0 414 0 0 0 29726 0 207341 0 0 0 MICHELLE KEEGAN CHIEF DEVELOPMENT OFFICER 177783 0 20000 0 350 0 17747 0 4790 0 220670 0 0 0 SETH JONES DIRECTOR 233424 0 10000 0 270 0 0 0 25509 0 269203 0 0 0 REBECCA HERSMAN PROJECT DIRECTOR 204111 0 10000 0 414 0 21164 0 13364 0 249053 0 0 0 RICHARD ROSSOW SENIOR FELLOW 202354 0 0 0 270 0 16923 0 26490 0 246037 0 0 0 THOMAS KARAKO SENIOR FELLOW 205114 0 0 0 162 0 21241 0 24137 0 250654 0 0 0 TODD HARRISON PROJECT DIRECTOR 200710 0 0 0 180 0 21241 0 22542 0 244673 0 0 0 X 23426 60 MARKET PRICE 0 0 1 0 PART I, COLUMN (B): THE NUMBER IN COLUMN B REFLECTS THE NUMBER OF ITEMS DONATED. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS REVIEWED IN DETAIL BY THE EXECUTIVE MANAGEMENT TEAM. AFTER THE FORM 990 IS REVIEWED INTERNALLY BY MANAGEMENT, A FINAL DRAFT IS PROVIDED TO THE AUDIT & COMPLIANCE COMMITTEE THEN MADE AVAILABLE FOR REVIEW BY THE FULL BOARD OF TRUSTEES. AFTER A BRIEF PERIOD FOR REVIEW AND COMMENT PERIOD BY THE BOARD, THE FORM 990 IS THEN ELECTRONICALLY FILED. FORM 990, PART VI, SECTION B, LINE 12C ALL OFFICERS, DIRECTORS/TRUSTEES AND KEY EMPLOYEES ARE REQUIRED TO SIGN A COI OR AN OUTSIDE BUSINESS DISCLOSURE (OBD) STATEMENT UPON HIRE, WHENEVER SIGNIFICANT CHANGES OCCUR AND ANNUALLY, AT A TIME DESIGNATED BY CSIS MANAGEMENT. A THREE-PERSON CONFLICT OF INTEREST REVIEW PANEL DESIGNATED BY CSIS'S PRESIDENT & CEO REVIEWS ALL OBD STATEMENTS AT LEAST ANNUALLY OR WHENEVER UPDATES ARE SUBMITTED. THE COI REVIEW PANEL CONVENES WHENEVER NECESSARY TO DISCUSS POTENTIAL VIOLATIONS OF THIS POLICY OR TO HELP ADVISE STAFF ON COMPLIANCE. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION FOR THE PRESIDENT AND CEO AND OTHER CORPORATE OFFICERS IS REVIEWED ANNUALLY USING COMPARABLE, THINK TANK COMPENSATION SURVEY DATA AND IS APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 172,898. MANAGEMENT AND GENERAL EXPENSES 329,846. FUNDRAISING EXPENSES 10,737. TOTAL EXPENSES 513,481. CONSULTANT: PROGRAM SERVICE EXPENSES 3,202,713. MANAGEMENT AND GENERAL EXPENSES 733,327. FUNDRAISING EXPENSES 127,934. TOTAL EXPENSES 4,063,974. FORM 990, PART XII, LINE 2C THE PROCESS FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT THAT AUDITED THE FINANCIAL STATEMENTS HAS BEEN CONSISTENT WITH PRIOR YEARS.