2021-08-30T11:10:29-07:00 2021-04-30 990 2020-05-01 237088831 CARLETON UNIVERSITY CARL 6134473291 1125 Colonel By Dr Robertson 603 OTTAWA Ontario CA K1S5B6 Tim Sullivan AVP Financial Services 6135203600 2021-08-30 1 11 1 AAL2 X X 2020 2022-09-23 18:48:47Z Tim Sullivan 1125 Colonel By Drive Ottawa Ontario CA K1S5B6 491246640 0 X www.Carleton.ca X University 1942 CA CARLETON UNIVERSITY PROVIDES POST SECONDARY EDUCATION 32 24 0 100 0 0 139756700 143906203 347059671 330474142 22502146 16866295 0 0 509318517 491246640 35646863 40668347 0 0 295242946 323108129 0 0 3580403 138148174 120535613 469037983 484312089 40280534 6934551 1138990482 1411228764 465064816 429093734 673925666 982135030 CARLETON UNIVERSITY PROVIDES POST SECONDARY EDUCATION 0 0 357952145 36438790 235804559 GENERAL OPERATIONS, PLANT FUND, SCHOLARSHIP AND BURSARIES 71119730 4229522 74188967 SPONSORED AND CONTRACT RESEARCH 30868059 0 20480616 ANCILLARY OPERATIONS 0 0 0 459939934 1 0 0 0 0 0 0 1 0 1 1 0 1 0 0 0 1 0 1 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 0 0 1 0 0 1 CA 0 0 1 1 0 0 0 X 32 24 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 0 1 1 1 0 X TIM SULLIVAN 6135202600 1125 COLONEL BY DRIVE OTTAWA ONTARIO CA K1S 5B6 Benoit Antoine Bacon President 35 0 X X 310740 0 31700 Dana Brown Dean 35 0 X 218055 0 26357 Michel Piche Vice President Finance and Admin 35 0 X 215970 0 26068 Larry Kostiuk Professor 35 0 X 211921 0 26154 Thomas Tomberlin Provost and VP Academic 35 0 X 197101 0 18216 Andre Plourde Professor 35 0 X 185851 0 24041 Paul Van Oorschot Professor 35 0 X 188683 0 19795 Paul Villeneuve Professor 35 0 X 185800 0 16091 Rafix Goubran Vice President Research 35 0 X 181009 0 20304 Suzanne Blanchard Vice President Students and Enrolment 35 0 X 166847 0 22204 Patrice Smith Board of Governors Member (Professor) 35 0 X 147665 0 19944 Banu Ormeci Member Board of Governors (Faculty) 35 0 X 133891 0 14569 Elinor Sloan Member of Board of Governors (Professor) 35 0 X 133125 0 14312 Jonathon Malloy Member of Board of Governors (Professor) 35 0 X 115609 0 14253 Nina Anita Karhu Member of Board of Governors(Manager Classroom) 35 0 X 73259 0 11420 Art Ullet Member of Board of Governors (Locksmith) 35 0 X 67473 0 9811 Frohan Foroutan Member of Board of Governors (Faculty) 35 0 X 18642 0 0 Debra Alves Member of the Board of Governors 1 0 X 0 0 0 Yaprak Baltacioglu Chancellor 1 1 X 0 0 0 Beth Creary Member of Board of Governors 1 0 X 0 0 0 Patrick Dion Member of Board of Governors 1 0 X 0 0 0 Jim Durrell Member of Board of Governors 1 0 X 0 0 0 Gregory Farrell Member of Board of Governors 1 0 X 0 0 0 Konrad Von Finckenstein Member of Board of Governors 1 0 X 0 0 0 Dan Fortin Member of Board of Governors 1 0 X 0 0 0 Kim Furlong Member of Board of Governors 1 0 X 0 0 0 Gail Garland Member of Board of Governors 1 0 X 0 0 0 Christina Gold Member of Board of Governors 1 0 X 0 0 0 Daniel Greenberg Member of Board of Governors 1 0 X 0 0 0 Louise Hayes Member of Board of Governors 1 0 X 0 0 0 Lynn Honsberger Member of Board of Governors 1 0 X 0 0 0 Nikita Nanos Member of Board of Governors 1 0 X 0 0 0 Jane Taber Member of Board of Governors 1 0 X 0 0 0 Ann Tremblay Member of Board of Governors 1 0 X 0 0 0 Nathaniel Black Member of Board of Governors 1 0 X 0 0 0 Samantha Davin Member Board of Governors 1 0 X 0 0 0 Marion Fraser Member of Board of Governors 1 0 X 0 0 0 Waneek Horn-Miller Member Board of Governors 1 0 X 0 0 0 Christina Tessier Member Board of Governors 1 0 X 0 0 0 Tyler Boswell Member board of Governors 1 1 X 0 0 0 Brenda O'Connor Member Board of Governors 1 0 X 0 0 0 2751641 0 315239 674 0 1 0 RE Hein Construction 275 Michael Cowpland Drive Kanata Ontario CA K2M 2G2 Construction 22772911 C and W Facilities Services PO Box 7833 Toronto Ontario CA M5W 2R2 Maintenance 8667357 Aramark 37 Rue do Valcout Gatineau Quebec CA J8T 8G9 Food Services 4701791 IBM Canada Ltd 1360 Renee Levesque Quest Suite 400 Montreal Quebec CA H3G 2W6 IT EQUIPMENT/SERVICES 3065828 Flynn Canada Ltd 1655 Cornstock Road Ottawa Ontario CA K1B 4X2 CONSTRUCTION 2451742 166 0 0 0 0 134737631 9168572 2037755 143906203 CENTRAL TUITION FEES 900099 238267275 238267275 0 0 RESEARCH REVENUE 900099 53180726 53180726 0 0 OTHER STUDENT FEES 900099 18766904 18766904 0 0 SALES OF GOODS AND SERVICES 900099 3872540 3872540 0 0 16386697 16386697 0 0 330474142 16866295 16866295 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 491246640 347340437 0 0 0 0 0 0 40668347 40668347 0 0 1959857 775626 1184231 0 0 0 0 0 260992590 249650242 8257629 3084719 18830745 17970799 859946 0 41324937 38106241 3218696 0 0 0 0 0 0 0 0 0 474254 275952 197167 1135 98757 3599 95158 0 0 0 0 0 0 0 559681 559681 0 0 8707438 8278933 351660 76845 1261303 1245253 3935 12115 13285874 12487410 629631 168833 668666 647290 7301 14075 0 0 0 0 24421720 21014519 3386710 20491 1186111 1166727 19270 114 0 0 0 0 954511 945878 3077 5556 2194472 2194472 0 0 0 0 0 0 29058892 29058892 0 0 683732 470828 212904 0 FURNITURE/EQUIPMENT/RENOVATIONS 21024904 20675793 326146 22965 MISCELLANIOUS 11280122 9068276 2038291 173555 LIBRARY BOOKS 4675176 4675176 0 0 484312089 459939934 20791752 3580403 311151873 376644879 75743610 114819135 0 0 24823159 26951608 0 0 0 0 0 0 0 0 5134836 9002619 916683198 324548713 501995205 592134485 0 0 214767919 286241975 0 5373880 5434063 1138990482 1411228764 214797979 122179950 0 0 205159651 258637744 0 0 0 0 0 0 45107186 48276040 0 0 0 465064816 429093734 X 151180153 312153395 522745513 669981635 673925666 982135030 1138990482 1411228764 X 6934551 22986044 0 0 0 278288769 X 0 1 X 1 0 X 138684155 151108934 152830195 139756700 143906203 726286187 138684155 151108934 152830195 139756700 143906203 726286187 726286187 11208062 19282858 17837267 22502146 16866295 87696628 813982815 0.89226 0.89771 X 0 20275926 0 0 X X X 0 212374534 4658000 78974942 9686494 0 3463279 282857703 218964590 10731253 -5355168 8779729 0 3186412 212374534 207784308 11639472 10576545 8098166 0 2937569 218964590 191513891 10985311 16745149 8527441 0 2932602 207784308 184402250 14507096 371716 6894310 0 872861 191513891 0.03 0.97 0 0 0 75946199 0 75946199 714170385 0 265508470 448661915 0 0 0 0 88600616 0 48613655 39986961 37965998 0 10426588 27539410 592134485 ENDOWMENT 282857703 F STUDENT INVESTMENT FUND 1427186 F NWRC CAPITAL RENEWAL FUND 1122219 F PARKER LOAN 834867 F 286241975 513673184 22986044 0 0 0 22986044 490687140 559500 0 559500 491246640 483752589 0 0 0 0 0 483752589 559500 0 559500 484312089 Schedule D, Part III, Line 4 THE UNIVERSITY HAS AN ART COLLECTION COMPROMISING APPROX 30,000 PIECES OF ART Schedule D, Part V, Line 4 CONTRIBUTIONS RESTRICTED FOR THE ENDOWMENT FUND CONSIST OF MONEY RECEIVED PRIMARILY AS BENEFACTIONS AND WHICH EITHER THE BOARD OF GOVERNORS OR THE DONOR HAS DESIGNATED AS ENDOWMENT. THE ANNUAL INCOME EARNED FROM FUNDS DESIGNATED AS ENDOWMENT BY THE DONOR MAY BE EXPENDED ONLY FOR THE DESIGNATED PURPOSE. Schedule D, Part XI, Line 4b ITEM REPRESENTS INVESTMENT MANAGTMENT FEES WHICH ARE PRESENTED NET OF REVENUE FOR FINANCIAL STATEMENT PURPOSES. Schedule D, Part XII, Line 4b INVESTMENT MANAGEMENT FEES ARE NETTED AGAINST INVESTMENT INCOME FOR FINANCIAL STATEMENT PURPOSES AND INCLUDED IN EXPENSES FOR TAX PURPOSES. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 CARLETON UNIVERSITY HAS A DEPARTMENT OF EQUITY AND INCLUSIVE COMMUNITIES TO ADMINISTER THIS. CARLETON UNIVERSITY EMBODIES INCLUSIVENESS IN ALL ASPECTS OF ITS OFFERINGS. EQUITY IS OF PRIME IMPORTANCE AND VALUE TO THE UNIVERSITY. Schedule E, Part I, Line 6 UNIVERSITIES IN THE PROVINCE OF ONTARIO RECEIVE FUNDING FROM THE MINISTRY OF COLLEGES AND UNIVERSITIES. IN ADDITION VARIOUS GOVERNMENT AGENCIES PROVIDE FUNDING FOR RESEARCH PROJECTS. 1 North America (including Canada and Mexico, but not the United States) 1 4607 Program Services UNIVERSITY OPERATIONS 484312089 1 4607 484312089 UNDERGRADUATE SCHOLARSHIPS North America (including Canada and Mexico, but not the United States) 8668 21672417 CREDIT TO ACCOUNT OR CHEQUE GRADUATE SCHOLARSHIPS North America (including Canada and Mexico, but not the United States) 2721 17411816 CREDIT TO ACCOUNT OR CHEQUE UNDERGRADUATE BURSARY North America (including Canada and Mexico, but not the United States) 264 263612 CREDIT TO ACCOUNT OR CHEQUE GRADUATE BURSARY North America (including Canada and Mexico, but not the United States) 1320 1320502 CREDIT TO ACCOUNT OR CHEQUE 0 0 0 0 0 0 Schedule F, Part I, Line 2 CARLETON UNIVERSITY OPERATES ENTIRELY WITHIN CANADA AND ALL GRANTS ARE MADE IN CANADA. GRANTS AND ASSISTANCE ARE PAID TO STUDENTS. ALL RECORDS OF GRANTS ARE MAINTAINED BY THE UNIVERSITY VIA THE STUDENT AWARD OFFICE. Schedule F, Part I, Line 3 ACCRUAL METHOD OF ACCOUNTING Schedule F, Part III COLUMN C: NUMBER OF RECIPIENTS IS ESTIMATED BASED ON THE AVERAGE BURSARY AND SCHOLARSHIP VALUES PER YEAR X 1 1 X X 0 0 0 0 0 0 0 0 0 Benoit Antoine Bacon President 283204 0 0 0 27536 0 22682 0 9018 0 342440 0 0 0 Michel Piche Vice President Finance and Admin 215970 0 0 0 0 0 18130 0 7938 0 242038 0 0 0 Thomas Tomberlin Provost and VP Academic 197101 0 0 0 0 0 16982 0 1234 0 215317 0 0 0 Suzanne Blanchard Vice President Students and Enrolment 166847 0 0 0 0 0 14889 0 7315 0 189051 0 0 0 Rafix Goubran Vice President Research 181009 0 0 0 0 0 16240 0 4064 0 201313 0 0 0 Andre Plourde Professor 185851 0 0 0 0 0 16704 0 7337 0 209892 0 0 0 Dana Brown Dean 218055 0 0 0 0 0 18123 0 8234 0 244412 0 0 0 Paul Van Oorschot Professor 188683 0 0 0 0 0 16974 0 2822 0 208479 0 0 0 Paul Villeneuve Professor 185800 0 0 0 0 0 13270 0 2822 0 201892 0 0 0 Larry Kostiuk Professor 211921 0 0 0 0 0 17994 0 8161 0 238076 0 0 0 Schedule J, Part I, Line 1a Benoit Antoine Bacon, President, receives a housing allowance of $27,536 included in Part II Part B (iii) Other reportable compensation X 13 136965 Market X Software 1 1900790 Market 0 0 0 0 Schedule M, Part I, Line 33 Software - number of contributions Form 990, Part VI, Section A, Line 7a THE BOARD OF GOVERNORS ELECTION PROCESS IS SEGREGATED BY CATEGORIES. STUDENTS, ADMIN STAFF AND ACADEMIC FACULTY STAFF ARE ABLE TO ELECT A CERTAIN NUMBER OF MEMBERS. PLEASE REFER TO WWW.CARLETON.CA/SECRETARIAT/BOARDOFGOVERNORS/GOVERNANCE/FOR MORE DETAILS Form 990, Part VI, Section B, Line 11b FORM 990 IS PREPARED BY THE UNIVERSITY MANAGER OF FINANCIAL REPORTING. THE COMPLETED FORM IS REVIEWED BY THE UNIVERSITY CONTROLLER AND THEN REVIEWED AND SIGNED BY THE ASSOCIATE VICE PRESIDENT FINANCE. Form 990, Part VI, Section B, Line 12c THE UNIVERSITY ENSURES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY BY HAVING BOARD MEMBERS SIGN A CODE OF CONDUCT ON A YEARLY BASIS. Form 990, Part VI, Section B, Line 15 COMPENSATION FOR BOTH THE PRESIDENT AND VICE PRESIDENTS IS ESTABLISHED IN THE FIRST INSTANCE WITH THE ASSISTANCE OF A CONSULTANT CONTRACTED BY THE UNIVERSITY. THE CONSULTANT IS ORDINARILY AN EXECUTIVE SEARCH FIRM. THE FIRM MAKES A RECOMMENDATION ON APPROPRIATE COMPENSATION TO THE UNIVERSITY BASED ON MARKET ANALYSIS (WITH THE ONTARIO POST SECONDARY MARKET BEING THE MOST PERSUASIVE) AND THE QUALIFICATIONS OF THE SUCCESSFUL CANDIDATE. DURING THE TENURE OF THE PRESIDENT AND THE VICE PRESIDENTS ANNUAL ADJUSTMENTS TO COMPENSATION ARE MADE BY REFERENCE TO MARKET CONDITIONS AND OTHER RELEVANT FACTORS (I.E. PERFORMANCE) BUT WITHOUT THE ASSISTANCE OF AN INDEPENDENT PERSON. Form 990, Part VI, Section C, Line 19 FINANCIAL STATEMENTS AND ALL OTHER GOVERNANCE DOCUMENTS CAN BE FOUND ON THE UNIVERSITY WEBSITE. WWW.CARLETON.CA Form 990, Part XI, Line 9 OTHER CHANGES IN NET ASSETS ($278,288,770) IS DUE TO: EMPLOYEE BENEFIT RE-MEASUREMENT OF ($130,486,119), NET ENDOWMENT INCOME/DISTRIBUTION ($37,992,583), CONTRIBUTION TO ART COLLECTION ($113,970) AND FOREIGN EXCHANGE RATE DIFFERENCE OF ($109,696,098) ARISING FROM USING THE AVERAGE EXCHANGE RATE FOR THE FISCAL YEAR FOR THE STATEMENT OF REVENUE AND EXPENSES AND FOREIGN EXCHANGE RATE AT APRIL 30, 2021 FOR THE STATEMENT OF FINANCIAL POSITION. CARLETON UNIVERSITY FOUNDATION 1125 COLONEL BY DRIVE OTTAWA ONTARIO CA K1N5B6 521970455 FUNDRAISING DC 501 (C) (3) SUPPORT ORG CARLETON UNIVERSITY 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 CARLETON UNIVERSITY FOUNDATION c 31100 CARLETON UNIVERSITY FOUNDATION o 248971 CARLETON UNIVERSITY FOUNDATION n 0