2021-09-20T13:02:55-05:00 2020-12-31 060530830 SEWARD AND MONDE CPA'S 296 STATE STREET NORTH HAVEN CT 064732165 990 2020-01-01 061590283 THE KNIGHTS OF COLUMBUS MUSEUM INC KNIG 2037524000 ONE COLUMBUS PLAZA NEW HAVEN CT 065103326 PATRICK T MASON SECRETARY 2037524000 2021-09-17 1 PATRICK MASON 999009999 ANTHONY J PUZZO P00529377 2032489341 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z BLESSED MICHAEL MCGIVNEY PILGRIMAGE CENTER PATRICK T MASON ONE COLUMBUS PLAZA NEW HAVEN CT 065103326 1440220 0 X HTTP://WWW.KOFCMUSEUM.ORG/EN/ X 2000 CT TO MAINTAIN A MUSEUM THAT IS DEDICATED TO SUPPORT THE HERITAGE AND TRADITION OF KNIGHTS OF COLUMBUS, A NON-PROFIT FRATERNAL ORGANIZATION, AND ITS FOUNDER, FR. MICHAEL J. MCGIVNEY, AND HIS LIFE AND WORKS. 9 2 0 0 0 0 1040791 1008015 0 0 11650 12583 370568 320596 1423009 1341194 0 0 0 0 0 0 0 0 0 2136118 1781773 2136118 1781773 -713109 -440579 5376710 4789753 224173 84233 5152537 4705520 X THE KNIGHTS OF COLUMBUS MUSEUM IS OPERATED EXCLUSIVELY FOR CHARITABLE, RELIGIOUS, AND EDUCATIONAL PURPOSES. IN FURTHERANCE OF THESE PURPOSES, THE MUSEUM'S ACTIVITIES ARE DEDICATED TO SUPPORT THE HERITAGE AND TRADITION OF KNIGHTS OF COLUMBUS, A NON-PROFIT FRATERNAL ORGANIZATION, AND ITS FOUNDER, FR. MICHAEL J. MCGIVNEY, AND HIS LIFE AND WORKS. THE MUSEUM ACCEPTS GIFTS AND BEQUESTS FROM MEMBERS OF KNIGHTS OF COLUMBUS AND THE PUBLIC THAT CONFORM WITH THE TERMS OF THE GOVERNING INSTRUMENT. 0 1 1549943 10596 OPERATION AND MAINTENANCE OF A MUSEUM TO DISPLAY ARTWORK, ARTIFACTS AND "ON LOAN" EXHIBITS THAT RELATE TO THE HERITAGE AND TRADITION OF KNIGHTS OF COLUMBUS, A NON-PROFIT FRATERNAL ORGANIZATION, AND ITS FOUNDER, FR. MICHAEL J. MCGIVNEY, AND HIS LIFE AND WORKS. 1549943 1 1 0 0 0 0 0 1 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 1 14 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 9 2 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CT X PATRICK T MASON 2038004822 ONE COLUMBUS PLAZA NEW HAVEN CT 065103326 CARL A ANDERSON PRESIDENT 3.00 57.00 X X 0 2972367 37660 PATRICK E KELLY VICE PRESIDENT 3.00 52.00 X X 0 540385 47482 MICHAEL J O'CONNOR SECRETARY 1.00 54.00 X X 0 482799 46209 RONALD F SCHWARZ TREASURER 1.00 54.00 X X 0 337635 36849 MOST REV WILLIAM E LORI DIRECTOR 1.00 9.00 X 0 135000 0 JOHN A MARRELLA DIRECTOR 1.00 54.00 X 0 794600 37660 ANTHONY V MINOPOLI DIRECTOR 1.00 54.00 X 0 837219 47482 JOSE C REYES JR DIRECTOR 1.00 9.00 X 0 18330 0 DANIEL ROSSI DIRECTOR 1.00 9.00 X 0 25439 0 PATRICK T MASON ASSISTANT SECRETARY 1.00 54.00 X X 0 71052 7883 JOHN J KENNEDY CHIEF FINANCIAL OFFICER 1.00 54.00 X 0 610564 47372 KATHRYN E COGAN MUSEUM DIRECTOR 40.00 0.00 X 0 143448 18904 STEPHEN M FEILER ASSISTANT SECRETARY 1.00 54.00 X 0 163091 43989 0 7131929 371490 0 0 1 0 EMCOR FACILITIES SERVICES 9655 READING ROAD CINCINNATI OH 45215 FACILITY SERVICES 432257 PETRA CONSTRUCTION CORPORATION 98 REBESCHI DRIVE NORTH HAVEN CT 06473 CONSTRUCTION SERVICES 133739 ALLIED UNIVERSAL SECURITY SERVICES 1551 N TUSTIN AVE STE 650 SANTA ANA CA 92705 SECURITY SERVICES 122801 3 1004999 3016 1008015 4549 4549 310000 0 310000 310000 310000 91844 83810 8034 8034 8034 25812 15216 10596 10596 1341194 10596 0 322583 50 50 35645 35645 4103 4103 2608 2608 29597 29597 519852 519852 326168 326168 632134 518215 113919 69895 69895 EXHIBIT EXPENSE 134129 134129 MISCELLANEOUS 23126 13413 9713 PRINTING & PUBLICATION 4466 4466 1781773 1549943 231830 0 52138 181828 16691 8600 4824 1616 98357 108271 23670933 19433653 4869414 4237280 335207 252158 79 0 5376710 4789753 216609 82702 7564 1531 224173 84233 X 5152537 4705520 5152537 4705520 5376710 4789753 X -440579 -3722 -2716 X 0 1 X 1 0 X X 1 KNIGHTS OF COLUMBUS CHARITIES INC - SEE SCHEDULE A PART IV 237227608 7 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 FORM 990, SCHEDULE A, REASON FOR NON-PRIVATE FOUNDATION STATUS, LINE 12G: EXPLANATION: THE TAXPAYER IS A SUPPORTING ORGANIZATION FOR KNIGHTS OF COLUMBUS CHARITIES, INC. ("CHARITIES"). AS A SUPPORTING ORGANIZATION, THE TAXPAYER IS ORGANIZED TO SUPPORT CHARITIES, AS INDICATED IN THE TAXPAYER'S ARTICLES OF INCORPORATION. IN ADDITION, THE TAXPAYER IS SUPERVISED AND CONTROLLED IN CONNECTION WITH CHARITIES. TAXPAYER IS OPERATED EXCLUSIVELY FOR THE BENEFIT, AND TO CARRY OUT THE PURPOSES, OF CHARITIES. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X 0 62498 62498 19958857 15865736 4093121 1035576 1035576 0 2614002 2532341 81661 4237280 DUE TO KNIGHTS OF COLUMBUS FOURTH DEGREE FUND 1023 DUE TO KNIGHTS OF COLUMBUS 508 1531 2471558 -3722 1138189 1134467 1337091 4103 4103 1341194 2915859 1138189 1138189 1777670 4103 4103 1781773 PART III, LINE 1A: MUSEUM COLLECTIONS INCLUDE WORKS OF ART, SCULPTURE AND OTHER ARTIFACTS THAT ARE HELD FOR EDUCATIONAL AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED AND CARED FOR, AND KEPT UNENCUMBERED, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. THE PROCEEDS FROM DEACCESSION OF COLLECTION ITEMS MAY BE USED FOR ACQUISITIONS OF NEW COLLECTION ITEMS OR THE DIRECT CARE OF EXISTING COLLECTIONS. THE MUSEUM CONSIDERS DIRECT CARE TO ENTAIL ACTIONS THAT ENHANCE THE LIFE, USEFULNESS, OR QUALITY OF THE COLLECTION ITEMS TO ENSURE THEY WILL CONTINUE TO BENEFIT THE PUBLIC. THE COLLECTIONS, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE MUSEUM'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS ON THE STATEMENT OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN NET ASSETS WITHOUT DONOR RESTRICTIONS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED, OR AS DECREASES IN NET ASSETS WITH DONOR RESTRICTIONS IF THE ASSETS USED TO PURCHASE THE ITEMS ARE RESTRICTED BY DONORS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES OF LOST OR DESTROYED COLLECTION ITEMS ARE REFLECTED AS INCREASES IN THE APPROPRIATE NET ASSET CLASSES. PART III, LINE 4: THE MUSEUM'S COLLECTIONS REPRESENT ARTWORK, ARTIFACTS AND "ON LOAN" EXHIBITS THAT RELATE TO THE HERITAGE AND TRADITION OF KNIGHTS OF COLUMBUS, A NON-PROFIT FRATERNAL ORGANIZATION, AND ITS FOUNDER, FR. MICHAEL J. MCGIVNEY, AND HIS LIFE AND WORKS. PART X, LINE 2: THERE IS NO FIN 48 NOTE IN THE ORGANIZATION'S FINANCIAL STATEMENTS AND THE ORGANIZATION HAS NOT IDENTIFIED ANY UNCERTAIN TAX POSITIONS UNDER FIN 48 (ASC 740). 0 1 0 0 0 0 0 0 0 CARL A ANDERSON PRESIDENT 0 969048 0 374118 0 1629201 0 8500 0 29160 0 3010027 0 0 ANTHONY V MINOPOLI DIRECTOR 0 505750 0 124128 0 207341 0 8500 0 38982 0 884701 0 0 JOHN A MARRELLA DIRECTOR 0 407203 0 134818 0 252579 0 8500 0 29160 0 832260 0 0 JOHN J KENNEDY CHIEF FINANCIAL OFFICER 0 451689 0 153128 0 5747 0 8500 0 38872 0 657936 0 0 PATRICK E KELLY VICE PRESIDENT 0 345466 0 121137 0 73782 0 8500 0 38982 0 587867 0 0 MICHAEL J O'CONNOR SECRETARY 0 273333 0 81518 0 127948 0 7897 0 38312 0 529008 0 0 RONALD F SCHWARZ TREASURER 0 206652 0 70827 0 60156 0 7689 0 29160 0 374484 0 0 STEPHEN M FEILER ASSISTANT SECRETARY 0 134174 0 28109 0 808 0 5007 0 38982 0 207080 0 0 KATHRYN E COGAN MUSEUM DIRECTOR 0 139084 0 850 0 3514 0 4234 0 14670 0 162352 0 0 PART I, LINE 3 ALL COMPENSATION IS PAID BY A RELATED ORGANIZATION. THE COMPENSATION PROCESS AND INDEPENDENT REVIEW WAS PERFORMED BY THE RELATED ORGANIZATION, KNIGHTS OF COLUMBUS, A SECTION 501(C)(8) ORGANIZATION. KNIGHTS OF COLUMBUS' COMPENSATION PROCESS IS AS FOLLOWS: THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS ENGAGES AN INDEPENDENT COMPENSATION CONSULTANT ON AN ANNUAL BASIS, INCLUDING IN 2020, FOR A REVIEW OF THE REASONABLENESS OF TOTAL COMPENSATION PROVIDED TO SUPREME OFFICERS AND OTHER TOP MANAGEMENT OFFICIALS. THE INDEPENDENT COMPENSATION CONSULTANT USES SURVEY SOURCES THAT THEY HAVE COMPILED PLUS OTHER PUBLISHED SURVEYS TO PRESENT A REPORT OF COMPARABLE MARKET DATA OF TOTAL COMPENSATION FOR EACH MANAGEMENT POSITION. THE EXECUTIVE COMPENSATION COMMITTEE REVIEWS AND DISCUSSES THE COMPARABLE MARKET DATA BEFORE MAKING A RECOMMENDATION TO THE BOARD OF DIRECTORS. AFTER A REVIEW AND DISCUSSION ABOUT THE COMPARABLE MARKET DATA AND THE INDIVIDUALS IN THE ROLES UNDER REVIEW, A VOTE IS TAKEN TO APPROVE A NEW SALARY RANGE AND OBJECTIVE BONUS STRUCTURE FOR THE TOP MANAGEMENT INDIVIDUALS. TOTAL COMPENSATION FOR EACH INDIVIDUAL IS WITHIN THE RANGE APPROVED BY THE BOARD OF DIRECTORS WHICH IS WITHIN THE COMPARABLE MARKET DATA. PART I, LINE 4B CARL A. ANDERSON $1,607,854 ANTHONY V. MINOPOLI 204,210 JOHN A. MARRELLA 246,072 PATRICK E. KELLY 69,346 MICHAEL J. O'CONNOR 121,751 RONALD F. SCHWARZ 54,119 KNIGHTS OF COLUMBUS SPONSORS A NONQUALIFIED DEFERRED COMPENSATION PLAN THAT IS DESIGNED TO MAKE UP FOR BENEFITS LOST IN THE TAX-QUALIFIED RETIREMENT PLAN. ONCE A PARTICIPANT BECOMES VESTED IN THIS NONQUALIFIED DEFERRED COMPENSATION PLAN, BY LAW, THE PARTICIPANT IS TAXED ON THE VESTED AMOUNT. THE KNIGHTS OF COLUMBUS' PLAN PROVIDES THAT UPON VESTING, A PARTICIPANT WILL RECEIVE A PAYMENT FOR THE ESTIMATED INCOME TAXES RELATED TO THE VESTED AMOUNT. THE ABOVE AMOUNTS ARE INCLUDED ON SCHEDULE J, PART II, COLUMN B(III). SCHEDULE J, PART I: THE ORGANIZATION DOES NOT HAVE ANY PAID EMPLOYEES. KNIGHTS OF COLUMBUS PROVIDES TO THE MUSEUM A DIRECTOR AND SUPPORT STAFF TO RUN THE DAY-TO-DAY OPERATIONS OF THE MUSEUM. KNIGHTS OF COLUMBUS ALSO PROVIDES ADMINISTRATIVE SUPPORT TO ASSIST WITH THE DAY-TO-DAY OPERATIONS WITHOUT CHARGE. X 27 0 N/A X 7 0 N/A 0 0 1 0 PART I, LINE 33: MUSEUM COLLECTIONS INCLUDE WORKS OF ART, SCULPTURE AND OTHER ARTIFACTS THAT ARE HELD FOR EDUCATIONAL AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED AND CARED FOR, AND KEPT UNENCUMBERED, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. THE PROCEEDS FROM DEACCESSION OF COLLECTION ITEMS MAY BE USED FOR ACQUISITIONS OF NEW COLLECTION ITEMS OR THE DIRECT CARE OF EXISTING COLLECTIONS. THE MUSEUM CONSIDERS DIRECT CARE TO ENTAIL ACTIONS THAT ENHANCE THE LIFE, USEFULNESS, OR QUALITY OF THE COLLECTION ITEMS TO ENSURE THEY WILL CONTINUE TO BENEFIT THE PUBLIC. THE COLLECTIONS, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE MUSEUM'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS ON THE STATEMENT OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN NET ASSETS WITHOUT DONOR RESTRICTIONS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED, OR AS DECREASES IN NET ASSETS WITH DONOR RESTRICTIONS IF THE ASSETS USED TO PURCHASE THE ITEMS ARE RESTRICTED BY DONORS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES OF LOST OR DESTROYED COLLECTION ITEMS ARE REFLECTED AS INCREASES IN THE APPROPRIATE NET ASSET CLASS. FORM 990, PART III, LINE 3 THE MUSEUM WILL HENCEFORTH FEATURE PROGRAMS AND ACTIVITIES THAT FOCUS ON THE LIFE OF FR. MCGIVNEY AND HIS PATH TO BEATIFICATION/CANONIZATION. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE 990 IS DISTRIBUTED TO EACH BOARD MEMBER FOR REVIEW BEFORE THE RETURN IS FILED. FORM 990, PART VI, SECTION B, LINE 12C ON AN ANNUAL BASIS ALL BOARD MEMBERS AND TOP MANAGEMENT OFFICIALS ARE REQUIRED TO FILL OUT A CONFLICT OF INTEREST QUESTIONNAIRE. ALL POTENTIAL ISSUES ARE REVIEWED AND RESOLVED BY THE SECRETARY'S OFFICE IN CONJUNCTION WITH THE CHIEF COMPLIANCE OFFICER AND THE INTERNAL AUDIT DEPARTMENT. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION DOES NOT HAVE ANY PAID EMPLOYEES. KNIGHTS OF COLUMBUS PROVIDES TO THE MUSEUM A DIRECTOR AND SUPPORT STAFF TO RUN THE DAY-TO-DAY OPERATIONS OF THE MUSEUM. KNIGHTS OF COLUMBUS ALSO PROVIDES ADMINISTRATIVE SUPPORT TO ASSIST WITH THE DAY-TO-DAY OPERATIONS WITHOUT CHARGE. THE COMPENSATION PROCESS AND INDEPENDENT REVIEW WAS PERFORMED BY A RELATED ORGANIZATION, KNIGHTS OF COLUMBUS, A 501(C)(8) ORGANIZATION. KNIGHTS OF COLUMBUS' COMPENSATION PROCESS IS AS FOLLOWS: THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS ENGAGES AN INDEPENDENT COMPENSATION CONSULTANT ON AN ANNUAL BASIS, INCLUDING IN 2020, FOR A REVIEW OF THE REASONABLENESS OF TOTAL COMPENSATION PROVIDED TO SUPREME OFFICERS AND OTHER TOP MANAGEMENT OFFICIALS. THE INDEPENDENT COMPENSATION CONSULTANT USES SURVEY SOURCES THAT THEY HAVE COMPILED PLUS OTHER PUBLISHED SURVEYS TO PRESENT A REPORT OF COMPARABLE MARKET DATA OF TOTAL COMPENSATION FOR EACH MANAGEMENT POSITION. THE EXECUTIVE COMPENSATION COMMITTEE REVIEWS AND DISCUSSES THE COMPARABLE MARKET DATA BEFORE MAKING A RECOMMENDATION TO THE BOARD OF DIRECTORS. AFTER A REVIEW AND DISCUSSION ABOUT THE COMPARABLE MARKET DATA AND THE INDIVIDUALS IN THE ROLES UNDER REVIEW, A VOTE IS TAKEN TO APPROVE A NEW SALARY RANGE AND OBJECTIVE BONUS STRUCTURE FOR THE TOP MANAGEMENT INDIVIDUALS. TOTAL COMPENSATION FOR EACH INDIVIDUAL IS WITHIN THE RANGE APPROVED BY THE BOARD OF DIRECTORS WHICH IS WITHIN THE COMPARABLE MARKET DATA. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE PHOTOCOPIED AND MAILED TO INDIVIDUALS OR ORGANIZATIONS UPON REQUEST. FORM 990, PART XI, LINE 9: PURCHASED ARTWORK -2,716. FORM 990, SCHEDULE R, PART II, COLUMN D: KNIGHTS OF COLUMBUS CANADA CHARITIES, INC.'S EXEMPT CODE SECTION: CANADA CHARITIES IS EXEMPT FROM FEDERAL TAXATION IN CANADA UNDER PARAGRAPH 149(1)(F) OF THE INCOME TAX ACT AND IS DESIGNATED AS A "PUBLIC FOUNDATION" PER PARAGRAPH 149.1(6.3) OF THE ACT. KNIGHTS OF COLUMBUS ONE COLUMBUS PLAZA NEW HAVEN CT 065103326 060416470 FRATERNAL BENEFIT ORGANIZATION CT 501(C)(8) N/A 0 KNIGHTS OF COLUMBUS CHARITIES USA INC ONE COLUMBUS PLAZA NEW HAVEN CT 065103326 412140273 ESTABLISHED FOR RELIGIOUS, CHARITABLE, AND EDUCATIONAL PURPOSES CT 501(C)(3) 12B KNIGHTS OF COLUMBUS 1 KNIGHTS OF COLUMBUS CHARITIES INC ONE COLUMBUS PLAZA NEW HAVEN CT 065103326 237227608 ESTABLISHED FOR RELIGIOUS, CHARITABLE, AND EDUCATIONAL PURPOSES CT 501(C)(3) 7 KNIGHTS OF COLUMBUS 1 JOHN PAUL II SHRINE AND INSTITUTE INC ONE COLUMBUS PLAZA NEW HAVEN CT 065103326 521547103 OPERATION OF AN EDUCATIONAL INSTITUTE AND A SHRINE DC 501(C)(3) 2 KNIGHTS OF COLUMBUS 1 KNIGHTS OF COLUMBUS CANADA CHARITIES INC 1843 TRAPPERS AVENUE WINDSOR ON ONTARIO CA N8P 1T1 ESTABLISHED FOR RELIGIOUS, CHARITABLE, AND EDUCATIONAL PURPOSES CA SEE SCHD O KNIGHTS OF COLUMBUS 1 0 0 1 0 0 0 0 0 0 1 1 0 1 0 0 1 1 0 0 KNIGHTS OF COLUMBUS - 501(C)(8) C 1004999 FAIR MARKET VALUE KNIGHTS OF COLUMBUS - 501(C)(8) J 310000 FAIR MARKET VALUE KNIGHTS OF COLUMBUS - 501(C)(8) P 89384 FAIR MARKET VALUE