2021-09-27T16:48:49-05:00 2020-12-31 050409384 KAHN LITWIN RENZA & CO LTD 951 NORTH MAIN STREET PROVIDENCE RI 02904 990 2020-01-01 050258819 CHILDREN'S FRIEND AND SERVICE CHIL 4012764300 153 SUMMER STREET PROVIDENCE RI 02903 DAVID CAPRIO PRESIDENT & CEO 4012764300 2021-09-27 1 DAVID CAPRIO 999009999 PATRICK J MARTIN P00283486 4012742001 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z DAVID CAPRIO 153 SUMMER STREET PROVIDENCE RI 02903 34922200 0 X WWW.CHILDRENSFRIENDRI.ORG X 1834 RI PROMOTE THE WELL-BEING & HEALTHY DEVELOPMENT OF RHODE ISLAND'S MOST VULNERABLE YOUNG CHILDREN. 21 21 525 75 0 0 5846851 4971376 29223845 25506891 1093530 672125 -18605 242395 36145621 31392787 0 0 0 0 21105576 21941139 0 0 786468 10067890 8076284 31173466 30017423 4972155 1375364 35833914 39887543 3241443 4172843 32592471 35714700 X TO BE THE INNOVATIVE LEADER IN IMPROVING THE WELL-BEING AND HEALTHY DEVELOPMENT OF RHODE ISLAND'S MOST VULNERABLE YOUNG CHILDREN BY PROVIDING FLEXIBLE AND EFFECTIVE CULTURALLY-RELEVANT SERVICES, AND ADVOCATING FOR PROGRAMS AND POLICIES THAT SUPPORT AND STRENGTHEN CHILDREN AND THEIR FAMILIES. 0 0 18038349 16541515 FAMILY SUPPORT INITIATIVE: DURING 2020, THERE WERE 270 FAMILIES WHO RECEIVED HOME VISITING SERVICES FROM THE EARLY HEAD START PROGRAM. THE FAMILY SUPPORT PROGRAMS TARGET AT-RISK FAMILIES WITH CHILDREN BETWEEN THE AGES OF BIRTH TO 3 YEARS LIVING IN PROVIDENCE, PAWTUCKET AND CENTRAL FALLS, RHODE ISLAND. HOME BASED SOCIAL, EMOTIONAL, AND CHILD DEVELOPMENT SERVICES, CRISIS INTERVENTION, CASE MANAGEMENT, HEALTH AND NUTRITION EDUCATION, PRENATAL EDUCATION, COUNSELING AND PARENTING EDUCATION ARE PROVIDED TO THE FAMILIES IN THEIR PRIMARY LANGUAGE. IN ADDITION TO WEEKLY HOME VISITS, FAMILIES PARTICIPATE IN CENTER-BASED ACTIVITIES AND SUPPORT GROUPS OFFERED TO BOTH MOTHERS AND FATHERS. THE FAMILY SUPPORT INITIATIVE ALSO PROVIDES SERVICES THROUGH FAMILY SUPPORT DROP-IN CENTERS IN PROVIDENCE AND CENTRAL (CONTINUED ON SCHEDULE O)FALLS, RHODE ISLAND. THE FAMILY SUPPORT CENTERS SERVED 7 INDIVIDUALS, PROVIDING THEM WITH CRISIS INTERVENTION, TRANSLATION, CLOTHING, ASSISTANCE WITH BENEFITS, SERVICE LINKAGE AND SUPPORT.HEAD START IS A COMPREHENSIVE CHILD AND FAMILY DEVELOPMENT PROGRAM THAT PROMOTES SCHOOL READINESS IN LOW-INCOME PRESCHOOL CHILDREN. SERVICES INCLUDE EDUCATION, HEALTH, NUTRITION, SOCIAL SERVICES AND OTHER CHILD AND FAMILY SUPPORTS. PARENTS ARE INVOLVED IN THEIR CHILDREN'S LEARNING AND THE PROGRAM HELPS FAMILIES IN MEETING THEIR EDUCATIONAL, LITERACY AND EMPLOYMENT GOALS.THE HEAD START PROGRAM ENSURES THAT ALL CHILDREN ARE UP-TO-DATE WITH IMMUNIZATIONS AND THAT THEIR HEALTH NEEDS ARE BEING MET. CHILDREN RECEIVE NUTRITIOUS MEALS AND SNACKS WHILE PARTICIPATING IN THE PROGRAM. FAMILIES ARE LINKED WITH RESOURCES AND PROVIDED SUPPORT IN MEETING THEIR GOALS.THE ORGANIZATION PROVIDES SERVICES UNDER THE HEAD START PROGRAM IN PROVIDENCE AND THE BLACKSTONE VALLEY AREA. A TOTAL OF 1,118 CHILDREN AND THEIR FAMILIES RECEIVED SERVICES THROUGH THE PROGRAM DURING 2020.THE EARLY HEAD START CHILDCARE PARTNERSHIPS SUPPORT WORKING FAMILIES BY PROVIDING A FULL-DAY, FULL-YEAR PROGRAM SO THAT LOW-INCOME CHILDREN HAVE THE HEALTHY AND ENRICHING EARLY EXPERIENCES THEY NEED TO REALIZE THEIR FULL POTENTIAL. DURING 2020, 117 CHILDREN AND THEIR FAMILIES RECEIVED SERVICES.CHILD CARE CENTER - THE AGENCY OPERATES CHILD CARE CENTERS IN CENTRAL FALLS, PAWTUCKET AND PROVIDENCE. THERE WERE 197 CHILDREN ENROLLED IN THE CENTERS IN 2020 AND AN ADDITIONAL 297 THROUGH THE SUMMER LEARNING AND ENRICHMENT PROGRAM. THE PRE-KINDERGARTEN PROGRAM PROVIDES HIGH-QUALITY PRE-KINDERGARTEN CLASSES TO ELIGIBLE CHILDREN. RIDE OVERSEES THE PROGRAM. 265 CHILDREN PARTICIPATED IN 2020.PROFESSIONAL DEVELOPMENT - THE PROFESSIONAL DEVELOPMENT PROGRAM PROVIDES QUALITY TRAINING PROGRAMS OPEN TO THE COMMUNITY, EARLY CARE EDUCATORS, AND STAFF OF THE ORGANIZATION AND OUR AGENCY PARTNERS. 202 MEMBERS OF THE EXTERNAL COMMUNITY AND THE ORGANIZATION'S PARTNERS PARTICIPATED IN THE TRAININGS DURING 2020. APPROXIMATELY 400 EMPLOYEES WERE ALSO SERVED DURING 2020. 5058611 4288635 HEALTH AND NUTRITION SERVICES: WOMEN, INFANTS AND CHILDREN (WIC) IS A NUTRITION PROGRAM THAT PROVIDES: HEALTHY FOODS, NUTRITION EDUCATION TO IMPROVE FAMILY HEALTH, BREASTFEEDING ADVICE AND SUPPORT, REFERRALS TO DOCTORS, DENTISTS AND OTHER COMMUNITY SERVICES. WIC HELPS PREGNANT WOMEN, BREASTFEEDING MOTHERS, AND NEW MOTHERS WITH BABIES UNDER SIX MONTHS OLD, FATHERS, GRANDPARENTS, FOSTER PARENTS, BABIES, AND CHILDREN YOUNGER THAN FIVE YEARS OLD.THE ORGANIZATION PROVIDES SERVICES UNDER THE WIC PROGRAM IN CENTRAL FALLS, PROVIDENCE AND PAWTUCKET. DURING 2020, 8,491 CHILDREN AND THEIR FAMILIES RECEIVED SERVICES THROUGH THE WIC PROGRAM. (CONTINUED ON SCHEDULE O)THE FIRST CONNECTIONS PROGRAM IS A HOME-BASED OUTREACH SERVICE INTENDED TO PROMOTE THE HEALTH AND WELL-BEING OF MOTHERS AND THEIR NEWBORN CHILDREN. MOTHERS AND NEWBORNS, WITH POTENTIAL RISKS FOR HEALTHY DEVELOPMENT, ARE IDENTIFIED BY THE HOSPITAL WHEN THE BABY IS BORN.THE ORGANIZATION PROVIDES SERVICES UNDER THE FIRST CONNECTIONS PROGRAM IN CENTRAL FALLS, PAWTUCKET, CRANSTON AND PARTS OF PROVIDENCE. DURING 2020, 1,325 NEWBORN CHILDREN RECEIVED SERVICES THROUGH THE PROGRAM.THE HEALTHY FAMILIES AMERICA (HFA) IS AN EVIDENCE-BASED HOME VISITING PROGRAM ROOTED IN THE BELIEF THAT EARLY, NURTURING RELATIONSHIPS ARE THE FOUNDATION FOR LIFE LONG, HEALTHY DEVELOPMENT. HFA REQUIRES THAT FAMILIES ARE ENROLLED PRENATALLY OR AT BIRTH AND SERVICES ARE PROVIDED TO FAMILIES UNTIL THE CHILD'S THIRD BIRTHDAY.DURING 2020, HFA PROVIDED SERVICES TO 163 PARTICIPANTS AND THEIR FAMILIES.THE NURSE FAMILY PARTNERSHIP (NFP) IS AN EVIDENCE-BASED HOME VISITING PROGRAM THAT AIMS TO IMPROVE THE LIVES OF AT-RISK, FIRST-TIME MOTHERS AND THEIR INFANTS. THE PROGRAM PAIRS THESE YOUNG WOMEN WITH SPECIALLY TRAINED NURSES, WHO CONDUCT HOME VISITS PRENATALLY UNTIL THE CHILD IS TWO YEARS OF AGE.DURING 2020, NFP PROVIDED SERVICES TO 293 PARTICIPANTS.THE ORGANIZATION PROVIDES SERVICES UNDER THE NFP PROGRAM IN PROVIDENCE, PAWTUCKET, CENTRAL FALLS, WEST WARWICK, WOONSOCKET AND NEWPORT.THE FAMILY CHILD CARE FOOD PROGRAM TARGETS FAMILY CHILDCARE PROVIDERS IN THE CORE CITIES OF PROVIDENCE, PAWTUCKET AND CENTRAL FALLS, RHODE ISLAND; HOWEVER, IT IS OPEN TO ALL FAMILY CHILDCARE PROVIDERS STATEWIDE. OVER HALF OF THE PARTICIPANTS IDENTIFY SPANISH AS THEIR PRIMARY LANGUAGE. THERE WERE 259 CHILD CARE PROVIDERS THAT PARTICIPATED IN THE FAMILY CHILD CARE FOOD PROGRAM DURING 2020. 3193412 3297250 FOSTER CARE/PERMANENCY SERVICES: THE ADOPTION/FOSTER CARE PROGRAM PROVIDES A FULL CONTINUUM OF ADOPTION, COUNSELING, CASE-MANAGEMENT, SUPPORT AND EDUCATIONAL SERVICES FOR BIRTH PARENTS, CHILDREN, ADOPTIVE PARENTS AND ADULT ADOPTEES. THE PROGRAM ALSO PROVIDES FOSTER CARE PLACEMENTS FOR AT-RISK INFANTS AND CHILDREN AGES BIRTH TO 10 YEARS WHO ARE IN NEED OF TEMPORARY OUT OF HOME CARE, THROUGH A CONTRACT WITH THE STATE DEPARTMENT OF CHILDREN, YOUTH AND FAMILIES. THE PROGRAM ALSO RECRUITS, TRAINS AND ASSISTS IN THE LICENSING OF FOSTER PARENTS.IN 2020, ADOPTION HOME STUDIES WERE COMPLETED FOR ONE PROSPECTIVE ADOPTIVE FAMILY.(CONTINUED ON SCHEDULE O)FOSTER CARE SERVICES WERE PROVIDED TO 95 CHILDREN, 21 NEW FOSTER FAMILIES WERE TRAINED, 13 FAMILIES WERE LICENSED AND 53 PREVIOUSLY LICENSED FAMILIES REMAINED ACTIVE, FOR A TOTAL OF 66 LICENSED FAMILIES.DURING 2020, THE PROGRAM COMPLETED 9 NON-IDENTIFYING BACKGROUND SEARCHES FOR ADULT ADOPTEES. THE FAMILIES OF THREE PREGNANT WOMEN WERE PROVIDED WITH PREGNANCY COUNSELING AND ADOPTIVE PLACEMENT ASSISTANCE AS NEEDED. IN ADDITION, THE PROGRAM RESPONDED TO INQUIRIES FOR INFORMATION AND REFERRALS REGARDING ADOPTION AND FOSTER CARE RELATED ISSUES.THE ADOPTION SUPPORT AND PRESERVATION PROGRAM PROVIDES INTENSIVE, HOME BASED COUNSELING AND CASE MANAGEMENT SERVICES TO PREVENT ADOPTION DISRUPTION AND PROMOTE WELL BEING OF ADOPTIVE FAMILIES. THERE WERE 27 FAMILIES PROVIDED WITH AGENCY/HOME-BASED SUPPORT, COUNSELING AND EDUCATION GROUPS. THE PROGRAM ALSO PROVIDED TRAINING FOR PROFESSIONALS PROVIDING ADOPTION-RELATED SERVICES.PROJECT CONNECT AND PROJECT FAMILY: PROJECT CONNECT AND PROJECT FAMILY ARE STATEWIDE HOME-BASED INTERVENTION PROGRAMS. PROJECT CONNECT IS DESIGNED TO ADDRESS THE PROBLEMS OF SUBSTANCE ABUSE AND MENTAL HEALTH. FAMILIES ARE REFERRED BY DCYF AND SERVICES ARE TAILORED TO MEET THEIR NEEDS. DURING 2020, 112 FAMILIES RECEIVED INTENSIVE FAMILY PRESERVATION SERVICES THROUGH THESE PROGRAMS.RIGHTING, RE-ENTRY & RELATIONSHIPS (RRR): A FEDERAL GRANT FROM THE OFFICE OF JUVENILE JUSTICE AND DELINQUENCY PREVENTION (OJJDP) IS A PARTNERSHIP WITH A LOCAL COMMUNITY AGENCY WITH CFS SERVING AS THE LEAD AGENCY. THE PROGRAM TARGETS YOUNG INCARCERATED FATHERS, AGES 18-25, WITH CHILDREN FROM 0-5. DURATION IS 10 MONTHS REACHING 25 FATHERS PER YEAR. SERVICES BEGIN 90 DAYS PRE-RELEASE FROM THE ADULT CORRECTIONAL INSTITUTION (ACI) AND 7 MONTHS POST-RELEASE. THE GOAL IS TO REPAIR OR ESTABLISH PARENTING RELATIONSHIPS WITH FATHERS AND THEIR CHILDREN. IN ADDITION, WORK IS DONE IN AREAS OF CASE MANAGEMENT AND ESTABLISHING HELATHY COMMUNITY RELATIONSHIPS AND DECREASE RECIDIVISM. DURING 2020, RRR PROVIDED SERVICES TO 4 PARTICIPANTS.FAMILY CARE COMMUNITY PARTNERSHIP: THE ORGANIZATION IS PART OF A PARTNERSHIP OF COMMUNITY BASED AGENCIES SERVICING THE CHILDREN AND FAMILIES WITHIN THE URBAN CORE IN RHODE ISLAND. THE CATCHMENT AREA INCLUDES PROVIDENCE, PAWTUCKET, CENTRAL FALLS AND CRANSTON. THE PARTNERSHIP INCLUDES: FAMILY SERVICE OF RHODE ISLAND, AS LEAD AGENCY IN DIRECT CONTRACT WITH DCYF, CHILDREN'S FRIEND AND SERVICE, COMPREHENSIVE COMMUNITY ACTION PROGRAM, TIDES FAMILY SERVICES, THE PROVIDENCE CENTER AND THE SOCIO-ECONOMIC DEVELOPMENT CENTER FOR SOUTHEAST ASIANS. EACH AGENCY HAS A TEAM THAT WORKS DIRECTLY WITH FAMILIES.FAMILIES IN THE PROGRAM ARE AT RISK FOR CHILD ABUSE, NEGLECT AND/OR DEPENDENCY OR DCYF INVOLVEMENT. CHILDREN IN THE PROGRAM MEET THE CRITERIA FOR SED OR HAVE BEEN DIAGNOSED UNDER DSM-IV OR DC: 0-3, OR ARE CONCLUDING A SENTENCE AT THE RHODE ISLAND TRAINING SCHOOL OR ARE LEAVING TEMPORARY COMMUNITY PLACEMENT.DURING 2020, THE ORGANIZATION SERVICED 60 FAMILIES THROUGH THE FAMILY CARE COMMUNITY PARTNERSHIP. 2130946 1302853 EARLY INTERVENTION: EARLY INTERVENTION SERVICES FAMILIES AND CHILDREN WITH DEVELOPMENTAL DELAY AND/OR RISK AND CHILDREN WITH DISABILITIES BETWEEN THE AGES OF BIRTH TO 3 YEARS. CHILDREN RECEIVE A VARIETY OF SERVICES, MOST IN A HOME BASED OR COMMUNITY SETTING, FROM A MULTI-DISCIPLINARY TEAM. THERE WERE 579 CHILDREN AND THEIR FAMILIES THAT RECEIVED SERVICES THROUGH THE PROGRAM DURING 2020. 81038 76638 FAMILY COUNSELING: THE COUNSELING PROGRAM PROVIDES CULTURALLY COMPETENT, INNOVATIVE CLINICAL SERVICES TO VULNERABLE CHILDREN AND FAMILIES. THE SERVICES PROVIDED INCLUDE INDIVIDUAL COUNSELING, FAMILY COUNSELING, PLAY THERAPY, AND PARENTING SUPPORT. COUNSELING SERVICES ARE PROVIDED PRIMARILY IN THE OFFICE, BUT ALSO OCCUR IN THE HOME OR ANOTHER COMMUNITY LOCATION SUCH AS A SCHOOL. THE ORGANIZATION HAS CARING AND DEDICATED CLINICIANS WHO HAVE HAD SUCCESS WITH GUIDING CLIENTS TOWARD THE ACHIEVEMENT OF THEIR GOALS. THE PROGRAM STAFF FREQUENTLY COLLABORATES WITH OTHER PROVIDERS WITHIN THE AGENCY AND OUTSIDE THE AGENCY. KIDS CONNECT SERVICES SUPPORT CHILDREN WITH EMOTIONAL, BEHAVIORAL OR MEDICAL NEEDS IN THEIR CLASSROOM, SO THAT THEY CAN SUCCESSFULLY LEARN AND PLAY WITH THEIR PEERS. THESE ARE CHILDREN WITH SPECIAL HEALTHCARE NEEDS WHO ARE LIVING AT HOME OR WITH A FOSTER FAMILY AND NOW HAVE BEEN DIAGNOSED WITH CERTAIN SIGNIFICANT PHYSICAL, DEVELOPMENTAL, BEHAVIORAL OR EMOTIONAL CONDITIONS.A TOTAL OF 26 CHILDREN AND THEIR FAMILIES RECEIVED COUNSELING SERVICES IN 2020. A TOTAL OF 60 CHILDREN RECEIVED KIDS CONNECT SERVICES IN 2020. 2211984 1379491 28502356 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 265 0 525 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 21 21 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 RI X DAVID CAPRIO 4012764300 153 SUMMER STREET PROVIDENCE RI 02903 MICHAEL DISANDRO CHAIR 1.00 X X 0 0 0 MAUREEN GURGHIGIAN VICE CHAIR 1.00 X X 0 0 0 JOSE R LOPEZ JR CPA MST TREASURER 1.00 X X 0 0 0 MARK GRIFFIN ASST. TREASURER 1.00 X X 0 0 0 MARIE GANIM PHD SECRETARY 1.00 X X 0 0 0 WILLIAM J ALLEN BOARD MEMBER 1.00 X 0 0 0 KAMILAH A'VANT BOARD MEMBER 1.00 X 0 0 0 LISA BOUSQUET BOARD MEMBER 1.00 X 0 0 0 MARY CRAM BOARD MEMBER 1.00 X 0 0 0 JOHN D CREGAN BOARD MEMBER 1.00 X 0 0 0 ROSA E DE CASTILLO BOARD MEMBER 1.00 X 0 0 0 CHARLOTTE DIFFENDALE BOARD MEMBER 1.00 X 0 0 0 EVA C HOLSE-AVILA BOARD MEMBER 1.00 X 0 0 0 LEONARD L LOPES ESQ BOARD MEMBER 1.00 X 0 0 0 PATRICIA MARTINEZ BOARD MEMBER 1.00 X 0 0 0 KIMBERLY I MCCARTHY ESQ BOARD MEMBER 1.00 X 0 0 0 CARMEN A MIRABAL BOARD MEMBER 1.00 X 0 0 0 EDUARDO E NAYA BOARD MEMBER 1.00 X 0 0 0 CARL R NEAL BOARD MEMBER 1.00 X 0 0 0 MARTHA NEWCOMB ESQ BOARD MEMBER 1.00 X 0 0 0 DONALD ST PETER BOARD MEMBER 1.00 X 0 0 0 DAVID CAPRIO PRESIDENT & CEO 40.00 X 187848 0 8415 RONALD CONTRERAS CHIEF OF FINANCIAL 40.00 X 119538 0 4831 DANA MULLEN CHIEF OF PROGRAMS 40.00 X 112657 0 25535 420043 0 38781 3 0 1 0 CAROUSEL INDUSTRIES OF NORTH AMERICA PO BOX 842084 BOSTON MA 02284 TECHNICAL SUPPORT 567963 J&A GENERAL CONTRACTOR LLC 48 KIMBALL STREET PROVIDENCE RI 02908 CLEANING/BLDG MAINT. 319871 NETSMART TECHNOLOGIES INC PO BOX 823519 PHILADELPHIA PA 19182 TECHNICAL SUPPORT 244515 HERITAGE PARKYMCA PAWTUCKET 333 ROOSEVELT AVENUE PAWTUCKET RI 02860 EHSCC SERVICES 173708 ROBERT B HAGBERG 11 A HILLER STREET MARION MA 02738 CONSULTATION 120750 6 20766 113376 3420062 1417172 4971376 FAMILY SUPPORT INITIATIVE 624100 16541515 16541515 HEALTH & NUTRITION SERVICES 624100 4288635 4288635 FAMILY PRESERVATION 624100 3297250 3297250 EARLY INTERVENTION 624100 1302853 1302853 FAMILY COUNSELING 624100 76638 76638 25506891 237423 237423 3933270 3498568 434702 434702 434702 35426 113376 30845 4581 4581 MISCELLANEOUS 624100 237814 237814 237814 31392787 25506891 0 914520 320632 223471 77534 19627 15877569 15377507 171667 328395 468104 454996 3971 9137 4077268 3935498 58410 83360 1197566 1154459 18426 24681 36717 11553 25164 98124 94817 1397 1910 101768 101768 2505691 2289179 161300 55212 4229 713 2798 718 912194 856137 12847 43210 1422555 1358735 55803 8017 126207 124290 1357 560 30194 9924 3930 16340 10430 5182 5248 447572 440007 7565 187477 185468 1525 484 CHILD CARE MEALS 932664 932664 CLIENT BENEFITS 645545 461976 7793 175776 NON-CAPITAL EQUIPMENT 259249 258675 9 565 BAD DEBT 212824 212824 142844 114281 10087 18476 30017423 28502356 728599 786468 309731 1920955 3239125 5043693 35994 182924 16100835 5686521 10650716 10414314 19704124 20214691 1894224 2110966 35833914 39887543 2159436 2792782 10040 10000 921967 168831 1051230 150000 150000 3241443 4172843 X 19304132 21597051 13288339 14117649 32592471 35714700 35833914 39887543 1375364 1746865 0 X 0 1 X 1 1 1 X 1231767 729414 1169382 5846851 1686706 10664120 26908193 25773250 27532363 29262796 25506891 134983493 28139960 26502664 28701745 35109647 27193597 145647613 0 0 0 145647613 308458 341604 358541 442414 237423 1688440 308458 341604 358541 442414 237423 1688440 20060 25072 38785 9944 242395 336256 28468478 26869340 29099071 35562005 27673415 147672309 0.98630 0.98690 0.01140 0.01200 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 514 514 30016909 30017423 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 716 21140 923 514 23293 250000 250000 250000 250000 1000000 1500000 SCHEDULE C, PART II-A, LINE 1B IN 2020, $514 IS THE VALUE OF TIME SPENT BY THE PRESIDENT/CEO ON LEGISLATIVE ISSUES. 19829124 2100480 1714913 20214691 17646136 3888529 1705541 19829124 19672092 -1048770 977186 17646136 17590201 3065908 984017 19672092 17877615 574807 862221 17590201 0.41750 0.37090 0.21160 1 0 837702 837702 12357722 3186722 9171000 1200 1200 0 2904211 2498599 405612 10414314 PERPETUAL TRUST 2110966 F 2110966 UNEMPLOYMENT BENEFITS RESERVE 150000 150000 X 34342255 1746865 1304371 3051236 31291019 101768 101768 31392787 31220026 1304371 1304371 29915655 101768 101768 30017423 PART V, LINE 4: THE FUNDS ARE RESTRICTED TO BE INVESTED IN PERPETUITY AND THE INCOME DERIVED FROM THE INVESTMENT IS EXPENDABLE TO SUPPORT THE OPERATING AND PROGRAM ACTIVITIES OF THE ORGANIZATION. PART X, LINE 2: THE ORGANIZATION IS A NOT-FOR-PROFIT CHARITABLE ORGANIZATION EXEMPT FROM FEDERAL INCOME TAXES AS A PUBLIC CHARITY UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. MANAGEMENT BELIEVES THAT THE ORGANIZATION OPERATES IN A MANNER CONSISTENT WITH ITS TAX-EXEMPT STATUS AT BOTH THE FEDERAL AND STATE LEVELS. THE ORGANIZATION ANNUALLY FILES IRS FORM 990 - RETURN OF ORGANIZATIONS EXEMPT FROM INCOME TAX, REPORTING VARIOUS INFORMATION THAT THE IRS USES TO MONITOR THE ACTIVITIES OF TAX-EXEMPT ENTITIES. THESE TAX RETURNS ARE SUBJECT TO REVIEW BY THE TAXING AUTHORITIES, GENERALLY FOR THREE YEARS AFTER THEY WERE FILED. THE ORGANIZATION CURRENTLY HAS NO TAX EXAMINATIONS IN PROGRESS. PART XI, LINE 2D - OTHER ADJUSTMENTS: EVENT DIRECT EXPENSES NETTED WITH REVENUE PART XII, LINE 2D - OTHER ADJUSTMENTS: EVENT DIRECT EXPENSES NETTED WITH REVENUE LUNCHEON 126437 91011 35426 2000 12000 14018 WALK FOR CHILDREN 22365 22365 2827 148802 113376 35426 2000 12000 16845 30845 4581 X X X 0 0 0 0 0 0 0 0 0 DAVID CAPRIO PRESIDENT & CEO 187848 0 0 0 0 0 8415 0 0 0 196263 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY THE EXTERNAL AUDITORS AND REVIEWED BY MANAGEMENT. ONCE ALL ARE SATISFIED WITH THE FORM, IT IS FINALIZED AND A COPY IS SENT TO ALL BOARD MEMBERS, WHO ARE ASKED IF THEY HAVE ANY QUESTIONS OR COMMENTS. IF ANY REVISIONS ARE MADE, A FINAL COPY IS SENT TO ALL BOARD MEMBERS. THE FINALIZED VERSION OF THE 990 IS THEN SUBMITTED TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR THE ORGANIZATION'S CONFLICT OF INTEREST POLICY IS PROVIDED TO ALL OFFICERS, DIRECTORS AND KEY EMPLOYEES. THESE PEOPLE ARE ASKED TO REVIEW THE POLICY AND SIGN A STATEMENT INDICATING THAT THEY UNDERSTAND THE POLICY AND HAVE REPORTED ALL POTENTIAL CONFLICTS DURING THE PAST YEAR IN ACCORDANCE WITH THE POLICY AND WILL REPORT ALL POTENTIAL CONFLICTS DURING THE COMING YEAR. ALL POTENTIAL CONFLICTS ARE EVALUATED BY THE BOARD TO DETERMINE IF A CONFLICT ACTUALLY EXISTS. IN THOSE INSTANCES WHERE THE POTENTIAL TRANSACTION IS A CONFLICT, THE BOARD EXAMINES THE TRANSACTION AND A VOTE IS TAKEN (WITH THOSE INVOLVED RECUSING THEMSELVES) AS TO WHETHER THE ORGANIZATION WILL ENTER INTO THE TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD CONDUCTS A PERFORMANCE REVIEW AND EVALUATION OF THE PRESIDENT & CEO. THE REVIEW ALSO ESTABLISHES THE INDIVIDUAL'S COMPENSATION. THIS PROCESS INVOLVES THE EVALUATION OF THE INDIVIDUAL AND A REVIEW OF COMPENSATION OF COMPARABLE POSITIONS OBTAINED FROM COMPENSATION SURVEYS. THE BOARD'S DELIBERATION AND DECISION IS NOTED IN THE MINUTES OF THE MEETING. THE PRESIDENT & CEO ESTABLISHES THE COMPENSATION OF THE SENIOR MANAGEMENT TEAM AND REVIEWS THE PERFORMANCE EVALUATIONS AND RECOMMENDED COMPENSATION WITH THE BOARD. THE EVALUATIONS AND COMPENSATION ARE DISCUSSED WITH THE BOARD ALTHOUGH NO VOTE OF APPROVAL OF THE PRESIDENT & CEO'S DECISION IS REQUIRED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS (ARTICLES OF INCORPORATION AND BY-LAWS), ITS CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. THE ORGANIZATION WILL MAIL COPIES UPON REQUEST OR PROVIDE COPIES TO THOSE WHO COME TO THE ADMINISTRATIVE OFFICE DURING NORMAL BUSINESS HOURS. THE ORGANIZATION CHARGES FOR THE COPIES IN ACCORDANCE WITH IRS REGULATIONS.